A Schottky defect is an excitation of the site occupations in a
crystal lattice
In crystallography, crystal structure is a description of ordered arrangement of atoms, ions, or molecules in a crystal, crystalline material. Ordered structures occur from intrinsic nature of constituent particles to form symmetric patterns that ...
leading to
point defect
A crystallographic defect is an interruption of the regular patterns of arrangement of atoms or molecules in crystalline solids. The positions and orientations of particles, which are repeating at fixed distances determined by the unit cell para ...
s named after
Walter H. Schottky. In
ionic crystals, this defect forms when oppositely charged
ion
An ion () is an atom or molecule with a net electrical charge. The charge of an electron is considered to be negative by convention and this charge is equal and opposite to the charge of a proton, which is considered to be positive by convent ...
s leave their lattice sites and become incorporated for instance at the surface, creating oppositely charged
vacancies. These vacancies are formed in
stoichiometric
Stoichiometry () is the relationships between the masses of reactants and products before, during, and following chemical reactions.
Stoichiometry is based on the law of conservation of mass; the total mass of reactants must equal the total m ...
units, to maintain an overall neutral charge in the ionic solid.
Definition
Schottky defects consist of unoccupied anion and cation sites in a stoichiometric ratio. For a simple ionic crystal of type A
−B
+, a Schottky defect consists of a single anion vacancy (A) and a single cation vacancy (B), or v + v following
Kröger–Vink notation Kröger–Vink notation is a set of conventions that are used to describe electric charges and lattice positions of point defect species in crystals. It is primarily used for ionic crystals and is particularly useful for describing various defect ...
. For a more general crystal with formula A
xB
y, a Schottky cluster is formed of x vacancies of A and y vacancies of B, thus the overall stoichiometry and charge neutrality are conserved. Conceptually, a Schottky defect is generated if the crystal is expanded by one unit cell, whose a prior empty sites are filled by atoms that diffused out of the interior, thus creating vacancies in the crystal.
Schottky defects are observed most frequently when there is a small difference in size between the cations and anions that make up a material.
Illustration
Chemical equations in
Kröger–Vink notation Kröger–Vink notation is a set of conventions that are used to describe electric charges and lattice positions of point defect species in crystals. It is primarily used for ionic crystals and is particularly useful for describing various defect ...
for the formation of Schottky defects in
TiO2 and
BaTiO3.
:∅ v + 2 v
:∅ v + v + 3 v
This can be illustrated schematically with a two-dimensional diagram of a
sodium chloride
Sodium chloride , commonly known as Salt#Edible salt, edible salt, is an ionic compound with the chemical formula NaCl, representing a 1:1 ratio of sodium and chloride ions. It is transparent or translucent, brittle, hygroscopic, and occurs a ...
crystal lattice:
Bound and dilute defects

The vacancies that make up the Schottky defects have opposite charge, thus they experience a mutually attractive
Coulomb force
Coulomb's inverse-square law, or simply Coulomb's law, is an experimental law of physics that calculates the amount of force between two electrically charged particles at rest. This electric force is conventionally called the ''electrostatic ...
. At low temperature, they may form bound clusters. The degree at which the Schottky defect affects the lattice is dependent on temperature where the higher temperatures around a cation vacancy multiple anion vacancies can also be observed. When there are anion vacancies located near a cation vacancy this will hinder the displacement of cation energy.
The bound clusters are typically less mobile than the dilute counterparts, as multiple species need to move in a concerted motion for the whole cluster to migrate. This has important implications for numerous functional ceramics used in a wide range of applications, including
ion conductors,
Solid oxide fuel cell
A solid oxide fuel cell (or SOFC) is an Electrochemistry, electrochemical conversion device that produces electricity directly from oxidizing a fuel. Fuel cells are characterized by their electrolyte material; the SOFC has a solid oxide or cera ...
s and
nuclear fuel
Nuclear fuel refers to any substance, typically fissile material, which is used by nuclear power stations or other atomic nucleus, nuclear devices to generate energy.
Oxide fuel
For fission reactors, the fuel (typically based on uranium) is ...
.
Examples
This type of defect is typically observed in highly
ionic compound
In chemistry, a salt or ionic compound is a chemical compound consisting of an assembly of positively charged ions (Cation, cations) and negatively charged ions (Anion, anions), which results in a compound with no net electric charge (electrica ...
s, highly
coordinated compounds, and where there is only a small difference in sizes of cations and anions of which the compound lattice is composed. Typical salts where Schottky disorder is observed are
NaCl
Sodium chloride , commonly known as edible salt, is an ionic compound with the chemical formula NaCl, representing a 1:1 ratio of sodium and chloride ions. It is transparent or translucent, brittle, hygroscopic, and occurs as the mineral hali ...
,
KCl,
KBr,
CsCl and
AgBr. For engineering applications, Schottky defects are important in oxides with
Fluorite structure
The fluorite structure refers to a common motif for compounds with the formula MX2. The X ions occupy the eight tetrahedral interstitial sites whereas M ions occupy the regular sites of a face-centered cubic
In crystallography, the cubic (or is ...
, such as
CeO2,
cubic ZrO2,
UO2,
ThO2 and
PuO2.
Effect on density
Typically, the formation volume of a vacancy is positive: the lattice contraction due to the strains around the defect does not make up for the expansion of the crystal due to the additional number of sites. Thus, the density of the solid crystal is less than the theoretical density of the material.
See also
*
Frenkel defect
In crystallography, a Frenkel defect is a type of point defect in crystalline solids, named after its discoverer Yakov Frenkel. The defect forms when an atom or smaller ion (usually cation) leaves its place in the structure, creating a vacan ...
*
Wigner effect
*
Crystallographic defects
References
*
*Kovalenko, M.A, and A. Ya Kupryazhkin. “States of the Schottky Defect in Uranium Dioxide and Other Fluorite Type Crystals: Molecular Dynamics Study.” Journal of Alloys and Compounds, vol. 645, no. 0925-8388, 1 Oct. 2015, pp. 405–413, https://doi.org/10.1016/j.jallcom.2015.05.111. Accessed 30 Apr. 2024.
Notes
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Crystallographic defects