Topic summary
ISO 19011

ISO 19011 is an international standard that sets forth guidelines for management systemsauditing. The current version is ISO 19011:2026. It is developed by the International Organization for Standardization (ISO).
Originally it was published in 1990 as ISO 10011-1 and in 2002 took the current ISO 19011 numbering.
The standard offers four resources to organisations to "save time, effort and money":
- A clear explanation of the principles of management systems auditing.
- Guidance on the management of audit programs.
- Guidance on the conduct of internal or external audits.
- Advice on the competence and evaluation of auditors.
Seven Principles of Auditing
- Integrity: The foundation of professionalism; perform work ethically, honestly, and responsibly.
- Fair presentation: Report audit findings and conclusions truthfully and accurately.
- Due professional care: Exercise diligence and reasoned judgement during auditing.
- Confidentiality: Exercise discretion and protect sensitive information.
- Independence: Remain unbiased and objective throughout the audit process.
- Evidence-based approach: Reach reliable, verifiable conclusions using systematic sampling.
- Risk-based approach: Consider risks and opportunities during planning, conducting, and reporting.
Core Components
- Audit Program Management: Establishing objectives, assessing risks to the program, and assigning resources.
- Conducting the Audit: Initiating, preparing the plan, performing on-site or remote activities, and reporting findings.
- Auditor Competence: Evaluating personal behaviour, knowledge, and skills required for specific audits.
- Note on Certification: Organisations cannot be "ISO 19011 certified" because it is a guidance standard, not a requirement specification.