Stalin's Great Terror
   HOME

TheInfoList



OR:

The Great Purge, or the Great Terror (), also known as the Year of '37 () and the Yezhovshchina ( , ), was a political
purge In history, religion and political science, a purge is a position removal or execution of people who are considered undesirable by those in power from a government, another, their team leaders, or society as a whole. A group undertaking such an ...
in the
Soviet Union The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
that took place from 1936 to 1938. After the
assassination Assassination is the willful killing, by a sudden, secret, or planned attack, of a personespecially if prominent or important. It may be prompted by political, ideological, religious, financial, or military motives. Assassinations are orde ...
of
Sergei Kirov Sergei Mironovich Kirov (born Kostrikov; 27 March 1886 – 1 December 1934) was a Russian and Soviet politician and Bolsheviks, Bolshevik revolutionary. Kirov was an early revolutionary in the Russian Empire and a member of the Bolshevik faction ...
by
Leonid Nikolaev Leonid Vasilevich Nikolaev (10 May 1904 – 29 December 1934) was the Russian assassin of Sergei Kirov, the First Secretary of Leningrad City Committee of the Communist Party of the Soviet Union. Early life Nikolaev was a troubled young So ...
in 1934,
Joseph Stalin Joseph Vissarionovich Stalin (born Dzhugashvili; 5 March 1953) was a Soviet politician and revolutionary who led the Soviet Union from 1924 until Death and state funeral of Joseph Stalin, his death in 1953. He held power as General Secret ...
launched a series of show trials known as the Moscow trials to remove suspected party dissenters from the
Communist Party of the Soviet Union The Communist Party of the Soviet Union (CPSU),. Abbreviated in Russian as КПСС, ''KPSS''. at some points known as the Russian Communist Party (RCP), All-Union Communist Party and Bolshevik Party, and sometimes referred to as the Soviet ...
, especially those aligned with the
Bolshevik The Bolsheviks, led by Vladimir Lenin, were a radical Faction (political), faction of the Marxist Russian Social Democratic Labour Party (RSDLP) which split with the Mensheviks at the 2nd Congress of the Russian Social Democratic Labour Party, ...
party. The term "great purge" was popularized by the historian
Robert Conquest George Robert Acworth Conquest (15 July 19173 August 2015) was a British and American historian, poet, novelist, and propagandist. He was briefly a member of the Communist Party of Great Britain but later wrote several books condemning commun ...
in his 1968 book ''
The Great Terror The Great Purge, or the Great Terror (), also known as the Year of '37 () and the Yezhovshchina ( , ), was a political purge in the Soviet Union that took place from 1936 to 1938. After the assassination of Sergei Kirov by Leonid Nikolae ...
'', whose title was an
allusion Allusion, or alluding, is a figure of speech that makes a reference to someone or something by name (a person, object, location, etc.) without explaining how it relates to the given context, so that the audience must realize the connection in the ...
to the French Revolution's
Reign of Terror The Reign of Terror (French: ''La Terreur'', literally "The Terror") was a period of the French Revolution when, following the creation of the French First Republic, First Republic, a series of massacres and Capital punishment in France, nu ...
. The purges were largely conducted by the
NKVD The People's Commissariat for Internal Affairs (, ), abbreviated as NKVD (; ), was the interior ministry and secret police of the Soviet Union from 1934 to 1946. The agency was formed to succeed the Joint State Political Directorate (OGPU) se ...
(People's Commissariat for Internal Affairs), which functioned as the
interior ministry An interior ministry or ministry of the interior (also called ministry of home affairs or ministry of internal affairs) is a government department that is responsible for domestic policy, public security and law enforcement. In some states, the ...
and
secret police image:Putin-Stasi-Ausweis.png, 300px, Vladimir Putin's secret police identity card, issued by the East German Stasi while he was working as a Soviet KGB liaison officer from 1985 to 1989. Both organizations used similar forms of repression. Secre ...
of the
USSR The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
. Starting in 1936, the NKVD under chief
Genrikh Yagoda Genrikh Grigoryevich Yagoda (, born Yenokh Gershevich Iyeguda; 7 November 1891 – 15 March 1938) was a Soviet secret police official who served as director of the NKVD, the Soviet Union's security and intelligence agency, from 1934 to 1936. A ...
began the removal of the central party leadership,
Old Bolshevik The Old Bolsheviks (), also called the Old Bolshevik Guard or Old Party Guard, were members of the Bolshevik faction of the Russian Social Democratic Labour Party prior to the Russian Revolution of 1917. Many Old Bolsheviks became leading politi ...
s, government officials, and regional party bosses. Soviet politicians who opposed or criticized Stalin were removed from office and imprisoned or executed by the NKVD. Eventually, the purges were expanded to the
Red Army The Workers' and Peasants' Red Army, often shortened to the Red Army, was the army and air force of the Russian Soviet Republic and, from 1922, the Soviet Union. The army was established in January 1918 by a decree of the Council of People ...
and military high command, which had a disastrous effect on the military. The campaigns also affected many other categories of society: the intelligentsia, wealthy peasants—especially those lending out money or wealth (''
kulak Kulak ( ; rus, кула́к, r=kulák, p=kʊˈɫak, a=Ru-кулак.ogg; plural: кулаки́, ''kulakí'', 'fist' or 'tight-fisted'), also kurkul () or golchomag (, plural: ), was the term which was used to describe peasants who owned over ...
s'')—and professionals. As the scope of the purge widened, the omnipresent suspicion of saboteurs and
counter-revolutionaries A counter-revolutionary or an anti-revolutionary is anyone who opposes or resists a revolution, particularly one who acts after a revolution has occurred, in order to try to overturn it or reverse its course, in full or in part. The adjective "c ...
, known collectively as wreckers, began affecting civilian life. The purge reached its peak between September 1936 and August 1938, when the NKVD was under chief
Nikolai Yezhov Nikolai Ivanovich Yezhov ( rus, Николай Иванович Ежов, p=nʲɪkɐˈlaj ɪˈvanəvʲɪtɕ (j)ɪˈʐof; 1 May 1895 – 4 February 1940), also spelt Ezhov, was a Soviet Chekism, secret police official under Joseph Stalin who ...
, hence the name ''Yezhovshchina''. The campaigns were carried out according to the
general line of the party In the terminology of communist states and Marxism–Leninism, the general line of the party or simply the general line is the directives of the governing bodies of a party (usually a communist party) which define the party's politics. The term (R ...
, often by direct orders of the
Politburo A politburo () or political bureau is the highest organ of the central committee in communist parties. The term is also sometimes used to refer to similar organs in socialist and Islamist parties, such as the UK Labour Party's NEC or the Poli ...
, headed by Stalin. Hundreds of thousands of people were accused of various political crimes (espionage, wrecking,
sabotage Sabotage is a deliberate action aimed at weakening a polity, government, effort, or organization through subversion, obstruction, demoralization (warfare), demoralization, destabilization, divide and rule, division, social disruption, disrupti ...
,
anti-Soviet agitation Anti-Soviet agitation and propaganda (ASA) () was a criminal offence in the Soviet Union. Initially, the term was interchangeably used with counter-revolutionary agitation. The latter term was in use immediately after the October Revolution of 1917 ...
, conspiracies to prepare uprisings and coups, and more). They were executed by shooting, or sent to the
Gulag The Gulag was a system of Labor camp, forced labor camps in the Soviet Union. The word ''Gulag'' originally referred only to the division of the Chronology of Soviet secret police agencies, Soviet secret police that was in charge of runnin ...
labor camp A labor camp (or labour camp, see British and American spelling differences, spelling differences) or work camp is a detention facility where inmates are unfree labour, forced to engage in penal labor as a form of punishment. Labor camps have ...
s. The NKVD targeted certain
ethnic minorities The term "minority group" has different meanings, depending on the context. According to common usage, it can be defined simply as a group in society with the least number of individuals, or less than half of a population. Usually a minority g ...
with particular force, such as the
Volga Germans The Volga Germans (, ; ) are ethnic Germans who settled and historically lived along the Volga River in the region of southeastern European Russia around Saratov and close to Ukraine nearer to the south. Recruited as immigrants to Russia in the ...
or Soviet citizens of Polish origin, who were subjected to forced deportation and extreme repression. Throughout the purge, the NKVD sought to strengthen control over civilians through fear, and frequently used imprisonment, torture, violent interrogation, and executions during its mass operations. In 1938, Stalin reversed his stance on the purges, criticized the NKVD for carrying out mass executions, and oversaw the execution of NKVD chiefs
Genrikh Yagoda Genrikh Grigoryevich Yagoda (, born Yenokh Gershevich Iyeguda; 7 November 1891 – 15 March 1938) was a Soviet secret police official who served as director of the NKVD, the Soviet Union's security and intelligence agency, from 1934 to 1936. A ...
and
Nikolai Yezhov Nikolai Ivanovich Yezhov ( rus, Николай Иванович Ежов, p=nʲɪkɐˈlaj ɪˈvanəvʲɪtɕ (j)ɪˈʐof; 1 May 1895 – 4 February 1940), also spelt Ezhov, was a Soviet Chekism, secret police official under Joseph Stalin who ...
. Scholars estimate the death toll for the Great Purge (1936–1938) to be roughly 700,000–1.2 million. Despite the end of the Great Purge, the widespread surveillance and atmosphere of mistrust continued for decades. Similar purges took place in
Mongolia Mongolia is a landlocked country in East Asia, bordered by Russia to the north and China to the south and southeast. It covers an area of , with a population of 3.5 million, making it the world's List of countries and dependencies by po ...
and
Xinjiang Xinjiang,; , SASM/GNC romanization, SASM/GNC: Chinese postal romanization, previously romanized as Sinkiang, officially the Xinjiang Uygur Autonomous Region (XUAR), is an Autonomous regions of China, autonomous region of the China, People' ...
. While the Soviet government desired to put
Leon Trotsky Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
on trial during the purge, his exile prevented this. Trotsky survived the purge, though he would be assassinated in 1940 by the NKVD in Mexico, on the orders of Stalin.


Background

Following the
death Death is the end of life; the irreversible cessation of all biological functions that sustain a living organism. Death eventually and inevitably occurs in all organisms. The remains of a former organism normally begin to decompose sh ...
of
Vladimir Lenin Vladimir Ilyich Ulyanov ( 187021 January 1924), better known as Vladimir Lenin, was a Russian revolutionary, politician and political theorist. He was the first head of government of Soviet Russia from 1917 until Death and state funeral of ...
in 1924, a
power vacuum In political science and political history, the term power vacuum, also known as a power void, is an analogy between a physical vacuum to the political condition "when someone in a place of power, has lost control of something and no one has replac ...
opened in the Communist Party, the ruling party in the
Soviet Union The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
(USSR). Various established figures in Lenin's government attempted to succeed him. By 1928, Joseph Stalin, the party's General Secretary, had triumphed over his opponents and gained control of the party. Initially, Stalin's leadership was widely accepted; his main political adversary, Trotsky, was forced into exile in 1929, and Stalin's doctrine of " socialism in one country" became enshrined party policy. However, in the early 1930s, party officials began to lose faith in his leadership, largely due to the human cost of the
first five-year plan First five-year plan may refer to: * First five-year plan (China) * First Five-Year Plans (Pakistan) * First five-year plan (Soviet Union) The first five-year plan (, ) of the Union of Soviet Socialist Republics (USSR) was a list of economi ...
and the
collectivization of agriculture Collective farming and communal farming are various types of "agricultural production in which multiple farmers run their holdings as a joint enterprise". There are two broad types of communal farms: agricultural cooperatives, in which member-o ...
, notably including the
Holodomor The Holodomor, also known as the Ukrainian Famine, was a mass famine in Ukrainian Soviet Socialist Republic, Soviet Ukraine from 1932 to 1933 that killed millions of Ukrainians. The Holodomor was part of the wider Soviet famine of 1930–193 ...
famine in
Ukraine Ukraine is a country in Eastern Europe. It is the List of European countries by area, second-largest country in Europe after Russia, which Russia–Ukraine border, borders it to the east and northeast. Ukraine also borders Belarus to the nor ...
. From 1930 onwards, the Party and police officials feared the "social disorder" caused by the upheavals of forced collectivization of peasants and the resulting famine of 1930–1933, as well as the massive and uncontrolled migration of millions of peasants into cities. The threat of war heightened Stalin's and generally Soviet perception of marginal and politically suspect populations as the potential source of an uprising in case of invasion. Stalin began to plan for the preventive elimination of such potential recruits for a mythical "
fifth column A fifth column is a group of people who undermine a larger group or nation from within, usually in favor of an enemy group or another nation. The activities of a fifth column can be overt or clandestine. Forces gathered in secret can mobilize ...
of wreckers, terrorists, and spies." The term "
purge In history, religion and political science, a purge is a position removal or execution of people who are considered undesirable by those in power from a government, another, their team leaders, or society as a whole. A group undertaking such an ...
" in Soviet political slang was an abbreviation of the expression "purge of the Party ranks". In 1933, for example, the Party expelled some 400,000 people. But from 1936 until 1953, the term changed its meaning, because being expelled from the Party came to mean almost certain arrest, imprisonment, and often execution. The political purge was primarily an effort by Stalin to eliminate challenge from past and potential opposition groups, including the left and right wings led by
Leon Trotsky Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
and
Nikolai Bukharin Nikolai Ivanovich Bukharin (; rus, Николай Иванович Бухарин, p=nʲɪkɐˈlaj ɪˈvanəvʲɪdʑ bʊˈxarʲɪn; – 15 March 1938) was a Russian revolutionary, Soviet politician, and Marxist theorist. A prominent Bolshevik ...
, respectively. Following the
Civil War A civil war is a war between organized groups within the same Sovereign state, state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies.J ...
and reconstruction of the Soviet economy in the late 1920s, veteran Bolsheviks no longer thought necessary the "temporary" wartime dictatorship, which had passed from Lenin to Stalin. Stalin's opponents inside the Communist Party chided him as undemocratic and lax on bureaucratic corruption. This opposition to then-current leadership may have accumulated substantial support among the working class by attacking the privileges and luxuries the state offered to its high-paid elite. The Ryutin affair seemed to vindicate Stalin's suspicions. Ryutin was working with the even larger secret
Opposition Bloc The Opposition Bloc (, ) was a pro-Russian political party in Ukraine that was founded in 2014 by the merger of six parties that did not endorse Euromaidan. Legally, the party was created by renaming the lesser-known party "Leading Force".
in which
Leon Trotsky Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
and
Grigory Zinoviev Grigory Yevseyevich Zinoviev (born Ovsei-Gershon Aronovich Radomyslsky; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Zinoviev was a close associate of Vladimir Lenin prior to ...
participated, and which later led to both of their deaths. Stalin enforced a ban on party
factions Faction or factionalism may refer to: * Political faction, a group of people with a common political purpose * The Faction, an American punk rock band * Faction (''Planescape''), a political faction in the game ''Planescape'' * Faction (literatu ...
and demoted those party members who had opposed him, effectively ending
democratic centralism Democratic centralism is the organisational principle of most communist parties, in which decisions are made by a process of vigorous and open debate amongst party membership, and are subsequently binding upon all members of the party. The co ...
. In the new form of Party organization, the Politburo, and Stalin in particular, were the sole dispensers of ideology. This required the elimination of all Marxists with different views, especially those among the prestigious "old guard" of revolutionaries. As the purges began, the government (through the NKVD) shot Bolshevik heroes, including
Mikhail Tukhachevsky Mikhail Nikolayevich Tukhachevsky ( rus, Михаил Николаевич Тухачевский, Mikhail Nikolayevich Tukhachevskiy, p=tʊxɐˈtɕefskʲɪj; – 12 June 1937), nicknamed the Red Napoleon, was a Soviet general who was prominen ...
and
Béla Kun Béla Kun (, born Béla Kohn; 20 February 1886 – 29 August 1938) was a Hungarian communist revolutionary and politician who in 1919 governed the Hungarian Soviet Republic. After attending Franz Joseph University at Kolozsvár (today Cluj-N ...
, as well as the majority of Lenin's Politburo, for disagreements in policy. The NKVD attacked the supporters, friends, and family of these "heretical" Marxists, whether they lived in Russia or not. The NKVD nearly annihilated Trotsky's family before
killing Killing, Killings, or The Killing may refer to: Types of killing *-cide, a suffix that refers to types of killing (see List of types of killing), such as: ** Homicide, one human killing another *** Murder, unlawful killing of another human without ...
him in Mexico; the NKVD agent
Ramón Mercader Jaime Ramón Mercader del Río (; ; 7 February 1913 – 18 October 1978)Photograph oMercader's Gravestone/ref> was a Spanish communist and NKVD secret agent who assassinated the revolutionary Leon Trotsky in Mexico City in August 1940. Mercad ...
was part of an assassination task force put together by Special Agent
Pavel Sudoplatov Pavel Anatolyevich Sudoplatov (; ; July 7, 1907 – September 24, 1996) was a senior Soviet official in the intelligence services of the former Soviet Union whose career spanned over 34 years in the different intelligence branches of the Soviet A ...
, under the personal orders of Stalin. By 1934, several of Stalin's rivals, such as Trotsky, began calling for Stalin's removal and attempted to break his control over the party. In this atmosphere of doubt and suspicion, the popular high-ranking official
Sergei Kirov Sergei Mironovich Kirov (born Kostrikov; 27 March 1886 – 1 December 1934) was a Russian and Soviet politician and Bolsheviks, Bolshevik revolutionary. Kirov was an early revolutionary in the Russian Empire and a member of the Bolshevik faction ...
was assassinated. The assassination, in December 1934, led to an investigation that revealed a network of party members supposedly working against Stalin, including several of Stalin's rivals. Many of those arrested after Kirov's murder, high-ranking party officials among them, also confessed plans to kill Stalin themselves, albeit often under duress. The validity of these confessions is debated by historians, but there is consensus that Kirov's death was the flashpoint at which Stalin decided to take action and begin the purges. Some later historians came to believe that Stalin arranged the murder, or at least that there was sufficient evidence to reach such a conclusion. Kirov was a staunch Stalin loyalist, but Stalin may have viewed him as a potential rival because of his emerging popularity among the moderates. The 1934 Party Congress elected Kirov to the central committee with only three votes against, the fewest of any candidate, while Stalin received 292 votes against. After Kirov's assassination, the NKVD charged the ever-growing group of former oppositionists with Kirov's murder as well as a growing list of other offenses, including treason, terrorism, sabotage, and espionage. Another justification for the purge was to remove any possible "fifth column" in case of a war.
Vyacheslav Molotov Vyacheslav Mikhaylovich Molotov (; – 8 November 1986) was a Soviet politician, diplomat, and revolutionary who was a leading figure in the government of the Soviet Union from the 1920s to the 1950s, as one of Joseph Stalin's closest allies. ...
and
Lazar Kaganovich Lazar Moiseyevich Kaganovich (; – 25 July 1991) was a Soviet politician and one of Joseph Stalin's closest associates. Born to a Jewish family in Ukraine, Kaganovich worked as a shoemaker and joined the Russian Social Democratic Labour Party ...
, participants in the repression as members of the Politburo, maintained this justification throughout the purge; they each signed many death lists. Stalin believed war was imminent, threatened both by an explicitly hostile Germany and an expansionist Japan. The Soviet press portrayed the country as threatened from within by fascist spies. From the
October Revolution The October Revolution, also known as the Great October Socialist Revolution (in Historiography in the Soviet Union, Soviet historiography), October coup, Bolshevik coup, or Bolshevik revolution, was the second of Russian Revolution, two r ...
onward, Lenin had used repression against perceived and legitimate enemies of the Bolsheviks as a systematic method of instilling fear and facilitating control over the population in a campaign called the
Red Terror The Red Terror () was a campaign of political repression and Mass killing, executions in Russian Soviet Federative Socialist Republic, Soviet Russia which was carried out by the Bolsheviks, chiefly through the Cheka, the Bolshevik secret police ...
. As the Russian Civil War drew to a close, this campaign was relaxed although the secret police did remain active. From 1924 to 1928, the mass repression—including incarceration in the Gulag system—dropped significantly. By 1929, Stalin had defeated his political opponents and gained full control over the party. He organized a committee to begin the process of industrialization of the Soviet Union. Backlash against industrialization and the collectivization of agriculture escalated, which prompted Stalin to increase police presence in rural areas. Soviet authorities increased repression against the kulaks (i.e., wealthy peasants that owned farmland) in a policy called
dekulakization Dekulakization (; ) was the Soviet campaign of Political repression in the Soviet Union#Collectivization, political repressions, including arrests, deportations, or executions of millions of supposed kulaks (prosperous peasants) and their familie ...
. The kulaks responded by destroying crop yields and other acts of sabotage against the Soviet government. The food shortage led to a mass famine across the USSR and slowed the Five Year Plan. A distinctive feature of the Great Purge was that, for the first time, members of the ruling party were included on a massive scale as victims of the repression. In addition to ordinary citizens, prominent members of the Communist Party were also targets for the purges. The purge of the Party was accompanied by the purge of the whole society. Soviet historians organize the Great Purge into three corresponding trials. The following events are used for the demarcation of the period: * 1936, the first Moscow trial. * 1937, introduction of
NKVD troika NKVD troika or Special troika (), in Soviet history, were the People's Commissariat of Internal Affairs (NKVD which would later be the beginning of the KGB) made up of three officials who issued sentences to people after simplified, speedy inve ...
s for implementation of "revolutionary justice." * 1937, passage of Article 58-14 about "counter-revolutionary sabotage." * 1937, the second Moscow trial. * 1937, the military purge. * 1938, the third Moscow trial.


Moscow trials


First and second Moscow trials

Between 1936 and 1938, three very large Moscow trials of former senior Communist Party leaders were held, in which they were accused of conspiring with fascist and capitalist powers to assassinate Stalin and other Soviet leaders, dismember the Soviet Union and restore capitalism. These trials were highly publicized and extensively covered by the outside world, which was mesmerized by the spectacle of Lenin's closest associates confessing to most outrageous crimes and begging for death sentences: In the notorious Moscow Trials (1936-1938), which Stalin used to eliminate his opponents, forced confessions aided in obtaining convictions. Trotsky was tried in absentia and sentenced to death for treason. Historians have found no evidence to support the charge. * The first trial was of 16 members of the so-called "Trotskyite-Kamenevite-Zinovievite-Leftist-Counter-Revolutionary Bloc," held in August 1936, at which the chief defendants were
Grigory Zinoviev Grigory Yevseyevich Zinoviev (born Ovsei-Gershon Aronovich Radomyslsky; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Zinoviev was a close associate of Vladimir Lenin prior to ...
and
Lev Kamenev Lev Borisovich Kamenev. ( Rozenfeld; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Kamenev was a leading figure in the early Soviet government and served as a Deputy Premier ...
, two of the most prominent former party leaders, who had indeed been members of a Conspiratorial Bloc that opposed Stalin, although its activities were exaggerated. Among other accusations, they were incriminated with the assassination of Kirov and plotting to kill Stalin. After confessing to the charges, all were sentenced to death and executed.Rogovin (1998), pp. 36–38 * The second trial in January 1937 involved 17 lesser figures known as the "anti-Soviet Trotskyite-centre" which included
Karl Radek Karl Berngardovich Radek (; 31 October 1885 – 19 May 1939) was a revolutionary and writer active in the Polish and German social democratic movements before World War I and a Communist International leader in the Soviet Union after the Russian ...
, Yuri Piatakov and
Grigory Sokolnikov Grigori Yakovlevich Sokolnikov (born Hirsch Yankelevich Brilliant; 15 August 1888 – 21 May 1939) was a Russian revolutionary, economist, and Soviet politician. Born to a Jewish family in Romny (now in Ukraine), Sokolnikov joined the Russian ...
, and were accused of plotting with Trotsky, who was said to be conspiring with Germany. Thirteen of the defendants were eventually executed by shooting and the rest received sentences in labor camps where they soon died. * There was also a secret trial before a military tribunal of a group of Red Army commanders, including
Mikhail Tukhachevsky Mikhail Nikolayevich Tukhachevsky ( rus, Михаил Николаевич Тухачевский, Mikhail Nikolayevich Tukhachevskiy, p=tʊxɐˈtɕefskʲɪj; – 12 June 1937), nicknamed the Red Napoleon, was a Soviet general who was prominen ...
, in June 1937. It is now known that the confessions were given only after great psychological pressure and torture had been applied to the defendants. From the accounts of former
OGPU The Joint State Political Directorate ( rus, Объединённое государственное политическое управление, p=ɐbjɪdʲɪˈnʲɵn(ː)əjə ɡəsʊˈdarstvʲɪn(ː)əjə pəlʲɪˈtʲitɕɪskəjə ʊprɐˈv ...
officer Alexander Orlov and others, the methods used to extract the confessions are known: such tortures as repeated beatings, simulated drownings, making prisoners stand or go without sleep for days on end, and threats to arrest and execute the prisoners' families. For example, Kamenev's teenage son was arrested and charged with terrorism. After months of such interrogation, the defendants were driven to despair and exhaustion. Zinoviev and Kamenev demanded, as a condition for "confessing", a direct guarantee from the Politburo that their lives and that of their families and followers would be spared. This offer was accepted, but when they were taken to the alleged Politburo meeting, only Stalin,
Kliment Voroshilov Kliment Yefremovich Voroshilov ( ; ), popularly known as Klim Voroshilov (; 4 February 1881 – 2 December 1969), was a prominent Soviet Military of the Soviet Union, military officer and politician during the Stalinism, Stalin era (1924–195 ...
, and Yezhov were present. Stalin claimed that they were the "commission" authorized by the Politburo and gave assurances that death sentences would not be carried out. After the trial, Stalin not only broke his promise to spare the defendants, he had most of their relatives arrested and shot.


Dewey Commission

In May 1937, the Commission of Inquiry into the Charges Made against Leon Trotsky in the Moscow Trials, commonly known as the Dewey Commission, was set up in the United States by supporters of Trotsky, to establish the truth about the trials. The commission was headed by the noted American philosopher and educator
John Dewey John Dewey (; October 20, 1859 – June 1, 1952) was an American philosopher, psychologist, and Education reform, educational reformer. He was one of the most prominent American scholars in the first half of the twentieth century. The overridi ...
. Although the hearings were obviously conducted with a view to proving Trotsky's innocence, they brought to light evidence which established that some of the specific charges made at the trials could not be true. For example,
Georgy Pyatakov Georgy Leonidovich Pyatakov (; ; 6 August 1890 – 30 January 1937) was a Ukrainian revolutionary and Soviet politician. He was a leading Bolshevik in Ukraine during and after the Russian Revolution of 1917. Born in Kiev Governorate, Pyatakov wa ...
testified that he had flown to
Oslo Oslo ( or ; ) is the capital and most populous city of Norway. It constitutes both a county and a municipality. The municipality of Oslo had a population of in 2022, while the city's greater urban area had a population of 1,064,235 in 2022 ...
in December 1935 to "receive terrorist instructions" from Trotsky. The Dewey Commission established that no such flight had taken place. Another defendant, Ivan Smirnov, confessed to taking part in the assassination of Sergei Kirov in December 1934, at a time when he had already been in prison for a year. The Dewey Commission later published its findings in a 422-page book titled ''Not Guilty''. Its conclusions asserted the innocence of all those condemned in the Moscow Trials. In its summary, the commission wrote: The commission concluded: "We therefore find the Moscow Trials to be frame-ups."


Implication of the Rightists

In the second trial,
Karl Radek Karl Berngardovich Radek (; 31 October 1885 – 19 May 1939) was a revolutionary and writer active in the Polish and German social democratic movements before World War I and a Communist International leader in the Soviet Union after the Russian ...
testified that there was a "third organization separate from the cadres which had passed through rotsky'sschool,"British Embassy Report: Viscount Chilston to Mr. Eden, 6 February 1937 as well as "semi-Trotskyites, quarter-Trotskyites, one-eighth-Trotskyites, people who helped us, not knowing of the terrorist organization but sympathizing with us, people who from liberalism, from a Fronde against the Party, gave us this help." By the "third organization," he meant the last remaining former opposition group called the
Rightists Right-wing politics is the range of political ideologies that view certain social orders and hierarchies as inevitable, natural, normal, or desirable, typically supporting this position based on natural law, economics, authority, property, r ...
, led by Bukharin, whom he implicated by saying:


Third Moscow trial

The third and final trial, in March 1938, known as the Trial of the Twenty-One, is the most famous of the Soviet show trials, because of persons involved and the scope of charges which tied together all loose threads from earlier trials. Meant to be the culmination of previous trials, it included 21 defendants alleged to belong to the "Bloc of Rightists and Trotskyites", supposedly led by Nikolai Bukharin, the former chairman of the
Communist International The Communist International, abbreviated as Comintern and also known as the Third International, was a political international which existed from 1919 to 1943 and advocated world communism. Emerging from the collapse of the Second Internationa ...
, former premier
Alexei Rykov Alexei Ivanovich Rykov (25 February 188115 March 1938) was a Russian Bolshevik revolutionary and a Soviet politician and statesman, most prominent as premier of Russia and the Premier of the Soviet Union, Soviet Union from 1924 to 1929 and 1924 t ...
,
Christian Rakovsky Christian Georgiyevich Rakovsky ( – September 11, 1941), Bulgarian name Krastyo Georgiev Rakovski, born Krastyo Georgiev Stanchov, was a Bulgarian-born socialist Professional revolutionaries, revolutionary, a Bolshevik politician and Soviet Un ...
,
Nikolai Krestinsky Nikolay Nikolayevich Krestinsky (; 13 October 1883 – 15 March 1938) was a Soviet Bolshevik revolutionary and politician who served as the Responsible Secretary of the Communist Party of the Soviet Union. Born in Mogilev to a Ukrainia ...
, and
Genrikh Yagoda Genrikh Grigoryevich Yagoda (, born Yenokh Gershevich Iyeguda; 7 November 1891 – 15 March 1938) was a Soviet secret police official who served as director of the NKVD, the Soviet Union's security and intelligence agency, from 1934 to 1936. A ...
, recently disgraced head of the NKVD. Although an Opposition Bloc led by Trotsky and with zinovievites really existed,
Pierre Broué Pierre Broué (8 May 1926 – 26 July 2005) was a French historian and Trotskyist revolutionary militant whose work covers the history of the Bolshevik Party, the Spanish Revolution and biographies of Leon Trotsky. Background Broué was born ...
asserts that Bukharin was not involved. Differently from Broué, one of his former allies,
Jules Humbert-Droz Jules-Frédéric Humbert-Droz (23 September 1891, La Chaux-de-Fonds – 16 October 1971) was a Swiss pastor, journalist, socialist and communist. A founding member of the Communist Party of Switzerland, he held high Comintern office through the 1 ...
, said in his memoirs that Bukharin told him that he formed a secret bloc with Zinoviev and Kamenev in order to remove Stalin from leadership. The fact that Yagoda was one of the accused showed the speed at which the purges were consuming their own. It was now alleged that Bukharin and others sought to assassinate Lenin and Stalin from 1918, murder
Maxim Gorky Alexei Maximovich Peshkov (;  – 18 June 1936), popularly known as Maxim Gorky (; ), was a Russian and Soviet writer and proponent of socialism. He was nominated five times for the Nobel Prize in Literature. Before his success as an aut ...
by poison, partition the USSR and hand its territories to Germany, Japan, and Great Britain, and other charges. Even previously sympathetic observers who had accepted the earlier trials found it more difficult to accept these new allegations as they became ever more absurd, and the purge expanded to include almost every living Old Bolshevik leader except Stalin and Kalinin. No other crime of the Stalin years so captivated Western intellectuals as the trial and execution of Bukharin, who was a Marxist theorist of international standing.Corey Robin, "Fear", p. 96 For some prominent communists such as
Bertram Wolfe Bertram David Wolfe (January 19, 1896 – February 21, 1977) was an American scholar, leading communist, and later a leading anti-communist. He authored many works related to communism, including biographical studies of Vladimir Lenin, Joseph Sta ...
,
Jay Lovestone Jay Lovestone (15 December 1897 – 7 March 1990) was an American activist. He was at various times a member of the Socialist Party of America, a leader of the Communist Party USA, leader of a small oppositionist party, an anti-Communist and Cen ...
,
Arthur Koestler Arthur Koestler (, ; ; ; 5 September 1905 – 1 March 1983) was an Austria-Hungary, Austro-Hungarian-born author and journalist. Koestler was born in Budapest, and was educated in Austria, apart from his early school years. In 1931, Koestler j ...
, and
Heinrich Brandler Heinrich Brandler (3 July 1881 – 26 September 1967) was a German communist, trade unionist, politician, revolutionary activist, and political writer. Brandler is best remembered as the head of the Communist Party of Germany (KPD) during the par ...
, the Bukharin trial marked their final break with communism, and even turned the first three into fervent anti-communists eventually. To them, Bukharin's confession symbolized the depredations of communism, which not only destroyed its sons but also conscripted them in self-destruction and individual abnegation.


Bukharin's confession

On the first day of trial, Krestinsky caused a sensation when he repudiated his written confession and pleaded not guilty to all the charges. However, he changed his plea the next day after "special measures", which dislocated his left shoulder among other things.
Anastas Mikoyan Anastas Ivanovich Mikoyan (; , ; ; – 21 October 1978) was a Soviet statesman, diplomat, and Bolshevik revolutionary who served as the Chairman of the Presidium of the Supreme Soviet, the head of state of the Soviet Union. As a member of th ...
and Vyacheslav Molotov later claimed that Bukharin was never tortured, but it is now known that his interrogators were given the order "beating permitted", and were under great pressure to extract confession out of the "star" defendant. Bukharin initially held out for three months, but threats to his young wife and infant son, combined with "methods of physical influence" wore him down. But when he read his confession amended and corrected personally by Stalin, he withdrew his whole confession. The examination started all over again, with a double team of interrogators. Bukharin's confession in particular became subject of much debate among Western observers, inspiring Koestler's acclaimed novel ''
Darkness at Noon ''Darkness at Noon'' (, ) is a novel by Austrian-Hungarian-born novelist Arthur Koestler, first published in 1940. His best known work, it is the tale of Rubashov, an Old Bolshevik who is arrested, imprisoned, and tried for treason against the ...
'' and philosophical essay by
Maurice Merleau-Ponty Maurice Jean Jacques Merleau-Ponty. ( ; ; 14 March 1908 – 3 May 1961) was a French phenomenological philosopher, strongly influenced by Edmund Husserl and Martin Heidegger. The constitution of meaning in human experience was his main interes ...
in ''Humanism and Terror''. His confessions were somewhat different from others in that while he pleaded guilty to "sum total of crimes", he denied knowledge when it came to specific crimes. The result was a curious mix of fulsome confessions (of being a "degenerate fascist" working for "restoration of capitalism") and subtle criticisms of the trial. One observer noted that after disproving several charges against him, Bukharin "proceeded to demolish or rather showed he could very easily demolish the whole case." He continued by saying that "the confession of the accused is not essential. The confession of the accused is a medieval principle of jurisprudence" in a trial that was based solely on confessions. He finished his last plea with the words:
e monstrousness of my crime is immeasurable especially in the new stage of struggle of the U.S.S.R. May this trial be the last severe lesson, and may the great might of the U.S.S.R. become clear to all.
Romain Rolland Romain Rolland (; 29 January 1866 – 30 December 1944) was a French dramatist, novelist, essayist, art historian and Mysticism, mystic who was awarded the Nobel Prize for Literature in 1915 "as a tribute to the lofty idealism of his literary pro ...
and others wrote to Stalin seeking clemency for Bukharin, but all the leading defendants were executed except Rakovsky and two others (who were killed in
NKVD prisoner massacres The NKVD prisoner massacres were a series of mass executions of political prisoners carried out by the NKVD, the People's Commissariat for Internal Affairs of the Soviet Union, across Eastern Europe, primarily in Poland, Ukraine, the Baltic states ...
in 1941). Despite the promise to spare his family, Bukharin's wife, Anna Larina, was sent to a labor camp, but she survived to see her husband posthumously rehabilitated a half-century later by the Soviet state under
Mikhail Gorbachev Mikhail Sergeyevich Gorbachev (2 March 1931 – 30 August 2022) was a Soviet and Russian politician who served as the last leader of the Soviet Union from 1985 to dissolution of the Soviet Union, the country's dissolution in 1991. He served a ...
in 1988.


"Ex-kulaks" and other "anti-Soviet elements"

On 2 July 1937, in a top secret order to regional Party and NKVD chiefs Stalin instructed them to produce the estimated number of "kulaks" and "criminals" in their districts. These individuals were to be arrested and executed, or sent to the gulag camps. The party chiefs complied and produced these lists within days, with figures which roughly corresponded to the individuals who were already under secret police surveillance. On 30 July 1937, the NKVD Order No. 00447 was issued, directed against "ex-kulaks" and other "anti-Soviet elements" (such as former officials of the
Tsarist regime The Russian Empire was an empire that spanned most of northern Eurasia from its establishment in November 1721 until the proclamation of the Russian Republic in September 1917. At its height in the late 19th century, it covered about , roughl ...
, former members of political parties other than the communist party, etc.). They were to be executed or sent to Gulag prison camps extrajudicially, under the decisions of
NKVD troika NKVD troika or Special troika (), in Soviet history, were the People's Commissariat of Internal Affairs (NKVD which would later be the beginning of the KGB) made up of three officials who issued sentences to people after simplified, speedy inve ...
s. The following categories appear to have been on index-cards, catalogues of suspects assembled over the years by the NKVD and were systematically tracked down: "ex-kulaks" previously deported to " special settlements" in inhospitable parts of the country (
Siberia Siberia ( ; , ) is an extensive geographical region comprising all of North Asia, from the Ural Mountains in the west to the Pacific Ocean in the east. It has formed a part of the sovereign territory of Russia and its predecessor states ...
, the
Urals The Ural Mountains ( ),; , ; , or simply the Urals, are a mountain range in Eurasia that runs north–south mostly through Russia, from the coast of the Arctic Ocean to the river Ural (river), Ural and northwestern Kazakhstan.
, Kazakhstan, and the Far North), former tsarist civil servants, former officers of the
White Army The White Army, also known as the White Guard, the White Guardsmen, or simply the Whites, was a common collective name for the armed formations of the White movement and Anti-Sovietism, anti-Bolshevik governments during the Russian Civil War. T ...
, participants in peasant rebellions, members of the clergy, persons deprived of voting rights, former members of non-Bolshevik parties, ordinary criminals, like thieves, known to the police and various other "socially harmful elements". However, a large number of people were arrested at random in sweeps, on the basis of denunciations or because they were related to, were friends with or knew people already arrested. Engineers, peasants, railwaymen, and other types of workers were arrested during the "Kulak Operation" based on the fact that they worked for or near important strategic sites and factories where work accidents had occurred due to "frantic rhythms and plans". During this period the NKVD reopened these cases and relabeled them as "sabotage" or "wrecking." The
Orthodox clergy Orthodox, Orthodoxy, or Orthodoxism may refer to: Religion * Orthodoxy, adherence to accepted norms, more specifically adherence to creeds, especially within Christianity and Judaism, but also less commonly in non-Abrahamic religions like Neo-pag ...
, including active parishioners, was nearly annihilated: 85% of the 35,000 members of the clergy were arrested. Particularly vulnerable to repression were also the so-called "special settlers" (''spetzpereselentsy'') who were under permanent police surveillance and constituted a huge pool of potential "enemies" to draw on. At least 100,000 of them were arrested in the course of the Great Terror. Common criminals such as thieves, "violators of the passport regime", etc. were also dealt with in a summary way. In Moscow, for example, nearly one third of the 20,765 persons executed on the
Butovo firing range The Butovo Firing Range or Butovo Shooting Range () was an execution site of the Soviet secret police located near Drozhzhino in Leninsky District, Moscow Oblast from 1938 to 1953. Its use for mass execution has been documented; it was prepa ...
were charged with a non-political criminal offence. To carry out the mass arrests, the 25,000 officers of the State Security personnel of NKVD were complemented with units of ordinary police, and
Komsomol The All-Union Leninist Young Communist League, usually known as Komsomol, was a political youth organization in the Soviet Union. It is sometimes described as the youth division of the Communist Party of the Soviet Union (CPSU), although it w ...
(
Young Communist League The Young Communist League (YCL) is the name used by the youth wing of various Communist parties around the world. The name ''YCL of ountry' originates from the precedent established by the Communist Youth International. Examples of YCLs includ ...
) and civilian Communist Party members. Seeking to fulfill the quotas, the police rounded up people in markets and train stations, with the purpose of arresting "social outcasts". Local units of the NKVD, in order to meet their "casework minimums" and force confessions out of arrestees worked long uninterrupted shifts during which they interrogated, tortured and beat the prisoners. In many cases those arrested were forced to sign blank pages which were later filled in with a fabricated confession by the interrogators. After the interrogations the files were submitted to NKVD troikas, which pronounced the verdicts in the absence of the accused. During a half-day-long session a troika went through several hundred cases, delivering either a death sentence or a sentence to the Gulag labor camps. Death sentences were immediately enforceable. The executions were carried out at night, either in prisons or in secluded areas run by the NKVD and located as a rule on the outskirts of major cities. The "Kulak Operation" was the largest single campaign of repression in 1937–38, with 669,929 people arrested and 376,202 executed, more than half the total of known executions.


Campaigns targeting nationalities

A series of
mass operations of the NKVD Mass operations of the People's Comissariate of Internal Affairs (NKVD) were carried out during the Great Purge and targeted specific categories of people. As a rule, they were carried out according to the corresponding order of the People's Comm ...
was carried out from 1937 through 1938 targeting specific nationalities within the Soviet Union, on the order of
Nikolai Yezhov Nikolai Ivanovich Yezhov ( rus, Николай Иванович Ежов, p=nʲɪkɐˈlaj ɪˈvanəvʲɪtɕ (j)ɪˈʐof; 1 May 1895 – 4 February 1940), also spelt Ezhov, was a Soviet Chekism, secret police official under Joseph Stalin who ...
. The
Polish Operation of the NKVD The ''Polish Operation'' of the NKVD (Soviet security service) in 1937–1938 was an anti-Polish mass-ethnic cleansing operation of the NKVD carried out in the Soviet Union against Poles (labeled by the Soviets as "agents") during the period ...
was the largest of this kind. The Polish operation claimed the largest number of the NKVD victims: 143,810 arrests and 111,091 executions according to records. Snyder estimates that at least eighty-five thousand of them were ethnic Poles. The remainder were 'suspected' of being Polish, without further inquiry. Poles comprised 12.5% of those who were killed during the Great Terror, while comprising only 0.4% of the population. Overall, national minorities targeted in these campaigns composed 36% of the victims of the Great Purge, despite being only 1.6% of the Soviet Union's population. 74% of ethnic minorities arrested during the Great Purge were executed while those sentenced during the Kulak Operation had only a 50% chance of being executed, (though this may have been due to the Gulag camp's lack of space in the late stages of the Purge rather than deliberate discrimination in sentencing). The wives and children of those arrested and executed were dealt with by the
NKVD Order No. 00486 "Traitor to the Motherland family members" () was a term in Article 58 of the Criminal Code of Russian SFSR (as amended on 8 June 1934 from the original wording of 1927). The amended article dealt with the criminal prosecution of wives and childr ...
. The women were sentenced to forced labour for 5 or 10 years. Their minor children were put in orphanages. All possessions were confiscated. Extended families were purposely left with nothing to live on, which usually sealed their fate as well, affecting up to 200,000–250,000 people of Polish background depending on the size of their families.
National operations of the NKVD Mass operations of the People's Comissariate of Internal Affairs (NKVD) were carried out during the Great Purge and targeted specific categories of people. As a rule, they were carried out according to the corresponding order of the People's Comm ...
were conducted on a quota system using album procedure. The officials were mandated to arrest and execute a specific number of so-called "counter-revolutionaries", compiled by administration using various statistics but also telephone books with names sounding non-Russian. The Polish Operation of the NKVD served as a model for a series of similar NKVD secret decrees targeting a number of the Soviet Union's diaspora nationalities: the Finnish, Latvian,
Estonian Estonian may refer to: * Something of, from, or related to Estonia, a country in the Baltic region in northern Europe * Estonians, people from Estonia, or of Estonian descent * Estonian language * Estonian cuisine * Estonian culture See also

...
, Bulgarian,
Afghan Afghan or Afgan may refer to: Related to Afghanistan *Afghans, historically refers to the Pashtun people. It is both an ethnicity and nationality. Ethnicity wise, it refers to the Pashtuns. In modern terms, it means both the citizens of Afghanist ...
,
Iranian Iranian () may refer to: * Something of, from, or related to Iran ** Iranian diaspora, Iranians living outside Iran ** Iranian architecture, architecture of Iran and parts of the rest of West Asia ** Iranian cuisine, cooking traditions and practic ...
,
Greek Greek may refer to: Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group *Greek language, a branch of the Indo-European language family **Proto-Greek language, the assumed last common ancestor of all kno ...
, and
Chinese Chinese may refer to: * Something related to China * Chinese people, people identified with China, through nationality, citizenship, and/or ethnicity **Han Chinese, East Asian ethnic group native to China. **'' Zhonghua minzu'', the supra-ethnic ...
. Of the operations against national minorities, it was the largest one, second only to the "Kulak Operation" in terms of the number of victims. According to
Timothy Snyder Timothy David Snyder (born August 18, 1969) is an American historian specializing in the history of Central Europe, Central and Eastern Europe, the Soviet Union, and the Holocaust. He is on leave from his position as the Richard C. Levin, Richar ...
, ethnic Poles constituted the largest group of victims in the Great Terror, comprising less than 0.5% of the country's population but comprising 12.5% of those executed. Timothy Snyder attributes 300,000 deaths during the Great Purge to "national terror" including ethnic minorities and Ukrainian "kulaks" who had survived
dekulakization Dekulakization (; ) was the Soviet campaign of Political repression in the Soviet Union#Collectivization, political repressions, including arrests, deportations, or executions of millions of supposed kulaks (prosperous peasants) and their familie ...
and the
Holodomor The Holodomor, also known as the Ukrainian Famine, was a mass famine in Ukrainian Soviet Socialist Republic, Soviet Ukraine from 1932 to 1933 that killed millions of Ukrainians. The Holodomor was part of the wider Soviet famine of 1930–193 ...
famine that had been used to kill millions in the early 1930s.
Lev Kopelev Lev Zalmanovich (Zinovyevich) Kopelev (, German: Lew Sinowjewitsch Kopelew, 9 April 1912 – 18 June 1997) was a Soviet author and dissident. Early life Kopelev was born in Kyiv, then Russian Empire, to a middle-class Jewish family. In 1926, ...
wrote "In Ukraine 1937 began in 1933", referring to the earlier Soviet political repressions in Ukraine. There was also deadly persecution of Ukrainian cultural elites, who are referred to as the
Executed Renaissance The Executed Renaissance (), or Red Renaissance (), was a generation of Ukrainian language poets, writers, and artists of the 1920s and early 1930s who lived in the Ukrainian Soviet Socialist Republic and wеre kille ...
. Statistics of Ukraine's Ministry of Foreign Affairs indicate that about 200,000 victims of the Great Purge were Ukrainians. Concerning diaspora minorities, the vast majority of whom were Soviet citizens and whose ancestors had resided for decades and sometimes centuries in the Soviet Union and Russian Empire, "this designation absolutized their cross-border ethnicities as the only salient aspect of their identity, sufficient proof of their disloyalty and sufficient justification for their arrest and execution" (Martin, 2001: 338). Some scholars have called the national operations of the NKVD
genocidal Genocide is violence that targets individuals because of their membership of a group and aims at the destruction of a people. Raphael Lemkin, who first coined the term, defined genocide as "the destruction of a nation or of an ethnic group" b ...
.
Norman Naimark Norman M. Naimark (; born 1944, New York City) is an American historian. He is the Robert and Florence McDonnell Professor of Eastern European Studies at Stanford University, and a senior fellow at the Hoover Institution. He writes on modern Ea ...
called Stalin's policy towards Poles in the 1930s "genocidal". However, he does not consider the Great Purge entirely genocidal because it also targeted political opponents. Some scholars, however, focus on the security dilemma in the border areas suggesting the need to secure the ethnic integrity of Soviet space ''vis-à-vis'' neighboring capitalistic enemy states. They stress the role of
international relations International relations (IR, and also referred to as international studies, international politics, or international affairs) is an academic discipline. In a broader sense, the study of IR, in addition to multilateral relations, concerns al ...
and believe that representatives of these minorities were killed not because of their ethnicity, but because of their possible relations to countries hostile to the USSR and fear of disloyalty in the case of an invasion. Nevertheless, little proof exists to suggest that Russia's and Stalin's alleged prejudices played a central causal role in the Great Purge.


Purge of the army

The purge of the
Red Army The Workers' and Peasants' Red Army, often shortened to the Red Army, was the army and air force of the Russian Soviet Republic and, from 1922, the Soviet Union. The army was established in January 1918 by a decree of the Council of People ...
and Military Maritime Fleet removed three of five
marshals Marshal is a term used in several official titles in various branches of society. As marshals became trusted members of the courts of Medieval Europe, the title grew in reputation. During the last few centuries, it has been used for elevated of ...
(then equivalent to four-star generals), 13 of 15 army commanders (then equivalent to three-star generals), eight of nine admirals (the purge fell heavily on the Navy, who were suspected of exploiting their opportunities for foreign contacts), 50 of 57 army
corps Corps (; plural ''corps'' ; from French , from the Latin "body") is a term used for several different kinds of organization. A military innovation by Napoleon I, the formation was formally introduced March 1, 1800, when Napoleon ordered Gener ...
commanders, 154 out of 186 division commanders, 16 of 16 army
commissar Commissar (or sometimes ''Kommissar'') is an English transliteration of the Russian (''komissar''), which means ' commissary'. In English, the transliteration ''commissar'' often refers specifically to the political commissars of Soviet and ...
s, and 25 of 28 army corps commissars. At first, it was thought 25–50% of Red Army officers had been purged; the true figure is now known to be in the area of 3.7–7.7%. This discrepancy was the result of a systematic underestimation of the true size of the Red Army officer corps, and it was overlooked that most of those purged were merely expelled from the Party. Thirty percent of officers purged in 1937–1939 were allowed to return to service. The purge of the army was claimed to be supported by German-forged documents (alleged correspondence between Marshal Tukhachevsky and members of the German high command). This claim is unsupported by facts, as by the time the documents were supposedly created, two of Tukhachevsky's group were already imprisoned, and by the time the document was said to reach Stalin, the purging process was already underway. Furthermore, actual evidence introduced at trial was obtained from forced confessions. The purge had a significant effect on German decision making in
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
: many German generals opposed an invasion of Russia, but
Hitler Adolf Hitler (20 April 1889 – 30 April 1945) was an Austrian-born German politician who was the dictator of Nazi Germany from 1933 until Death of Adolf Hitler, his suicide in 1945. Adolf Hitler's rise to power, He rose to power as the lea ...
disagreed, arguing that the Red Army was less effective after its intellectual leadership had been eliminated in the purge.


Wider purge

Russian
Trotskyist Trotskyism (, ) is the political ideology and branch of Marxism developed by Russian revolutionary and intellectual Leon Trotsky along with some other members of the Left Opposition and the Fourth International. Trotsky described himself as an ...
historian
Vadim Rogovin Vadim Zakharovich Rogovin (; 10 May 1937 – 18 September 1998) was a Russian Marxist (Trotskyist) historian and sociologist, Ph.D. in philosophy, Leading Researcher at the Institute of Sociology of the Russian Academy of Sciences, and the auth ...
argued that Stalin had destroyed thousands of foreign communists capable of leading socialist change in their respective countries. He referenced 600 active Bulgarian Communist Party, Bulgarian communists that perished in his prison camps along with the thousands of German communists that were handed over from Stalin to the Gestapo after the signing of the Molotov–Ribbentrop Pact, German-Soviet Pact. Rogovin also noted that sixteen members of the Central committee of the Communist Party of Germany became victims of Stalinist terror. Repressive measures were also enforced upon the Hungarian Communist Party, Hungarian, League of Communists of Yugoslavia, Yugoslav and other Communist Party of Poland, Polish Communist parties. According to historian Eric D. Weitz, 60% of German exiles in the Soviet Union were liquidated during the Stalinist terror, and a higher proportion of the KPD Politburo membership had died in the Soviet Union than had died in Nazi Germany. Weitz also noted that hundreds of German citizens, the majority of whom were Communists, were handed over to the Gestapo from Stalin's administration. Many Jewish figures such as Alexander Weissberg-Cybulski and Fritz Houtermans were arrested in 1937 by the NKVD and turned over to the German Gestapo. Joseph Berger-Barzilai, co-founder of the Communist Party of Palestine, spent twenty years in Stalin's prisons and concentrations camps after the purges in 1937. External purges were also conducted in Spain, in which the NKVD oversaw purges of anti-Stalinist elements in the Spanish Republican forces including Trotskyist and anarchist factions. Notable cases involved the execution of Andreu Nin, Spanish POUM and former government minister, Jose Robles, a left-wing academic and translator along with many members of the POUM faction. Out of six members of the original Politburo of the Communist Party of the Soviet Union, Politburo during the
October Revolution The October Revolution, also known as the Great October Socialist Revolution (in Historiography in the Soviet Union, Soviet historiography), October coup, Bolshevik coup, or Bolshevik revolution, was the second of Russian Revolution, two r ...
who lived until the Great Purge, Stalin himself was the only one who remained in the Soviet Union, alive. Four of the other five were executed; the fifth,
Leon Trotsky Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
, had been forced into exile outside the Soviet Union in 1929, but was assassinated in Mexico by Soviet agent
Ramón Mercader Jaime Ramón Mercader del Río (; ; 7 February 1913 – 18 October 1978)Photograph oMercader's Gravestone/ref> was a Spanish communist and NKVD secret agent who assassinated the revolutionary Leon Trotsky in Mexico City in August 1940. Mercad ...
in 1940. Of the seven members elected to the Politburo between the October Revolution and Lenin's death in 1924, four were executed, one (Mikhail Tomsky, Tomsky) committed suicide, and two (Molotov and Kalinin) lived. A series of documents discovered in the Central Committee archives in 1992 by Vladimir Bukovsky demonstrate that there were limits for arrests and executions as for all other activities in the planned economy. The victims were convicted Trial in absentia, in absentia and in camera by extrajudicial organs—the
NKVD troika NKVD troika or Special troika (), in Soviet history, were the People's Commissariat of Internal Affairs (NKVD which would later be the beginning of the KGB) made up of three officials who issued sentences to people after simplified, speedy inve ...
s sentenced indigenous "enemies" under NKVD Order No. 00447 and the two-man dvoiki (NKVD Commissar
Nikolai Yezhov Nikolai Ivanovich Yezhov ( rus, Николай Иванович Ежов, p=nʲɪkɐˈlaj ɪˈvanəvʲɪtɕ (j)ɪˈʐof; 1 May 1895 – 4 February 1940), also spelt Ezhov, was a Soviet Chekism, secret police official under Joseph Stalin who ...
and Main State Prosecutor Andrey Vyshinsky, or their deputies) those arrested along national lines. The victims were executed at night, either in prisons, in the cellars of NKVD headquarters, or in a secluded area, usually a forest. The NKVD officers shot prisoners in the head using pistols. Other methods of dispatching victims were used on an experimental basis. In Moscow, the use of Soviet gas van, gas vans to kill the victims during their transportation to the
Butovo firing range The Butovo Firing Range or Butovo Shooting Range () was an execution site of the Soviet secret police located near Drozhzhino in Leninsky District, Moscow Oblast from 1938 to 1953. Its use for mass execution has been documented; it was prepa ...
has been documented.


Intelligentsia

Those who perished during the Great Purge include:


Western émigré victims

Victims of the terror included American immigrants to the Soviet Union who had emigrated at the height of the Great Depression to find work. At the height of the Terror, American immigrants besieged the US embassy, begging for passports so they could leave the Soviet Union. They were turned away by embassy officials, only to be arrested on the pavement outside by lurking NKVD agents. Many were subsequently shot dead at
Butovo firing range The Butovo Firing Range or Butovo Shooting Range () was an execution site of the Soviet secret police located near Drozhzhino in Leninsky District, Moscow Oblast from 1938 to 1953. Its use for mass execution has been documented; it was prepa ...
. In addition, 141 American Communists of Finnish origin were executed and buried at Sandarmokh. 127 Finnish Canadians were also shot and buried there.


Executions of Gulag inmates

Political prisoners already serving a sentence in the Gulag camps were also executed in large numbers. NKVD Order no. 00447 also targeted "the most vicious and stubborn anti-Soviet elements in camps", they were all "to be put into the first category"—that is, shot. NKVD Order no. 00447 decreed 10,000 executions for this contingent, but at least three times more were shot in the course of the secret mass operation, the majority in March–April 1938.


Mongolian Great Purge

During the late 1930s, Stalin dispatched NKVD operatives to the Mongolian People's Republic, established a Mongolian version of the NKVD troika, and proceeded to execute tens of thousands of people accused of having ties to "pro-Japanese spy rings". Buddhist lamas made up the majority of victims, with 18,000 being killed in the terror. Other victims were nobility and political and academic figures, along with some ordinary workers and herders. Mass graves containing hundreds of executed Buddhist monks and civilians have been discovered as recently as 2003.


Xinjiang Great Purge

The pro-Soviet leader Sheng Shicai of Xinjiang province in China launched his own purge in 1937 to coincide with Stalin's Great Purge. The Xinjiang War (1937) broke out amid the purge. Sheng received assistance from the NKVD. Sheng and the Soviets alleged a massive Trotskyist conspiracy and a "Fascist Trotskyite plot" to destroy the Soviet Union. The Soviet Consul General Garegin Apresov, Garegin Apresoff, General Ma Hushan, Ma Shaowu, Mahmud Sijan, the official leader of the Xinjiang province Huang Han-chang and Hoja-Niyaz were among the 435 alleged conspirators in the plot. Xinjiang came under virtual Soviet control.


Timeline

The Great Purge of 1936–1938 can be roughly divided into four periods: ; October 1936 – February 1937: Reforming the security organizations, adopting official plans on purging the elites. ; March – June 1937: Purging the elites; adopting plans for the mass repressions against the "social base" of the potential aggressors, starting of purging the "elites" from opposition. ; July 1937 – October 1938: Mass repressions against "kulaks", "dangerous" ethnic minorities, family members of oppositionists, military officers, saboteurs in agriculture and industry. ; November 1938 – 1939: Stopping of mass operations, abolishing of many organs of extrajudicial executions, repressions against some organizers of mass repressions.


End

In the summer of 1938, Yezhov was relieved from his post as head of the NKVD and was eventually tried and executed. Lavrentiy Beria succeeded him as head. On 17 November 1938, a joint decree of Sovnarkom USSR and Central Committee of VKP(b) (Decree about Arrests, Prosecutor Supervision and Course of Investigation) and the subsequent order of the NKVD undersigned by Beria cancelled most of the Mass operations of the NKVD, NKVD orders of systematic repression and suspended implementation of death sentences. The decree signaled the end of massive Soviet purges. Michael Parrish argues that while the Great Terror ended in 1938, a lesser terror continued in the 1940s. Aleksandr Solzhenitsyn (a Soviet Army officer who became a prisoner for a decade in the Gulag system) presents in ''The Gulag Archipelago'' his view of the timeline of ''all'' the Leninist and Stalinist purges (1918–1956), in which the 1936–1938 purge may have been simply the one that got the most attention from people in a position to record its magnitude for posterity—the intelligentsia—by directly targeting them, whereas several other waves of the ongoing flow of purges, such as the
first five-year plan First five-year plan may refer to: * First five-year plan (China) * First Five-Year Plans (Pakistan) * First five-year plan (Soviet Union) The first five-year plan (, ) of the Union of Soviet Socialist Republics (USSR) was a list of economi ...
of 1928–1933's collectivization and
dekulakization Dekulakization (; ) was the Soviet campaign of Political repression in the Soviet Union#Collectivization, political repressions, including arrests, deportations, or executions of millions of supposed kulaks (prosperous peasants) and their familie ...
, were just as huge and just as devoid of justice but were more successfully swallowed into oblivion in the popular memory of the (surviving) Soviet public. In some cases, high military command arrested under Yezhov were later executed under Beria. Some examples include Marshal of the Soviet Union Alexander Yegorov (military), Alexander Yegorov, arrested in April 1938 and shot (or died from torture) in February 1939 (his wife, G. A. Yegorova, was shot in August 1938); Army Commander Ivan Fedko, arrested July 1938 and shot February 1939; Flagman Konstantin Dushenov, arrested May 1938 and shot February 1940; Komkor Georgy Bondar, G. I. Bondar, arrested August 1938 and shot March 1939. All the aforementioned have been posthumously rehabilitation (Soviet), rehabilitated. When the relatives of those who had been executed in 1937–1938 inquired about their fate, they were told by NKVD that their arrested relatives had been sentenced to "10 years without the right of correspondence" (десять лет без права переписки). When these ten-year periods elapsed in 1947–1948 but the arrested did not appear, the relatives asked Ministry for State Security (USSR), MGB about their fate again and this time were told that the arrested died in imprisonment. After Stalin's death, the truth about the purges began to emerge within the party itself. On 25 February 1956, Nikita Khrushchev delivered a speech On the Cult of Personality and Its Consequences, "On the Cult of Personality and Its Consequences" to a closed session of the 20th Party Congress. In this speech, Khrushchev stated that Stalin "acted not through persuasion, explanation, and patient cooperation with people, but by imposing his concepts and demanding absolute submission to his opinion. Whoever opposed this concept or tried to prove his viewpoint, and the correctness of his position, was doomed to removal from the leading collective and to subsequent moral and physical annihilation." Khrushchev revealed that of the 139 members and candidates of the Central Committee elected at the 17th Congress, "98 persons, i.e., 70 percent, were arrested and shot (mostly in 1937-1938)," which he attributed to "the abuse of power by Stalin, who began to use mass terror against the Party cadres." Regarding the trials, Khrushchev stated: "The confessions of guilt of many arrested and charged with enemy activity were gained with the help of cruel and inhuman tortures."


Western reactions

Although the trials of former Soviet leaders were widely publicized, the hundreds of thousands of other arrests and executions were not. These became known in the West only as a few former gulag inmates reached the West with their stories. Not only did foreign correspondents from the West fail to report on the purges, but in many Western nations (especially France), attempts were made to silence or discredit these witnesses; according to Robert Conquest, Jean-Paul Sartre took the position that evidence of the camps should be ignored so the French proletariat would not be discouraged. A series of legal actions ensued at which definitive evidence was presented that established the validity of the former labor camp inmates' testimony. According to
Robert Conquest George Robert Acworth Conquest (15 July 19173 August 2015) was a British and American historian, poet, novelist, and propagandist. He was briefly a member of the Communist Party of Great Britain but later wrote several books condemning commun ...
in his 1968 book ''The Great Terror: Stalin's Purge of the Thirties'', with respect to the trials of former leaders, some Western observers were unintentionally or intentionally ignorant of the fraudulent nature of the charges and evidence, notably Walter Duranty of ''The New York Times'', a Russian speaker; the American Ambassador, Joseph E. Davies, who reported, "proof ... beyond reasonable doubt to justify the verdict of treason"; and Beatrice Webb, Beatrice and Sidney Webb, authors of ''Soviet Communism: A New Civilization''. While "Communist Parties everywhere simply transmitted the Soviet line", some of the most critical reporting also came from the left, notably ''The Guardian, The Manchester Guardian''. The American journalist H. R. Knickerbocker also reported on the executions. He called them in 1941 "the great purges", and described how over four years they affected "the top fourth or fifth, to estimate it conservatively, of the Party itself, of the Army, Navy, and Air Force leaders and then of the new Bolshevik intelligentsia, the foremost technicians, managers, supervisors, scientists". Knickerbocker also wrote about dekulakization: "It is a conservative estimate to say that some 5,000,000 [kulaks] ... died at once, or within a few years." Khrushchev's revelations in 1956 had a profound impact on Western communist parties. The Communist Party USA newspaper, the ''Daily Worker'', published the On the Cult of Personality and Its Consequences, Secret Speech in full, following the lead of ''The New York Times''.


Rehabilitation

The Great Purge was denounced by Soviet leader Nikita Khrushchev following Stalin's death. In his secret speech to the 20th Congress of the Communist Party of the Soviet Union, 20th Communist Party of the Soviet Union, CPSU congress in February 1956 (which was made public a month later), Khrushchev referred to the purges as an "abuse of power" by Stalin which resulted in enormous harm to the country. In the same speech, he recognized that many of the victims were innocent and were convicted on the basis of false confessions extracted by torture. Khrushchev later claimed in his memoirs that he had initiated the process, overcoming objections and protests from the rest of Party leadership, but the transcripts belie this, although they show differences of opinion regarding the contents. Starting from 1954, some of the convictions were overturned. Mikhail Tukhachevsky and other generals convicted in the Trial of Red Army Generals were declared innocent (" rehabilitated") in 1957. The former Politburo members Yan Rudzutak and Stanislav Kosior and many lower-level victims were also declared innocent in the 1950s. Nikolai Bukharin and others convicted in the Moscow Trials were not rehabilitated until as late as 1988. Leon Trotsky, considered a major player in the Russian Revolution and a major contributor to Marxist theory, was never rehabilitated by the USSR. The book ''Rehabilitation: The Political Processes of the 1930s–50s'' (Реабилитация. Политические процессы 30–50-х годов) (1991) contains a large amount of newly presented original archive material: transcripts of interrogations, letters of convicts, and photos. The material demonstrates in detail how numerous show trials were fabricated.


Number of people executed

Official figures put the total number of documentable executions during the years 1937 and 1938 at 681,692, in addition to 116,000 deaths in the
Gulag The Gulag was a system of Labor camp, forced labor camps in the Soviet Union. The word ''Gulag'' originally referred only to the division of the Chronology of Soviet secret police agencies, Soviet secret police that was in charge of runnin ...
, and 2,000 unofficially killed in non-article 58 shootings; whereas the total estimate of deaths brought about by Soviet repression during the Great Purge ranges from 950,000 to 1.2 million, which includes executions, deaths in detention and those who died shortly after being released from the Gulag, as a result of their treatment therein. There were also Deportation of Koreans in the Soviet Union#Death tol, 16,500 to 50,000 deaths in the deportation of Soviet Koreans which correspond to the purge. According to
Robert Conquest George Robert Acworth Conquest (15 July 19173 August 2015) was a British and American historian, poet, novelist, and propagandist. He was briefly a member of the Communist Party of Great Britain but later wrote several books condemning commun ...
, a practice of falsification for lowering the execution numbers was disguising executions with the sentence "10 years without the right of correspondence" which almost always meant execution. All of the bodies identified from the mass graves at Vinnytsia massacre, Vinnitsa and Kuropaty were of individuals who had received this sentence. Despite this, the lower figure did roughly confirm Conquest's original 1968 estimate of 700,000 "legal" executions and in the preface to the 40th anniversary edition of ''The Great Terror'', Conquest claimed that he had been "correct on the vital matter—the numbers put to death: about one million". According to J. Arch Getty and Oleg V. Naumov, "popular estimates of executions in the great purges vary from 500,000 to 7 million." However, according to them, "the archival evidence from the secret police rejects the astronomically high estimates often given for the number of terror victims" and "the data available at this point make it clear that the number shot in the two worst purge years [1937–38] was more likely in the hundreds of thousands than in the millions." According to historian Corrina Kuhr, 700,000 people were executed during the Great Purge out of the 2.5 million who were arrested. Professor Nérard François-Xavier estimates the same number of people who were sentenced to death; however, he states that 1.3 million people were arrested. The Soviets themselves made their own estimates with
Vyacheslav Molotov Vyacheslav Mikhaylovich Molotov (; – 8 November 1986) was a Soviet politician, diplomat, and revolutionary who was a leading figure in the government of the Soviet Union from the 1920s to the 1950s, as one of Joseph Stalin's closest allies. ...
saying "The report written by that commission member...says that 1,370,000 arrests were made in the 1930s. That's too many. I responded that the figures should be thoroughly reviewed".


Stalin's role

Historians with archival access have confirmed that Stalin was intimately involved in the purge. Russian historian Oleg Khlevniuk, Oleg V. Khlevniuk states "theories about the elemental, spontaneous nature of the terror, about a loss of central control over the course of mass repression, and about the role of regional leaders in initiating the terror are simply not supported by the historical record". Besides signing Yezhov's lists, Stalin sometimes gave instructions concerning certain individuals. In one instance, he told Yezhov "Isn't it time to squeeze this gentleman and force him to report on his dirty little business? Where is he: in a prison or a hotel?" In another, while reviewing one of Yezhov's lists, he added to M. I. Baranov's name, "beat, beat!"Marc Jansen, Nikita Vasilʹevich Petrov. ''Stalin's Loyal Executioner: People's Commissar Nikolai Ezhov, 1895–1940''. Hoover Institution Press, 2002. p. 111 Stalin also signed 357 lists in 1937 and 1938 authorizing executions of some 40,000 people, and about 90% of these are confirmed to have been shot, this was 7.4% of those executed legally. While reviewing one such list, Stalin reportedly muttered to no one in particular: "Who's going to remember all this riff-raff in ten or twenty years time? No one. Who remembers the names now of the boyars Ivan the Terrible got rid of? No one." Stalin had ordered for 100,000 Buddhist lamas in Mongolia to be liquidated but the political leader Peljidiin Genden resisted the order. It is quite possible that Yezhov misled Stalin about the aspects of the purge process. Many people at the time, and also a few subsequent commentators, surmised that the Great Purge had not started by Stalin's initiative, so the idea circulated that the process was entirely out of control once it had begun. Stalin may have failed to anticipate the catastrophic excesses of the NKVD under Yezhov. Stalin also objected to the large numbers of people that Yezhov was purging. For example, when Yezhov announced that 200,000 party members were expelled, Stalin interrupted him, said that they were "very many" and suggested instead to only expel 30,000 and 600 former Trotskyism, Trotskyists and Zinovievists which "would be a bigger victory". Stephen G. Wheatcroft posits that while the 'purposive deaths' caused by Hitler constitute 'murder', those caused under Stalin fall into the category of 'execution', although in terms of "causing death by criminal neglect and ruthlessness (...) Stalin probably exceeded Hitler". Wheatcroft elaborates:
Stalin undoubtedly caused many innocent people to be executed, but it seems likely that he thought many of them guilty of crimes against the state and felt that the execution of others would act as a deterrent to the guilty. He signed the papers and insisted on documentation. Hitler, by contrast, wanted to be rid of the Jews and communists simply because they were Jews and communists. He was not concerned about making any pretence at legality. He was careful not to sign anything on this matter and was equally insistent on no documentation.


Soviet investigation commissions

At least two Soviet commissions investigated the show-trials after Stalin's death. The first was headed by Molotov and included Voroshilov, Kaganovich, Mikhail Suslov, Suslov, Yekaterina Furtseva, Furtseva, Nikolay Shvernik, Shvernik, Averky Aristov, Aristov, Pyotr Pospelov, Pospelov, and Roman Rudenko, Rudenko. They were given the task to investigate the materials concerning Bukharin, Rykov, Zinoviev, Tukhachevsky, and others. The commission worked in 1956–1957. While stating that the accusations against Tukhachevsky ''et al.'' should be abandoned, it failed to fully rehabilitate the victims of the three Moscow trials, although the final report does contain an admission that the accusations have not been proven during the trials and "evidence" had been produced by lies, blackmail, and "use of physical influence". Bukharin, Rykov, Zinoviev, and others were still seen as political opponents, and though the charges against them were obviously false, they could not have been rehabilitated because "for many years they headed the anti-Soviet struggle against the building of socialism in USSR". The second commission largely worked from 1961 to 1963 and was headed by Shvernik ("Shvernik Commission"). It included Alexander Shelepin, Shelepin, Serdyuk, Mironov, Rudenko, and Semichastny. The hard work resulted in two massive reports, which detailed the mechanism of falsification of the show-trials against Bukharin, Zinoviev, Tukhachevsky, and many others. The commission based its findings in large part on eyewitness testimonies of former NKVD workers and victims of repressions, and on many documents. The commission recommended rehabilitating every accused with the exceptions of Radek and Yagoda, because Radek's materials required some further checking, and Yagoda was a criminal and one of the falsifiers of the trials (though most of the charges against him had to be dropped too, he was not a "spy", etc.). The commission stated:
Stalin committed a very grave crime against the Communist party, the socialist state, Soviet people and worldwide revolutionary movement...Together with Stalin, the responsibility for the abuse of law, mass unwarranted repressions and death of many thousands of wholly innocent people also lies on Molotov, Kaganovich, Malenkov....
Molotov stated, "We would have been complete idiots if we had taken the reports at their face value. We were not idiots." He also said, " e cases were reviewed and some people were released."


Mass graves and memorials

In the late 1980s, with the formation of the Memorial Society and similar organisations across the Soviet Union at a time of Mikhail Gorbachev, Gorbachev's glasnost ("openness and transparency") it became possible not only to speak about the Great Terror but to begin locating the killing grounds of 1937–1938 and identifying those who lay buried there. In 1988, for instance, the mass graves at Kurapaty in Belarus were the site of a clash between demonstrators and the police. In 1990, a boulder stone was brought from the former Solovki prison camp in the White Sea, and erected next to KGB headquarters in Moscow as a memorial to all "the victims of political repression" since 1917. Following the collapse of the Soviet Union, many more mass graves filled with executed victims of the terror were discovered and turned into memorial sites. Some, such as the Bykivnia killing fields near Kyiv, are said to contain up to 200,000 corpses. In 2007, one such site, the Butovo firing range near Moscow, was turned into a shrine to the victims of Stalinism. Between August 1937 and October 1938, more than 20,000 people were shot and buried there. In 2016, the Joffe Foundation in St Petersburg launched a website, the Map of Memory
"Russia's Necropolis of Terror and the Gulag"
which recorded the location and current use of 411 burial grounds and commemorative sites across Russia linked to forced resettlement, deportation, the Gulag and 149 secret execution and burial sites. On 30 October 2017, President Vladimir Putin opened the Wall of Sorrow, an official but controversial recognition of the crimes of the Soviet regime. In August 2021, a mass grave containing between 5,000 and 8,000 skeletons was discovered in Odesa, Ukraine, during exploration works for a planned expansion of Odesa International Airport. The graves are believed to date back to the late 1930s during the purge. File:Wall of sorrow at the first exhibition of the victims of Stalinism in Moscow.jpg, "Wall of sorrow" at the first exhibition of the victims of Stalinism in Moscow, 19 November 1988 File:Kurapaty 1989 meeting.jpg, The Kuropaty mass grave site near Minsk, Belarus File:КрасныйБор.jpg, The ''Krasny Bor'' memorial cemetery near Petrozavodsk, Russia File:Stalin-repressions-poles-memorial.jpg, A memorial to Poles in the Soviet Union, Polish victims of Stalinist repression, Tomsk, Russia File:Кировский район Донецка 302.jpg, A monument to victims of political repressions in Rutchenkove settlement, part of Donetsk, Ukraine File:Stalin-repressions-Tomsk-stone.jpg, A memorial to victims of Stalinist repression in Tomsk, Russia File:Сандормох25.jpg, The monumental slab at the entrance to the Sandarmokh burial grounds reads: "People! do not kill one another", Russia


Historical interpretations

The Great Purge has provoked numerous debates about its purpose, scale, and mechanisms. According to one interpretation, Stalin's regime had to maintain its citizens in a state of fear and uncertainty to stay in power (Brzezinski, 1958). Robert Conquest emphasized Stalin's paranoia, focused on the Moscow show trial of "Old Bolsheviks", and analyzed the carefully planned and systematic destruction of the Communist Party. Some others view the Great Purge as a crucial moment, or rather the culmination, of a vast Social engineering (political science), social engineering campaign started at the beginning of the 1930s (Hagenloh, 2000; Shearer, 2003; Werth, 2003). According to an October 1993 study published in ''The American Historical Review'', much of the Great Purge was directed against the widespread banditry and criminal activity which was occurring in the Soviet Union at the time. Historian Isaac Deutscher regarded the Moscow trials "as the prelude to the destruction of an entire generation of revolutionaries".
Leon Trotsky Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
viewed the excessive violence characteristic of the mass purges as an ideological differentiation between Stalinism and Bolshevism. He summarised his view:
"The present purge draws between Bolshevism and Stalinism not simply a bloody line but a whole river of blood. The annihilation of all the older generation of Bolsheviks, an important part of the middle generation which participated in the civil war, and that part of the youth that took up most seriously the Bolshevik traditions, shows not only a political but a thoroughly physical incompatibility between Bolshevism and Stalinism. How can this not be seen?"
According to Nikita Khrushchev's 1956 speech, "On the Cult of Personality and Its Consequences", and to historian
Robert Conquest George Robert Acworth Conquest (15 July 19173 August 2015) was a British and American historian, poet, novelist, and propagandist. He was briefly a member of the Communist Party of Great Britain but later wrote several books condemning commun ...
, a great number of accusations, notably those presented at the Moscow Trials, Moscow show trials, were based on forced confessions, often obtained through torture, and on loose interpretations of Article 58 (RSFSR Penal Code), Article 58 of the RSFSR Penal Code, which dealt with counter-revolutionary crimes. Due legal process, as defined by Soviet law in force at the time, was often largely replaced with summary proceedings by
NKVD troika NKVD troika or Special troika (), in Soviet history, were the People's Commissariat of Internal Affairs (NKVD which would later be the beginning of the KGB) made up of three officials who issued sentences to people after simplified, speedy inve ...
s. Valentin Berezhkov, who became Stalin's interpreter in 1941, suggests parallels in his memoir between Hitler's inner party purge and Stalin's mass repressions of Old Bolsheviks, military commanders and intellectuals. According to historian James Harris, contemporary archival research pokes "rather large holes in the traditional story" weaved by Conquest and others. His findings, while not exonerating Stalin or the Soviet state, dispel the notion that the bloodletting was merely the result of Stalin attempting to establish his own personal dictatorship; evidence suggests he was committed to building the socialist state envisioned by Lenin. The real motivation for the terror, according to Harris, was an exaggerated fear of counterrevolution:
So what was the motivation behind the Terror? The answers required a lot more digging, but it gradually became clearer that the violence of the late 1930s was driven by fear. Most Bolsheviks, Stalin among them, believed that the revolutions of 1789, 1848 and 1871 had failed because their leaders hadn't adequately anticipated the ferocity of the counter-revolutionary reaction from the establishment. They were determined not to make the same mistake.
Two major lines of interpretation have emerged among historians. One argues that the purges reflected Stalin's ambitions, his paranoia, and his inner drive to increase his power and eliminate potential rivals. Revisionist historians explain the purges by theorizing that rival factions exploited Stalin's paranoia and used terror to enhance their own position. Peter Whitewood examines the first purge, directed at the Army, and comes up with a third interpretation that Stalin and other top leaders believing that they were always surrounded by capitalist enemies, always worried about the vulnerability and loyalty of the Red Army. It was not a ploy—Stalin truly believed it. "Stalin attacked the Red Army because he seriously misperceived a serious security threat"; thus "Stalin seems to have genuinely believed that foreign‐backed enemies had infiltrated the ranks and managed to organize a conspiracy at the very heart of the Red Army." The purge hit deeply from June 1937 and November 1938, removing 35,000; many were executed. Experience in carrying out the purge facilitated purging other key elements in the wider Soviet polity. Historians often cite the disruption as factors in the Red Army's disastrous military performance during the German invasion.Roger R. Reese, "Stalin Attacks the Red Army." ''Military History Quarterly'' 27.1 (2014): 38–45. Robert W. Thurston reports that the purge was not intended to subdue the Soviet masses, many of whom helped enact the purge, but to deal with opposition to Stalin's rule among the Soviet elites.


See also

* Leningrad affair * Anti-Rightist Campaign * Excess mortality in the Soviet Union under Joseph Stalin * Index of Soviet Union-related articles * Timeline of the Great Purge * History of the Soviet Union (1927–1953) * Armenian victims of the Great Purge * Family members of traitors to the Motherland * Orphans in the Soviet Union#Children of "enemies of the people", 1937–1945 * Mass killings under communist regimes * Lustration * Stalinist repressions in Azerbaijan *
Holodomor The Holodomor, also known as the Ukrainian Famine, was a mass famine in Ukrainian Soviet Socialist Republic, Soviet Ukraine from 1932 to 1933 that killed millions of Ukrainians. The Holodomor was part of the wider Soviet famine of 1930–193 ...


Similar events

* Cultural Revolution and the Great Leap Forward (China) * Hungarian Revolution of 1956, Hungarian Revolution * Cambodian genocide, Khmer Rouge genocide (Cambodia) * 30 September Movement, 30 September killings (Indonesia) * Prague Spring (Czechoslovakia)


Similar Polticidal Purges

* Indonesian mass killings of 1965–66 (Indonesia) * Dirty War (Argentina) * White Terror (Spain), White Terror (Spain) * Bodo League massacre (South Korea)


References


Citations


Sources

* * * * * * * * * * * * * * * *


Further reading

* A. Artizov, Yu. Sigachev, I. Shevchuk, V. Khlopov under editorship of acad. A. N. Yakovlev. ''Rehabilitation: As It Happened. Documents of the CPSU CC Presidium and Other Materials. Vol. 2, February 1956–Early 1980s''. Moscow, 2003. * * * * . * * * * * * * * * * * * * Watt, Donald Cameron. "Who plotted against whom? Stalin's purge of the soviet high command revisited." ''Journal of Soviet Military Studies'' 3.1 (1990): 46–65. * * Whitewood, Peter. ''The Red Army and the Great Terror: Stalin's Purge of the Soviet Military'' (2015) * Whitewood, Peter. "The Purge of the Red Army and the Soviet Mass Operations, 1937–38." ''Slavonic & East European Review'' 93.2 (2015): 286–314
online
* —— "Subversion in the Red Army and the Military Purge of 1937–1938." ''Europe-Asia Studies'' 67.1 (2015): 102–122. * —— "In the shadow of the war: Bolshevik perceptions of polish subversive and military threats to the Soviet Union, 1920–32." ''Journal of Strategic Studies'' (2019): 1–24. * *


Film

* Pultz, David, dir. 1997. ''Eternal Memory: Voices from the Great Terror'' [81:00, documentary film]. Narrated by Meryl Streep. US


External links

*
''The Case of Bukharin''
ranscript of Nikolai Bukharin's testimonies and last plea; from "The Case of the Anti-Soviet Block of Rights and Trotskyites", Red Star Press, 1973, pp. 369–439, 767–779 * * Nicolas Werth]
Case Study: The NKVD Mass Secret Operation n° 00447 (August 1937 – November 1938)

"Documenting the Death Toll: Research into the Mass Murder of Foreigners in Moscow, 1937–38"
by Barry McLoughlin, American Historical Association, 1999
"The Great Terror in Karelia, 1937-1938", Map of Memory (2016)
{{Soviet Union topics Great Purge, 1930s in the Soviet Union 1936 in the Soviet Union 1937 in the Soviet Union 1938 in the Soviet Union NKVD Political and cultural purges Political repression in the Soviet Union Massacres in Russia Massacres in Ukraine Massacres in Uzbekistan Massacres in Belarus Massacres in Armenia Politicides Stalinism Mass murder in 1937 Mass murder in 1938 Soviet phraseology Persecution by the Soviet Union Persecution of intellectuals in the Soviet Union Massacres in the Soviet Union Ethnic cleansing in Europe Ethnic cleansing in Asia Genocides in Europe Genocides in Asia Revolutionary terror