Topic summary

Stock Brokerage

Stock Brokerage

Extracted from the Wikipedia article Stockbroker.

Licensing and training requirements

The path to stock brokerage usually involves formal training, certifications, and licenses. Most stockbrokers begin as career financial advisors or broker representatives and then go on to get their brokerage license after completing training on financial markets, products, regulations, and often sales, and passing exams (Series 7 and Series 63).