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The uncertainty principle, also known as Heisenberg's indeterminacy principle, is a fundamental concept in
quantum mechanics Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
. It states that there is a limit to the precision with which certain pairs of physical properties, such as position and
momentum In Newtonian mechanics, momentum (: momenta or momentums; more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. ...
, can be simultaneously known. In other words, the more accurately one property is measured, the less accurately the other property can be known. More formally, the uncertainty principle is any of a variety of mathematical inequalities asserting a fundamental limit to the product of the accuracy of certain related pairs of measurements on a quantum system, such as position, ''x'', and momentum, ''p''. Such paired-variables are known as complementary variables or canonically conjugate variables. First introduced in 1927 by German physicist
Werner Heisenberg Werner Karl Heisenberg (; ; 5 December 1901 – 1 February 1976) was a German theoretical physicist, one of the main pioneers of the theory of quantum mechanics and a principal scientist in the German nuclear program during World War II. He pub ...
, the formal inequality relating the
standard deviation In statistics, the standard deviation is a measure of the amount of variation of the values of a variable about its Expected value, mean. A low standard Deviation (statistics), deviation indicates that the values tend to be close to the mean ( ...
of position ''σx'' and the standard deviation of momentum ''σp'' was derived by Earle Hesse Kennard later that year and by
Hermann Weyl Hermann Klaus Hugo Weyl (; ; 9 November 1885 – 8 December 1955) was a German mathematician, theoretical physicist, logician and philosopher. Although much of his working life was spent in Zürich, Switzerland, and then Princeton, New Jersey, ...
in 1928: where \hbar = \frac is the
reduced Planck constant The Planck constant, or Planck's constant, denoted by h, is a fundamental physical constant of foundational importance in quantum mechanics: a photon's energy is equal to its frequency multiplied by the Planck constant, and the wavelength of a ...
. The quintessentially quantum mechanical uncertainty principle comes in many forms other than position–momentum. The energy–time relationship is widely used to relate quantum state lifetime to measured energy widths but its formal derivation is fraught with confusing issues about the nature of time. The basic principle has been extended in numerous directions; it must be considered in many kinds of fundamental physical measurements.


Position–momentum

It is vital to illustrate how the principle applies to relatively intelligible physical situations since it is indiscernible on the macroscopic scales that humans experience. Two alternative frameworks for quantum physics offer different explanations for the uncertainty principle. The wave mechanics picture of the uncertainty principle is more visually intuitive, but the more abstract matrix mechanics picture formulates it in a way that generalizes more easily. Mathematically, in wave mechanics, the uncertainty relation between position and momentum arises because the expressions of the wavefunction in the two corresponding orthonormal bases in
Hilbert space In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
are Fourier transforms of one another (i.e., position and momentum are
conjugate variables Conjugate variables are pairs of variables mathematically defined in such a way that they become Fourier transform duals, or more generally are related through Pontryagin duality. The duality relations lead naturally to an uncertainty relation— ...
). A nonzero function and its Fourier transform cannot both be sharply localized at the same time. A similar tradeoff between the variances of Fourier conjugates arises in all systems underlain by Fourier analysis, for example in sound waves: A pure tone is a sharp spike at a single frequency, while its Fourier transform gives the shape of the sound wave in the time domain, which is a completely delocalized sine wave. In quantum mechanics, the two key points are that the position of the particle takes the form of a matter wave, and momentum is its Fourier conjugate, assured by the de Broglie relation , where is the
wavenumber In the physical sciences, the wavenumber (or wave number), also known as repetency, is the spatial frequency of a wave. Ordinary wavenumber is defined as the number of wave cycles divided by length; it is a physical quantity with dimension of ...
. In matrix mechanics, the
mathematical formulation of quantum mechanics The mathematical formulations of quantum mechanics are those mathematical formalisms that permit a rigorous description of quantum mechanics. This mathematical formalism uses mainly a part of functional analysis, especially Hilbert spaces, whic ...
, any pair of non-
commuting Commuting is periodically recurring travel between a place of residence and place of work or study, where the traveler, referred to as a commuter, leaves the boundary of their home community. By extension, it can sometimes be any regular o ...
self-adjoint operator In mathematics, a self-adjoint operator on a complex vector space ''V'' with inner product \langle\cdot,\cdot\rangle is a linear map ''A'' (from ''V'' to itself) that is its own adjoint. That is, \langle Ax,y \rangle = \langle x,Ay \rangle for al ...
s representing
observable In physics, an observable is a physical property or physical quantity that can be measured. In classical mechanics, an observable is a real-valued "function" on the set of all possible system states, e.g., position and momentum. In quantum ...
s are subject to similar uncertainty limits. An eigenstate of an observable represents the state of the wavefunction for a certain measurement value (the eigenvalue). For example, if a measurement of an observable is performed, then the system is in a particular eigenstate of that observable. However, the particular eigenstate of the observable need not be an eigenstate of another observable : If so, then it does not have a unique associated measurement for it, as the system is not in an eigenstate of that observable.


Visualization

The uncertainty principle can be visualized using the position- and momentum-space wavefunctions for one spinless particle with mass in one dimension. The more localized the position-space wavefunction, the more likely the particle is to be found with the position coordinates in that region, and correspondingly the momentum-space wavefunction is less localized so the possible momentum components the particle could have are more widespread. Conversely, the more localized the momentum-space wavefunction, the more likely the particle is to be found with those values of momentum components in that region, and correspondingly the less localized the position-space wavefunction, so the position coordinates the particle could occupy are more widespread. These wavefunctions are
Fourier transform In mathematics, the Fourier transform (FT) is an integral transform that takes a function as input then outputs another function that describes the extent to which various frequencies are present in the original function. The output of the tr ...
s of each other: mathematically, the uncertainty principle expresses the relationship between conjugate variables in the transform.


Wave mechanics interpretation

According to the de Broglie hypothesis, every object in the universe is associated with a
wave In physics, mathematics, engineering, and related fields, a wave is a propagating dynamic disturbance (change from List of types of equilibrium, equilibrium) of one or more quantities. ''Periodic waves'' oscillate repeatedly about an equilibrium ...
. Thus every object, from an elementary particle to atoms, molecules and on up to planets and beyond are subject to the uncertainty principle. The time-independent wave function of a single-moded plane wave of wavenumber ''k''0 or momentum ''p''0 is \psi(x) \propto e^ = e^ ~. The Born rule states that this should be interpreted as a probability density amplitude function in the sense that the probability of finding the particle between ''a'' and ''b'' is \operatorname P \leq X \leq b= \int_a^b , \psi(x), ^2 \, \mathrmx ~. In the case of the single-mode plane wave, , \psi(x), ^2 is ''1'' if X=x and ''0'' otherwise. In other words, the particle position is extremely uncertain in the sense that it could be essentially anywhere along the wave packet. On the other hand, consider a wave function that is a sum of many waves, which we may write as \psi(x) \propto \sum_n A_n e^~, where ''A''''n'' represents the relative contribution of the mode ''p''''n'' to the overall total. The figures to the right show how with the addition of many plane waves, the wave packet can become more localized. We may take this a step further to the continuum limit, where the wave function is an
integral In mathematics, an integral is the continuous analog of a Summation, sum, which is used to calculate area, areas, volume, volumes, and their generalizations. Integration, the process of computing an integral, is one of the two fundamental oper ...
over all possible modes \psi(x) = \frac \int_^\infty \varphi(p) \cdot e^ \, dp ~, with \varphi(p) representing the amplitude of these modes and is called the wave function in momentum space. In mathematical terms, we say that \varphi(p) is the ''
Fourier transform In mathematics, the Fourier transform (FT) is an integral transform that takes a function as input then outputs another function that describes the extent to which various frequencies are present in the original function. The output of the tr ...
'' of \psi(x) and that ''x'' and ''p'' are
conjugate variables Conjugate variables are pairs of variables mathematically defined in such a way that they become Fourier transform duals, or more generally are related through Pontryagin duality. The duality relations lead naturally to an uncertainty relation— ...
. Adding together all of these plane waves comes at a cost, namely the momentum has become less precise, having become a mixture of waves of many different momenta. One way to quantify the precision of the position and momentum is the
standard deviation In statistics, the standard deviation is a measure of the amount of variation of the values of a variable about its Expected value, mean. A low standard Deviation (statistics), deviation indicates that the values tend to be close to the mean ( ...
 ''σ''. Since , \psi(x), ^2 is a probability density function for position, we calculate its standard deviation. The precision of the position is improved, i.e. reduced ''σ''''x'', by using many plane waves, thereby weakening the precision of the momentum, i.e. increased ''σ''''p''. Another way of stating this is that ''σ''''x'' and ''σ''''p'' have an inverse relationship or are at least bounded from below. This is the uncertainty principle, the exact limit of which is the Kennard bound.


Proof of the Kennard inequality using wave mechanics

We are interested in the
variance In probability theory and statistics, variance is the expected value of the squared deviation from the mean of a random variable. The standard deviation (SD) is obtained as the square root of the variance. Variance is a measure of dispersion ...
s of position and momentum, defined as \sigma_x^2 = \int_^\infty x^2 \cdot , \psi(x), ^2 \, dx - \left( \int_^\infty x \cdot , \psi(x), ^2 \, dx \right)^2 \sigma_p^2 = \int_^\infty p^2 \cdot , \varphi(p), ^2 \, dp - \left( \int_^\infty p \cdot , \varphi(p), ^2 \, dp \right)^2~. Without loss of generality, we will assume that the
means Means may refer to: * Means LLC, an anti-capitalist media worker cooperative * Means (band), a Christian hardcore band from Regina, Saskatchewan * Means, Kentucky, a town in the US * Means (surname) * Means Johnston Jr. (1916–1989), US Navy ...
vanish, which just amounts to a shift of the origin of our coordinates. (A more general proof that does not make this assumption is given below.) This gives us the simpler form \sigma_x^2 = \int_^\infty x^2 \cdot , \psi(x), ^2 \, dx \sigma_p^2 = \int_^\infty p^2 \cdot , \varphi(p), ^2 \, dp~. The function f(x) = x \cdot \psi(x) can be interpreted as a
vector Vector most often refers to: * Euclidean vector, a quantity with a magnitude and a direction * Disease vector, an agent that carries and transmits an infectious pathogen into another living organism Vector may also refer to: Mathematics a ...
in a
function space In mathematics, a function space is a set of functions between two fixed sets. Often, the domain and/or codomain will have additional structure which is inherited by the function space. For example, the set of functions from any set into a ve ...
. We can define an
inner product In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, ofte ...
for a pair of functions ''u''(''x'') and ''v''(''x'') in this vector space: \langle u \mid v \rangle = \int_^\infty u^*(x) \cdot v(x) \, dx, where the asterisk denotes the
complex conjugate In mathematics, the complex conjugate of a complex number is the number with an equal real part and an imaginary part equal in magnitude but opposite in sign. That is, if a and b are real numbers, then the complex conjugate of a + bi is a - ...
. With this inner product defined, we note that the variance for position can be written as \sigma_x^2 = \int_^\infty , f(x), ^2 \, dx = \langle f \mid f \rangle ~. We can repeat this for momentum by interpreting the function \tilde(p)=p \cdot \varphi(p) as a vector, but we can also take advantage of the fact that \psi(x) and \varphi(p) are Fourier transforms of each other. We evaluate the inverse Fourier transform through
integration by parts In calculus, and more generally in mathematical analysis, integration by parts or partial integration is a process that finds the integral of a product of functions in terms of the integral of the product of their derivative and antiderivati ...
: \begin g(x) &= \frac \cdot \int_^\infty \tilde(p) \cdot e^ \, dp \\ &= \frac \int_^\infty p \cdot \varphi(p) \cdot e^ \, dp \\ &= \frac \int_^\infty \left p \cdot \int_^\infty \psi(\chi) e^ \, d\chi \right\cdot e^ \, dp \\ &= \frac \int_^\infty \left \cancel - \int_^\infty \frac e^ \, d\chi \right\cdot e^ \, dp \\ &= -i \int_^\infty \frac \left \frac\int_^\infty \, e^ \, dp \right, d\chi\\ &= -i \int_^\infty \frac \left \delta\left(\frac\right) \right, d\chi\\ &= -i \hbar \int_^\infty \frac \left \delta\left(x - \chi \right) \right, d\chi\\ &= -i \hbar \frac \\ &= \left( -i \hbar \frac \right) \cdot \psi(x) , \end where v=\frace^ in the integration by parts, the cancelled term vanishes because the wave function vanishes at both infinities and , e^, =1, and then use the
Dirac delta function In mathematical analysis, the Dirac delta function (or distribution), also known as the unit impulse, is a generalized function on the real numbers, whose value is zero everywhere except at zero, and whose integral over the entire real line ...
which is valid because \dfrac does not depend on ''p'' . The term -i \hbar \frac is called the momentum operator in position space. Applying Plancherel's theorem, we see that the variance for momentum can be written as \sigma_p^2 = \int_^\infty , \tilde(p), ^2 \, dp = \int_^\infty , g(x), ^2 \, dx = \langle g \mid g \rangle. The
Cauchy–Schwarz inequality The Cauchy–Schwarz inequality (also called Cauchy–Bunyakovsky–Schwarz inequality) is an upper bound on the absolute value of the inner product between two vectors in an inner product space in terms of the product of the vector norms. It is ...
asserts that \sigma_x^2 \sigma_p^2 = \langle f \mid f \rangle \cdot \langle g \mid g \rangle \ge , \langle f \mid g \rangle, ^2 ~. The modulus squared of any complex number ''z'' can be expressed as , z, ^ = \Big(\text(z)\Big)^+\Big(\text(z)\Big)^ \geq \Big(\text(z)\Big)^ = \left(\frac\right)^. we let z=\langle f, g\rangle and z^=\langle g\mid f\rangle and substitute these into the equation above to get , \langle f\mid g\rangle, ^2 \geq \left(\frac\right)^2 ~. All that remains is to evaluate these inner products. \begin \langle f\mid g\rangle-\langle g\mid f\rangle &= \int_^\infty \psi^*(x) \, x \cdot \left(-i \hbar \frac\right) \, \psi(x) \, dx - \int_^\infty \psi^*(x) \, \left(-i \hbar \frac\right) \cdot x \, \psi(x) \, dx \\ &= i \hbar \cdot \int_^\infty \psi^*(x) \left \left(-x \cdot \frac\right) + \frac \right\, dx \\ &= i \hbar \cdot \int_^\infty \psi^*(x) \left \left(-x \cdot \frac\right) + \psi(x) + \left(x \cdot \frac\right)\right\, dx \\ &= i \hbar \cdot \int_^\infty \psi^*(x) \psi(x) \, dx \\ &= i \hbar \cdot \int_^\infty , \psi(x), ^2 \, dx \\ &= i \hbar \end Plugging this into the above inequalities, we get \sigma_x^2 \sigma_p^2 \ge , \langle f \mid g \rangle, ^2 \ge \left(\frac\right)^2 = \left(\frac\right)^2 = \frac and taking the square root \sigma_x \sigma_p \ge \frac~. with equality if and only if ''p'' and ''x'' are linearly dependent. Note that the only ''physics'' involved in this proof was that \psi(x) and \varphi(p) are wave functions for position and momentum, which are Fourier transforms of each other. A similar result would hold for ''any'' pair of conjugate variables.


Matrix mechanics interpretation

In matrix mechanics, observables such as position and momentum are represented by self-adjoint operators. When considering pairs of observables, an important quantity is the ''
commutator In mathematics, the commutator gives an indication of the extent to which a certain binary operation fails to be commutative. There are different definitions used in group theory and ring theory. Group theory The commutator of two elements, ...
''. For a pair of operators and \hat, one defines their commutator as hat,\hat\hat\hat-\hat\hat. In the case of position and momentum, the commutator is the
canonical commutation relation In quantum mechanics, the canonical commutation relation is the fundamental relation between canonical conjugate quantities (quantities which are related by definition such that one is the Fourier transform of another). For example, hat x,\hat p ...
hat,\hati \hbar. The physical meaning of the non-commutativity can be understood by considering the effect of the commutator on position and momentum eigenstates. Let , \psi\rangle be a right eigenstate of position with a constant eigenvalue . By definition, this means that \hat, \psi\rangle = x_0 , \psi\rangle. Applying the commutator to , \psi\rangle yields hat,\hat, \psi \rangle = (\hat\hat-\hat\hat) , \psi \rangle = (\hat - x_0 \hat) \hat \, , \psi \rangle = i \hbar , \psi \rangle, where is the identity operator. Suppose, for the sake of
proof by contradiction In logic, proof by contradiction is a form of proof that establishes the truth or the validity of a proposition by showing that assuming the proposition to be false leads to a contradiction. Although it is quite freely used in mathematical pr ...
, that , \psi\rangle is also a right eigenstate of momentum, with constant eigenvalue . If this were true, then one could write (\hat - x_0 \hat) \hat \, , \psi \rangle = (\hat - x_0 \hat) p_0 \, , \psi \rangle = (x_0 \hat - x_0 \hat) p_0 \, , \psi \rangle=0. On the other hand, the above canonical commutation relation requires that hat,\hat, \psi \rangle=i \hbar , \psi \rangle \ne 0. This implies that no quantum state can simultaneously be both a position and a momentum eigenstate. When a state is measured, it is projected onto an eigenstate in the basis of the relevant observable. For example, if a particle's position is measured, then the state amounts to a position eigenstate. This means that the state is ''not'' a momentum eigenstate, however, but rather it can be represented as a sum of multiple momentum basis eigenstates. In other words, the momentum must be less precise. This precision may be quantified by the standard deviations, \sigma_x=\sqrt \sigma_p=\sqrt. As in the wave mechanics interpretation above, one sees a tradeoff between the respective precisions of the two, quantified by the uncertainty principle.


Quantum harmonic oscillator stationary states

Consider a one-dimensional quantum harmonic oscillator. It is possible to express the position and momentum operators in terms of the
creation and annihilation operators Creation operators and annihilation operators are Operator (mathematics), mathematical operators that have widespread applications in quantum mechanics, notably in the study of quantum harmonic oscillators and many-particle systems. An annihilatio ...
: \hat x = \sqrt(a+a^\dagger) \hat p = i\sqrt(a^\dagger-a). Using the standard rules for creation and annihilation operators on the energy eigenstates, a^, n\rangle=\sqrt, n+1\rangle a, n\rangle=\sqrt, n-1\rangle, the variances may be computed directly, \sigma_x^2 = \frac \left( n+\frac\right) \sigma_p^2 = \hbar m\omega \left( n+\frac\right)\, . The product of these standard deviations is then \sigma_x \sigma_p = \hbar \left(n+\frac\right) \ge \frac.~ In particular, the above Kennard bound is saturated for the
ground state The ground state of a quantum-mechanical system is its stationary state of lowest energy; the energy of the ground state is known as the zero-point energy of the system. An excited state is any state with energy greater than the ground state ...
, for which the probability density is just the
normal distribution In probability theory and statistics, a normal distribution or Gaussian distribution is a type of continuous probability distribution for a real-valued random variable. The general form of its probability density function is f(x) = \frac ...
.


Quantum harmonic oscillators with Gaussian initial condition

In a quantum harmonic oscillator of characteristic angular frequency ''ω'', place a state that is offset from the bottom of the potential by some displacement ''x''0 as \psi(x)=\left(\frac\right)^ \exp, where Ω describes the width of the initial state but need not be the same as ''ω''. Through integration over the propagator, we can solve for the -dependent solution. After many cancelations, the probability densities reduce to , \Psi(x,t), ^2 \sim \mathcal\left( x_0 \cos , \frac \left( \cos^2(\omega t) + \frac \sin^2 \right)\right) , \Phi(p,t), ^2 \sim \mathcal\left( -m x_0 \omega \sin(\omega t), \frac \left( \cos^2 + \frac \sin^2 \right)\right), where we have used the notation \mathcal(\mu, \sigma^2) to denote a normal distribution of mean ''μ'' and variance ''σ''2. Copying the variances above and applying trigonometric identities, we can write the product of the standard deviations as \begin \sigma_x \sigma_p&=\frac\sqrt \\ &= \frac\sqrt \end From the relations \frac+\frac \ge 2, \quad , \cos(4 \omega t), \le 1, we can conclude the following (the right most equality holds only when ): \sigma_x \sigma_p \ge \frac\sqrt = \frac.


Coherent states

A coherent state is a right eigenstate of the annihilation operator, \hat, \alpha\rangle=\alpha, \alpha\rangle, which may be represented in terms of Fock states as , \alpha\rangle =e^ \sum_^\infty , n\rangle In the picture where the coherent state is a massive particle in a quantum harmonic oscillator, the position and momentum operators may be expressed in terms of the annihilation operators in the same formulas above and used to calculate the variances, \sigma_x^2 = \frac, \sigma_p^2 = \frac. Therefore, every coherent state saturates the Kennard bound \sigma_x \sigma_p = \sqrt \, \sqrt = \frac. with position and momentum each contributing an amount \sqrt in a "balanced" way. Moreover, every squeezed coherent state also saturates the Kennard bound although the individual contributions of position and momentum need not be balanced in general.


Particle in a box

Consider a particle in a one-dimensional box of length L. The eigenfunctions in position and momentum space are \psi_n(x,t) =\begin A \sin(k_n x)\mathrm^, & 0 < x < L,\\ 0, & \text \end and \varphi_n(p,t)=\sqrt\,\,\frac, where \omega_n=\frac and we have used the de Broglie relation p=\hbar k. The variances of x and p can be calculated explicitly: \sigma_x^2=\frac\left(1-\frac\right) \sigma_p^2=\left(\frac\right)^2. The product of the standard deviations is therefore \sigma_x \sigma_p = \frac \sqrt. For all n=1, \, 2, \, 3,\, \ldots, the quantity \sqrt is greater than 1, so the uncertainty principle is never violated. For numerical concreteness, the smallest value occurs when n = 1, in which case \sigma_x \sigma_p = \frac \sqrt \approx 0.568 \hbar > \frac.


Constant momentum

Assume a particle initially has a momentum space wave function described by a normal distribution around some constant momentum ''p''0 according to \varphi(p) = \left(\frac \right)^ \exp\left(\frac\right), where we have introduced a reference scale x_0=\sqrt, with \omega_0>0 describing the width of the distribution—cf.
nondimensionalization Nondimensionalization is the partial or full removal of physical dimensions from an equation involving physical quantities by a suitable substitution of variables. This technique can simplify and parameterize problems where measured units are ...
. If the state is allowed to evolve in free space, then the time-dependent momentum and position space wave functions are \Phi(p,t) = \left(\frac \right)^ \exp\left(\frac-\frac\right), \Psi(x,t) = \left(\frac \right)^ \frac \, \exp\left(-\frac\right). Since \langle p(t) \rangle = p_0 and \sigma_p(t) = \hbar /(\sqrtx_0), this can be interpreted as a particle moving along with constant momentum at arbitrarily high precision. On the other hand, the standard deviation of the position is \sigma_x = \frac \sqrt such that the uncertainty product can only increase with time as \sigma_x(t) \sigma_p(t) = \frac \sqrt


Mathematical formalism

Starting with Kennard's derivation of position-momentum uncertainty, Howard Percy Robertson developed a formulation for arbitrary Hermitian operators \hat expressed in terms of their standard deviation \sigma_ = \sqrt, where the brackets \langle\hat\rangle indicate an
expectation value In probability theory, the expected value (also called expectation, expectancy, expectation operator, mathematical expectation, mean, expectation value, or first moment) is a generalization of the weighted average. Informally, the expected va ...
of the observable represented by operator \hat. For a pair of operators \hat and \hat, define their commutator as hat,\hat\hat\hat-\hat\hat, and the Robertson uncertainty relation is given by \sigma_A \sigma_B \geq \left, \frac\langle hat,\hatrangle \ = \frac\left, \langle hat,\hatrangle \.
Erwin Schrödinger Erwin Rudolf Josef Alexander Schrödinger ( ; ; 12 August 1887 – 4 January 1961), sometimes written as or , was an Austrian-Irish theoretical physicist who developed fundamental results in quantum field theory, quantum theory. In particul ...
showed how to allow for correlation between the operators, giving a stronger inequality, known as the Robertson–Schrödinger uncertainty relation, where the anticommutator, \=\hat\hat+\hat\hat is used.


Phase space

In the phase space formulation of quantum mechanics, the Robertson–Schrödinger relation follows from a positivity condition on a real star-square function. Given a Wigner function W(x,p) with star product ★ and a function ''f'', the following is generally true: \langle f^* \star f \rangle =\int (f^* \star f) \, W(x,p) \, dx \, dp \ge 0 ~. Choosing f = a + bx + cp, we arrive at \langle f^* \star f \rangle =\begina^* & b^* & c^* \end\begin1 & \langle x \rangle & \langle p \rangle \\ \langle x \rangle & \langle x \star x \rangle & \langle x \star p \rangle \\ \langle p \rangle & \langle p \star x \rangle & \langle p \star p \rangle \end\begina \\ b \\ c\end \ge 0 ~. Since this positivity condition is true for ''all'' ''a'', ''b'', and ''c'', it follows that all the eigenvalues of the matrix are non-negative. The non-negative eigenvalues then imply a corresponding non-negativity condition on the
determinant In mathematics, the determinant is a Scalar (mathematics), scalar-valued function (mathematics), function of the entries of a square matrix. The determinant of a matrix is commonly denoted , , or . Its value characterizes some properties of the ...
, \det\begin1 & \langle x \rangle & \langle p \rangle \\ \langle x \rangle & \langle x \star x \rangle & \langle x \star p \rangle \\ \langle p \rangle & \langle p \star x \rangle & \langle p \star p \rangle \end = \det\begin1 & \langle x \rangle & \langle p \rangle \\ \langle x \rangle & \langle x^2 \rangle & \left\langle xp + \frac \right\rangle \\ \langle p \rangle & \left\langle xp - \frac \right\rangle & \langle p^2 \rangle \end \ge 0~, or, explicitly, after algebraic manipulation, \sigma_x^2 \sigma_p^2 = \left( \langle x^2 \rangle - \langle x \rangle^2 \right)\left( \langle p^2 \rangle - \langle p \rangle^2 \right)\ge \left( \langle xp \rangle - \langle x \rangle \langle p \rangle \right)^2 + \frac ~.


Examples

Since the Robertson and Schrödinger relations are for general operators, the relations can be applied to any two observables to obtain specific uncertainty relations. A few of the most common relations found in the literature are given below. * Position–linear momentum uncertainty relation: for the position and linear momentum operators, the canonical commutation relation hat, \hat= i\hbar implies the Kennard inequality from above: \sigma_x \sigma_p \geq \frac. * Angular momentum uncertainty relation: For two orthogonal components of the
total angular momentum In quantum mechanics, the total angular momentum quantum number parametrises the total angular momentum of a given particle, by combining its orbital angular momentum and its intrinsic angular momentum (i.e., its spin). If s is the particle's ...
operator of an object: \sigma_ \sigma_ \geq \frac \big, \langle J_k\rangle\big, , where ''i'', ''j'', ''k'' are distinct, and ''J''''i'' denotes angular momentum along the ''x''''i'' axis. This relation implies that unless all three components vanish together, only a single component of a system's angular momentum can be defined with arbitrary precision, normally the component parallel to an external (magnetic or electric) field. Moreover, for _x, J_y= i \hbar \varepsilon_ J_z, a choice \hat = J_x, \hat = J_y, in angular momentum multiplets, ''ψ'' = , ''j'', ''m''⟩, bounds the Casimir invariant (angular momentum squared, \langle J_x^2+ J_y^2 + J_z^2 \rangle) from below and thus yields useful constraints such as , and hence ''j'' ≥ ''m'', among others. * For the number of electrons in a superconductor and the phase of its Ginzburg–Landau order parameter \Delta N \, \Delta \varphi \geq 1.


Limitations

The derivation of the Robertson inequality for operators \hat and \hat requires \hat\hat\psi and \hat\hat\psi to be defined. There are quantum systems where these conditions are not valid. One example is a quantum particle on a ring, where the wave function depends on an angular variable \theta in the interval ,2\pi/math>. Define "position" and "momentum" operators \hat and \hat by \hat\psi(\theta)=\theta\psi(\theta),\quad \theta\in ,2\pi and \hat\psi=-i\hbar\frac, with periodic boundary conditions on \hat. The definition of \hat depends the \theta range from 0 to 2\pi. These operators satisfy the usual commutation relations for position and momentum operators, hat,\hati\hbar. More precisely, \hat\hat\psi-\hat\hat\psi=i\hbar\psi whenever both \hat\hat\psi and \hat\hat\psi are defined, and the space of such \psi is a dense subspace of the quantum Hilbert space. Now let \psi be any of the eigenstates of \hat, which are given by \psi(\theta)=e^. These states are normalizable, unlike the eigenstates of the momentum operator on the line. Also the operator \hat is bounded, since \theta ranges over a bounded interval. Thus, in the state \psi, the uncertainty of B is zero and the uncertainty of A is finite, so that \sigma_A\sigma_B=0. The Robertson uncertainty principle does not apply in this case: \psi is not in the domain of the operator \hat\hat, since multiplication by \theta disrupts the periodic boundary conditions imposed on \hat. For the usual position and momentum operators \hat and \hat on the real line, no such counterexamples can occur. As long as \sigma_x and \sigma_p are defined in the state \psi, the Heisenberg uncertainty principle holds, even if \psi fails to be in the domain of \hat\hat or of \hat\hat.


Mixed states

The Robertson–Schrödinger uncertainty can be improved noting that it must hold for all components \varrho_k in any decomposition of the
density matrix In quantum mechanics, a density matrix (or density operator) is a matrix used in calculating the probabilities of the outcomes of measurements performed on physical systems. It is a generalization of the state vectors or wavefunctions: while th ...
given as \varrho=\sum_k p_k \varrho_k. Here, for the probabilities p_k\ge0 and \sum_k p_k=1 hold. Then, using the relation \sum_k a_k \sum_k b_k \ge \left(\sum_k \sqrt\right)^2 for a_k,b_k\ge 0, it follows that \sigma_A^2 \sigma_B^2 \geq \left sum_k p_k L(\varrho_k)\right2, where the function in the bound is defined L(\varrho) = \sqrt. The above relation very often has a bound larger than that of the original Robertson–Schrödinger uncertainty relation. Thus, we need to calculate the bound of the Robertson–Schrödinger uncertainty for the mixed components of the quantum state rather than for the quantum state, and compute an average of their square roots. The following expression is stronger than the Robertson–Schrödinger uncertainty relation \sigma_A^2 \sigma_B^2 \geq \left max_ \sum_k p_k L(\varrho_k)\right2, where on the right-hand side there is a concave roof over the decompositions of the density matrix. The improved relation above is saturated by all single-qubit quantum states. With similar arguments, one can derive a relation with a convex roof on the right-hand side \sigma_A^2 F_Q varrho,B\geq 4 \left min_ \sum_k p_k L(\vert \Psi_k\rangle\langle \Psi_k\vert)\right2 where F_Q varrho,B/math> denotes the quantum Fisher information and the density matrix is decomposed to pure states as \varrho=\sum_k p_k \vert \Psi_k\rangle \langle \Psi_k\vert. The derivation takes advantage of the fact that the quantum Fisher information is the convex roof of the variance times four. A simpler inequality follows without a convex roof \sigma_A^2 F_Q varrho,B\geq \vert \langle i ,Brangle\vert^2, which is stronger than the Heisenberg uncertainty relation, since for the quantum Fisher information we have F_Q varrho,Ble 4 \sigma_B, while for pure states the equality holds.


The Maccone–Pati uncertainty relations

The Robertson–Schrödinger uncertainty relation can be trivial if the state of the system is chosen to be eigenstate of one of the observable. The stronger uncertainty relations proved by Lorenzo Maccone and Arun K. Pati give non-trivial bounds on the sum of the variances for two incompatible observables. (Earlier works on uncertainty relations formulated as the sum of variances include, e.g., Ref. due to Yichen Huang.) For two non-commuting observables A and B the first stronger uncertainty relation is given by \sigma_^2 + \sigma_^2 \ge \pm i \langle \Psi\mid , B\Psi \rangle + \mid \langle \Psi\mid(A \pm i B)\mid \rangle, ^2, where \sigma_^2 = \langle \Psi , A^2 , \Psi \rangle - \langle \Psi \mid A \mid \Psi \rangle^2 , \sigma_^2 = \langle \Psi , B^2 , \Psi \rangle - \langle \Psi \mid B \mid\Psi \rangle^2 , , \rangle is a normalized vector that is orthogonal to the state of the system , \Psi \rangle and one should choose the sign of \pm i \langle \Psi\mid , Bmid\Psi \rangle to make this real quantity a positive number. The second stronger uncertainty relation is given by \sigma_A^2 + \sigma_B^2 \ge \frac, \langle _ \mid(A + B)\mid \Psi \rangle, ^2 where , _ \rangle is a state orthogonal to , \Psi \rangle . The form of , _ \rangle implies that the right-hand side of the new uncertainty relation is nonzero unless , \Psi\rangle is an eigenstate of (A + B). One may note that , \Psi \rangle can be an eigenstate of ( A+ B) without being an eigenstate of either A or B . However, when , \Psi \rangle is an eigenstate of one of the two observables the Heisenberg–Schrödinger uncertainty relation becomes trivial. But the lower bound in the new relation is nonzero unless , \Psi \rangle is an eigenstate of both.


Energy–time

An energy–time uncertainty relation like \Delta E \Delta t \gtrsim \hbar/2, has a long, controversial history; the meaning of \Delta t and \Delta E varies and different formulations have different arenas of validity. However, one well-known application is both well established and experimentally verified: the connection between the life-time of a resonance state, \tau_ and its energy width \Delta E: \tau_ \Delta E = \pi\hbar/4. In particle-physics, widths from experimental fits to the Breit–Wigner energy distribution are used to characterize the lifetime of quasi-stable or decaying states. An informal, heuristic meaning of the principle is the following: A state that only exists for a short time cannot have a definite energy. To have a definite energy, the frequency of the state must be defined accurately, and this requires the state to hang around for many cycles, the reciprocal of the required accuracy. For example, in
spectroscopy Spectroscopy is the field of study that measures and interprets electromagnetic spectra. In narrower contexts, spectroscopy is the precise study of color as generalized from visible light to all bands of the electromagnetic spectrum. Spectro ...
, excited states have a finite lifetime. By the time–energy uncertainty principle, they do not have a definite energy, and, each time they decay, the energy they release is slightly different. The average energy of the outgoing photon has a peak at the theoretical energy of the state, but the distribution has a finite width called the ''natural linewidth''. Fast-decaying states have a broad linewidth, while slow-decaying states have a narrow linewidth. The same linewidth effect also makes it difficult to specify the
rest mass The invariant mass, rest mass, intrinsic mass, proper mass, or in the case of bound systems simply mass, is the portion of the total mass of an object or system of objects that is independent of the overall motion of the system. More precisely, ...
of unstable, fast-decaying particles in
particle physics Particle physics or high-energy physics is the study of Elementary particle, fundamental particles and fundamental interaction, forces that constitute matter and radiation. The field also studies combinations of elementary particles up to the s ...
. The faster the
particle decay In particle physics, particle decay is the spontaneous process of one unstable subatomic particle transforming into multiple other particles. The particles created in this process (the ''final state'') must each be less massive than the original ...
s (the shorter its lifetime), the less certain is its mass (the larger the particle's
width Length is a measure of distance. In the International System of Quantities, length is a quantity with dimension distance. In most systems of measurement a base unit for length is chosen, from which all other units are derived. In the Intern ...
).


Time in quantum mechanics

The concept of "time" in quantum mechanics offers many challenges. There is no quantum theory of time measurement; relativity is both fundamental to time and difficult to include in quantum mechanics. While position and momentum are associated with a single particle, time is a system property: it has no operator needed for the Robertson–Schrödinger relation. The mathematical treatment of stable and unstable quantum systems differ. These factors combine to make energy–time uncertainty principles controversial. Three notions of "time" can be distinguished: external, intrinsic, and observable. External or laboratory time is seen by the experimenter; intrinsic time is inferred by changes in dynamic variables, like the hands of a clock or the motion of a free particle; observable time concerns time as an observable, the measurement of time-separated events. An external-time energy–time uncertainty principle might say that measuring the energy of a quantum system to an accuracy \Delta E requires a time interval \Delta t > h/\Delta E. However, Yakir Aharonov and
David Bohm David Joseph Bohm (; 20 December 1917 – 27 October 1992) was an American scientist who has been described as one of the most significant Theoretical physics, theoretical physicists of the 20th centuryDavid Peat Who's Afraid of Schrödinger' ...
have shown that, in some quantum systems, energy can be measured accurately within an arbitrarily short time: external-time uncertainty principles are not universal. Intrinsic time is the basis for several formulations of energy–time uncertainty relations, including the Mandelstam–Tamm relation discussed in the next section. A physical system with an intrinsic time closely matching the external laboratory time is called a "clock". Observable time, measuring time between two events, remains a challenge for quantum theories; some progress has been made using positive operator-valued measure concepts.


Mandelstam–Tamm

In 1945, Leonid Mandelstam and Igor Tamm derived a non-relativistic ''time–energy uncertainty relation'' as follows. From Heisenberg mechanics, the generalized
Ehrenfest theorem The Ehrenfest theorem, named after Austrian theoretical physicist Paul Ehrenfest, relates the time derivative of the expectation values of the position and momentum operators ''x'' and ''p'' to the expectation value of the force F=-V'(x) on a m ...
for an observable ''B'' without explicit time dependence, represented by a self-adjoint operator \hat B relates time dependence of the average value of \hat B to the average of its commutator with the Hamiltonian: \frac = \frac\langle hat,\hatrangle. The value of \langle hat,\hatrangle is then substituted in the Robertson uncertainty relation for the energy operator \hat H and \hat B: \sigma_H\sigma_B \geq \left, \frac \langle \hat, \hat\rangle\, giving \sigma_H \frac \ge \frac (whenever the denominator is nonzero). While this is a universal result, it depends upon the observable chosen and that the deviations \sigma_H and \sigma_B are computed for a particular state. Identifying \Delta E \equiv \sigma_E and the characteristic time \tau_B \equiv \frac gives an energy–time relationship \Delta E \tau_B \ge \frac. Although \tau_B has the dimension of time, it is different from the time parameter ''t'' that enters the
Schrödinger equation The Schrödinger equation is a partial differential equation that governs the wave function of a non-relativistic quantum-mechanical system. Its discovery was a significant landmark in the development of quantum mechanics. It is named after E ...
. This \tau_B can be interpreted as time for which the expectation value of the observable, \langle \hat B \rangle, changes by an amount equal to one standard deviation. Examples: * The time a free quantum particle passes a point in space is more uncertain as the energy of the state is more precisely controlled: \Delta T = \hbar/2\Delta E. Since the time spread is related to the particle position spread and the energy spread is related to the momentum spread, this relation is directly related to position–momentum uncertainty. * A Delta particle, a quasistable composite of quarks related to protons and neutrons, has a lifetime of 10−23 s, so its measured mass equivalent to energy, 1232 MeV/''c''2, varies by ±120 MeV/''c''2; this variation is intrinsic and not caused by measurement errors. * Two energy states \psi_ with energies E_, superimposed to create a composite state :\Psi(x,t) = a\psi_1(x) e^ + b\psi_2(x) e^. :The probability amplitude of this state has a time-dependent interference term: :, \Psi(x,t), ^2 = a^2, \psi_1(x), ^2 + b^2, \psi_2(x), ^2 + 2ab\cos(\fract). :The oscillation period varies inversely with the energy difference: \tau = 2\pi\hbar/(E_2 - E_1). Each example has a different meaning for the time uncertainty, according to the observable and state used.


Quantum field theory

Some formulations of
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
uses temporary electron–positron pairs in its calculations called
virtual particles A virtual particle is a theoretical transient particle that exhibits some of the characteristics of an ordinary particle, while having its existence limited by the uncertainty principle, which allows the virtual particles to spontaneously emer ...
. The mass-energy and lifetime of these particles are related by the energy–time uncertainty relation. The energy of a quantum systems is not known with enough precision to limit their behavior to a single, simple history. Thus the influence of ''all histories'' must be incorporated into quantum calculations, including those with much greater or much less energy than the mean of the measured/calculated energy distribution. The energy–time uncertainty principle does not temporarily violate
conservation of energy The law of conservation of energy states that the total energy of an isolated system remains constant; it is said to be Conservation law, ''conserved'' over time. In the case of a Closed system#In thermodynamics, closed system, the principle s ...
; it does not imply that energy can be "borrowed" from the universe as long as it is "returned" within a short amount of time. The energy of the universe is not an exactly known parameter at all times. When events transpire at very short time intervals, there is uncertainty in the energy of these events.


Harmonic analysis

In the context of
harmonic analysis Harmonic analysis is a branch of mathematics concerned with investigating the connections between a function and its representation in frequency. The frequency representation is found by using the Fourier transform for functions on unbounded do ...
the uncertainty principle implies that one cannot at the same time localize the value of a function and its Fourier transform. To wit, the following inequality holds, \left(\int_^\infty x^2 , f(x), ^2\,dx\right)\left(\int_^\infty \xi^2 , \hat(\xi), ^2\,d\xi\right)\ge \frac. Further mathematical uncertainty inequalities, including the above entropic uncertainty, hold between a function and its Fourier transform : H_x+H_\xi \ge \log(e/2)


Signal processing

In the context of time–frequency analysis uncertainty principles are referred to as the Gabor limit, after
Dennis Gabor Dennis Gabor ( ; ; 5 June 1900 – 9 February 1979) was a Hungarian-British physicist who received the Nobel Prize in Physics in 1971 for his invention of holography. He obtained British citizenship in 1946 and spent most of his life in Engla ...
, or sometimes the ''Heisenberg–Gabor limit''. The basic result, which follows from "Benedicks's theorem", below, is that a function cannot be both time limited and band limited (a function and its Fourier transform cannot both have bounded domain)—see bandlimited versus timelimited. More accurately, the ''time-bandwidth'' or ''duration-bandwidth'' product satisfies \sigma_ \sigma_ \ge \frac \approx 0.08 \text, where \sigma_ and \sigma_ are the standard deviations of the time and frequency energy concentrations respectively. The minimum is attained for a Gaussian-shaped pulse ( Gabor wavelet) [For the un-squared Gaussian (i.e. signal amplitude) and its un-squared Fourier transform magnitude \sigma_t\sigma_f=1/2\pi; squaring reduces each \sigma by a factor \sqrt 2.] Another common measure is the product of the time and frequency full width at half maximum (of the power/energy), which for the Gaussian equals 2 \ln 2 / \pi \approx 0.44 (see bandwidth-limited pulse). Stated differently, one cannot simultaneously sharply localize a signal in both the
time domain In mathematics and signal processing, the time domain is a representation of how a signal, function, or data set varies with time. It is used for the analysis of mathematical functions, physical signals or time series of economic or environmental ...
and
frequency domain In mathematics, physics, electronics, control systems engineering, and statistics, the frequency domain refers to the analysis of mathematical functions or signals with respect to frequency (and possibly phase), rather than time, as in time ser ...
. When applied to
filters Filtration is a physical process that separates solid matter and fluid from a mixture. Filter, filtering, filters or filtration may also refer to: Science and technology Computing * Filter (higher-order function), in functional programming * Fil ...
, the result implies that one cannot simultaneously achieve a high temporal resolution and high frequency resolution at the same time; a concrete example are the resolution issues of the short-time Fourier transform—if one uses a wide window, one achieves good frequency resolution at the cost of temporal resolution, while a narrow window has the opposite trade-off. Alternate theorems give more precise quantitative results, and, in time–frequency analysis, rather than interpreting the (1-dimensional) time and frequency domains separately, one instead interprets the limit as a lower limit on the support of a function in the (2-dimensional) time–frequency plane. In practice, the Gabor limit limits the ''simultaneous'' time–frequency resolution one can achieve without interference; it is possible to achieve higher resolution, but at the cost of different components of the signal interfering with each other. As a result, in order to analyze signals where the transients are important, the wavelet transform is often used instead of the Fourier.


Discrete Fourier transform

Let \left \ := x_0, x_1, \ldots, x_ be a sequence of ''N'' complex numbers and \left \ := X_0, X_1, \ldots, X_, be its discrete Fourier transform. Denote by \, x\, _0 the number of non-zero elements in the time sequence x_0,x_1,\ldots,x_ and by \, X\, _0 the number of non-zero elements in the frequency sequence X_0,X_1,\ldots,X_. Then, \, x\, _0 \cdot \, X\, _0 \ge N. This inequality is sharp, with equality achieved when ''x'' or ''X'' is a Dirac mass, or more generally when ''x'' is a nonzero multiple of a Dirac comb supported on a subgroup of the integers modulo ''N'' (in which case ''X'' is also a Dirac comb supported on a complementary subgroup, and vice versa). More generally, if ''T'' and ''W'' are subsets of the integers modulo ''N'', let L_T,R_W : \ell^2(\mathbb Z/N\mathbb Z)\to\ell^2(\mathbb Z/N\mathbb Z) denote the time-limiting operator and band-limiting operators, respectively. Then \, L_TR_W\, ^2 \le \frac where the norm is the
operator norm In mathematics, the operator norm measures the "size" of certain linear operators by assigning each a real number called its . Formally, it is a norm defined on the space of bounded linear operators between two given normed vector spaces. Inform ...
of operators on the Hilbert space \ell^2(\mathbb Z/N\mathbb Z) of functions on the integers modulo ''N''. This inequality has implications for signal reconstruction. When ''N'' is a
prime number A prime number (or a prime) is a natural number greater than 1 that is not a Product (mathematics), product of two smaller natural numbers. A natural number greater than 1 that is not prime is called a composite number. For example, 5 is prime ...
, a stronger inequality holds: \, x\, _0 + \, X\, _0 \ge N + 1. Discovered by Terence Tao, this inequality is also sharp.


Benedicks's theorem

Amrein–Berthier and Benedicks's theorem intuitively says that the set of points where is non-zero and the set of points where is non-zero cannot both be small. Specifically, it is impossible for a function in and its Fourier transform to both be supported on sets of finite
Lebesgue measure In measure theory, a branch of mathematics, the Lebesgue measure, named after French mathematician Henri Lebesgue, is the standard way of assigning a measure to subsets of higher dimensional Euclidean '-spaces. For lower dimensions or , it c ...
. A more quantitative version is \, f\, _\leq Ce^ \bigl(\, f\, _ + \, \hat \, _ \bigr) ~. One expects that the factor may be replaced by , which is only known if either or is convex.


Hardy's uncertainty principle

The mathematician
G. H. Hardy Godfrey Harold Hardy (7 February 1877 – 1 December 1947) was an English mathematician, known for his achievements in number theory and mathematical analysis. In biology, he is known for the Hardy–Weinberg principle, a basic principle of pop ...
formulated the following uncertainty principle: it is not possible for and to both be "very rapidly decreasing". Specifically, if in L^2(\mathbb) is such that , f(x), \leq C(1+, x, )^Ne^ and , \hat(\xi), \leq C(1+, \xi, )^Ne^ (C>0,N an integer), then, if , while if , then there is a polynomial of degree such that f(x)=P(x)e^. This was later improved as follows: if f \in L^2(\mathbb^d) is such that \int_\int_, f(x), , \hat(\xi), \frac \, dx \, d\xi < +\infty ~, then f(x)=P(x)e^ ~, where is a polynomial of degree and is a real positive definite matrix. This result was stated in Beurling's complete works without proof and proved in Hörmander (the case d=1,N=0) and Bonami, Demange, and Jaming for the general case. Note that Hörmander–Beurling's version implies the case in Hardy's Theorem while the version by Bonami–Demange–Jaming covers the full strength of Hardy's Theorem. A different proof of Beurling's theorem based on Liouville's theorem appeared in ref. A full description of the case as well as the following extension to Schwartz class distributions appears in ref.


Additional uncertainty relations


Heisenberg limit

In quantum metrology, and especially
interferometry Interferometry is a technique which uses the ''interference (wave propagation), interference'' of Superposition principle, superimposed waves to extract information. Interferometry typically uses electromagnetic waves and is an important inves ...
, the Heisenberg limit is the optimal rate at which the accuracy of a measurement can scale with the energy used in the measurement. Typically, this is the measurement of a phase (applied to one arm of a
beam-splitter A beam splitter or beamsplitter is an optical instrument, optical device that splits a beam of light into a transmitted and a reflected beam. It is a crucial part of many optical experimental and measurement systems, such as Interferometry, int ...
) and the energy is given by the number of photons used in an
interferometer Interferometry is a technique which uses the '' interference'' of superimposed waves to extract information. Interferometry typically uses electromagnetic waves and is an important investigative technique in the fields of astronomy, fiber opt ...
. Although some claim to have broken the Heisenberg limit, this reflects disagreement on the definition of the scaling resource. Suitably defined, the Heisenberg limit is a consequence of the basic principles of quantum mechanics and cannot be beaten, although the weak Heisenberg limit can be beaten.


Systematic and statistical errors

The inequalities above focus on the ''statistical imprecision'' of observables as quantified by the standard deviation \sigma. Heisenberg's original version, however, was dealing with the ''systematic error'', a disturbance of the quantum system produced by the measuring apparatus, i.e., an observer effect. If we let \varepsilon_A represent the error (i.e., inaccuracy) of a measurement of an observable ''A'' and \eta_B the disturbance produced on a subsequent measurement of the conjugate variable ''B'' by the former measurement of ''A'', then the inequality proposed by Masanao Ozawa − encompassing both systematic and statistical errors - holds: Heisenberg's uncertainty principle, as originally described in the 1927 formulation, mentions only the first term of Ozawa inequality, regarding the ''systematic error''. Using the notation above to describe the ''error/disturbance'' effect of ''sequential measurements'' (first ''A'', then ''B''), it could be written as The formal derivation of the Heisenberg relation is possible but far from intuitive. It was ''not'' proposed by Heisenberg, but formulated in a mathematically consistent way only in recent years. Also, it must be stressed that the Heisenberg formulation is not taking into account the intrinsic statistical errors \sigma_A and \sigma_B. There is increasing experimental evidence that the total quantum uncertainty cannot be described by the Heisenberg term alone, but requires the presence of all the three terms of the Ozawa inequality. Using the same formalism, it is also possible to introduce the other kind of physical situation, often confused with the previous one, namely the case of ''simultaneous measurements'' (''A'' and ''B'' at the same time): The two simultaneous measurements on ''A'' and ''B'' are necessarily ''unsharp'' or ''weak''. It is also possible to derive an uncertainty relation that, as the Ozawa's one, combines both the statistical and systematic error components, but keeps a form very close to the Heisenberg original inequality. By adding Robertson and Ozawa relations we obtain \varepsilon_A \eta_B + \varepsilon_A \, \sigma_B + \sigma_A \, \eta_B + \sigma_A \sigma_B \geq \left, \Bigl\langle \bigl hat,\hat\bigr\Bigr\rangle \ . The four terms can be written as: (\varepsilon_A + \sigma_A) \, (\eta_B + \sigma_B) \, \geq \, \left, \Bigl\langle\bigl hat,\hat \bigr\Bigr\rangle \ . Defining: \bar \varepsilon_A \, \equiv \, (\varepsilon_A + \sigma_A) as the ''inaccuracy'' in the measured values of the variable ''A'' and \bar \eta_B \, \equiv \, (\eta_B + \sigma_B) as the ''resulting fluctuation'' in the conjugate variable ''B'', Kazuo Fujikawa established an uncertainty relation similar to the Heisenberg original one, but valid both for ''systematic and statistical errors'':


Quantum entropic uncertainty principle

For many distributions, the standard deviation is not a particularly natural way of quantifying the structure. For example, uncertainty relations in which one of the observables is an angle has little physical meaning for fluctuations larger than one period. Other examples include highly bimodal distributions, or
unimodal distribution In mathematics, unimodality means possessing a unique mode (statistics), mode. More generally, unimodality means there is only a single highest value, somehow defined, of some mathematical object. Unimodal probability distribution In statis ...
s with divergent variance. A solution that overcomes these issues is an uncertainty based on entropic uncertainty instead of the product of variances. While formulating the
many-worlds interpretation The many-worlds interpretation (MWI) is an interpretation of quantum mechanics that asserts that the universal wavefunction is Philosophical realism, objectively real, and that there is no wave function collapse. This implies that all Possible ...
of quantum mechanics in 1957, Hugh Everett III conjectured a stronger extension of the uncertainty principle based on entropic certainty. This conjecture, also studied by I. I. Hirschman and proven in 1975 by W. Beckner and by Iwo Bialynicki-Birula and Jerzy Mycielski is that, for two normalized, dimensionless Fourier transform pairs and where :f(a) = \int_^\infty g(b)\ e^\,db and \,\,\,g(b) = \int_^\infty f(a)\ e^\,da the Shannon information entropies H_a = -\int_^\infty , f(a), ^2 \log , f(a), ^2\,da, and H_b = -\int_^\infty , g(b), ^2 \log , g(b), ^2\,db are subject to the following constraint, where the logarithms may be in any base. The probability distribution functions associated with the position wave function and the momentum wave function have dimensions of inverse length and momentum respectively, but the entropies may be rendered dimensionless by H_x = - \int , \psi(x), ^2 \ln \left(x_0 \, , \psi(x), ^2 \right) dx =-\left\langle \ln \left(x_0 \, \left, \psi(x)\^2 \right) \right\rangle H_p = - \int , \varphi(p), ^2 \ln (p_0\,, \varphi(p), ^2) \,dp =-\left\langle \ln (p_0\left, \varphi(p)\^2 ) \right\rangle where and are some arbitrarily chosen length and momentum respectively, which render the arguments of the logarithms dimensionless. Note that the entropies will be functions of these chosen parameters. Due to the Fourier transform relation between the position wave function and the momentum wavefunction , the above constraint can be written for the corresponding entropies as where is the
Planck constant The Planck constant, or Planck's constant, denoted by h, is a fundamental physical constant of foundational importance in quantum mechanics: a photon's energy is equal to its frequency multiplied by the Planck constant, and the wavelength of a ...
. Depending on one's choice of the product, the expression may be written in many ways. If is chosen to be , then H_x + H_p \ge \log \left(\frac\right) If, instead, is chosen to be , then H_x + H_p \ge \log (e\,\pi) If and are chosen to be unity in whatever system of units are being used, then H_x + H_p \ge \log \left(\frac\right) where is interpreted as a dimensionless number equal to the value of the Planck constant in the chosen system of units. Note that these inequalities can be extended to multimode quantum states, or wavefunctions in more than one spatial dimension. The quantum entropic uncertainty principle is more restrictive than the Heisenberg uncertainty principle. From the inverse logarithmic Sobolev inequalities H_x \le \frac \log ( 2e\pi \sigma_x^2 / x_0^2 )~, H_p \le \frac \log ( 2e\pi \sigma_p^2 /p_0^2 )~, (equivalently, from the fact that normal distributions maximize the entropy of all such with a given variance), it readily follows that this entropic uncertainty principle is ''stronger than the one based on standard deviations'', because \sigma_x \sigma_p \ge \frac \exp\left(H_x + H_p - \log \left(\frac\right)\right) \ge \frac~. In other words, the Heisenberg uncertainty principle, is a consequence of the quantum entropic uncertainty principle, but not vice versa. A few remarks on these inequalities. First, the choice of base e is a matter of popular convention in physics. The logarithm can alternatively be in any base, provided that it be consistent on both sides of the inequality. Second, recall the Shannon entropy has been used, ''not'' the quantum von Neumann entropy. Finally, the normal distribution saturates the inequality, and it is the only distribution with this property, because it is the maximum entropy probability distribution among those with fixed variance (cf. here for proof). A measurement apparatus will have a finite resolution set by the discretization of its possible outputs into bins, with the probability of lying within one of the bins given by the Born rule. We will consider the most common experimental situation, in which the bins are of uniform size. Let ''δx'' be a measure of the spatial resolution. We take the zeroth bin to be centered near the origin, with possibly some small constant offset ''c''. The probability of lying within the jth interval of width ''δx'' is \operatorname P _j \int_^, \psi(x), ^2 \, dx To account for this discretization, we can define the Shannon entropy of the wave function for a given measurement apparatus as H_x=-\sum_^\infty \operatorname P _j\ln \operatorname P _j Under the above definition, the entropic uncertainty relation is H_x + H_p > \ln\left(\frac\right)-\ln\left(\frac \right). Here we note that is a typical infinitesimal phase space volume used in the calculation of a partition function. The inequality is also strict and not saturated. Efforts to improve this bound are an active area of research.


Uncertainty relation with three angular momentum components

For a particle of
total angular momentum In quantum mechanics, the total angular momentum quantum number parametrises the total angular momentum of a given particle, by combining its orbital angular momentum and its intrinsic angular momentum (i.e., its spin). If s is the particle's ...
j the following uncertainty relation holds \sigma_^2+\sigma_^2+\sigma_^2\ge j, where J_l are angular momentum components. The relation can be derived from \langle J_x^2+J_y^2+J_z^2\rangle = j(j+1), and \langle J_x\rangle^2+\langle J_y\rangle^2+\langle J_z\rangle^2\le j. The relation can be strengthened as \sigma_^2+\sigma_^2+F_Q varrho,J_z4\ge j, where F_Q varrho,J_z/math> is the quantum Fisher information.


History

In 1925 Heisenberg published the ''Umdeutung'' (reinterpretation) paper where he showed that central aspect of quantum theory was the non-
commutativity In mathematics, a binary operation is commutative if changing the order of the operands does not change the result. It is a fundamental property of many binary operations, and many mathematical proofs depend on it. Perhaps most familiar as a p ...
: the theory implied that the relative order of position and momentum measurement was significant. Working with
Max Born Max Born (; 11 December 1882 – 5 January 1970) was a German-British theoretical physicist who was instrumental in the development of quantum mechanics. He also made contributions to solid-state physics and optics, and supervised the work of a ...
and
Pascual Jordan Ernst Pascual Jordan (; 18 October 1902 – 31 July 1980) was a German theoretical and mathematical physicist who made significant contributions to quantum mechanics and quantum field theory. He contributed much to the mathematical form of matri ...
, he continued to develop matrix mechanics, that would become the first modern quantum mechanics formulation. In March 1926, working in Bohr's institute, Heisenberg realized that the non-
commutativity In mathematics, a binary operation is commutative if changing the order of the operands does not change the result. It is a fundamental property of many binary operations, and many mathematical proofs depend on it. Perhaps most familiar as a p ...
implies the uncertainty principle. Writing to
Wolfgang Pauli Wolfgang Ernst Pauli ( ; ; 25 April 1900 – 15 December 1958) was an Austrian theoretical physicist and a pioneer of quantum mechanics. In 1945, after having been nominated by Albert Einstein, Pauli received the Nobel Prize in Physics "for the ...
in February 1927, he worked out the basic concepts. In his celebrated 1927 paper "" ("On the Perceptual Content of Quantum Theoretical Kinematics and Mechanics"), Heisenberg established this expression as the minimum amount of unavoidable momentum disturbance caused by any position measurement, but he did not give a precise definition for the uncertainties Δx and Δ''p''. Instead, he gave some plausible estimates in each case separately. His paper gave an analysis in terms of a microscope that Bohr showed was incorrect; Heisenberg included an addendum to the publication. In his 1930 Chicago lecture English translation ''The Physical Principles of Quantum Theory''. Chicago: University of Chicago Press, 1930. he refined his principle: Later work broadened the concept. Any two variables that do not commute cannot be measured simultaneously—the more precisely one is known, the less precisely the other can be known. Heisenberg wrote:
It can be expressed in its simplest form as follows: One can never know with perfect accuracy both of those two important factors which determine the movement of one of the smallest particles—its position and its velocity. It is impossible to determine accurately ''both'' the position and the direction and speed of a particle ''at the same instant''.
Kennard in 1927 first proved the modern inequality: where , and , are the standard deviations of position and momentum. (Heisenberg only proved relation () for the special case of Gaussian states.) In 1929 Robertson generalized the inequality to all observables and in 1930 Schrödinger extended the form to allow non-zero covariance of the operators; this result is referred to as Robertson-Schrödinger inequality.


Terminology and translation

Throughout the main body of his original 1927 paper, written in German, Heisenberg used the word "Ungenauigkeit", to describe the basic theoretical principle. Only in the endnote did he switch to the word "Unsicherheit". Later on, he always used "Unbestimmtheit". When the English-language version of Heisenberg's textbook, ''The Physical Principles of the Quantum Theory'', was published in 1930, however, only the English word "uncertainty" was used, and it became the term in the English language.


Heisenberg's microscope

The principle is quite counter-intuitive, so the early students of quantum theory had to be reassured that naive measurements to violate it were bound always to be unworkable. One way in which Heisenberg originally illustrated the intrinsic impossibility of violating the uncertainty principle is by using the observer effect of an imaginary microscope as a measuring device. He imagines an experimenter trying to measure the position and momentum of an
electron The electron (, or in nuclear reactions) is a subatomic particle with a negative one elementary charge, elementary electric charge. It is a fundamental particle that comprises the ordinary matter that makes up the universe, along with up qua ...
by shooting a
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless particles that can ...
at it. * Problem 1 – If the photon has a short
wavelength In physics and mathematics, wavelength or spatial period of a wave or periodic function is the distance over which the wave's shape repeats. In other words, it is the distance between consecutive corresponding points of the same ''phase (waves ...
, and therefore, a large momentum, the position can be measured accurately. But the photon scatters in a random direction, transferring a large and uncertain amount of momentum to the electron. If the photon has a long
wavelength In physics and mathematics, wavelength or spatial period of a wave or periodic function is the distance over which the wave's shape repeats. In other words, it is the distance between consecutive corresponding points of the same ''phase (waves ...
and low momentum, the collision does not disturb the electron's momentum very much, but the scattering will reveal its position only vaguely. * Problem 2 – If a large aperture is used for the microscope, the electron's location can be well resolved (see Rayleigh criterion); but by the principle of
conservation of momentum In Newtonian mechanics, momentum (: momenta or momentums; more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. ...
, the transverse momentum of the incoming photon affects the electron's beamline momentum and hence, the new momentum of the electron resolves poorly. If a small aperture is used, the accuracy of both resolutions is the other way around. The combination of these trade-offs implies that no matter what photon wavelength and aperture size are used, the product of the uncertainty in measured position and measured momentum is greater than or equal to a lower limit, which is (up to a small numerical factor) equal to the
Planck constant The Planck constant, or Planck's constant, denoted by h, is a fundamental physical constant of foundational importance in quantum mechanics: a photon's energy is equal to its frequency multiplied by the Planck constant, and the wavelength of a ...
. Heisenberg did not care to formulate the uncertainty principle as an exact limit, and preferred to use it instead, as a heuristic quantitative statement, correct up to small numerical factors, which makes the radically new noncommutativity of quantum mechanics inevitable.


Intrinsic quantum uncertainty

Historically, the uncertainty principle has been confused with a related effect in
physics Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
, called the observer effect, which notes that measurements of certain systems cannot be made without affecting the system, that is, without changing something in a system. Heisenberg used such an observer effect at the quantum level (see below) as a physical "explanation" of quantum uncertainty. It has since become clearer, however, that the uncertainty principle is inherent in the properties of all wave-like systems, and that it arises in quantum mechanics simply due to the
matter wave Matter waves are a central part of the theory of quantum mechanics, being half of wave–particle duality. At all scales where measurements have been practical, matter exhibits wave-like behavior. For example, a beam of electrons can be diffract ...
nature of all quantum objects. Thus, the uncertainty principle actually states a fundamental property of quantum systems and is not a statement about the observational success of current technology.


Critical reactions

The Copenhagen interpretation of quantum mechanics and Heisenberg's uncertainty principle were, in fact, initially seen as twin targets by detractors. According to the
Copenhagen interpretation The Copenhagen interpretation is a collection of views about the meaning of quantum mechanics, stemming from the work of Niels Bohr, Werner Heisenberg, Max Born, and others. While "Copenhagen" refers to the Danish city, the use as an "interpretat ...
of quantum mechanics, there is no fundamental reality that the
quantum state In quantum physics, a quantum state is a mathematical entity that embodies the knowledge of a quantum system. Quantum mechanics specifies the construction, evolution, and measurement of a quantum state. The result is a prediction for the system ...
describes, just a prescription for calculating experimental results. There is no way to say what the state of a system fundamentally is, only what the result of observations might be.
Albert Einstein Albert Einstein (14 March 187918 April 1955) was a German-born theoretical physicist who is best known for developing the theory of relativity. Einstein also made important contributions to quantum mechanics. His mass–energy equivalence f ...
believed that randomness is a reflection of our ignorance of some fundamental property of reality, while
Niels Bohr Niels Henrik David Bohr (, ; ; 7 October 1885 – 18 November 1962) was a Danish theoretical physicist who made foundational contributions to understanding atomic structure and old quantum theory, quantum theory, for which he received the No ...
believed that the probability distributions are fundamental and irreducible, and depend on which measurements we choose to perform. Einstein and Bohr debated the uncertainty principle for many years.


Ideal detached observer

Wolfgang Pauli called Einstein's fundamental objection to the uncertainty principle "the ideal of the detached observer" (phrase translated from the German):


Einstein's slit

The first of Einstein's
thought experiment A thought experiment is an imaginary scenario that is meant to elucidate or test an argument or theory. It is often an experiment that would be hard, impossible, or unethical to actually perform. It can also be an abstract hypothetical that is ...
s challenging the uncertainty principle went as follows: Bohr's response was that the wall is quantum mechanical as well, and that to measure the recoil to accuracy , the momentum of the wall must be known to this accuracy before the particle passes through. This introduces an uncertainty in the position of the wall and therefore the position of the slit equal to , and if the wall's momentum is known precisely enough to measure the recoil, the slit's position is uncertain enough to disallow a position measurement. A similar analysis with particles diffracting through multiple slits is given by
Richard Feynman Richard Phillips Feynman (; May 11, 1918 – February 15, 1988) was an American theoretical physicist. He is best known for his work in the path integral formulation of quantum mechanics, the theory of quantum electrodynamics, the physics of t ...
.


Einstein's box

Bohr was present when Einstein proposed the thought experiment which has become known as Einstein's box. Einstein argued that "Heisenberg's uncertainty equation implied that the uncertainty in time was related to the uncertainty in energy, the product of the two being related to the Planck constant."Gamow, G., ''The great physicists from Galileo to Einstein'', Courier Dover, 1988, p.260. Consider, he said, an ideal box, lined with mirrors so that it can contain light indefinitely. The box could be weighed before a clockwork mechanism opened an ideal shutter at a chosen instant to allow one single photon to escape. "We now know, explained Einstein, precisely the time at which the photon left the box." "Now, weigh the box again. The change of mass tells the energy of the emitted light. In this manner, said Einstein, one could measure the energy emitted and the time it was released with any desired precision, in contradiction to the uncertainty principle." Bohr spent a sleepless night considering this argument, and eventually realized that it was flawed. He pointed out that if the box were to be weighed, say by a spring and a pointer on a scale, "since the box must move vertically with a change in its weight, there will be uncertainty in its vertical velocity and therefore an uncertainty in its height above the table. ... Furthermore, the uncertainty about the elevation above the Earth's surface will result in an uncertainty in the rate of the clock", because of Einstein's own theory of gravity's effect on time. "Through this chain of uncertainties, Bohr showed that Einstein's light box experiment could not simultaneously measure exactly both the energy of the photon and the time of its escape."


EPR paradox for entangled particles

In 1935, Einstein, Boris Podolsky and Nathan Rosen published an analysis of spatially separated entangled particles (EPR paradox). According to EPR, one could measure the position of one of the entangled particles and the momentum of the second particle, and from those measurements deduce the position and momentum of both particles to any precision, violating the uncertainty principle. In order to avoid such possibility, the measurement of one particle must modify the probability distribution of the other particle instantaneously, possibly violating the
principle of locality In physics, the principle of locality states that an object is influenced directly only by its immediate surroundings. A theory that includes the principle of locality is said to be a "local theory". This is an alternative to the concept of ins ...
. In 1964,
John Stewart Bell John Stewart Bell (28 July 1928 – 1 October 1990) was a physicist from Northern Ireland and the originator of Bell's theorem, an important theorem in quantum mechanics, quantum physics regarding hidden-variable theory, hidden-variable theor ...
showed that this assumption can be falsified, since it would imply a certain inequality between the probabilities of different experiments. Experimental results confirm the predictions of quantum mechanics, ruling out EPR's basic assumption of local hidden variables.


Popper's criticism

Science philosopher
Karl Popper Sir Karl Raimund Popper (28 July 1902 – 17 September 1994) was an Austrian–British philosopher, academic and social commentator. One of the 20th century's most influential philosophers of science, Popper is known for his rejection of the ...
approached the problem of indeterminacy as a logician and metaphysical realist. He disagreed with the application of the uncertainty relations to individual particles rather than to ensembles of identically prepared particles, referring to them as "statistical scatter relations". In this statistical interpretation, a ''particular'' measurement may be made to arbitrary precision without invalidating the quantum theory. In 1934, Popper published ("Critique of the Uncertainty Relations") in , and in the same year (translated and updated by the author as ''The Logic of Scientific Discovery'' in 1959), outlining his arguments for the statistical interpretation. In 1982, he further developed his theory in ''Quantum theory and the schism in Physics'', writing: Popper proposed an experiment to falsify the uncertainty relations, although he later withdrew his initial version after discussions with Carl Friedrich von Weizsäcker, Heisenberg, and Einstein; Popper sent his paper to Einstein and it may have influenced the formulation of the EPR paradox.


Free will

Some scientists, including
Arthur Compton Arthur Holly Compton (September 10, 1892 – March 15, 1962) was an American particle physicist who won the 1927 Nobel Prize in Physics for his discovery of the Compton effect, which demonstrated the particle nature of electromagnetic radiati ...
and Martin Heisenberg, have suggested that the uncertainty principle, or at least the general probabilistic nature of quantum mechanics, could be evidence for the two-stage model of free will. One critique, however, is that apart from the basic role of quantum mechanics as a foundation for chemistry, nontrivial biological mechanisms requiring quantum mechanics are unlikely, due to the rapid decoherence time of quantum systems at room temperature. Proponents of this theory commonly say that this decoherence is overcome by both screening and decoherence-free subspaces found in biological cells.


Thermodynamics

There is reason to believe that violating the uncertainty principle also strongly implies the violation of the
second law of thermodynamics The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
. See Gibbs paradox.


Rejection of the principle

Uncertainty principles relate quantum particles – electrons for example – to classical concepts – position and momentum. This presumes quantum particles have position and momentum. Edwin C. Kemble pointed out in 1937 that such properties cannot be experimentally verified and assuming they exist gives rise to many contradictions; similarly Rudolf Haag notes that position in quantum mechanics is an attribute of an interaction, say between an electron and a detector, not an intrinsic property. From this point of view the uncertainty principle is not a fundamental quantum property but a concept "carried over from the language of our ancestors", as Kemble says.


Applications

Since the uncertainty principle is such a basic result in quantum mechanics, typical experiments in quantum mechanics routinely observe aspects of it. All forms of
spectroscopy Spectroscopy is the field of study that measures and interprets electromagnetic spectra. In narrower contexts, spectroscopy is the precise study of color as generalized from visible light to all bands of the electromagnetic spectrum. Spectro ...
, including
particle physics Particle physics or high-energy physics is the study of Elementary particle, fundamental particles and fundamental interaction, forces that constitute matter and radiation. The field also studies combinations of elementary particles up to the s ...
use the relationship to relate measured energy line-width to the lifetime of quantum states. Certain experiments, however, may deliberately test a particular form of the uncertainty principle as part of their main research program. These include, for example, tests of number–phase uncertainty relations in superconducting or
quantum optics Quantum optics is a branch of atomic, molecular, and optical physics and quantum chemistry that studies the behavior of photons (individual quanta of light). It includes the study of the particle-like properties of photons and their interaction ...
systems. Applications dependent on the uncertainty principle for their operation include extremely low-noise technology such as that required in gravitational wave interferometers.


See also

* * — when an attempt is made to use a statistical measure for purposes of control (directing), its statistical validity breaks down * * * * * * ' (Heisenberg's recollections) *


References


External links

*
Stanford Encyclopedia of Philosophy entry
{{DEFAULTSORT:Uncertainty Principle Quantum mechanics Principles Mathematical physics Inequalities (mathematics) Werner Heisenberg Scientific laws 1927 in science 1927 in Germany