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In physics, the Saha ionization equation is an expression that relates the ionization state of a gas in thermal equilibrium to the temperature and pressure. The equation is a result of combining ideas of quantum mechanics and statistical mechanics and is used to explain the spectral classification of stars. The expression was developed by physicist
Meghnad Saha Meghnad Saha (6 October 1893 – 16 February 1956) was an Indian astrophysicist and politician who helped devise the theory of Thermal ionization, thermal ionisation. His Saha ionization equation, Saha ionisation equation allowed astronomers to ...
in 1920. It is discussed in many textbooks on statistical physics and plasma physics.


Description

For a
gas Gas is a state of matter that has neither a fixed volume nor a fixed shape and is a compressible fluid. A ''pure gas'' is made up of individual atoms (e.g. a noble gas like neon) or molecules of either a single type of atom ( elements such as ...
at a high enough
temperature Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making ...
(here measured in energy units, i.e. keV or J) and/or
density Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be u ...
, the thermal collisions of the atoms will
ionize Ionization or ionisation is the process by which an atom or a molecule acquires a negative or positive charge by gaining or losing electrons, often in conjunction with other chemical changes. The resulting electrically charged atom or molecule i ...
some of the atoms, making an ionized gas. When several or more of the electrons that are normally bound to the atom in orbits around the atomic nucleus are freed, they form an independent electron gas cloud co-existing with the surrounding gas of atomic ions and neutral atoms. With sufficient ionization, the gas can become the state of matter called plasma. The Saha equation describes the degree of ionization for any gas in thermal equilibrium as a function of the temperature, density, and ionization energies of the atoms. For a gas composed of a single atomic species, the Saha equation is written:\frac = \frac \frac \exp\left \frac\right/math>where: * n_i is the number density of atoms in the ''i-''th state of ionization, that is with ''i'' electrons removed. * g_i is the degeneracy of state for the ''i''-ions. * \varepsilon_i is the energy required to remove ''i'' electrons from a neutral atom, creating an ''i''-level ion. * n_\text is the
electron density Electron density or electronic density is the measure of the probability of an electron being present at an infinitesimal element of space surrounding any given point. It is a scalar quantity depending upon three spatial variables and is typical ...
* k_\text is the
Boltzmann constant The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
* \lambda_\text is the thermal de Broglie wavelength of an electron \lambda_\text \ \stackrel\ \frac * m_\text is the mass of an electron * T is the
temperature Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making ...
of the gas * h is the
Planck constant The Planck constant, or Planck's constant, denoted by h, is a fundamental physical constant of foundational importance in quantum mechanics: a photon's energy is equal to its frequency multiplied by the Planck constant, and the wavelength of a ...
The expression (\varepsilon_-\varepsilon_i) is the energy required to ionize the species from state i to state i+1. In the case where only one level of ionization is important, we have n_1=n_\text for H+; defining the total density H/H+ as n=n_0+n_1, the Saha equation simplifies to:\frac = \frac\frac\exp\left frac\right/math>where \varepsilon is the energy of ionization. We can define the degree of ionization x=n_1/n and find\frac=A= \frac\frac\exp\left frac\right/math>This gives a quadratic equation that can be solved (in closed form):x^2+Ax-A=0, x=(A\sqrt(1+\tfrac)-A)/2For small A(T), low temperature, x\approx A^,\propto n^, so that the ionization decreases with higher number density (factors 10 in both plots). Note that except for weakly ionized plasmas, the plasma environment affects the atomic structure with the subsequent lowering of the ionization potentials and the "cutoff" of the partition function. Therefore, \varepsilon_i and g_i depend, in general, on T and n_\text and solving the Saha equation is only possible
iterative Iteration is the repetition of a process in order to generate a (possibly unbounded) sequence of outcomes. Each repetition of the process is a single iteration, and the outcome of each iteration is then the starting point of the next iteration. ...
ly. As a simple example, imagine a gas of monatomic hydrogen, set g_0=g_1 and let , the ionization energy of hydrogen from its ground state. Let , which is the
Loschmidt constant The Loschmidt constant or Loschmidt's number (symbol: ''n''0) is the number of particles (atoms or molecules) of an ideal gas per volume (the number density), and usually quoted at standard temperature and pressure. The 2018 CODATA recommended val ...
(n''L'' for ''NA''), or particle density of Earth's atmosphere at standard pressure and temperature. At , the ionization is essentially none: and there would almost certainly be no ionized atoms in the volume of Earth's atmosphere. But x increases rapidly with T, reaching 0.35 for . There is substantial ionization even though this k_BT is much less than the ionization energy (although this depends somewhat on density). This is a common occurrence. Physically, it stems from the fact that at a given temperature, the particles have a distribution of energies, including some with several times k_BT. These high energy particles are much more effective at ionizing atoms. In Earth's atmosphere,
ionization Ionization or ionisation is the process by which an atom or a molecule acquires a negative or positive Electric charge, charge by gaining or losing electrons, often in conjunction with other chemical changes. The resulting electrically charged at ...
is actually governed not by the Saha equation but by very energetic
cosmic rays Cosmic rays or astroparticles are high-energy particles or clusters of particles (primarily represented by protons or atomic nuclei) that move through space at nearly the speed of light. They originate from the Sun, from outside of the Solar ...
, largely of
muon A muon ( ; from the Greek letter mu (μ) used to represent it) is an elementary particle similar to the electron, with an electric charge of −1 '' e'' and a spin of  ''ħ'', but with a much greater mass. It is classified as a ...
s. These particles are not in thermal equilibrium with the atmosphere, so they are not at its temperature and the Saha logic does not apply. Rigorously, the Saha equation is only valid for dilute gases, due to the underlying
ideal gas An ideal gas is a theoretical gas composed of many randomly moving point particles that are not subject to interparticle interactions. The ideal gas concept is useful because it obeys the ideal gas law, a simplified equation of state, and is ...
assumption used in its derivation. For dense gases this assumption is no longer valid, because particle interactions becoming significant modifies the chemical potential of the species. And the
compressibility In thermodynamics and fluid mechanics, the compressibility (also known as the coefficient of compressibility or, if the temperature is held constant, the isothermal compressibility) is a measure of the instantaneous relative volume change of a f ...
of ionized gas and plasma. Hence, the Saha ionization framework has been extended to deal with systems that are denser than the ideal gas limit p/ RT
mole Mole (or Molé) may refer to: Animals * Mole (animal) or "true mole" * Golden mole, southern African mammals * Marsupial mole Marsupial moles, the Notoryctidae family, are two species of highly specialized marsupial mammals that are found i ...
/m3], by incorporating corrections for these non-ideal interactions into the thermodynamic potential. This correction leads to improved estimates for the degree of ionization in the Stellar corona, cor''ona'' of the Sun.


Particle densities

The Saha equation is useful for determining the ratio of particle densities for two different ionization levels. The most useful form of the Saha equation for this purpose is\frac = \frac,where ''Z'' denotes the partition function (statistical mechanics), partition function of atom/ion resp. electron. The Saha equation can be seen as a restatement of the equilibrium condition for the
chemical potential In thermodynamics, the chemical potential of a Chemical specie, species is the energy that can be absorbed or released due to a change of the particle number of the given species, e.g. in a chemical reaction or phase transition. The chemical potent ...
s:\mu_i = \mu_ + \mu_e\, This equation simply states that the potential for an atom of ionization state ''i'' to ionize is the same as the potential for an electron and an atom of ionization state . The potentials are equal, therefore the system is in equilibrium and no ''net'' change of ionization will occur.


Stellar atmospheres

In the early twenties
Ralph H. Fowler Sir Ralph Howard Fowler (17 January 1889 – 28 July 1944) was an English physicist, physical chemist, and astronomer. Education Ralph H. Fowler was born at Roydon, Essex, Roydon, Essex, on 17 January 1889 to Howard Fowler, from Burnham-on-Sea, ...
(in collaboration with Charles Galton Darwin) developed a new method in
statistical mechanics In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicati ...
permitting a systematic calculation of the equilibrium properties of matter. He used this to provide a rigorous derivation of the ionization formula which Saha had obtained, by extending to the ionization of atoms the theorem of
Jacobus Henricus van 't Hoff Jacobus Henricus van 't Hoff Jr. (; 30 August 1852 – 1 March 1911) was a Dutch physical chemistry, physical chemist. A highly influential theoretical chemistry, theoretical chemist of his time, Van 't Hoff was the first winner of the Nobe ...
, used in physical chemistry for its application to molecular dissociation. Also, a significant improvement in the Saha equation introduced by Fowler was to include the effect of the excited states of atoms and ions. A further important step forward came in 1923, when Edward Arthur Milne and R.H. Fowler published a paper in the ''
Monthly Notices of the Royal Astronomical Society ''Monthly Notices of the Royal Astronomical Society'' (MNRAS) is a peer-reviewed scientific journal in astronomy, astrophysics and related fields. It publishes original research in two formats: papers (of any length) and letters (limited to ...
'', showing that the criterion of the maximum intensity of absorption lines (belonging to subordinate series of a neutral atom) was much more fruitful in giving information about physical parameters of stellar atmospheres than the criterion employed by Saha which consisted in the marginal appearance or disappearance of absorption lines. The latter criterion requires some knowledge of the relevant pressures in the stellar atmospheres, and Saha following the generally accepted view at the time assumed a value of the order of 1 to 0.1 atmosphere. Milne wrote:
Saha had concentrated on the marginal appearances and disappearances of absorption lines in the stellar sequence, assuming an order of magnitude for the pressure in a stellar atmosphere and calculating the temperature where increasing ionization, for example, inhibited further absorption of the line in question owing to the loss of the series electron. As Fowler and I were one day stamping round my rooms in Trinity and discussing this, it suddenly occurred to me that the maximum intensity of the Balmer lines of hydrogen, for example, was readily explained by the consideration that at the lower temperatures there were too few excited atoms to give appreciable absorption, whilst at the higher temperatures there are too few neutral atoms left to give any absorption. ... That evening I did a hasty order of magnitude calculation of the effect and found that to agree with a temperature of 10000° for the stars of type A0, where the Balmer lines have their maximum, a pressure of the order of 10−4 atmosphere was required. This was very exciting, because standard determinations of pressures in stellar atmospheres from line shifts and line widths had been supposed to indicate a pressure of the order of one atmosphere or more, and I had begun on other grounds to disbelieve this.
The generally accepted view at the time assumed that the composition of stars were similar to Earth. However, in 1925 Cecilia Payne used Saha's ionization theory to calculate that the composition of stellar atmospheres is as we now know it; mostly hydrogen and helium, expanding the knowledge of stars.


Stellar coronae

Saha equilibrium prevails when the plasma is in
local thermodynamic equilibrium Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
, which is not the case in the optically thin corona. Here the equilibrium ionization states must be estimated by detailed statistical calculation of collision and recombination rates.


Early universe

Equilibrium ionization, described by the Saha equation, explains evolution in the early universe. After the
Big Bang The Big Bang is a physical theory that describes how the universe expanded from an initial state of high density and temperature. Various cosmological models based on the Big Bang concept explain a broad range of phenomena, including th ...
, all atoms were ionized, leaving mostly protons and electrons (looking in the past). According to Saha's approach, when the universe had expanded and cooled such that the temperature reached about , electrons (re)combined with protons (10 fm) forming
hydrogen Hydrogen is a chemical element; it has chemical symbol, symbol H and atomic number 1. It is the lightest and abundance of the chemical elements, most abundant chemical element in the universe, constituting about 75% of all baryon, normal matter ...
atoms (0.1 nm). At this point, 700 millennia since it was 100 million K, the universe became transparent to most electromagnetic radiation. That surface, red-shifted in time by a factor of about 1,000, generated the 2.7 K
cosmic microwave background radiation The cosmic microwave background (CMB, CMBR), or relic radiation, is microwave radiation that fills all space in the observable universe. With a standard optical telescope, the background space between stars and galaxies is almost completely dar ...
, which pervades the universe today.


References

{{reflist


External links


Derivation & Discussion
by Hale Bradt ''www.cambridge.org''
A detailed derivation
from the
University of Utah The University of Utah (the U, U of U, or simply Utah) is a public university, public research university in Salt Lake City, Utah, United States. It was established in 1850 as the University of Deseret (Book of Mormon), Deseret by the General A ...
Physics Department
Lecture notes
from the
University of Maryland The University of Maryland, College Park (University of Maryland, UMD, or simply Maryland) is a public land-grant research university in College Park, Maryland, United States. Founded in 1856, UMD is the flagship institution of the Univ ...
Department of Astronomy Atomic physics Eponymous equations of physics Plasma physics equations