splitting field

In abstract algebra, a splitting field of a polynomial with coefficients in a field is the smallest field extension of that field over which the polynomial ''splits'', i.e., decomposes into linear factors.

Definition

A splitting field of a polynomial ''p''(''X'') over a field ''K'' is a field extension ''L'' of ''K'' over which ''p'' factors into linear factors

:$p(X) = c \prod_^ (X - a_i)$

where $c \in K$ and for each $i$ we have X - a_i \in L /math> with ''a_i'' not necessarily distinct and such that the roots ''a_i'' generate ''L'' over ''K''. The extension ''L'' is then an extension of minimal degree over ''K'' in which ''p'' splits. It can be shown that such splitting fields exist and are unique up to isomorphism. The amount of freedom in that isomorphism is known as the Galois group of ''p'' (if we assume it is separable).

A splitting field of a set ''P'' of polynomials is the smallest field over which each of the polynomials in ''P'' splits.

Properties

An extension ''L'' that is a splitting field for a set of polynomials ''p''(''X'') over ''K'' is called a normal extension of ''K''.

Given an algebraically closed field ''A'' containing ''K'', there is a unique splitting field ''L'' of ''p'' between ''K'' and ''A'', generated by the roots of ''p''. If ''K'' is a subfield of the complex numbers, the existence is immediate. On the other hand, the existence of algebraic closures in general is often proved by 'passing to the limit' from the splitting field result, which therefore requires an independent proof to avoid circular reasoning.

Given a separable extension ''K''′ of ''K'', a Galois closure ''L'' of ''K''′ is a type of splitting field, and also a Galois extension of ''K'' containing ''K''′ that is minimal, in an obvious sense. Such a Galois closure should contain a splitting field for all the polynomials ''p'' over ''K'' that are minimal polynomials over ''K'' of elements of ''K''′.

Constructing splitting fields

Motivation

Finding roots of polynomials has been an important problem since the time of the ancient Greeks. Some polynomials, however, such as over , the real numbers, have no roots. By constructing the splitting field for such a polynomial one can find the roots of the polynomial in the new field.

The construction

Let ''F'' be a field and ''p''(''X'') be a polynomial in the polynomial ring ''F'' 'X''of degree ''n''. The general process for constructing ''K'', the splitting field of ''p''(''X'') over ''F'', is to construct a chain of fields $F=K_0 \subseteq K_1 \subseteq \cdots \subseteq K_ \subseteq K_r=K$ such that ''K_i'' is an extension of ''K''_''i''−1 containing a new root of ''p''(''X''). Since ''p''(''X'') has at most ''n'' roots the construction will require at most ''n'' extensions. The steps for constructing ''K_i'' are given as follows:
* Factorize ''p''(''X'') over ''K_i'' into irreducible factors $f_1(X)f_2(X) \cdots f_k(X)$.
* Choose any nonlinear irreducible factor ''f''(''X'').
* Construct the field extension ''K''_''i''+1 of ''K_i'' as the quotient ring ''K''_''i''+1 = ''K''_''i'' 'X''/ (''f''(''X'')) where (''f''(''X'')) denotes the ideal in ''K''_''i'' 'X''generated by ''f''(''X'').
* Repeat the process for ''K''_''i''+1 until ''p''(''X'') completely factors.

The irreducible factor ''f''(''X'') used in the quotient construction may be chosen arbitrarily. Although different choices of factors may lead to different subfield sequences, the resulting splitting fields will be isomorphic.

Since ''f''(''X'') is irreducible, (''f''(''X'')) is a maximal ideal of ''K''_''i'' 'X''and ''K''_''i'' 'X''/ (''f''(''X'')) is, in fact, a field, the residue field for that maximal ideal. Moreover, if we let \pi : K_i \to K_i (f(X)) be the natural projection of the ring onto its quotient then
:$f(\pi(X)) = \pi(f(X)) = f(X)\ \bmod\ f(X) = 0$
so ''π''(''X'') is a root of ''f''(''X'') and of ''p''(''X'').

The degree of a single extension _ : K_i/math> is equal to the degree of the irreducible factor ''f''(''X''). The degree of the extension 'K'' : ''F''is given by _r : K_\cdots _2 : K_1 _1 : F/math> and is at most ''n''!.

The field ''K''_''i'' 'X''(''f''(''X''))

As mentioned above, the quotient ring ''K''_''i''+1 = ''K''_''i'' 'X''(''f''(''X'')) is a field when ''f''(''X'') is irreducible. Its elements are of the form

:$c_\alpha^ + c_\alpha^ + \cdots + c_1\alpha + c_0$

where the ''c_j'' are in ''K_i'' and ''α'' = ''π''(''X''). (If one considers ''K''_''i''+1 as a vector space over ''K_i'' then the powers ''α''^''j'' for form a basis.)

The elements of ''K''_''i''+1 can be considered as polynomials in ''α'' of degree less than ''n''. Addition in ''K''_''i''+1 is given by the rules for polynomial addition, and multiplication is given by polynomial multiplication modulo ''f''(''X''). That is, for ''g''(''α'') and ''h''(''α'') in ''K''_''i''+1 their product is ''g''(''α'')''h''(''α'') = ''r''(α) where ''r''(''X'') is the remainder of ''g''(''X'')''h''(''X'') when divided by ''f''(''X'') in ''K''_''i'' 'X''

The remainder ''r''(''X'') can be computed through polynomial long division; however there is also a straightforward reduction rule that can be used to compute ''r''(''α'') = ''g''(''α'')''h''(''α'') directly. First let

:$f(X) = X^n + b_ X^ + \cdots + b_1 X + b_0.$

The polynomial is over a field so one can take ''f''(''X'') to be monic without loss of generality. Now ''α'' is a root of ''f''(''X''), so

:$\alpha^n = -(b_ \alpha^ + \cdots + b_1 \alpha + b_0).$

If the product ''g''(''α'')''h''(''α'') has a term ''α''^''m'' with it can be reduced as follows:

:$\alpha^n\alpha^ = -(b_ \alpha^ + \cdots + b_1 \alpha + b_0) \alpha^ = -(b_ \alpha^ + \cdots + b_1 \alpha^ + b_0 \alpha^)$.

As an example of the reduction rule, take ''K_i'' = Q 'X'' the ring of polynomials with rational coefficients, and take ''f''(''X'') = ''X''⁷ − 2. Let $g(\alpha) = \alpha^5 + \alpha^2$ and ''h''(''α'') = ''α''³ +1 be two elements of Q 'X''(''X''⁷ − 2). The reduction rule given by ''f''(''X'') is ''α''⁷ = 2 so

:$g(\alpha)h(\alpha) = (\alpha^5 + \alpha^2)(\alpha^3 + 1) = \alpha^8 + 2 \alpha^5 + \alpha^2 = (\alpha^7)\alpha + 2\alpha^5 + \alpha^2 = 2 \alpha^5 + \alpha^2 + 2\alpha.$

Examples

The complex numbers

Consider the polynomial ring R 'x'' and the irreducible polynomial The quotient ring is given by the congruence As a result, the elements (or equivalence classes) of are of the form where ''a'' and ''b'' belong to R. To see this, note that since it follows that , , , etc.; and so, for example

The addition and multiplication operations are given by firstly using ordinary polynomial addition and multiplication, but then reducing modulo , i.e. using the fact that , , , , etc. Thus:
:$(a_1 + b_1x) + (a_2 + b_2x) = (a_1 + a_2) + (b_1 + b_2)x,$
:$(a_1 + b_1x)(a_2 + b_2x) = a_1a_2 + (a_1b_2 + b_1a_2)x + (b_1b_2)x^2 \equiv (a_1a_2 - b_1b_2) + (a_1b_2 + b_1a_2)x \, .$
If we identify with (''a'',''b'') then we see that addition and multiplication are given by
:$(a_1,b_1) + (a_2,b_2) = (a_1 + a_2,b_1 + b_2),$
:$(a_1,b_1)\cdot (a_2,b_2) = (a_1a_2 - b_1b_2,a_1b_2 + b_1a_2).$

We claim that, as a field, the quotient ring is isomorphic to the complex numbers, C. A general complex number is of the form , where ''a'' and ''b'' are real numbers and Addition and multiplication are given by

:$(a_1 + b_1 i) + (a_2 + b_2 i) = (a_1 + a_2) + i(b_1 + b_2),$
:$(a_1 + b_1 i) \cdot (a_2 + b_2 i) = (a_1a_2 - b_1b_2) + i(a_1b_2 + a_2b_1).$

If we identify with (''a'', ''b'') then we see that addition and multiplication are given by

:$(a_1,b_1) + (a_2,b_2) = (a_1 + a_2,b_1 + b_2),$
:$(a_1,b_1)\cdot (a_2,b_2) = (a_1a_2 - b_1b_2,a_1b_2 + b_1a_2).$

The previous calculations show that addition and multiplication behave the same way in and C. In fact, we see that the map between and C given by is a homomorphism with respect to addition ''and'' multiplication. It is also obvious that the map is both injective and surjective; meaning that is a bijective homomorphism, i.e., an isomorphism. It follows that, as claimed:

In 1847, Cauchy used this approach to ''define'' the complex numbers.

Cubic example

Let be the rational number field and . Each root of equals times a cube root of unity. Therefore, if we denote the cube roots of unity by

:$\omega_1 = 1,\,$
:$\omega_2 = -\frac + \frac i,$
:$\omega_3 = -\frac - \frac i.$

any field containing two distinct roots of will contain the quotient between two distinct cube roots of unity. Such a quotient is a primitive cube root of unity—either $\omega_2$ or $\omega_3=1/\omega_2$. It follows that a splitting field of will contain ''ω''₂, as well as the real cube root of 2; conversely, any extension of containing these elements contains all the roots of . Thus

:L = \mathbf(\sqrt \omega_2) = \

Note that applying the construction process outlined in the previous section to this example, one begins with $K_0 = \mathbf$ and constructs the field K_1 = \mathbf / (X^3 - 2). This field is not the splitting field, but contains one (any) root. However, the polynomial $Y^3 - 2$ is not irreducible over $K_1$ and in fact:

:$Y^3 -2 = (Y - X)(Y^2 + XY + X^2).$

Note that $X$ is not an indeterminate, and is in fact an element of $K_1$. Now, continuing the process, we obtain K_2 = K_1 / (Y^2 + XY + X^2), which is indeed the splitting field and is spanned by the $\mathbf$-basis $\$. Notice that if we compare this with $L$ from above we can identify X = \sqrt /math> and $Y = \omega_2$.

Other examples

* The splitting field of ''x^q'' − ''x'' over F_''p'' is the unique finite field F_''q'' for ''q'' = ''pⁿ''. Sometimes this field is denoted by GF(''q'').

* The splitting field of ''x''² + 1 over F₇ is F₄₉; the polynomial has no roots in F₇, i.e., −1 is not a square there, because 7 is not congruent to 1 modulo 4.Instead of applying this characterization of odd prime moduli for which −1 is a square, one could just check that the set of squares in F₇ is the set of classes of 0, 1, 4, and 2, which does not include the class of −1 ≡ 6.

* The splitting field of ''x''² − 1 over F₇ is F₇ since ''x''² − 1 = (''x'' + 1)(''x'' − 1) already splits into linear factors.

* We calculate the splitting field of ''f''(''x'') = ''x''³ + ''x'' + 1 over F₂. It is easy to verify that ''f''(''x'') has no roots in F₂; hence ''f''(''x'') is irreducible in F₂ 'x'' Put ''r'' = ''x'' + (''f''(''x'')) in F₂ 'x''(''f''(''x'')) so F₂(''r'') is a field and ''x''³ + ''x'' + 1 = (''x'' + ''r'')(''x''² + ''ax'' + ''b'') in F₂(''r'') 'x'' Note that we can write + for − since the characteristic is two. Comparing coefficients shows that ''a'' = ''r'' and ''b'' = 1 + ''r''². The elements of F₂(''r'') can be listed as ''c'' + ''dr'' + ''er''², where ''c'', ''d'', ''e'' are in F₂. There are eight elements: 0, 1, ''r'', 1 + ''r'', ''r''², 1 + ''r''², ''r'' + ''r''² and 1 + ''r'' + ''r''². Substituting these in ''x''² + ''rx'' + 1 + ''r''² we reach (''r''²)² + ''r''(''r''²) + 1 + ''r''² = ''r''⁴ + ''r''³ + 1 + ''r''² = 0, therefore ''x''³ + ''x'' + 1 = (''x'' + ''r'')(''x'' + ''r''²)(''x'' + (''r'' + ''r''²)) for ''r'' in F₂ 'x''(''f''(''x'')); ''E'' = F₂(''r'') is a splitting field of ''x''³ + ''x'' + 1 over F₂.

Notes

References

* Dummit, David S., and Foote, Richard M. (1999). ''Abstract Algebra'' (2nd ed.). New York: John Wiley & Sons, Inc. .
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Field (mathematics)