Ray L. Birdwhistell (September 29, 1918 – October 19, 1994) was an American
anthropologist
An anthropologist is a scientist engaged in the practice of anthropology. Anthropologists study aspects of humans within past and present societies. Social anthropology, cultural anthropology and philosophical anthropology study the norms, values ...
who founded
kinesics
Kinesics is the interpretation of body communication such as facial expressions and gestures, nonverbal behavior related to movement of any part of the body or the body as a whole. The equivalent popular culture term is body language, a term Ray ...
as a field of
inquiry
An inquiry (also spelled as enquiry in British English) is any process that has the aim of augmenting knowledge, resolving doubt, or solving a problem. A theory of inquiry is an account of the various types of inquiry and a treatment of the ...
and research.
[Danesi, M (2006). Kinesics. ''Encyclopedia of language & linguistics''. 207-213.] Birdwhistell coined the
term ''kinesics'', meaning "facial expression, gestures, posture and gait, and visible arm and body movements". He estimated that "no more than 30 to 35 percent of the social meaning of a conversation or an interaction is carried by the words." Stated more broadly, he argued that "words are not the only containers of social knowledge." He proposed other technical terms, including
kineme, and many others less frequently used today.
Birdwhistell had at least as much impact on the study of language and social interaction generally as just nonverbal communication because he was interested in the study of communication more broadly than is often recognized. Birdwhistell understood body movements to be culturally patterned rather than universal. His students were required to read widely, sources not only in communication but also anthropology and linguistics. "Birdwhistell himself was deeply disappointed that his general communicative interests and goals were not appropriately understood." Collaborations with others, including initially
Margaret Mead
Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist, author and speaker, who appeared frequently in the mass media during the 1960s and the 1970s.
She earned her bachelor's degree at Barnard Col ...
and
Gregory Bateson
Gregory Bateson (9 May 1904 – 4 July 1980) was an English anthropology, anthropologist, social sciences, social scientist, linguistics, linguist, visual anthropology, visual anthropologist, semiotics, semiotician, and cybernetics, cybernetici ...
, and later,
Erving Goffman
Erving Goffman (11 June 1922 – 19 November 1982) was a Canadian-born American sociologist, social psychologist, and writer, considered by some "the most influential American sociologist of the twentieth century".
In 2007, '' The Time ...
and
Dell Hymes
Dell Hathaway Hymes (June 7, 1927, in Portland, Oregon – November 13, 2009, in Charlottesville, Virginia) was a linguist, sociolinguist, anthropologist, and folklorist who established disciplinary foundations for the comparative, ethnographic ...
had huge influence on his work. For example, the book he is best known for, ''Kinesics and Context'', "would not have appeared if it had not been envisaged by Erving Goffman" and he explicitly stated "the paramount and sustaining influence upon my work has been that of anthropological linguistics", a tradition most directly represented at the University of Pennsylvania by Hymes.
Life and work
Birdwhistell was born in Cincinnati on September 29, 1918, and died October 19, 1994.
He was raised and went to school in
Ohio
Ohio ( ) is a U.S. state, state in the Midwestern United States, Midwestern region of the United States. It borders Lake Erie to the north, Pennsylvania to the east, West Virginia to the southeast, Kentucky to the southwest, Indiana to the ...
. He graduated from
Fostoria High School in 1936, and was involved in the history club, debate team, journalism, and school plays.
[Kirby, E (2006). Ray Lee Birdwhistell. Retrieved October 16, 2007, from Biography Web: Minnesota State University Web site: ] Birdwhistell received his BA in sociology in 1940 from
Miami University
Miami University (informally Miami of Ohio or simply Miami) is a public university, public research university in Oxford, Ohio, United States. Founded in 1809, it is the second-oldest List of colleges and universities in Ohio, university in Ohi ...
, his MA in anthropology in 1941 from
Ohio State University
The Ohio State University (Ohio State or OSU) is a public university, public Land-grant university, land-grant research university in Columbus, Ohio, United States. A member of the University System of Ohio, it was founded in 1870. It is one ...
, and his PhD in anthropology in 1951 from the
University of Chicago
The University of Chicago (UChicago, Chicago, or UChi) is a Private university, private research university in Chicago, Illinois, United States. Its main campus is in the Hyde Park, Chicago, Hyde Park neighborhood on Chicago's South Side, Chic ...
, where he studied with
Lloyd Warner and
Fred Eggan. From 1944 to 1946 he conducted dissertation fieldwork among the
Kutenai
The Kutenai ( ), also known as the Ktunaxa ( ; ), Ksanka ( ), Kootenay (in Canada) and Kootenai (in the United States), are an indigenous peoples of the Americas, indigenous people of Canada and the United States. Kutenai bands live in so ...
Indians of British Columbia
[Harold, E., & Tobin, S. Ray Birdwhistell. ''Cultural Equity'' website. Available from: http://www.culturalequity.org/alanlomax/ce_alanlomax_profile_birdwhistell.php] during which he first realized that tribal members moved differently depending on whether they were speaking English or Kutenai, which sparked his interest in nonverbal behavior.
[Wallace, A. (October 22, 1994). Ray Birdwhistell: Developed the study of body language. ''Philadelphia Inquirer''. Available from]
/ref> While completing his dissertation, he taught at the University of Toronto
The University of Toronto (UToronto or U of T) is a public university, public research university whose main campus is located on the grounds that surround Queen's Park (Toronto), Queen's Park in Toronto, Ontario, Canada. It was founded by ...
(Ontario), where Erving Goffman was one of his students. From 1944 to 1946 he was lecturer in anthropology at the University of Toronto, working with G. Gordon Brown and Edmund S. Carpenter, who were in the same department.
In 1946 he went to Kentucky and took a position at the University of Louisville
The University of Louisville (UofL) is a public university, public research university in Louisville, Kentucky, United States. It is part of the Kentucky state university system. Chartered in 1798 as the Jefferson Seminary, it became in the 19t ...
, where he taught for 10 years, and helped in racial integration
Racial integration, or simply integration, includes desegregation (the process of ending systematic racial segregation), leveling barriers to association, creating equal opportunity regardless of Race (classification of human beings), race, and t ...
of the university. While there he established the Interdisciplinary Committee on Culture and Communication, and organized a series of annual seminars on Culture and Communication, resulting in the publication of ''Explorations in Communication''. In addition to Edmund Snow Carpenter
Edmund Snow Carpenter (September 2, 1922 – July 1, 2011) was an American anthropologist best known for his work on tribal art and visual media.
Early life
Edmund Snow Carpenter was born on September 2, 1922, in Rochester, New York to the ar ...
, Marshall McLuhan
Herbert Marshall McLuhan (, ; July 21, 1911 – December 31, 1980) was a Canadian philosopher whose work is among the cornerstones of the study of media studies, media theory. Raised in Winnipeg, McLuhan studied at the University of Manitoba a ...
, and Birdwhistell, Lawrence K. Frank, Robert Graves
Captain Robert von Ranke Graves (24 July 1895 – 7 December 1985) was an English poet, soldier, historical novelist and critic. His father was Alfred Perceval Graves, a celebrated Irish poet and figure in the Gaelic revival; they were b ...
, Dorothy D. Lee, and David Riesman
David Riesman (September 22, 1909 – May 10, 2002) was an American sociologist, educator, and best-selling commentator on American society.
Career
Born to a wealthy German Jewish family, Riesman attended Harvard College, where he graduated in ...
contributed.
Through the 1950s he participated in multiple interdisciplinary collaborations: at the Foreign Service Institute
The Foreign Service Institute (FSI) is the United States federal government's primary training institution for members of the U.S. foreign service community, preparing American diplomats as well as other professionals to advance U.S. foreign ...
of the United States Department of State
The United States Department of State (DOS), or simply the State Department, is an United States federal executive departments, executive department of the U.S. federal government responsible for the country's foreign policy of the United State ...
, where he first outlined his ideas about the study of nonverbal behavior, working with Edward T. Hall, Henry Lee Smith, George L. Trager, Charles F. Hockett; at the Macy Conferences
The Macy conferences were a set of meetings of scholars from various academic disciplines held in New York under the direction of Frank Fremont-Smith at the Josiah Macy Jr. Foundation starting in 1941 and ending in 1960. The explicit aim of th ...
on Group Processes, with Gregory Bateson
Gregory Bateson (9 May 1904 – 4 July 1980) was an English anthropology, anthropologist, social sciences, social scientist, linguistics, linguist, visual anthropology, visual anthropologist, semiotics, semiotician, and cybernetics, cybernetici ...
, Margaret Mead
Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist, author and speaker, who appeared frequently in the mass media during the 1960s and the 1970s.
She earned her bachelor's degree at Barnard Col ...
, and many others; and at the Center for Advanced Study in the Behavioral Sciences
The Center for Advanced Study in the Behavioral Sciences (CASBS) is an interdisciplinary research institution at Stanford University designed to advance the frontiers of knowledge about human behavior and society, and contribute to the resoluti ...
, where he participated in the ''Natural History of an Interview'' project with Gregory Bateson
Gregory Bateson (9 May 1904 – 4 July 1980) was an English anthropology, anthropologist, social sciences, social scientist, linguistics, linguist, visual anthropology, visual anthropologist, semiotics, semiotician, and cybernetics, cybernetici ...
, Frieda Fromm-Reichmann, Norman A. McQuown, Henry W. Brosin, and others.
Birdwhistell taught at the State University of New York at Buffalo
The State University of New York at Buffalo (commonly referred to as UB, University at Buffalo, and sometimes SUNY Buffalo) is a public research university in Buffalo and Amherst, New York, United States. The university was founded in 1846 a ...
from 1956 to 1959. In 1959 he was appointed senior research scientist at the Eastern Pennsylvania Psychiatric Institute, and simultaneously Professor of Research in Anthropology at Temple University
Temple University (Temple or TU) is a public university, public Commonwealth System of Higher Education, state-related research university in Philadelphia, Philadelphia, Pennsylvania, United States. It was founded in 1884 by the Baptist ministe ...
in Philadelphia
Philadelphia ( ), colloquially referred to as Philly, is the List of municipalities in Pennsylvania, most populous city in the U.S. state of Pennsylvania and the List of United States cities by population, sixth-most populous city in the Unit ...
. At EPPI he managed a lab that included a fully equipped 16mm film studio, a resident cinematographer (Jacques van Vlack), an artist who illustrated research findings, and numerous graduate students and visitors who conferred with him and his colleague, psychiatrist Albert E. Scheflen. As a result, Birdwhistell was at the hub of an informal, interdisciplinary network of scholars in anthropology, ethology, linguistics, and psychiatry that "made up in vitality what it lacked in organization and professional identity."
Birdwhistell argued strongly for the use of film as an essential tool in the study of nonverbal behavior as a way to permit "observation and analysis of human social behavior which has hitherto been hidden from comparative analysis". Together with Jacques van Vlack (the filmmaker), he prepared a series of films that were commercially available, although, as with his teaching, they were intended mostly for a technically trained audience.
1. ''Microcultural Incidents in Ten Zoos'', an edited version of a Birdwhistell and van Vlack presentation from an American Anthropological Association convention, compares family interactions while feeding elephants at 10 zoos based in 7 countries (England, France, Italy, India, Japan, Hong Kong, and the United States). Filming was viewed as a second step, following observation to discover recurrent patterns. Birdwhistell himself and Mead often showed this film to their students.
2. ''TDR- 009'', an eighty-minute 16 mm black-and-white sound film of an English pub scene in a middle class London hotel. Birdwhistell and van Vlack observed behavior
Behavior (American English) or behaviour (British English) is the range of actions of Individual, individuals, organisms, systems or Artificial intelligence, artificial entities in some environment. These systems can include other systems or or ...
of listeners in relationship to speakers during the film.[
3. ''Lecture on Kinesics by Ray L. Birdwhistell at the Second Linguistic-Kinesic Conference Nov. 4–7, 1964'', is simply a documentary record of two lectures Birdwhistell presented to a seminar group assembled for a few days to learn from his research team at EPPI in 1964. Seminar participants were primarily senior research scientists, including linguists, psychiatrists, anthropologists, and psychologists; McQuown and Scheflen, working with Birdwhistell on the ''Natural History of an Interview'' project, were among the participants.
Much of the work at EPPI was a continuation of the ''Natural History of an Interview'' project, working mostly with Scheflen, while Brosin continued different parts of the same project from the Western Psychiatric Institute & Clinic in Pennsylvania with Adam Kendon, William S. Condon, Kai Erikson, Harvey Sarles, and occasional visits from Bateson. The two teams kept in touch, meeting several days per month between 1960 and 1964 to complete their analysis.] A third team, under McQuown's direction at the University of Chicago, included Starkey Duncan Jr., William M. Austin, Raven McDavid Jr., and William Offenkrantz. The Chicago team focused on paralanguage
Paralanguage, also known as vocalics, is a component of meta-communication that may modify meaning, give nuanced meaning, or convey emotion, by using suprasegmental techniques such as prosody, pitch, volume, intonation, etc. It is sometimes d ...
(non-lexical aspects of voice, including intonation), while the Pennsylvania teams attended to kinesics (body motion communication). The final report was completed in 1968, but proved unpublishable due to its length (5 volumes), and the complexity of the transcriptions (taking up 3 of the 5 volumes), so it was circulated via the microfilm series of the University of Chicago.
From 1969 until he retired in 1988, Birdwhistell held the position of professor at the , where he worked closely with Dell Hymes
Dell Hathaway Hymes (June 7, 1927, in Portland, Oregon – November 13, 2009, in Charlottesville, Virginia) was a linguist, sociolinguist, anthropologist, and folklorist who established disciplinary foundations for the comparative, ethnographic ...
and Erving Goffman
Erving Goffman (11 June 1922 – 19 November 1982) was a Canadian-born American sociologist, social psychologist, and writer, considered by some "the most influential American sociologist of the twentieth century".
In 2007, '' The Time ...
, brought Gregory Bateson
Gregory Bateson (9 May 1904 – 4 July 1980) was an English anthropology, anthropologist, social sciences, social scientist, linguistics, linguist, visual anthropology, visual anthropologist, semiotics, semiotician, and cybernetics, cybernetici ...
in as a guest speaker, and influenced a new generation of students. It was commonly understood that "no serious doctoral student at the University of Pennsylvania who was interested in culture and human conduct" could avoid his courses.
Birdwhistell reputedly came to the attention of Margaret Mead
Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist, author and speaker, who appeared frequently in the mass media during the 1960s and the 1970s.
She earned her bachelor's degree at Barnard Col ...
and Gregory Bateson
Gregory Bateson (9 May 1904 – 4 July 1980) was an English anthropology, anthropologist, social sciences, social scientist, linguistics, linguist, visual anthropology, visual anthropologist, semiotics, semiotician, and cybernetics, cybernetici ...
when he attended a showing of one of their ethnographic films (they were pioneers of the use of film as an ethnographic tool). "Legend has it that Birdwhistell was a younger anthropologist listening to Mead and others comment on a Balinese film when he interjected something like, 'But did you see what the mother did with the baby after she took him out of the bath?' He then brought to their attention a fascinating medley of actions that occurred in a few seconds". Both Mead and Bateson became lifelong supporters and influences. He was also influenced by David Efron's earlier work, the first major study of the influence of culture on gesture prepared under Franz Boas
Franz Uri Boas (July 9, 1858 – December 21, 1942) was a German-American anthropologist and ethnomusicologist. He was a pioneer of modern anthropology who has been called the "Father of American Anthropology". His work is associated with the mov ...
, noted American anthropologist, and Eliot D. Chapple's work on rhythms of dialogue (Chapple is the one who introduced the term interaction to the study of behavior, knocked down a wall at Harvard University
Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
so he could establish a one-way screen for observing conversations in the 1930s, and was an early adopter of computer analysis of interaction patterns in the 1960s).
Birdwhistell died of liver cancer on October 19, 1994, at his home in Brigantine, New Jersey.
Influence
Through his involvement in the multidisciplinary projects at the Foreign Service Institute
The Foreign Service Institute (FSI) is the United States federal government's primary training institution for members of the U.S. foreign service community, preparing American diplomats as well as other professionals to advance U.S. foreign ...
, at the Macy Conferences
The Macy conferences were a set of meetings of scholars from various academic disciplines held in New York under the direction of Frank Fremont-Smith at the Josiah Macy Jr. Foundation starting in 1941 and ending in 1960. The explicit aim of th ...
, and most especially through the ''Natural History of an Interview'' project, Birdwhistell helped to establish the study of nonverbal behavior as a central part of communication, as well as influencing critical members of the next generation of nonverbal scholars. Some of the major early books discussing nonverbal communication that owe a substantial debt to Birdwhistell and his research were Sebeok, Hayes and Bateson (1964), Davis (1973), Scheflen (1973), Kendon, Harris and Key (1975), Kendon (1977), Sarles (1977), Wolfgang (1979), and Davis (1982).
Birdwhistell's students include:
*University of Toronto: Erving Goffman
Erving Goffman (11 June 1922 – 19 November 1982) was a Canadian-born American sociologist, social psychologist, and writer, considered by some "the most influential American sociologist of the twentieth century".
In 2007, '' The Time ...
*Eastern Pennsylvania Psychiatric Institute: Paul Byers, Alan Lomax
Alan Lomax (; January 31, 1915 – July 19, 2002) was an American ethnomusicologist, best known for his numerous field recordings of folk music during the 20th century. He was a musician, folklorist, archivist, writer, scholar, political activ ...
*University of Pennsylvania: María Cátedra and Yves Winkin
Goffman became one of the best-known sociologists with an international reputation, and nearly all of his publications became best sellers. Birdwhistell influenced Lomax's development of cantometrics and choreometrics. Byers was quite important in the study of visual communication. Winkin went on to develop the anthropology of communication in Europe.
Birdwhistell's first book ''Introduction to Kinesics'', was published in 1952, but as this was essentially an internal publication for the Department of State, his second book, ''Kinesics and Context'' has been cited far more often, and, along with a brief encyclopedia article on kinesics, has had far greater influence on the study of communication behavior. Many of Birdwhistell's publications were short pieces, gathered together to make up ''Kinesics and Context''.
Birdwhistell viewed communication as a continuous, multichannel (today, the more common term is multimodal) process through which and in which social interaction occurs. Although he is best known for inventing kinesics, his influence was much larger: he helped establish the logical underpinnings of language and social interaction research generally, and such approaches as the coordinated management of meaning.[Leeds-Hurwitz, W. (2010). The emergence of language and social interaction research as a specialty. In W. Leeds-Hurwitz (Ed.), ''The social history of language and social interaction research: People, places, ideas''. Cresskill, NJ: Hampton Press, p. 8]
Publications
;Books
*Birdwhistell, R. L. (1952). ''Introduction to Kinesics: An Annotation System for Analysis of Body Motion and Gesture''. Washington, DC: Department of State, Foreign Service Institute.
*Birdwhistell, R. L. (1970). ''Kinesics and Context: Essays on Body Motion Communication''. Philadelphia: University of Pennsylvania Press.
;Shorter publications (partial)
* Birdwhistell, R. L. (1956). Kinesic analysis of filmed behavior of children. In B. Schaffner (Ed.), ''Group Processes: Transactions of the second conference'' (pp. 141–144). New York: Josiah Macy, Jr. Foundation.
* Birdwhistell, R. L. (1959). Contribution of Linguistic-Kinesic Studies for the Understanding of Schizophrenia. In A. Auerback (Ed.), ''Schizophrenia'' (pp. 99–123). New York: Ronald Press.
* Birdwhistell, R, L. (1960). Implications of Recent Developments in Communication Research for Evolutionary Theory. In W. M. Austin (Ed.), ''Report of the Ninth Annual Round Table Meeting on Linguistics and Language Study'' (pp. 149–155). Washington, D.C.: Georgetown University Press.
* Birdwhistell, R. L. (1961). Paralanguage 25 Years After Sapir. In H. W. Brosin (Ed.), ''Lectures on Experimental Psychiatry'' (pp. 43–63). Pittsburgh: University of Pittsburgh Press.
*
* Birdwhistell, R. L. (1962). Critical Moments in the Psychiatric Interview. In T. T. Tourlentes (Ed.), ''Research Approaches to a Psychiatric Problem'' (pp. 179–188). New York: Grune and Stratton.
*
*
*
* Birdwhistell, R. L. (1971). Kinesics: Inter- and Intra-channel communication research. In J. Kristeva, J. Rey-Debove & D. J. Umiker (Eds.), ''Essays in semiotics/Essais de semiotique'' (pp. 527–546). The Hague: Mouton.
* Birdwhistell, R. L. (1971). Chapter 3: Body Motion, In N. A. McQuown (Ed.), ''The Natural History of an Interview'' (pp. 1–93). Microfilm Collection of Manuscripts on Cultural Anthropology, Fifteenth Series, Chicago: University of Chicago, Joseph Regenstein Library, Department of Photoduplication.
* Birdwhistell, R. L. (1971). Appendix 6: Sample Kinesic Transcription. In N. A. McQuown (Ed.), ''The Natural History of an Interview'' (pp. 1–29). Microfilm Collection of Manuscripts on Cultural Anthropology, Fifteenth Series. Chicago: University of Chicago, Joseph Regenstein Library, Department of Photoduplication.
* Birdwhistell, R. L. (1974). The language of the body: The natural environment of words. In A. Silverstein (Ed.), ''Human communication'' (pp. 203–220). Hillsdale, NJ: Lawrence Erlbaum.
* Birdwhistell, R. L. (1975). Background considerations of the study of the body as a medium of 'expression.' In J. Benthall & T. Polhemus (Eds.), ''The body as a medium of expression'' (pp. 34–58). New York: E. P. Dutton.
* Birdwhistell, R. L. (1977). Some Discussion of Ethnography, Theory, and Method, In J. Brockman (Ed.), ''About Bateson'' (pp. 101–141). New York: E. P. Dunon.
* Birdwhistell, R. L., C. F. Hockett, & N. A. McQuown. (1971). Chapter 6: Transcript, Transcription and Commentary. In N. A. McQuown (Ed,), ''The Natural History of an Interview'' ,p, Microfilm Collection of Manuscripts on Cultural Anthropology, Fifteenth Series, Chicago: University of Chicago, Joseph Regenstein Library. Department of Photoduplication.
Interviews and lectures
* Gross, T. (1979) Dr. Birdwhistell's Body Language. ''Fresh Air with Terry Gross'', WHYY, Philadelphia, 29 June 1979. https://freshairarchive.org/segments/dr-birdwhistells-body-language
* McDermott, R. (1980). Profile: Ray L. Birdwhistell. ''The Kinesis Report''. 2 (3): 1–4, 14–16.
* Talese, G. (2010.) Dr. Birdwhistell and the Athletes. In Michael Rosenwald (Ed.), ''The Silent Season of a Hero: The Sports Writing of Gay Talese'' (pp. 186–200). New York: Walker & Co.
* Watter, S. B. (2021). Ray L. Birdwhistell, “Lecture at American Museum of Natural History, October 4, 1980." In J. McElvenny & A. Ploder (Eds.), ''Holisms of Communication: The Early History of Audio-Visual Sequence Analysis'' (pp. 249–263). Berlin: Language Science Press
doi:10.5281/zenodo.5142265
See also
*Macy Conferences
The Macy conferences were a set of meetings of scholars from various academic disciplines held in New York under the direction of Frank Fremont-Smith at the Josiah Macy Jr. Foundation starting in 1941 and ending in 1960. The explicit aim of th ...
*Kinesics
Kinesics is the interpretation of body communication such as facial expressions and gestures, nonverbal behavior related to movement of any part of the body or the body as a whole. The equivalent popular culture term is body language, a term Ray ...
References
{{DEFAULTSORT:Birdwhistell, Ray
1918 births
1994 deaths
Miami University alumni
Ohio State University College of Arts and Sciences alumni
People from Brigantine, New Jersey
University of Chicago alumni
University of Louisville faculty
Temple University faculty
University of Pennsylvania faculty
20th-century American anthropologists