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Tolkien's Middle-earth family trees contribute to the impression of depth and realism in the stories set in his fantasy world by showing that each character is rooted in history with a rich network of relationships.
J. R. R. Tolkien John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philology, philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was ...
included multiple
family tree A family tree, also called a genealogy or a pedigree chart, is a chart representing family relationships in a conventional tree structure. More detailed family trees, used in medicine and social work, are known as genograms. Representations of ...
s in both ''
The Lord of the Rings ''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's boo ...
'' and ''
The Silmarillion ''The Silmarillion'' () is a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited and published posthumously by his son Christopher Tolkien in 1977, assisted by the fantasy author Guy Gavriel ...
''; they are variously for
Elves An elf () is a type of humanoid supernatural being in Germanic mythology and folklore. Elves appear especially in North Germanic mythology. They are subsequently mentioned in Snorri Sturluson's Icelandic Prose Edda. He distinguishes "ligh ...
, Dwarves,
Hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s, and
Men A man is an adult male human. Prior to adulthood, a male human is referred to as a boy (a male child or adolescent). Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chro ...
. The family trees gave Tolkien, a
philologist Philology () is the study of language in oral and written historical sources; it is the intersection of textual criticism, literary criticism, history, and linguistics (with especially strong ties to etymology). Philology is also defined as th ...
, a way of exploring and developing the etymologies and relationships of the names of his characters. They imply, too, the fascination of his Hobbit characters with their family history. A further function was to show how aspects of character derive from ancestry.


Genealogies


''The Lord of the Rings''

The appendices to ''
The Lord of the Rings ''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's boo ...
'' provide family trees for Dwarves,
Hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s, and
Men A man is an adult male human. Prior to adulthood, a male human is referred to as a boy (a male child or adolescent). Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chro ...
. The Hobbit trees are introduced with the words "The names given in these Trees are only a selection from many." Their development is chronicled in ''
The Peoples of Middle-earth ''The Peoples of Middle-earth'' (1996) is the 12th and final volume of ''The History of Middle-earth'', edited by Christopher Tolkien from the unpublished manuscripts of his father J. R. R. Tolkien. Some characters (including Anairë, the wife ...
''; it records that the Boffin and Bolger family trees were typed up for inclusion in Appendix C but were dropped at the last moment, apparently for reasons of space.


''The Silmarillion''

''
The Silmarillion ''The Silmarillion'' () is a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited and published posthumously by his son Christopher Tolkien in 1977, assisted by the fantasy author Guy Gavriel ...
'' provides family trees for the
Elves An elf () is a type of humanoid supernatural being in Germanic mythology and folklore. Elves appear especially in North Germanic mythology. They are subsequently mentioned in Snorri Sturluson's Icelandic Prose Edda. He distinguishes "ligh ...
Finwë, father of
Fëanor Fëanor () is a fictional character in J. R. R. Tolkien's ''The Silmarillion''. He was the eldest son of Finwë, the King of the Noldor, and his first wife Míriel. As a great loremaster and creator, he improved the Sarati alphabet, inventing T ...
, and Olwë, ancestor of
Galadriel Galadriel (IPA: Help:IPA, �aˈladri.ɛl is a Character (arts), character created by J. R. R. Tolkien in his Middle-earth writings. She appears in ''The Lord of the Rings'', ''The Silmarillion'', and ''Unfinished Tales''. She ...
and Lúthien; the Man Bëor the Old, ancestor of Beren, Hurin, and
Turin Turin ( , Piedmontese language, Piedmontese: ; it, Torino ) is a city and an important business and cultural centre in Northern Italy. It is the capital city of Piedmont and of the Metropolitan City of Turin, and was the first Italian capital ...
; and of Hador, ancestor of Eärendil the mariner. In ''The Silmarillion'', Tolkien described an extraordinarily complex set of family relationships, feuds, and migrations of family subgroups within the various lineages of Elves. The lengthy course of development of all these is detailed by
Christopher Tolkien Christopher John Reuel Tolkien (21 November 1924 – 16 January 2020) was an English academic editor, becoming a French citizen in later life. The son of author and academic J. R. R. Tolkien, Christopher Tolkien edited much of his father' ...
in ''
Unfinished Tales ''Unfinished Tales of Númenor and Middle-earth'' is a collection of stories and essays by J. R. R. Tolkien that were never completed during his lifetime, but were edited by his son Christopher Tolkien and published in 1980. Many of the tale ...
'', ''
The Book of Lost Tales II ''The'' () is a grammatical article in English, denoting persons or things already mentioned, under discussion, implied or otherwise presumed familiar to listeners, readers, or speakers. It is the definite article in English. ''The'' is the ...
'', and ''
The Lays of Beleriand ''The Lays of Beleriand'', published in 1985, is the third volume of Christopher Tolkien's 12-volume book series, ''The History of Middle-earth'', in which he analyzes the unpublished manuscripts of his father J. R. R. Tolkien. Book Inscrip ...
''. The family trees and resulting populations have been explored by Tom Loback in ''
Mythlore ''Mythlore'' is a biannual (originally quarterly) peer-reviewed academic journal founded by Glen GoodKnight and published by the Mythopoeic Society. Although it publishes articles that explore the genres of myth and fantasy in general, special a ...
''.


Effects

Jason Fisher Jason Fisher is a Tolkien scholar and winner of a Mythopoeic Scholarship Award in 2014 for his book ''Tolkien and the Study of His Sources: Critical Essays''. He served as the editor of the Mythopoeic Society's monthly '' Mythprint'' from 2010 to 2 ...
, in the '' J. R. R. Tolkien Encyclopedia'', writes that Tolkien's family trees serve multiple functions. They define the ancestry of both heroes and villains, along with all their relationships, just as in the medieval
Icelandic sagas The sagas of Icelanders ( is, Íslendingasögur, ), also known as family sagas, are one genre of Icelandic sagas. They are prose narratives mostly based on historical events that mostly took place in Iceland in the ninth, tenth, and early el ...
which Tolkien studied carefully. In this way, Tolkien was placing the
Middle-earth Middle-earth is the fictional setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf''. Middle-earth is t ...
sagas in a definite tradition. Secondly, the family trees provide a powerful impression of depth, bringing "essential details, texture, and verisimilitude" to his
secondary world A fictional universe, or fictional world, is a self-consistent setting with events, and often other elements, that differ from the real world. It may also be called an imagined, constructed, or fictional realm (or world). Fictional universes may ...
. In ''
The Two Towers ''The Two Towers'' is the second volume of J. R. R. Tolkien's high fantasy novel ''The Lord of the Rings''. It is preceded by ''The Fellowship of the Ring'' and followed by ''The Return of the King''. Title and publication ''The Lord of the ...
'', the Wizard
Gandalf Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the ''Istari'' order, and the leader of the Fellowship of the Ring (characters), Fellowship of t ...
jokingly warns
Théoden Théoden is a fictional character in J. R. R. Tolkien's fantasy novel, ''The Lord of the Rings''. The King of Rohan (Middle-earth), Rohan and Lord of the Mark or of the Riddermark, names used by the Rohirrim for their land, he appears as a suppor ...
, King of Rohan, of the ways of Hobbits with family affairs: Thirdly, the trees allowed him, as a
philologist Philology () is the study of language in oral and written historical sources; it is the intersection of textual criticism, literary criticism, history, and linguistics (with especially strong ties to etymology). Philology is also defined as th ...
, to develop, explore, and play with the etymologies and relationships of the names of his characters, something that he much enjoyed. Fourthly, the family trees helped to guide him while writing to avoid mistakes in describing relationships. Fifthly, the Hobbit-style genealogies imitate the hobbitic fascination with family history; Tolkien maintained the framing fiction that ''The Lord of the Rings'' was, in fact, the ''
Red Book of Westmarch The ''Red Book of Westmarch'' (sometimes the ''Thain's Book'' after its principal version) is a fictional manuscript written by hobbits, related to the author J. R. R. Tolkien's frame stories. It is an instance of the found manuscript conceit ...
'' written entirely by Hobbits. Tolkien says as much in the novel's prologue: Yet another function was to show how different ancestries, and hence different aspects of character, come together in some of the characters.
Bilbo Baggins Bilbo Baggins is the title character and protagonist of J. R. R. Tolkien's 1937 novel ''The Hobbit'', a supporting character in ''The Lord of the Rings'', and the fictional narrator (along with Frodo Baggins) of many of Tolkien's Middle-eart ...
, eponymous protagonist of ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the '' ...
'', was born to a genteel Baggins and an adventurous Took, while his cousin (often familiarly described as his nephew) and heir Frodo was the child of a Baggins and a relatively outlandish Brandybuck. Finally, the trees mention which Hobbits had children and which did not, thus giving the impression that the story continues after the end of the book, reinforcing the impression of depth. Fisher states that in ''The Silmarillion'', the family trees work the same way, but the tales, told as ancient legends rather than in-the-moment action, are narrated from the points of view of Elves or sometimes of Men (
Edain In J. R. R. Tolkien's Middle-earth fiction, Man and Men denote humans, whether male or female, in contrast to Elves, Dwarves, Orcs, and other humanoid races. Men are described as the second or younger people, created after the Elves, and di ...
). Here the trees help with a different function, namely to visualise the splitting and mixing of family lines, mirroring the bitter family feuds among ''The Silmarillion''s Elves.


Construction

Malcolm Forbes, reviewing Catherine McIlwaine's exhibition of Tolkien's Middle-earth artefacts at the
Bodleian Library The Bodleian Library () is the main research library of the University of Oxford, and is one of the oldest libraries in Europe. It derives its name from its founder, Sir Thomas Bodley. With over 13 million printed items, it is the second- ...
, commented that "his realm of Middle-earth sthe product of a fecund imagination, fierce intelligence and creative prowess. Few
fantasy Fantasy is a genre of speculative fiction involving Magic (supernatural), magical elements, typically set in a fictional universe and sometimes inspired by mythology and folklore. Its roots are in oral traditions, which then became fantasy ...
writers so meticulously map their kingdoms, or invent legends, family trees and even languages for their characters." Dwayne Thorpe comments in ''
Mythlore ''Mythlore'' is a biannual (originally quarterly) peer-reviewed academic journal founded by Glen GoodKnight and published by the Mythopoeic Society. Although it publishes articles that explore the genres of myth and fantasy in general, special a ...
'' that family trees are one of the elements that Tolkien used to make Middle-earth seem real:


Notes


References


Primary

::''This list identifies each item's location in Tolkien's writings.''


Secondary


Sources

* * * * * * * * * * {{Hobbit Middle-earth Fictional family trees Themes of The Lord of the Rings