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Participant observation is one type of
data collection Data collection or data gathering is the process of gathering and measuring information on targeted variables in an established system, which then enables one to answer relevant questions and evaluate outcomes. Data collection is a research com ...
method by practitioner-scholars typically used in
qualitative research Qualitative research is a type of research that aims to gather and analyse non-numerical (descriptive) data in order to gain an understanding of individuals' social reality, including understanding their attitudes, beliefs, and motivation. This ...
and
ethnography Ethnography (from Greek ''ethnos'' "folk, people, nation" and ''grapho'' "I write") is a branch of anthropology and the systematic study of individual cultures. Ethnography explores cultural phenomena from the point of view of the subject o ...
. This type of methodology is employed in many disciplines, particularly anthropology (incl.
cultural anthropology Cultural anthropology is a branch of anthropology focused on the study of cultural variation among humans. It is in contrast to social anthropology, which perceives cultural variation as a subset of a posited anthropological constant. The portma ...
and European
ethnology Ethnology (from the grc-gre, ἔθνος, meaning 'nation') is an academic field that compares and analyzes the characteristics of different peoples and the relationships between them (compare cultural anthropology, cultural, social anthropolo ...
),
sociology Sociology is a social science that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of Empirical ...
(incl.
sociology of culture The sociology of culture, and the related cultural sociology, concerns the systematic analysis of culture, usually understood as the ensemble of symbolic codes used by a member of a society, as it is manifested in the society. For Georg Simmel, ...
and
cultural criminology Cultural criminology is a subfield in the study of crime that focuses on the ways in which the "dynamics of meaning underpin every process in criminal justice, including the definition of crime itself." In other words, cultural criminology seeks ...
),
communication studies Communication studies or communication science is an academic discipline that deals with processes of human communication and behavior, patterns of communication in interpersonal relationships, social interactions and communication in differen ...
,
human geography Human geography or anthropogeography is the branch of geography that studies spatial relationships between human communities, cultures, economies, and their interactions with the environment. It analyzes spatial interdependencies between social i ...
, and
social psychology Social psychology is the scientific study of how thoughts, feelings, and behaviors are influenced by the real or imagined presence of other people or by social norms. Social psychologists typically explain human behavior as a result of the r ...
. Its aim is to gain a close and intimate familiarity with a given group of individuals (such as a religious, occupational, youth group, or a particular community) and their practices through an intensive involvement with people in their cultural environment, usually over an extended period of time. The method originated in the
field research Field research, field studies, or fieldwork is the collection of raw data outside a laboratory, library, or workplace setting. The approaches and methods used in field research vary across disciplines. For example, biologists who conduct fie ...
linked to
European and American voyages of scientific exploration The era of European and American voyages of scientific exploration followed the Age of Discovery and were inspired by a new confidence in science and reason that arose in the Age of Enlightenment. Maritime expeditions in the Age of Discovery were ...
. During the year 1800, one of precursors of the method as Joseph Marie, baron de Gérando already affirming that: "The first way to get to know the Indians is to become like one of them; and it is by learning their language that we will become their fellow citizens." Later, the method would be popularized by Bronisław Malinowski and his students in Britain; the students of
Franz Boas Franz Uri Boas (July 9, 1858 – December 21, 1942) was a German-American anthropologist and a pioneer of modern anthropology who has been called the "Father of American Anthropology". His work is associated with the movements known as historical ...
in the United States; and, in the later urban research, the students of the Chicago school of sociology.


History and development

Participant observation was used extensively by
Frank Hamilton Cushing Frank Hamilton Cushing (July 22, 1857 in North East Township, Erie County, Pennsylvania – April 10, 1900 in Washington, D.C.) was an American anthropologist and ethnologist. He made pioneering studies of the Zuni Indians of New Mexico by enter ...
in his study of the
Zuni people The Zuni ( zun, A:shiwi; formerly spelled ''Zuñi'') are Native American Pueblo peoples native to the Zuni River valley. The Zuni are a Federally recognized tribe and most live in the Pueblo of Zuni on the Zuni River, a tributary of the Lit ...
in the latter half of the nineteenth century. This would be followed in the early twentieth century by studies of non-Western societies through such people as Bronisław Malinowski (1929),
E.E. Evans-Pritchard Sir Edward Evan Evans-Pritchard, Kt FBA FRAI (21 September 1902 – 11 September 1973) was an English anthropologist who was instrumental in the development of social anthropology. He was Professor of Social Anthropology at the University ...
(1940), and
Margaret Mead Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist who featured frequently as an author and speaker in the mass media during the 1960s and the 1970s. She earned her bachelor's degree at Barnard Co ...
(1928). The practice emerged as the principal approach to
ethnographic Ethnography (from Greek ''ethnos'' "folk, people, nation" and ''grapho'' "I write") is a branch of anthropology and the systematic study of individual cultures. Ethnography explores cultural phenomena from the point of view of the subject o ...
research by
anthropologists An anthropologist is a person engaged in the practice of anthropology. Anthropology is the study of aspects of humans within past and present societies. Social anthropology, cultural anthropology and philosophical anthropology study the norms and v ...
and relied on the cultivation of personal relationships with local informants as a way of learning about a culture, involving both observing and participating in the social life of a group. By living with the cultures they studied, researchers were able to formulate first-hand accounts of their lives and gain novel insights. This same method of study has also been applied to groups within Western society and is especially successful in the study of sub-cultures or groups sharing a strong sense of identity, where only by taking part may the observer truly get access to the lives of those being studied. The postmortem publication of Grenville Goodwin's decade of work as a participant-observer with the
Western Apache The Western Apache live primarily in east central Arizona, in the United States. Most live within reservations. The Fort Apache Indian Reservation, San Carlos Apache Indian Reservation, Yavapai-Apache Nation, Tonto Apache, and the Fort McDo ...
established him as a prominent figure in the field of
ethnology Ethnology (from the grc-gre, ἔθνος, meaning 'nation') is an academic field that compares and analyzes the characteristics of different peoples and the relationships between them (compare cultural anthropology, cultural, social anthropolo ...
. Since the 1980s, some anthropologists and other social scientists have questioned the degree to which participant observation can give veridical insight into the minds of other people. Geertz, Clifford. 1984. "From the Native’s Point of View: On the Nature of Anthropological Understanding." Pp. 123–36 in ''Culture Theory: Essays on Mind, Self, and Emotion,'' edited by R. A. Shweder and R. LeVine. New York:
Cambridge University Press Cambridge University Press is the university press of the University of Cambridge. Granted letters patent by Henry VIII of England, King Henry VIII in 1534, it is the oldest university press A university press is an academic publishing hou ...
.
At the same time, a more formalized qualitative research program known as
grounded theory Grounded theory is a systematic methodology that has been largely applied to qualitative research conducted by social scientists. The methodology involves the construction of hypotheses and theories through the collecting and analysis of data. G ...
, initiated by
Glaser Glaser is a surname that is derived from the occupation of the glazier, or glass cutter. Notable persons with this surname * Albrecht Glaser (born 1942), German politician * Barney Glaser (born 1930), American sociologist * Benny Glaser (born 1989 ...
and
Strauss Strauss, Strauß or Straus is a common Germanic surname. Outside Germany and Austria ''Strauß'' is always spelled ''Strauss'' (the letter " ß" is not used in the German-speaking part of Switzerland). In classical music, "Strauss" usually re ...
(1967), began gaining currency within American sociology and related fields such as public health. In response to these challenges, some ethnographers have refined their methods, either making them more amenable to formal hypothesis-testing and replicability or framing their interpretations within a more carefully considered
epistemology Epistemology (; ), or the theory of knowledge, is the branch of philosophy concerned with knowledge. Epistemology is considered a major subfield of philosophy, along with other major subfields such as ethics, logic, and metaphysics. Episte ...
. The development of participant-observation as a research tool has therefore not been a haphazard process, but instead has involved a great deal of self-criticism and review. It has, as a result, become specialized.
Visual anthropology Visual anthropology is a subfield of social anthropology that is concerned, in part, with the study and production of ethnographic photography, film and, since the mid-1990s, new media. More recently it has been used by historians of science a ...
can be viewed as a subset of methods of participant-observation, as the central questions in that field have to do with how to take a camera into the field, while dealing with such issues as the observer effect. Issues with entry into the field have evolved into a separate subfield.
Clifford Geertz Clifford James Geertz (; August 23, 1926 – October 30, 2006) was an American anthropologist who is remembered mostly for his strong support for and influence on the practice of symbolic anthropology and who was considered "for three decades. ...
's famous essay on how to approach the multi-faceted arena of human action from an observational point of view, in ''Interpretation of Cultures'' uses the simple example of a human wink, perceived in a cultural context far from home.


Method and practice

Such research involves a range of well-defined, though variable methods: informal interviews, direct
observation Observation is the active acquisition of information from a primary source. In living beings, observation employs the senses. In science, observation can also involve the perception and recording of data via the use of scientific instruments. The ...
,
participation Participation or Participant may refer to: Politics *Participation (decision making), mechanisms for people to participate in social decisions *Civic participation, engagement by the citizens in government *e-participation, citizen participation ...
in the life of the group, collective discussions, analyses of personal documents produced within the group, self-analysis, results from activities undertaken off or online, and life-histories. Although the method is generally characterized as
qualitative research Qualitative research is a type of research that aims to gather and analyse non-numerical (descriptive) data in order to gain an understanding of individuals' social reality, including understanding their attitudes, beliefs, and motivation. This ...
, it can (and often does) include quantitative dimensions. Traditional participant observation is usually undertaken over an extended period of time, ranging from several months to many years, and even generations. An extended research time period means that the researcher is able to obtain more detailed and accurate information about the individuals, community, and/or population under study. Observable details (like daily time allotment) and more hidden details (like
taboo A taboo or tabu is a social group's ban, prohibition, or avoidance of something (usually an utterance or behavior) based on the group's sense that it is excessively repulsive, sacred, or allowed only for certain persons.''Encyclopædia Britannica ...
behavior) are more easily observed and interpreted over a longer period of time. A strength of observation and interaction over extended periods of time is that researchers can discover discrepancies between what participants say—and often believe—should happen (the
formal system A formal system is an abstract structure used for inferring theorems from axioms according to a set of rules. These rules, which are used for carrying out the inference of theorems from axioms, are the logical calculus of the formal system. A form ...
) and what actually does happen, or between different aspects of the formal system; in contrast, a one-time survey of people's answers to a set of questions might be quite consistent, but is less likely to show conflicts between different aspects of the social system or between conscious representations and behavior.DeWalt, K. M., B. R. DeWalt, and C. B. Wayland. 1998. "Participant Observation." Pp. 259–99 in ''Handbook of Methods in Cultural Anthropology,'' edited by H. R. Bernard''.'' Walnut Creek, Calif.:
AltaMira Press Rowman & Littlefield Publishing Group is an independent publishing house founded in 1949. Under several imprints, the company offers scholarly books for the academic market, as well as trade books. The company also owns the book distributing compa ...
.


Howell's phases of participant observation

In participant observation, a researcher's discipline based interests and commitments shape which events he or she considers are important and relevant to the research inquiry.Emerson, R. M., Fretz, R. I., & Shaw, L. L. (2001). "Participant Observation and Fieldnotes." In Paul Atkinson, Amanda Coffey, Sara Delamont, John Lofland, & Lyn Lofland (Eds.), ''Handbook of Ethnography.'' pp: 356-357. Thousand Oaks, CA: Sage Publications. According to Howell (1972), the four stages that most participant observation research studies are establishing rapport or getting to know the people, immersing oneself in the field, recording data and observations, and consolidating the information gathered. The phases are as follows: * Establishing Rapport: Get to know the members, visit the scene before study. Howell states that it is important to become friends, or at least be accepted in the community, in order to obtain quality data. * In the Field (do as the locals do): It is important for the researcher to connect or show a connection with the population in order to be accepted as a member of the community. DeWalt & DeWalt (2011) call this form of rapport establishment as “talking the talk” and “walking the walk”. Also mentioned by Howell, DeWalt & DeWalt state that the researcher must strive to fit in with the population of study through moderation of language and participation. This sets the stage for how well the researcher blends in with the field and the quality of observable events he or she experiences. * Recording Observations and Data: Along with field notes and
interviews An interview is a structured conversation where one participant asks questions, and the other provides answers.Merriam Webster DictionaryInterview Dictionary definition, Retrieved February 16, 2016 In common parlance, the word "interview" r ...
, researchers are encouraged to record their personal thoughts and feelings about the subject of study through reflexivity journals. The researchers are prompted to think about how their experiences, ethnicity, race, gender, sex, sexual orientation, and other factors might influence their research, in this case what the researcher decides to record and observe. Researchers must be aware of these biases and enter the study with no misconceptions about not bringing in any subjectivities into the data collection process. * Analyzing Data: **
Thematic Analysis Thematic analysis is one of the most common forms of analysis within qualitative research. It emphasizes identifying, analysing and interpreting patterns of meaning (or "themes") within qualitative data. Thematic analysis is often understood as a ...
: organizing data according to recurrent themes found in interviews or other types of qualitative data collection and ** Narrative Analysis: categorizing information gathered through interviews, finding common themes, and constructing a coherent story from data.


Types of participant observation

Participant observation is not simply showing up at a site and writing things down. On the contrary, participant observation is a complex method that has many components. One of the first things that a researcher or individual must do after deciding to conduct participant observations to gather data is decide what kind of participant observer he or she will be. Spradley (1980) provides five different types of participant observations summarised below. Limitations To Any Participant Observation *The recorded observations about a group of people or event is never going to be the full description. * As mentioned before this is due to the selective nature of any type of recordable data process: it is inevitably influenced by researchers' personal beliefs of what is relevant and important. *This also plays out in the analysis of collected data; the researcher's worldview invariably influences how he or she interprets and evaluates the data. *The researcher may not capture accurately what the participant or may misunderstand the meaning of the participant's words, thus drawing inaccurate generalizations about the participant's perceptions.


Impact of researcher involvement

The presence of the researcher in the field may influence the participants' behavior, causing the participants to behave differently than they would without the presence of the observer (see:
observer-expectancy effect The observer-expectancy effect (also called the experimenter-expectancy effect, expectancy bias, observer effect, or experimenter effect) is a form of reactivity in which a researcher's cognitive bias causes them to subconsciously influence t ...
).Douglas, Jack D., and John M. Johnson, (eds.). 1977. ''Existential Sociology''. New York:
Cambridge University Press Cambridge University Press is the university press of the University of Cambridge. Granted letters patent by Henry VIII of England, King Henry VIII in 1534, it is the oldest university press A university press is an academic publishing hou ...
. . Retrieved vi
Google Books
Researchers engaging in this type of qualitative research method must be aware that participants may act differently or put up a facade that is in accordance to what they believe the researcher is studying. This is why it is important to employ rigor in any qualitative research study. A useful method of rigor to employ is member-checking or
triangulation In trigonometry and geometry, triangulation is the process of determining the location of a point by forming triangles to the point from known points. Applications In surveying Specifically in surveying, triangulation involves only angle me ...
.Lincoln, Yvonne S., and Egon G. Guba. 1985. ''Naturalistic Inquiry.'' Beverly Hills, Calif.:
SAGE Publications SAGE Publishing, formerly SAGE Publications, is an American independent publishing company founded in 1965 in New York by Sara Miller McCune and now based in Newbury Park, California. It publishes more than 1,000 journals, more than 800 books ...
. . .
According to
Richard Fenno Richard Francis Fenno Jr. (December 12, 1926 – April 21, 2020) was an American political scientist known for his pioneering work on the U.S. Congress and its Members of Congress, members. He was Distinguished University Professor Emeritus at th ...
, one problem in participant observation is the risk of "going native", by which he means that the researcher becomes so immersed in the world of the participant that the researcher loses scholarly objectivity. Fenno also warns that the researcher may lose the ability and willingness to criticize the participant in order to maintain ties with the participant. While gathering data through participant observation, investigator triangulation would be a way to ensure that one researcher is not letting his or her biases or personal preferences in the way of observing and recording meaningful experiences. As the name suggests, investigator triangulation involves multiple research team members gathering data about the same event, but this method ensures a variety of recorded observations due to the varying theoretical perspectives of each research team member. In other words,
triangulation In trigonometry and geometry, triangulation is the process of determining the location of a point by forming triangles to the point from known points. Applications In surveying Specifically in surveying, triangulation involves only angle me ...
, be it data, investigator, theory or methodological triangulation, is a form of cross-checking information. Member checking is when the researcher asks for participant feedback on his or her recorded observations to ensure that the researcher is accurately depicting the participants' experiences and the accuracy of conclusions drawn from the data. This method can be used in participant observation studies or when conducting interviews. Member-checking and
triangulation In trigonometry and geometry, triangulation is the process of determining the location of a point by forming triangles to the point from known points. Applications In surveying Specifically in surveying, triangulation involves only angle me ...
are good methods to use when conducting participant observations, or any other form of qualitative research, because they increase data and research conclusion credibility and transferability. In quantitative research, credibility is liken to internal validity,Banister, Peter, Geoff Bunn, and
Erica Burman Erica Burman (born 1960) is a critical development psychologist based in the United Kingdom. While little known in the developmental psychology research community, her work has been a conceptual resource for critiques of the field, notably femini ...
. 2011. ''Qualitative Methods In Psychology: A Research Guide''. Philadelphia:
Open University Press McGraw Hill is an American educational publishing company and one of the "big three" educational publishers that publishes educational content, software, and services for pre-K through postgraduate education. The company also publishes referen ...
. Pp. 1–16.
or the knowledge that our findings are representative of reality, and transferability is similar to external validity or the extent to which the findings can be generalized across different populations, methods, and settings. A variant of participant observation is observing participation, described by Marek M. Kaminski, who explored prison subculture as a political prisoner in communist Poland in 1985. "Observing" or "observant" participation has also been used to describe fieldwork in sexual minority subcultures by anthropologists and sociologists who are themselves lesbian, gay, bisexual, or transgender, as well as amongst political activists and in protest events. The different phrasing is meant to highlight the way in which their partial or full membership in the community/subculture that they are researching both allows a different sort of access to the community and also shapes their perceptions in ways different from a full outsider. This is similar to considerations by anthropologists such as Lila Abu-Lughod on "halfie anthropology", or fieldwork by
bicultural Biculturalism in sociology describes the co-existence, to varying degrees, of two originally distinct cultures. Official policy recognizing, fostering, or encouraging biculturalism typically emerges in countries that have emerged from a histo ...
anthropologists on a culture to which they partially belong.


Ethical concerns

As with any form of research dealing with human subjects, the researcher must ensure the ethical boundaries are never crossed by those conducting the subjects of study. The researcher must have clearly established boundaries before the onset of the study, and have guidelines in place should any issues cross the line of ethical behavior. One of the issues would be if the researcher is studying a population where illegal activities may occur or when working with minor children. In participant observation, the ethical concern that is most salient is that of informed consent and voluntary participation. There is the issue of deciding to obtain informed consent from every individual in the group of study, obtain the informed consent for participant observation from the person of leadership, or not inform anyone of one’s true purpose in fear of influencing the attitudes of members, thus skewing the observations recorded. The decision is based on the nature of the study and the researcher’s own personal thoughts on the cost-benefit ratio of the situation. Participant observation also brings up the issue of voluntary participation in events the researcher observes and records. There may be instances when members do not want to be a part of the study and request that all data collected pertinent to them be removed. In this case, the researcher is obligated to relinquish data that may identify the members in any way. Above anything else, it is the researcher’s responsibility that the participants of the study do not suffer any ill effects directly or indirectly from the study, participants are informed of their rights as subjects of the study, and that the group was justly chosen for study. The
American Anthropological Association The American Anthropological Association (AAA) is an organization of scholars and practitioners in the field of anthropology. With 10,000 members, the association, based in Arlington, Virginia, includes archaeologists, cultural anthropologists, ...
(AAA) and
American Sociological Association The American Sociological Association (ASA) is a non-profit organization dedicated to advancing the discipline and profession of sociology. Founded in December 1905 as the American Sociological Society at Johns Hopkins University by a group of fif ...
(ASA) both have comprehensive statements concerning the code of conduct for research. The AAA has developed a code of ethics to guide this practice.Ethics Resources—Participate & Advocate
" ''
American Anthropological Association The American Anthropological Association (AAA) is an organization of scholars and practitioners in the field of anthropology. With 10,000 members, the association, based in Arlington, Virginia, includes archaeologists, cultural anthropologists, ...
''. Retrieved 2019-03-16.


See also

* Clinical Ethnography * Creative participation *
Educational psychology Educational psychology is the branch of psychology concerned with the scientific study of human learning. The study of learning processes, from both cognitive and behavioral perspectives, allows researchers to understand individual differences i ...
*
Ethnobotany Ethnobotany is the study of a region's plants and their practical uses through the traditional knowledge of a local culture and people. An ethnobotanist thus strives to document the local customs involving the practical uses of local flora for m ...
*
Immersion journalism Immersion journalism or immersionism is a style of journalism similar to gonzo journalism. In the style, journalists immerse themselves in a situation and with the people involved. The final product tends to focus on the experience, not the writ ...
*
Naturalistic observation Naturalistic observation, sometimes referred to as fieldwork, is a research methodology in numerous fields of science including ethology, anthropology, linguistics, the social sciences, and psychology, in which data are collected as they occur i ...
* Participatory Action Research * Person-centered ethnography * Scholar-practitioner model *
Qualitative research Qualitative research is a type of research that aims to gather and analyse non-numerical (descriptive) data in order to gain an understanding of individuals' social reality, including understanding their attitudes, beliefs, and motivation. This ...
*
Unobtrusive measures Unobtrusive research (or unobtrusive measures) is a method of data collection used primarily in the social sciences. The term "unobtrusive measures" was first coined by Webb, Campbell, Schwartz, & Sechrest in a 1966 book titled ''Unobtrusive Measur ...


References


External links


Code of Ethics of the American Anthropological Association

American Sociological Association Code of Ethics
{{DEFAULTSORT:Participant Observation Social anthropology Qualitative research Observational study pl:Obserwacja (metoda badawcza)#Obserwacja uczestnicząca i nieuczestnicząca