In
quantum mechanics
Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
and
scattering theory
In physics, scattering is a wide range of physical processes where moving particles or radiation of some form, such as light or sound, are forced to deviate from a straight trajectory by localized non-uniformities (including particles and radiat ...
, the one-dimensional step potential is an idealized system used to model incident, reflected and transmitted
matter waves
Matter waves are a central part of the theory of quantum mechanics, being half of wave–particle duality. At all scales where measurements have been practical, matter exhibits wave-like behavior. For example, a beam of electrons can be diffract ...
. The problem consists of solving the time-independent
Schrödinger equation
The Schrödinger equation is a partial differential equation that governs the wave function of a non-relativistic quantum-mechanical system. Its discovery was a significant landmark in the development of quantum mechanics. It is named after E ...
for a particle with a step-like
potential
Potential generally refers to a currently unrealized ability. The term is used in a wide variety of fields, from physics to the social sciences to indicate things that are in a state where they are able to change in ways ranging from the simple r ...
in one dimension. Typically, the potential is modeled as a
Heaviside step function
The Heaviside step function, or the unit step function, usually denoted by or (but sometimes , or ), is a step function named after Oliver Heaviside, the value of which is zero for negative arguments and one for positive arguments. Differen ...
.
Calculation
Schrödinger equation and potential function

The time-independent Schrödinger equation for the
wave function
In quantum physics, a wave function (or wavefunction) is a mathematical description of the quantum state of an isolated quantum system. The most common symbols for a wave function are the Greek letters and (lower-case and capital psi (letter) ...
is
where ''Ĥ'' is the
Hamiltonian
Hamiltonian may refer to:
* Hamiltonian mechanics, a function that represents the total energy of a system
* Hamiltonian (quantum mechanics), an operator corresponding to the total energy of that system
** Dyall Hamiltonian, a modified Hamiltonian ...
, ''ħ'' is the reduced
Planck constant
The Planck constant, or Planck's constant, denoted by h, is a fundamental physical constant of foundational importance in quantum mechanics: a photon's energy is equal to its frequency multiplied by the Planck constant, and the wavelength of a ...
, ''m'' is the
mass
Mass is an Intrinsic and extrinsic properties, intrinsic property of a physical body, body. It was traditionally believed to be related to the physical quantity, quantity of matter in a body, until the discovery of the atom and particle physi ...
, ''E'' the energy of the particle. The step potential is simply the product of ''V''
0, the height of the barrier, and the
Heaviside step function
The Heaviside step function, or the unit step function, usually denoted by or (but sometimes , or ), is a step function named after Oliver Heaviside, the value of which is zero for negative arguments and one for positive arguments. Differen ...
:
The barrier is positioned at ''x'' = 0, though any position ''x''
0 may be chosen without changing the results, simply by shifting position of the step by −''x''
0.
The first term in the Hamiltonian,
is the
kinetic energy
In physics, the kinetic energy of an object is the form of energy that it possesses due to its motion.
In classical mechanics, the kinetic energy of a non-rotating object of mass ''m'' traveling at a speed ''v'' is \fracmv^2.Resnick, Rober ...
of the particle.
Solution
The step divides space in two parts: ''x'' < 0 and ''x'' > 0. In any of these parts the potential is constant, meaning the particle is quasi-free, and the solution of the Schrödinger equation can be written as a
superposition
In mathematics, a linear combination or superposition is an expression constructed from a set of terms by multiplying each term by a constant and adding the results (e.g. a linear combination of ''x'' and ''y'' would be any expression of the form ...
of left and right moving waves (see
free particle
In physics, a free particle is a particle that, in some sense, is not bound by an external force, or equivalently not in a region where its potential energy varies. In classical physics, this means the particle is present in a "field-free" space. I ...
)
:
:
where subscripts 1 and 2 denote the regions ''x'' < 0 and ''x'' > 0 respectively, the subscripts (→) and (←) on the amplitudes ''A'' and ''B'' denote the direction of the particle's velocity vector: right and left respectively.
The
wave vector
In physics, a wave vector (or wavevector) is a vector used in describing a wave, with a typical unit being cycle per metre. It has a magnitude and direction. Its magnitude is the wavenumber of the wave (inversely proportional to the wavelength) ...
s in the respective regions being
:
:
both of which have the same form as the
De Broglie relation
Matter waves are a central part of the theory of quantum mechanics, being half of wave–particle duality. At all scales where measurements have been practical, matter exhibits wave-like behavior. For example, a beam of electrons can be diffract ...
(in one dimension)
:
.
Boundary conditions
The coefficients ''A'', ''B'' have to be found from the
boundary condition
In the study of differential equations, a boundary-value problem is a differential equation subjected to constraints called boundary conditions. A solution to a boundary value problem is a solution to the differential equation which also satis ...
s of the wave function at ''x'' = 0. The wave function and its derivative have to be
continuous
Continuity or continuous may refer to:
Mathematics
* Continuity (mathematics), the opposing concept to discreteness; common examples include
** Continuous probability distribution or random variable in probability and statistics
** Continuous ...
everywhere, so:
:
:
Inserting the wave functions, the boundary conditions give the following restrictions on the coefficients
:
:
Transmission and reflection
It is useful to compare the situation to the
classical case. In both cases, the particle behaves as a free particle outside of the barrier region. A classical particle with energy ''E'' larger than the barrier height ''V''
0 will be slowed down but never reflected by the barrier, while a classical particle with ''E'' < ''V''
0 incident on the barrier from the left would always be reflected. Once we have found the quantum-mechanical result we will return to the question of how to recover the classical limit.
To study the quantum case, consider the following situation: a particle incident on the barrier from the left side ''A''
→. It may be reflected (''A''
←) or transmitted (''B''
→). Here and in the following assume ''E'' > ''V''
0.
To find the amplitudes for reflection and transmission for incidence from the left, we set in the above equations ''A''
→ = 1 (incoming particle), ''A''
← = (reflection), ''B''
← = 0 (no incoming particle from the right) and ''B''
→ = (transmission ). We then solve for ''T'' and ''R''.
The result is:
:
:
The model is symmetric with respect to a
parity transformation and at the same time interchange ''k''
1 and ''k''
2. For incidence from the right we have therefore the amplitudes for transmission and reflection
:
:
Analysis of the expressions
Energy less than step height (''E'' < ''V''0)
For energies ''E'' < ''V''
0, the wave function to the right of the step is exponentially decaying over a distance
.
Energy greater than step height (''E'' > ''V''0)
In this energy range the transmission and reflection coefficient differ from the classical case. They are the same for incidence from the left and right:
:
:
In the limit of large energies ''E'' ≫ ''V''
0, we have ''k''
1 ≈ ''k''
2 and the classical result ''T'' = 1, ''R'' = 0 is recovered.
Thus there is a finite probability for a particle with an energy larger than the step height to be reflected.
Negative steps
* In the case of a large positive ''E'', and a small positive step, then ''T'' is almost 1.
* But, in the case of a small positive ''E'' and a large negative ''V'', then R is almost 1.
In other words, a quantum particle reflects off a large potential drop (just as it does off a large potential step). This makes sense in terms of impedance mismatches, but it seems classically counter-intuitive...
Classical limit
The result obtained for R depends only on the ratio ''E''/''V''
0. This seems superficially to violate the
correspondence principle
In physics, a correspondence principle is any one of several premises or assertions about the relationship between classical and quantum mechanics.
The physicist Niels Bohr coined the term in 1920 during the early development of quantum theory; ...
, since we obtain a finite probability of reflection regardless of the value of the Planck constant or the mass of the particle. For example, we seem to predict that when a marble rolls to the edge of a table, there can be a large probability that it is reflected back rather than falling off. Consistency with classical mechanics is restored by eliminating the unphysical assumption that the step potential is discontinuous. When the step function is replaced with a ramp that spans some finite distance ''w'', the probability of reflection approaches zero in the limit
, where ''k'' is the wavenumber of the particle.
Relativistic calculation
The relativistic calculation of a free particle colliding with a step potential can be obtained using
relativistic quantum mechanics
In physics, relativistic quantum mechanics (RQM) is any Poincaré- covariant formulation of quantum mechanics (QM). This theory is applicable to massive particles propagating at all velocities up to those comparable to the speed of light ' ...
. For the case of 1/2 fermions, like
electron
The electron (, or in nuclear reactions) is a subatomic particle with a negative one elementary charge, elementary electric charge. It is a fundamental particle that comprises the ordinary matter that makes up the universe, along with up qua ...
s and
neutrino
A neutrino ( ; denoted by the Greek letter ) is an elementary particle that interacts via the weak interaction and gravity. The neutrino is so named because it is electrically neutral and because its rest mass is so small ('' -ino'') that i ...
s, the solutions of the
Dirac equation
In particle physics, the Dirac equation is a relativistic wave equation derived by British physicist Paul Dirac in 1928. In its free form, or including electromagnetic interactions, it describes all spin-1/2 massive particles, called "Dirac ...
for high energy barriers produce transmission and reflection coefficients that are not bounded. This phenomenon is known as the
Klein paradox. The apparent paradox disappears in the context of
quantum field theory
In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
.
Applications
The Heaviside step potential mainly serves as an exercise in introductory quantum mechanics, as the solution requires understanding of a variety of quantum mechanical concepts: wavefunction normalization, continuity, incident/reflection/transmission amplitudes, and probabilities.
A similar problem to the one considered appears in the physics of normal-metal
superconductor interfaces.
Quasiparticle
In condensed matter physics, a quasiparticle is a concept used to describe a collective behavior of a group of particles that can be treated as if they were a single particle. Formally, quasiparticles and collective excitations are closely relate ...
s are
scattered at the
pair potential
In physics, a pair potential is a function that describes the potential energy of two interacting objects solely as a function of the distance between them.
Some interactions, like Coulomb's law in electrodynamics or Newton's law of universal gra ...
which in the simplest model may be assumed to have a step-like shape. The solution of the
Bogoliubov-de Gennes equation resembles that of the discussed Heaviside-step potential. In the superconductor normal-metal case this gives rise to
Andreev reflection.
See also
*
Rectangular potential barrier
In quantum mechanics, the rectangular (or, at times, square) potential barrier is a standard one-dimensional problem that demonstrates the phenomena of wave-mechanical tunneling (also called "quantum tunneling") and wave-mechanical reflection. ...
*
Finite potential well
*
Infinite potential well
*
Delta potential barrier
*
Finite potential barrier
References
Sources
* ''Quantum Mechanics Demystified'', D. McMahon, Mc Graw Hill (USA), 2006,
* ''Quantum Physics of Atoms, Molecules, Solids, Nuclei, and Particles (2nd Edition)'', R. Eisberg, R. Resnick, John Wiley & Sons, 1985,
* ''Quantum Mechanics'', E. Abers, Pearson Ed., Addison Wesley, Prentice Hall Inc, 2004,
* ''Elementary Quantum Mechanics'', N.F. Mott, Wykeham Science, Wykeham Press (Taylor & Francis Group), 1972,
* ''Stationary States'', A. Holden, College Physics Monographs (USA), Oxford University Press, 1971,
* ''Quantum mechanics'', E. Zaarur, Y. Peleg, R. Pnini, Schaum's Outlines, Mc Graw Hill (USA), 1998,
Further reading
* ''The New Quantum Universe'', T.Hey, P.Walters, Cambridge University Press, 2009, .
* ''Quantum Field Theory'', D. McMahon, Mc Graw Hill (USA), 2008,
* ''Quantum mechanics'', E. Zaarur, Y. Peleg, R. Pnini, Schaum's Easy Outlines Crash Course, Mc Graw Hill (USA), 2006,
{{DEFAULTSORT:Step Potential
Quantum mechanical potentials
Schrödinger equation
Quantum models
Scattering theory