''The Schooner Exchange v. M'Faddon'', 11 U.S. (7
Cranch) 116 (1812), is a
United States
The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 U.S. state, states and a federal capital district, Washington, D.C. The 48 ...
Supreme Court
In most legal jurisdictions, a supreme court, also known as a court of last resort, apex court, high (or final) court of appeal, and court of final appeal, is the highest court within the hierarchy of courts. Broadly speaking, the decisions of ...
case on the jurisdiction of federal courts over a claim against a friendly foreign military vessel visiting an American port. The court interpreted
customary international law
Customary international law consists of international legal obligations arising from established or usual international practices, which are less formal customary expectations of behavior often unwritten as opposed to formal written treaties or c ...
to determine that there was no jurisdiction.
Background
The Schooner ''Exchange'', owned by John McFaddon and William Greetham, sailed from
Baltimore, Maryland
Baltimore is the List of municipalities in Maryland, most populous city in the U.S. state of Maryland. With a population of 585,708 at the 2020 United States census, 2020 census and estimated at 568,271 in 2024, it is the List of United States ...
, on October 27, 1809, for
San Sebastián, Spain. On December 30, 1810, the ''Exchange'' was seized by order of
Napoleon Bonaparte
Napoleon Bonaparte (born Napoleone di Buonaparte; 15 August 1769 – 5 May 1821), later known by his regnal name Napoleon I, was a French general and statesman who rose to prominence during the French Revolution and led Military career ...
. The ''Exchange'' was then armed and commissioned as a French warship, under the name of ''Balaou''. When the vessel later docked in
Philadelphia
Philadelphia ( ), colloquially referred to as Philly, is the List of municipalities in Pennsylvania, most populous city in the U.S. state of Pennsylvania and the List of United States cities by population, sixth-most populous city in the Unit ...
because of storm damage, McFaddon and Greetham filed an action in the
United States Court for the District of Pennsylvania to seize the vessel, claiming that it had been taken illegally. The district court found that it did not have jurisdiction over the dispute. On appeal, the
Circuit Court for the District of Pennsylvania reversed the decision of the district court and ordered the district court to proceed to the merits of the case.
Decision
The Supreme Court reversed the circuit court's decision and affirmed the district court's dismissal of the action.
Chief Justice Marshall
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delivered the opinion of the Supreme Court. He noted that by the definition of sovereignty, a state has absolute and exclusive jurisdiction within its own territory but it could also, by implied or express consent, waive jurisdiction. Moreover, Marshall also noted that, under customary international law, jurisdiction was presumed to be waived in a number of situations.
For instance, visiting foreign sovereigns and their diplomatic representatives were generally free from the jurisdiction of domestic courts. Similarly, a state granting permission for a foreign army free passage across its territory generally implied a waiver of jurisdiction over that army. That custom was established so firmly and necessarily for international relations that it would be wrongful for a country to violate it without prior notice.
Marshall further noted that while the right of free passage by an army usually had to be explicitly granted, by maritime custom a nation's ports were presumptively open to all friendly ships. While a nation could close its ports to the warships of another country, it would have to issue some form of declaration to do so. Without such a declaration, a friendly foreign warship could enter a nation's port with its implied consent. Marshall further distinguished the difference between private merchant ships and citizens, who are subject to a nation's jurisdiction when they enter its ports with the nation's implied consent, and military ships. Namely, private ships do not carry with them the sovereign status of military ships and the privileges that accompany it.
Therefore, Marshall concluded that "a principle of public
nternationallaw
sthat national ships of war, entering the port of a friendly power open for their reception, are to be considered as exempted by the consent of that power from its jurisdiction."
Applying that analysis to the facts at hand, Marshall found that the courts did not have jurisdiction over the case.
Significance
The decision is regarded as the "first definitive statement of the doctrine of foreign
state immunity
The doctrine and rules of state immunity concern the protection which a sovereign state, state is given from being sued in the courts of other states. The rules relate to legal proceedings in the courts of another state, not in a state's own cour ...
." Also, the unwillingness of the Court to find jurisdiction without action by the political branches of government, along with some explicit dicta, led to a tradition of great deference by the courts to official and individual determinations of immunity by the
US State Department
The United States Department of State (DOS), or simply the State Department, is an executive department of the U.S. federal government responsible for the country's foreign policy and relations. Equivalent to the ministry of foreign affairs o ...
.
[25 A.L.R.3d 322 (Originally published 1969)] That system was not revised in favor of judicial interpretations until the passage of the
Foreign Sovereign Immunities Act in 1976.
See also
*
List of United States Supreme Court cases, volume 11
References
Sources
*
External links
Text of Case Report
{{USArticleIII
1812 in United States case law
United States Constitution Article Three case law
United States Supreme Court cases
United States maritime case law
United States Commerce Clause case law
France–United States relations
1812 in international relations
United States foreign sovereign immunity case law
United States Supreme Court cases of the Marshall Court