In mathematics, a vertex operator algebra (VOA) is an algebraic structure that plays an important role in
two-dimensional conformal field theory
A two-dimensional conformal field theory is a quantum field theory on a Euclidean two-dimensional space, that is invariant under local conformal transformations.
In contrast to other types of conformal field theories, two-dimensional conformal fi ...
and
string theory
In physics, string theory is a theoretical framework in which the point-like particles of particle physics are replaced by one-dimensional objects called strings. String theory describes how these strings propagate through space and intera ...
. In addition to physical applications, vertex operator algebras have proven useful in purely mathematical contexts such as
monstrous moonshine
In mathematics, monstrous moonshine, or moonshine theory, is the unexpected connection between the monster group ''M'' and modular functions, in particular the ''j'' function. The initial numerical observation was made by John McKay in 1978, ...
and the
geometric Langlands correspondence.
The related notion of vertex algebra was introduced by
Richard Borcherds in 1986, motivated by a construction of an infinite-dimensional
Lie algebra
In mathematics, a Lie algebra (pronounced ) is a vector space \mathfrak g together with an operation called the Lie bracket, an alternating bilinear map \mathfrak g \times \mathfrak g \rightarrow \mathfrak g, that satisfies the Jacobi ident ...
due to
Igor Frenkel. In the course of this construction, one employs a
Fock space that admits an action of vertex operators attached to elements of a
lattice. Borcherds formulated the notion of vertex algebra by axiomatizing the relations between the lattice vertex operators, producing an algebraic structure that allows one to construct new Lie algebras by following Frenkel's method.
The notion of vertex operator algebra was introduced as a modification of the notion of vertex algebra, by Frenkel,
James Lepowsky, and
Arne Meurman in 1988, as part of their project to construct the
moonshine module. They observed that many vertex algebras that appear 'in nature' carry an action of the
Virasoro algebra
In mathematics, the Virasoro algebra is a complex Lie algebra and the unique nontrivial central extension of the Witt algebra. It is widely used in two-dimensional conformal field theory and in string theory. It is named after Miguel Ángel ...
, and satisfy a bounded-below property with respect to an
energy operator. Motivated by this observation, they added the Virasoro action and bounded-below property as axioms.
We now have post-hoc motivation for these notions from physics, together with several interpretations of the axioms that were not initially known. Physically, the vertex operators arising from holomorphic field insertions at points in two-dimensional conformal field theory admit
operator product expansion
In quantum field theory, the operator product expansion (OPE) is used as an axiom to define the product of fields as a sum over the same fields. As an axiom, it offers a non-perturbative approach to quantum field theory. One example is the vertex ...
s when insertions collide, and these satisfy precisely the relations specified in the definition of vertex operator algebra. Indeed, the axioms of a vertex operator algebra are a formal algebraic interpretation of what physicists call chiral algebras (not to be confused with the more precise notion with the same name in mathematics) or "algebras of chiral symmetries", where these symmetries describe the
Ward identities satisfied by a given
conformal field theory
A conformal field theory (CFT) is a quantum field theory that is invariant under conformal transformations. In two dimensions, there is an infinite-dimensional algebra of local conformal transformations, and conformal field theories can sometime ...
, including conformal invariance. Other formulations of the vertex algebra axioms include Borcherds's later work on singular
commutative ring
In mathematics, a commutative ring is a Ring (mathematics), ring in which the multiplication operation is commutative. The study of commutative rings is called commutative algebra. Complementarily, noncommutative algebra is the study of ring prope ...
s, algebras over certain operads on curves introduced by Huang, Kriz, and others,
D-module
In mathematics, a ''D''-module is a module (mathematics), module over a ring (mathematics), ring ''D'' of differential operators. The major interest of such ''D''-modules is as an approach to the theory of linear partial differential equations. S ...
-theoretic objects called
chiral algebras introduced by
Alexander Beilinson and
Vladimir Drinfeld and
factorization algebras, also introduced by Beilinson and Drinfeld.
Important basic examples of vertex operator algebras include the lattice VOAs (modeling lattice conformal field theories), VOAs given by representations of affine
Kac–Moody algebras (from the
WZW model), the Virasoro VOAs, which are VOAs corresponding to representations of the
Virasoro algebra
In mathematics, the Virasoro algebra is a complex Lie algebra and the unique nontrivial central extension of the Witt algebra. It is widely used in two-dimensional conformal field theory and in string theory. It is named after Miguel Ángel ...
, and the
moonshine module ''V''
♮, which is distinguished by its
monster
A monster is a type of imaginary or fictional creature found in literature, folklore, mythology, fiction and religion. They are very often depicted as dangerous and aggressive, with a strange or grotesque appearance that causes Anxiety, terror ...
symmetry
Symmetry () in everyday life refers to a sense of harmonious and beautiful proportion and balance. In mathematics, the term has a more precise definition and is usually used to refer to an object that is Invariant (mathematics), invariant und ...
. More sophisticated examples such as
affine W-algebras and the
chiral de Rham complex on a
complex manifold
In differential geometry and complex geometry, a complex manifold is a manifold with a ''complex structure'', that is an atlas (topology), atlas of chart (topology), charts to the open unit disc in the complex coordinate space \mathbb^n, such th ...
arise in geometric
representation theory
Representation theory is a branch of mathematics that studies abstract algebra, abstract algebraic structures by ''representing'' their element (set theory), elements as linear transformations of vector spaces, and studies Module (mathematics), ...
and
mathematical physics
Mathematical physics is the development of mathematics, mathematical methods for application to problems in physics. The ''Journal of Mathematical Physics'' defines the field as "the application of mathematics to problems in physics and the de ...
.
Formal definition
Vertex algebra
A vertex algebra is a collection of data that satisfy certain axioms.
Data
* a
vector space
In mathematics and physics, a vector space (also called a linear space) is a set (mathematics), set whose elements, often called vector (mathematics and physics), ''vectors'', can be added together and multiplied ("scaled") by numbers called sc ...
, called the space of states. The underlying
field is typically taken to be the
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s, although Borcherds's original formulation allowed for an arbitrary
commutative ring
In mathematics, a commutative ring is a Ring (mathematics), ring in which the multiplication operation is commutative. The study of commutative rings is called commutative algebra. Complementarily, noncommutative algebra is the study of ring prope ...
.
* an identity element
, sometimes written
or
to indicate a vacuum state.
* an
endomorphism
In mathematics, an endomorphism is a morphism from a mathematical object to itself. An endomorphism that is also an isomorphism is an automorphism. For example, an endomorphism of a vector space is a linear map , and an endomorphism of a g ...
, called "translation". (Borcherds's original formulation included a system of divided powers of
, because he did not assume the ground ring was divisible.)
* a linear multiplication map
, where
is the space of all
formal Laurent series with coefficients in
. This structure has some alternative presentations:
** as an infinite collection of bilinear products
where
and
, so that for each
, there is an
such that
for
.
** as a left-multiplication map
. This is the 'state-to-field' map of the so-called state-field correspondence. For each
, the endomorphism-valued
formal distribution is called a vertex operator or a field, and the coefficient of
is the operator
. In the context of vertex algebras, a field is more precisely an element of
, which can be written
such that for any
for sufficiently small
(which may depend on
). The standard notation for the multiplication is
::
Axioms
These data are required to satisfy the following axioms:
* Identity. For any
and
.
* Translation.
, and for any
,
::
* Locality (Jacobi identity, or Borcherds identity). For any
, there exists a positive
integer
An integer is the number zero (0), a positive natural number (1, 2, 3, ...), or the negation of a positive natural number (−1, −2, −3, ...). The negations or additive inverses of the positive natural numbers are referred to as negative in ...
such that:
::
= Equivalent formulations of locality axiom
=
The locality axiom has several equivalent formulations in the literature, e.g., Frenkel–Lepowsky–Meurman introduced the Jacobi identity:
,
:
where we define the formal delta series by:
:
Borcherds initially used the following two identities: for any
and integers
we have
:
and
:
.
He later gave a more expansive version that is equivalent but easier to use: for any
and integers
we have
:
This identity is the same as the Jacobi identity by expanding both sides in all formal variables. Finally, there is a formal function version of locality: For any
, there is an element
: