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In
mathematics Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
, the Schwarzian derivative is an operator similar to the
derivative In mathematics, the derivative is a fundamental tool that quantifies the sensitivity to change of a function's output with respect to its input. The derivative of a function of a single variable at a chosen input value, when it exists, is t ...
which is invariant under
Möbius transformation In geometry and complex analysis, a Möbius transformation of the complex plane is a rational function of the form f(z) = \frac of one complex number, complex variable ; here the coefficients , , , are complex numbers satisfying . Geometrically ...
s. Thus, it occurs in the theory of the
complex projective line In mathematics, the Riemann sphere, named after Bernhard Riemann, is a model of the extended complex plane (also called the closed complex plane): the complex plane plus one point at infinity. This extended plane represents the extended complex ...
, and in particular, in the theory of
modular forms In mathematics, a modular form is a holomorphic function on the Upper half-plane#Complex plane, complex upper half-plane, \mathcal, that roughly satisfies a functional equation with respect to the Group action (mathematics), group action of the ...
and
hypergeometric functions In mathematics, the Gaussian or ordinary hypergeometric function 2''F''1(''a'',''b'';''c'';''z'') is a special function represented by the hypergeometric series, that includes many other special functions as specific or limiting cases. It is ...
. It plays an important role in the theory of
univalent function In mathematics, in the branch of complex analysis, a holomorphic function on an open subset of the complex plane is called univalent if it is injective. Examples The function f \colon z \mapsto 2z + z^2 is univalent in the open unit disc, as f( ...
s,
conformal mapping In mathematics, a conformal map is a function that locally preserves angles, but not necessarily lengths. More formally, let U and V be open subsets of \mathbb^n. A function f:U\to V is called conformal (or angle-preserving) at a point u_0\i ...
and
Teichmüller space In mathematics, the Teichmüller space T(S) of a (real) topological (or differential) surface S is a space that parametrizes complex structures on S up to the action of homeomorphisms that are isotopic to the identity homeomorphism. Teichmülle ...
s. It is named after the German mathematician
Hermann Schwarz Karl Hermann Amandus Schwarz (; 25 January 1843 – 30 November 1921) was a German mathematician, known for his work in complex analysis. Life Schwarz was born in Hermsdorf, Silesia (now Sobieszów, Poland). In 1868 he married Marie Kummer ...
.


Definition

The Schwarzian derivative of a
holomorphic function In mathematics, a holomorphic function is a complex-valued function of one or more complex variables that is complex differentiable in a neighbourhood of each point in a domain in complex coordinate space . The existence of a complex de ...
of one
complex variable Complex analysis, traditionally known as the theory of functions of a complex variable, is the branch of mathematical analysis that investigates functions of complex numbers. It is helpful in many branches of mathematics, including algebraic g ...
is defined by (Sf)(z) = \left( \frac\right)' - \frac\left(\frac\right)^2 = \frac-\frac\left(\frac\right)^2. The same formula also defines the Schwarzian derivative of a function of one real variable. The alternative notation \ = (Sf)(z) is frequently used.


Properties

The Schwarzian derivative of any
Möbius transformation In geometry and complex analysis, a Möbius transformation of the complex plane is a rational function of the form f(z) = \frac of one complex number, complex variable ; here the coefficients , , , are complex numbers satisfying . Geometrically ...
g(z) = \frac is zero. Conversely, the Möbius transformations are the only functions with this property. Thus, the Schwarzian derivative precisely measures the degree to which a function fails to be a Möbius transformation.Thurston, William P. "Zippers and univalent functions." ''The Bieberbach conjecture (West Lafayette, Ind., 1985)'' 21 (1986): 185-197. If is a Möbius transformation, then the composition has the same Schwarzian derivative as ; and on the other hand, the Schwarzian derivative of is given by the
chain rule In calculus, the chain rule is a formula that expresses the derivative of the Function composition, composition of two differentiable functions and in terms of the derivatives of and . More precisely, if h=f\circ g is the function such that h ...
(S(f \circ g))(z) = (Sf)(g(z)) \cdot g'(z)^2. More generally, for any sufficiently differentiable functions and S(f \circ g) = \left( (Sf)\circ g\right ) \cdot(g')^2 + Sg. When and are smooth real-valued functions, this implies that all iterations of a function with negative (or positive) Schwarzian will remain negative (resp. positive), a fact of use in the study of one-dimensional dynamics. Introducing the function of two complex variables F(z,w)= \log \left ( \frac \right ), its second mixed partial derivative is given by \frac = -, and the Schwarzian derivative is given by the formula: (Sf)(w)= \left. 6 \cdot \right\vert_. The Schwarzian derivative has a simple inversion formula, exchanging the dependent and the independent variables. One has (Sw)(v) = -\left(\frac\right)^2 (Sv)(w) or more explicitly, Sf + (f')^2 ((Sf^)\circ f) = 0. This follows from the chain rule above.


Geometric interpretation

William Thurston William Paul Thurston (October 30, 1946August 21, 2012) was an American mathematician. He was a pioneer in the field of low-dimensional topology and was awarded the Fields Medal in 1982 for his contributions to the study of 3-manifolds. Thurst ...
interprets the Schwarzian derivative as a measure of how much a conformal map deviates from a
Möbius transformation In geometry and complex analysis, a Möbius transformation of the complex plane is a rational function of the form f(z) = \frac of one complex number, complex variable ; here the coefficients , , , are complex numbers satisfying . Geometrically ...
. Let f be a conformal mapping in a neighborhood of z_0\in \mathbb C. Then there exists a unique ''Möbius transformation'' M such that M, f has the same 0, 1, 2-th order derivatives at z_0. Now (M^ \circ f)(z-z_0) = z_0 + (z-z_0) + \tfrac16 a(z-z_0)^3 + \cdots. To explicitly solve for a, it suffices to solve the case of z_0 = 0. Let M^(z) = (Az+B)/(Cz + 1), and solve for the A, B, C that make the first three coefficients of M^\circ f equal to 0, 1, 0. Plugging it into the fourth coefficient, we get a = (Sf)(z_0). After a translation, rotation, and scaling of the complex plane, (M^ \circ f )(z) = z + z^3 + O(z^4) in a neighborhood of zero. Up to third order this function maps the circle of radius r to the parametric curve defined by (r\cos\theta + r^3 \cos 3\theta, r\sin\theta + r^3 \sin 3\theta), where \theta \in , 2\pi This curve is, up to fourth order, an ellipse with semiaxes r+r^3 and \begin \frac + \frac &= \frac \\ mu&\rightarrow 1 + 8r^4 \sin^2(2\theta) + O(r^6) \end as r \to 0. Since Möbius transformations always map circles to circles or lines, the eccentricity measures the deviation of f from a Möbius transform.


Differential equation

Consider the linear second-order
ordinary differential equation In mathematics, an ordinary differential equation (ODE) is a differential equation (DE) dependent on only a single independent variable (mathematics), variable. As with any other DE, its unknown(s) consists of one (or more) Function (mathematic ...
x''(t) + p(t) x(t) = 0 where x is a real-valued function of a real parameter t. Let X denote the two-dimensional space of solutions. For t\in\mathbb R, let \operatorname_t: X \to \Reals be the evaluation functional \operatorname_t(x) = x(t). The map t \mapsto \operatorname(\operatorname_t) gives, for each point t of the domain of X, a one-dimensional linear subspace of X. That is, the kernel defines a mapping from the real line to the real
projective line In projective geometry and mathematics more generally, a projective line is, roughly speaking, the extension of a usual line by a point called a '' point at infinity''. The statement and the proof of many theorems of geometry are simplified by the ...
. The Schwarzian of this mapping is well-defined, and in fact is equal to 2p(t) . Owing to this interpretation of the Schwarzian, if two diffeomorphisms of a common open interval into \mathbb^1 have the same Schwarzian, then they are (locally) related by an element of the general linear group acting on the two-dimensional vector space of solutions to the same differential equation, i.e., a fractional linear transformation of \mathbb^1. Alternatively, consider the second-order linear ordinary differential equation in the complex plane \frac+ Q(z) f(z)=0. Let f_1(z) and f_2(z) be two
linearly independent In the theory of vector spaces, a set of vectors is said to be if there exists no nontrivial linear combination of the vectors that equals the zero vector. If such a linear combination exists, then the vectors are said to be . These concep ...
holomorphic In mathematics, a holomorphic function is a complex-valued function of one or more complex variables that is complex differentiable in a neighbourhood of each point in a domain in complex coordinate space . The existence of a complex deri ...
solutions. Then the ratio g(z)=f_1(z)/f_2(z) satisfies (Sg)(z) = 2Q(z) over the domain on which f_1(z) and f_2(z) are defined, and f_2(z) \ne 0. The converse is also true: if such a exists, and it is holomorphic on a
simply connected In topology, a topological space is called simply connected (or 1-connected, or 1-simply connected) if it is path-connected and every Path (topology), path between two points can be continuously transformed into any other such path while preserving ...
domain, then two solutions f_1 and f_2 can be found, and furthermore, these are unique
up to Two Mathematical object, mathematical objects and are called "equal up to an equivalence relation " * if and are related by , that is, * if holds, that is, * if the equivalence classes of and with respect to are equal. This figure of speech ...
a common scale factor. When a linear second-order ordinary differential equation can be brought into the above form, the resulting is sometimes called the Q-value of the equation. Note that the Gaussian
hypergeometric differential equation In mathematics, the Gaussian or ordinary hypergeometric function 2''F''1(''a'',''b'';''c'';''z'') is a special function represented by the hypergeometric series, that includes many other special functions as specific or limiting cases. It is ...
can be brought into the above form, and thus pairs of solutions to the hypergeometric equation are related in this way.


Conditions for univalence

If is a
holomorphic function In mathematics, a holomorphic function is a complex-valued function of one or more complex variables that is complex differentiable in a neighbourhood of each point in a domain in complex coordinate space . The existence of a complex de ...
on the unit disc, , then W. Kraus (1932) and
Nehari * Zeev Nehari, mathematician * Nehari manifold In the calculus of variations, a branch of mathematics, a Nehari manifold is a manifold of functions, whose definition is motivated by the work of . It is a differentiable manifold associated to th ...
(1949) proved that a necessary condition for to be univalent is , S(f), \le 6\left(1-, z, ^2\right)^. Conversely if is a holomorphic function on satisfying , S(f)(z), \le 2\left(1-, z, ^2\right)^, then Nehari proved that is univalent. In particular a sufficient condition for univalence is , S(f), \le 2.


Conformal mapping of circular arc polygons

The Schwarzian derivative and associated second-order ordinary differential equation can be used to determine the
Riemann mapping In complex analysis, the Riemann mapping theorem states that if U is a non-empty simply connected open subset of the complex number plane \mathbb which is not all of \mathbb, then there exists a biholomorphic mapping f (i.e. a bijective holomorph ...
between the upper half-plane or unit circle and any bounded polygon in the complex plane, the edges of which are circular arcs or straight lines. For polygons with straight edges, this reduces to the
Schwarz–Christoffel mapping In complex analysis, a Schwarz–Christoffel mapping is a conformal map of the upper half-plane or the complex unit disk onto the interior of a simple polygon. Such a map is guaranteed to exist by the Riemann mapping theorem (stated by Bernhard ...
, which can be derived directly without using the Schwarzian derivative. The ''accessory parameters'' that arise as constants of integration are related to the
eigenvalues In linear algebra, an eigenvector ( ) or characteristic vector is a vector that has its direction unchanged (or reversed) by a given linear transformation. More precisely, an eigenvector \mathbf v of a linear transformation T is scaled by a ...
of the second-order differential equation. Already in 1890
Felix Klein Felix Christian Klein (; ; 25 April 1849 – 22 June 1925) was a German mathematician and Mathematics education, mathematics educator, known for his work in group theory, complex analysis, non-Euclidean geometry, and the associations betwe ...
had studied the case of quadrilaterals in terms of the Lamé differential equation. Let be a circular arc polygon with angles \pi\alpha_1, \ldots, \pi\alpha_n in clockwise order. Let be a holomorphic map extending continuously to a map between the boundaries. Let the vertices correspond to points a_1, \ldots, a_n on the real axis. Then is real-valued when is real and different from all the points . By the
Schwarz reflection principle In mathematics, the Schwarz reflection principle is a way to extend the domain of definition of a complex analytic function, i.e., it is a form of analytic continuation. It states that if an analytic function is defined on the upper half-plane, ...
extends to a rational function on the complex plane with a double pole at : p(z) = \sum_^n \frac + \frac. The real numbers are called ''accessory parameters''. They are subject to three linear constraints: \begin &\sum_i \beta_i = 0 \\ &\sum_i 2a_i \beta_i + \left ( 1 - \alpha_i^2 \right ) = 0 \\ &\sum_i a_i^2 \beta_i + a_i \left ( 1 - \alpha_i^2 \right ) = 0 \end which correspond to the vanishing of the coefficients of z^, z^ and z^ in the expansion of around . The mapping can then be written as f(z) = , where u_1(z) and u_2(z) are linearly independent holomorphic solutions of the linear second-order ordinary differential equation u''(z) + \tfrac p(z) u(z) = 0. There are linearly independent accessory parameters, which can be difficult to determine in practise. For a triangle, when , there are no accessory parameters. The ordinary differential equation is equivalent to the
hypergeometric differential equation In mathematics, the Gaussian or ordinary hypergeometric function 2''F''1(''a'',''b'';''c'';''z'') is a special function represented by the hypergeometric series, that includes many other special functions as specific or limiting cases. It is ...
and is the Schwarz triangle function, which can be written in terms of
hypergeometric function In mathematics, the Gaussian or ordinary hypergeometric function 2''F''1(''a'',''b'';''c'';''z'') is a special function represented by the hypergeometric series, that includes many other special functions as specific or limiting cases. It is ...
s. For a quadrilateral the accessory parameters depend on one independent variable . Writing for a suitable choice of , the ordinary differential equation takes the form a(z) U''(z) + b(z) U'(z) + \left (z)+\lambda\rightU(z) = 0. Thus q(z) u_i(z) are eigenfunctions of a Sturm–Liouville equation on the interval _i, a_/math>. By the
Sturm separation theorem In mathematics, in the field of ordinary differential equations, Sturm separation theorem, named after Jacques Charles François Sturm, describes the location of roots of solutions of homogeneous second order linear differential equations. Basic ...
, the non-vanishing of u_2(z) forces to be the lowest eigenvalue.


Complex structure on Teichmüller space

Universal Teichmüller space is defined to be the space of
real analytic In mathematics, an analytic function is a function (mathematics), function that is locally given by a convergent series, convergent power series. There exist both real analytic functions and complex analytic functions. Functions of each type are ...
quasiconformal mapping In mathematical complex analysis, a quasiconformal mapping is a (weakly differentiable) homeomorphism between plane domains which to first order takes small circles to small ellipses of bounded eccentricity. Quasiconformal mappings are a generali ...
s of the unit disc , or equivalently the
upper half-plane In mathematics, the upper half-plane, is the set of points in the Cartesian plane with The lower half-plane is the set of points with instead. Arbitrary oriented half-planes can be obtained via a planar rotation. Half-planes are an example ...
, onto itself, with two mappings considered to be equivalent if on the boundary one is obtained from the other by composition with a
Möbius transformation In geometry and complex analysis, a Möbius transformation of the complex plane is a rational function of the form f(z) = \frac of one complex number, complex variable ; here the coefficients , , , are complex numbers satisfying . Geometrically ...
. Identifying with the lower hemisphere of the
Riemann sphere In mathematics, the Riemann sphere, named after Bernhard Riemann, is a Mathematical model, model of the extended complex plane (also called the closed complex plane): the complex plane plus one point at infinity. This extended plane represents ...
, any quasiconformal self-map of the lower hemisphere corresponds naturally to a conformal mapping of the upper hemisphere \tilde onto itself. In fact \tilde is determined as the restriction to the upper hemisphere of the solution of the Beltrami differential equation \frac = \mu(z) \frac, where μ is the bounded measurable function defined by \mu(z) = \frac \bigg/ \frac on the lower hemisphere, extended to 0 on the upper hemisphere. Identifying the upper hemisphere with ,
Lipman Bers Lipman Bers ( Latvian: ''Lipmans Berss''; May 22, 1914 – October 29, 1993) was a Latvian-American mathematician, born in Riga, who created the theory of pseudoanalytic functions and worked on Riemann surfaces and Kleinian groups. He was also k ...
used the Schwarzian derivative to define a mapping g = S(\tilde), which embeds universal Teichmüller space into an open subset of the space of bounded holomorphic functions on with the
uniform norm In mathematical analysis, the uniform norm (or ) assigns, to real- or complex-valued bounded functions defined on a set , the non-negative number :\, f\, _\infty = \, f\, _ = \sup\left\. This norm is also called the , the , the , or, when t ...
. Frederick Gehring showed in 1977 that is the interior of the closed subset of Schwarzian derivatives of univalent functions. For a
compact Riemann surface In mathematics, particularly in complex analysis, a Riemann surface is a connected one-dimensional complex manifold. These surfaces were first studied by and are named after Bernhard Riemann. Riemann surfaces can be thought of as deformed vers ...
of genus greater than 1, its
universal covering space In topology, a covering or covering projection is a map between topological spaces that, intuitively, locally acts like a projection of multiple copies of a space onto itself. In particular, coverings are special types of local homeomorphisms. I ...
is the unit disc on which its fundamental group acts by Möbius transformations. The
Teichmüller space In mathematics, the Teichmüller space T(S) of a (real) topological (or differential) surface S is a space that parametrizes complex structures on S up to the action of homeomorphisms that are isotopic to the identity homeomorphism. Teichmülle ...
of can be identified with the subspace of the universal Teichmüller space invariant under . The holomorphic functions have the property that g(z) \, dz^2 is invariant under , so determine
quadratic differential In mathematics, a quadratic differential on a Riemann surface is a section of the symmetric square of the holomorphic cotangent bundle. If the section is holomorphic, then the quadratic differential is said to be holomorphic. The vector space of h ...
s on . In this way, the Teichmüller space of is realized as an open subspace of the finite-dimensional complex vector space of quadratic differentials on .


Diffeomorphism group of the circle


Crossed homomorphisms

The transformation property S(f \circ g) = \left( S(f)\circ g\right ) \cdot(g')^2 + S(g). allows the Schwarzian derivative to be interpreted as a continuous 1-cocycle or crossed homomorphism of the diffeomorphism group of the circle with coefficients in the module of densities of degree 2 on the circle. Let be the space of tensor densities of degree on . The group of orientation-preserving diffeomorphisms of , acts on via pushforwards. If f \in \mathrm(S^1) then consider the mapping f \to S(f^). In the language of
group cohomology In mathematics (more specifically, in homological algebra), group cohomology is a set of mathematical tools used to study groups using cohomology theory, a technique from algebraic topology. Analogous to group representations, group cohomology ...
the chain-like rule above says that this mapping is a 1-cocycle on with coefficients in . In fact H^1(\text(\mathbf^1);F_2 (\mathbf^1)) = \mathbf and the 1-cocycle generating the cohomology is The computation of 1-cohomology is a particular case of the more general result H^1(\text(\mathbf^1);F_\lambda (\mathbf^1)) = \mathbf \qquad\text\lambda=0,1,2\,\, \text \,\,(0) \,\,\text Note that if is a group and a -module, then the identity defining a crossed homomorphism of into can be expressed in terms of standard homomorphisms of groups: it is encoded in a homomorphism of into the semidirect product M\rtimes G such that the composition of with the projection M\rtimes G onto is the identity map; the correspondence is by the map C(g) = (c(g), g). The crossed homomorphisms form a vector space and containing as a subspace the coboundary crossed homomorphisms b(g) = g \cdot m - m in . A simple averaging argument shows that, if is a compact group and a topological vector space on which ''K'' acts continuously, then the higher cohomology groups vanish H^m(V,K) = (0) \qquad\text m > 0. In particular for 1-cocycles χ with \chi(xy) = \chi(x) + x\cdot \chi(y), averaging over , using left invariant of the
Haar measure In mathematical analysis, the Haar measure assigns an "invariant volume" to subsets of locally compact topological groups, consequently defining an integral for functions on those groups. This Measure (mathematics), measure was introduced by Alfr� ...
on gives \chi(x) = m - x\cdot m, with m = \int_K \chi(y)\,dy. Thus by averaging it may be assumed that satisfies the normalisation condition c(x)=0 for x \in \mathrm(S^1). Note that if any element in satisfies then C(x) = (0,x). But then, since is a homomorphism, C(xgx^) = C(x)C(g)C(x)^, so that satisfies the equivariance condition c(xgx^) = x \cdot c(g). Thus it may be assumed that the cocycle satisfies these normalisation conditions for . The Schwarzian derivative in fact vanishes whenever is a Möbius transformation corresponding to . The other two 1-cycles discussed below vanish only on . There is an infinitesimal version of this result giving a 1-cocycle for , the Lie algebra of smooth
vector field In vector calculus and physics, a vector field is an assignment of a vector to each point in a space, most commonly Euclidean space \mathbb^n. A vector field on a plane can be visualized as a collection of arrows with given magnitudes and dire ...
s, and hence for the
Witt algebra In mathematics, the complex Witt algebra, named after Ernst Witt, is the Lie algebra of meromorphic vector fields defined on the Riemann sphere that are holomorphic except at two fixed points. It is also the complexification of the Lie algebra ...
, the subalgebra of trigonometric polynomial vector fields. Indeed, when is a
Lie group In mathematics, a Lie group (pronounced ) is a group (mathematics), group that is also a differentiable manifold, such that group multiplication and taking inverses are both differentiable. A manifold is a space that locally resembles Eucli ...
and the action of on is smooth, there is a Lie algebraic version of crossed homomorphism obtained by taking the corresponding homomorphisms of the Lie algebras (the derivatives of the homomorphisms at the identity). This also makes sense for and leads to the 1-cocycle s\left(f\, \right) = \,(d\theta)^2 which satisfies the identity s( ,Y=X\cdot s(Y) -Y\cdot s(X). In the Lie algebra case, the coboundary maps have the form b(X) = X \cdot m, \qquad m \in M In both cases the 1-cohomology is defined as the space of crossed homomorphisms modulo coboundaries. The natural correspondence between group homomorphisms and Lie algebra homomorphisms leads to the "van Est inclusion map" H^1(\operatorname(\mathbf^1);F_\lambda (\mathbf^1)) \hookrightarrow H^1(\operatorname(\mathbf^1);F_\lambda (\mathbf^1)), In this way the calculation can be reduced to that of
Lie algebra cohomology In mathematics, Lie algebra cohomology is a cohomology theory for Lie algebras. It was first introduced in 1929 by Élie Cartan to study the topology of Lie groups and homogeneous spaces by relating cohomological methods of Georges de Rham to prope ...
. By continuity this reduces to the computation of crossed homomorphisms of the Witt algebra into . The normalisations conditions on the group crossed homomorphism imply the following additional conditions for : \begin \varphi(\operatorname(x) X) &= x\cdot \varphi(X) \\ \varphi &= 0 \end for in . Following the conventions of , a basis of the Witt algebra is given by d_n = i e^ \, so that _m, d_n= (m-n) d_. A basis for the complexification of is given by v_n=e^ \, (d\theta)^\lambda, so that \begin d_m \cdot v_n &= -(n+\lambda m)v_ \\ g_\zeta \cdot v_n &= \zeta^ v_n, \end for g_ \in \mathrm(S^1) = \mathbf. This forces \varphi(d_n) = a_n \cdot v_n for suitable coefficients . The crossed homomorphism condition \varphi( ,Y = X \varphi(Y) - Y \varphi(X) gives a recurrence relation for the a_n: (m-n) a_ = (m+\lambda n) a_m-(n+\lambda m)a_n. The condition \varphi\left(\frac\right) = 0 implies that a_0 = 0. From this condition and the recurrence relation, it follows that up to scalar multiples, this has a unique non-zero solution when \lambda = 0,1,2 and only the zero solution otherwise. The solution for \lambda=1 corresponds to the group 1-cocycle \varphi_1(f) = \frac d\theta. The solution for \lambda=0 corresponds to the group 1-cocycle \varphi_0(f) =\log f'. The corresponding Lie algebra 1-cocycles for are given up to a scalar multiple by \varphi_\lambda\left(F \frac\right) = \frac \, (d\theta)^\lambda.


Central extensions

The crossed homomorphisms in turn give rise to the central extension of and of its Lie algebra , the so-called
Virasoro algebra In mathematics, the Virasoro algebra is a complex Lie algebra and the unique nontrivial central extension of the Witt algebra. It is widely used in two-dimensional conformal field theory and in string theory. It is named after Miguel Ángel ...
.


Coadjoint action

The group and its central extension also appear naturally in the context of Teichmüller theory and
string theory In physics, string theory is a theoretical framework in which the point-like particles of particle physics are replaced by one-dimensional objects called strings. String theory describes how these strings propagate through space and intera ...
. In fact the homeomorphisms of induced by quasiconformal self-maps of are precisely the quasisymmetric homeomorphisms of ; these are exactly homeomorphisms which do not send four points with
cross ratio In geometry, the cross-ratio, also called the double ratio and anharmonic ratio, is a number associated with a list of four collinear points, particularly points on a projective line. Given four points , , , on a line, their cross ratio is defin ...
1/2 to points with cross ratio near 1 or 0. Taking boundary values, universal Teichmüller can be identified with the quotient of the group of quasisymmetric homeomorphisms by the subgroup of Möbius transformations . (It can also be realized naturally as the space of
quasicircle In mathematics, a quasicircle is a Jordan curve in the complex plane that is the image of a circle under a quasiconformal mapping of the plane onto itself. Originally introduced independently by and , in the older literature (in German) they wer ...
s in .) Since \operatorname(\mathbf^1)\subset \operatorname(\mathbf^1) \subset \text(\mathbf^1) the
homogeneous space In mathematics, a homogeneous space is, very informally, a space that looks the same everywhere, as you move through it, with movement given by the action of a group. Homogeneous spaces occur in the theories of Lie groups, algebraic groups and ...
is naturally a subspace of universal Teichmüller space. It is also naturally a complex manifold and this and other natural geometric structures are compatible with those on Teichmüller space. The dual of the Lie algebra of can be identified with the space of Hill's operators on + q(\theta), and the
coadjoint action In mathematics, the coadjoint representation K of a Lie group G is the dual of the adjoint representation. If \mathfrak denotes the Lie algebra of G, the corresponding action of G on \mathfrak^*, the dual space to \mathfrak, is called the coadjoint ...
of invokes the Schwarzian derivative. The inverse of the diffeomorphism sends the Hill's operator to + f^\prime(\theta)^2 \,q\circ f(\theta) + \tfrac S(f)(\theta).


Pseudogroups and connections

The Schwarzian derivative and the other 1-cocycle defined on can be extended to biholomorphic between open sets in the complex plane. In this case the local description leads to the theory of analytic
pseudogroup In mathematics, a pseudogroup is a set of homeomorphisms between open sets of a space, satisfying group-like and sheaf-like properties. It is a generalisation of the concept of a transformation group, originating however from the geometric approac ...
s, formalizing the theory of infinite-dimensional groups and Lie algebras first studied by
Élie Cartan Élie Joseph Cartan (; 9 April 1869 – 6 May 1951) was an influential French mathematician who did fundamental work in the theory of Lie groups, differential systems (coordinate-free geometric formulation of PDEs), and differential geometry. He ...
in the 1910s. This is related to affine and projective structures on
Riemann surface In mathematics, particularly in complex analysis, a Riemann surface is a connected one-dimensional complex manifold. These surfaces were first studied by and are named after Bernhard Riemann. Riemann surfaces can be thought of as deformed vers ...
s as well as the theory of Schwarzian or projective connections, discussed by Gunning, Schiffer and Hawley. A holomorphic
pseudogroup In mathematics, a pseudogroup is a set of homeomorphisms between open sets of a space, satisfying group-like and sheaf-like properties. It is a generalisation of the concept of a transformation group, originating however from the geometric approac ...
on consists of a collection of biholomorphisms between open sets and in which contains the identity maps for each open , which is closed under restricting to opens, which is closed under composition (when possible), which is closed under taking inverses and such that if a biholomorphisms is locally in , then it too is in . The pseudogroup is said to be ''transitive'' if, given and in , there is a biholomorphism in such that . A particular case of transitive pseudogroups are those which are ''flat'', i.e. contain all complex translations . Let be the group, under composition, of
formal power series In mathematics, a formal series is an infinite sum that is considered independently from any notion of convergence, and can be manipulated with the usual algebraic operations on series (addition, subtraction, multiplication, division, partial su ...
transformations with . A holomorphic pseudogroup defines a subgroup of , namely the subgroup defined by the
Taylor series In mathematics, the Taylor series or Taylor expansion of a function is an infinite sum of terms that are expressed in terms of the function's derivatives at a single point. For most common functions, the function and the sum of its Taylor ser ...
expansion about 0 (or "jet") of elements of with . Conversely if is flat it is uniquely determined by : a biholomorphism on is contained in in if and only if the
power series In mathematics, a power series (in one variable) is an infinite series of the form \sum_^\infty a_n \left(x - c\right)^n = a_0 + a_1 (x - c) + a_2 (x - c)^2 + \dots where ''a_n'' represents the coefficient of the ''n''th term and ''c'' is a co ...
of lies in for every in : in other words the formal power series for at is given by an element of with replaced by ; or more briefly all the jets of lie in . The group has a natural homomorphisms onto the group of -jets obtained by taking the truncated power series taken up to the term ''z''''k''. This group acts faithfully on the space of polynomials of degree (truncating terms of order higher than ''k''). Truncations similarly define homomorphisms of onto ; the kernel consists of maps ''f'' with , so is Abelian. Thus the group ''G''''k'' is solvable, a fact also clear from the fact that it is in triangular form for the basis of monomials. A flat pseudogroup is said to be ''"defined by differential equations"'' if there is a finite integer such that homomorphism of into is faithful and the image is a closed subgroup. The smallest such is said to be the ''order'' of . There is a complete classification of all subgroups that arise in this way which satisfy the additional assumptions that the image of in is a complex subgroup and that equals : this implies that the pseudogroup also contains the scaling transformations for , i.e. contains contains every polynomial with . The only possibilities in this case are that and ; or that and . The former is the pseudogroup defined by affine subgroup of the complex Möbius group (the transformations fixing ); the latter is the pseudogroup defined by the whole complex Möbius group. This classification can easily be reduced to a Lie algebraic problem since the formal Lie algebra \mathfrak of consists of formal vector fields with ''F'' a formal power series. It contains the polynomial vectors fields with basis , which is a subalgebra of the Witt algebra. The Lie brackets are given by . Again these act on the space of polynomials of degree by differentiation—it can be identified with —and the images of give a basis of the Lie algebra of . Note that . Let \mathfrak denote the Lie algebra of : it is isomorphic to a subalgebra of the Lie algebra of . It contains and is invariant under . Since \mathfrak is a Lie subalgebra of the Witt algebra, the only possibility is that it has basis or basis for some . There are corresponding group elements of the form . Composing this with translations yields with . Unless , this contradicts the form of subgroup ; so . The Schwarzian derivative is related to the pseudogroup for the complex Möbius group. In fact if is a biholomorphism defined on then is a quadratic differential on . If is a bihomolorphism defined on and and are quadratic differentials on ; moreover is a quadratic differential on , so that is also a quadratic differential on . The identity S(f\circ g) = g_*S(f) + S(g) is thus the analogue of a 1-cocycle for the pseudogroup of biholomorphisms with coefficients in holomorphic quadratic differentials. Similarly \varphi_0(f) = \log f' and \varphi_1(f) = f'' / f' are 1-cocycles for the same pseudogroup with values in holomorphic functions and holomorphic differentials. In general 1-cocycle can be defined for holomorphic differentials of any order so that \varphi(f\circ g) = g_*\varphi(f) + \varphi(g). Applying the above identity to inclusion maps , it follows that ; and hence that if is the restriction of , so that , then . On the other hand, taking the local holomororphic flow defined by holomorphic vector fields—the exponential of the vector fields—the holomorphic pseudogroup of local biholomorphisms is generated by holomorphic vector fields. If the 1-cocycle satisfies suitable continuity or analyticity conditions, it induces a 1-cocycle of holomorphic vector fields, also compatible with restriction. Accordingly, it defines a 1-cocycle on holomorphic vector fields on : \varphi( ,Y = X \varphi(Y) - Y \varphi(X). Restricting to the Lie algebra of polynomial vector fields with basis , these can be determined using the same methods of Lie algebra cohomology (as in the previous section on crossed homomorphisms). There the calculation was for the whole Witt algebra acting on densities of order , whereas here it is just for a subalgebra acting on holomorphic (or polynomial) differentials of order . Again, assuming that vanishes on rotations of , there are non-zero 1-cocycles, unique up to scalar multiples. only for differentials of degree 0, 1 and 2 given by the same derivative formula \varphi_k = p^(z) \, (dz)^k, where is a polynomial. The 1-cocycles define the three pseudogroups by : this gives the scaling group (); the affine group (); and the whole complex Möbius group (). So these 1-cocycles are the special
ordinary differential equation In mathematics, an ordinary differential equation (ODE) is a differential equation (DE) dependent on only a single independent variable (mathematics), variable. As with any other DE, its unknown(s) consists of one (or more) Function (mathematic ...
s defining the pseudogroup. More significantly they can be used to define corresponding affine or projective structures and connections on Riemann surfaces. If is a pseudogroup of smooth mappings on , a topological space is said to have a -structure if it has a collection of charts that are homeomorphisms from open sets in to open sets in such that, for every non-empty intersection, the natural map from to lies in . This defines the structure of a smooth -manifold if consists of local diffeomorphisms and a Riemann surface if —so that —and consists of biholomorphisms. If is the affine pseudogroup, is said to have an affine structure; and if is the Möbius pseudogroup, is said to have a projective structure. Thus a genus one surface given as for some lattice has an affine structure; and a genus surface given as the quotient of the upper half plane or unit disk by a Fuchsian group has a projective structure. Gunning in 1966 describes how this process can be reversed: for genus , the existence of a projective connection, defined using the Schwarzian derivative 2 and proved using standard results on cohomology, can be used to identify the universal covering surface with the upper half plane or unit disk (a similar result holds for genus 1, using affine connections and ).


Generalizations

describe a generalization that is applicable for mappings of
conformal manifold In mathematics, conformal geometry is the study of the set of angle-preserving ( conformal) transformations on a space. In a real two dimensional space, conformal geometry is precisely the geometry of Riemann surfaces. In space higher than two dim ...
s, in which the Schwarzian derivative becomes a
symmetric tensor In mathematics, a symmetric tensor is an unmixed tensor that is invariant under a permutation of its vector arguments: :T(v_1,v_2,\ldots,v_r) = T(v_,v_,\ldots,v_) for every permutation ''σ'' of the symbols Alternatively, a symmetric tens ...
on the manifold. Let M be a smooth manifold of dimension n with a smooth
metric tensor In the mathematical field of differential geometry, a metric tensor (or simply metric) is an additional structure on a manifold (such as a surface) that allows defining distances and angles, just as the inner product on a Euclidean space allows ...
g. A smooth diffeomorphism F:M\to M is conformal if F^*g = e^g for some smooth function \varphi. The Schwarzian is defined by S_g(\varphi) = \nabla^2\varphi - d\varphi\otimes d\varphi - \frac \left Delta\varphi - g(\nabla\varphi,\nabla\varphi)\right/math> where \nabla is the
Levi-Civita connection In Riemannian or pseudo-Riemannian geometry (in particular the Lorentzian geometry of general relativity), the Levi-Civita connection is the unique affine connection on the tangent bundle of a manifold that preserves the ( pseudo-) Riemannian ...
of g, \nabla^2 denotes the Hessian with respect to the connection, \Delta\varphi is the
Laplace–Beltrami operator In differential geometry, the Laplace–Beltrami operator is a generalization of the Laplace operator to functions defined on submanifolds in Euclidean space and, even more generally, on Riemannian and pseudo-Riemannian manifolds. It is named aft ...
(defined as the trace of the Hessian with respect to g). The Schwarzian satisfies the cocycle law S_g(\varphi + \psi) = S_g(\varphi) + S_(\psi). A Möbius transformation is a conformal diffeomorphism, whose conformal factor has vanishing Schwarzian. The collection of Möbius transformations of M is a closed Lie subgroup of the conformal group of M. The solutions to S_g(\varphi)=0 on Euclidean space, with g the Euclidean metric, are precisely when \varphi is constant, the conformal factor giving the spherical metric \log \mathbf x, ^2)^/math>, or else a conformal factor for a hyperbolic Poincaré metric on the ball or half-space \log, (1-, \mathbf x, ^2)^, or \log, x_n^, (respectively). Another generalization applies to positive curves in a Lagrangian Grassmannian . Suppose that (X,\omega) is a
symplectic vector space In mathematics, a symplectic vector space is a vector space V over a Field (mathematics), field F (for example the real numbers \mathbb) equipped with a symplectic bilinear form. A symplectic bilinear form is a map (mathematics), mapping \omega : ...
, of dimension 2n over \mathbb R. Fix a pair of complementary Lagrangian subspaces A,B\subset X. The set of Lagrangian subspaces that are complemenary to A is parameterized by the space of mappings H:A\to B that are symmetric with respect to \omega for all Any Lagrangian subspace complementary to A is given by \ for some such tensor H. A curve is thus specified locally by a one-parameter family H(u) of symmetric tensors. A curve is positive if H'(u) is positive definite. The Lagrangian Schwarzian is then defined as S(H) = \left(H'\right)^ \left - \tfrac H'' \left(H'\right)^ H''\right\left(H'\right)^. This has the property that S(H) = S(G) if and only if there is a symplectic transformation relating the curves H(u) and The Lagrangian Schwarzian is related to a second order differential equation \frac + Q(t) x = 0, where Q(t) is a symmetric tensor, depending on a real variable t and x is a curve in \mathbb R^n. Let X be the 2n-dimensional space of solutions of the differential equation. Since Q is symmetric, the form on X given by \omega(x,y) = x(t)\cdot y'(t) - x'(t)\cdot y(t) is independent of t, and so gives X a symplectic structure. Let \operatorname_t:X\to\mathbb R the evaluation functional. Then for any t in the domain of X, the kernel of \operatorname_t is a Lagrangian subspace of X, and so the kernel defines a curve in the Lagrangian Grassmannian of (X,\omega). The Lagrangian Schwarzian of this curve is then


See also

*
Riccati equation In mathematics, a Riccati equation in the narrowest sense is any first-order ordinary differential equation that is quadratic in the unknown function. In other words, it is an equation of the form y'(x) = q_0(x) + q_1(x) \, y(x) + q_2(x) \, y^2( ...


Notes


References

*, Chapter 6, "Teichmüller Spaces" *] * * * *, Chapter 10, "The Schwarzian". * * *, Section 12, "Mapping of polygons with circular arcs". *, "On the theory of generalized Lamé functions". * * * * *. * * * * * * * {{refend Projective geometry Modular forms Ordinary differential equations Complex analysis Conformal mappings