Proscription () is, in current usage, a 'decree of condemnation to death or banishment' (''
Oxford English Dictionary
The ''Oxford English Dictionary'' (''OED'') is the principal historical dictionary of the English language, published by Oxford University Press (OUP), a University of Oxford publishing house. The dictionary, which published its first editio ...
'') and can be used in a political context to refer to state-approved murder or banishment. The term originated in
Ancient Rome
In modern historiography, ancient Rome is the Roman people, Roman civilisation from the founding of Rome, founding of the Italian city of Rome in the 8th century BC to the Fall of the Western Roman Empire, collapse of the Western Roman Em ...
, where it included public identification and official condemnation of declared
enemies of the state and it often involved confiscation of property.
Its usage has been significantly widened to describe governmental and political sanctions of varying severity on individuals and classes of people who have fallen into disfavor, from the ''en masse'' suppression of adherents of unorthodox ideologies to the suppression of political rivals or personal enemies. In addition to its recurrences during the various phases of the
Roman Republic
The Roman Republic ( ) was the era of Ancient Rome, classical Roman civilisation beginning with Overthrow of the Roman monarchy, the overthrow of the Roman Kingdom (traditionally dated to 509 BC) and ending in 27 BC with the establis ...
, it has become a standard term to label:
* The suppression of
Royalist
A royalist supports a particular monarch as head of state for a particular kingdom, or of a particular dynastic claim. In the abstract, this position is royalism. It is distinct from monarchism, which advocates a monarchical system of gove ...
s after
Oliver Cromwell
Oliver Cromwell (25 April 15993 September 1658) was an English statesman, politician and soldier, widely regarded as one of the most important figures in British history. He came to prominence during the Wars of the Three Kingdoms, initially ...
's decisive defeat of
Charles II at the
Battle of Worcester
The Battle of Worcester took place on 3 September 1651 in and around the city of Worcester, England and was the last major battle of the 1642 to 1651 Wars of the Three Kingdoms. A Parliamentarian army of around 28,000 under Oliver Cromwell def ...
in 1651 (see image)
*
The curbing of Western religion in early 18th-century China
* The banning of
Highland dress following the
Jacobite rising of 1745
The Jacobite rising of 1745 was an attempt by Charles Edward Stuart to regain the Monarchy of Great Britain, British throne for his father, James Francis Edward Stuart. It took place during the War of the Austrian Succession, when the bulk of t ...
in Scotland
* Atrocities that occurred during the
Reign of Terror
The Reign of Terror (French: ''La Terreur'', literally "The Terror") was a period of the French Revolution when, following the creation of the French First Republic, First Republic, a series of massacres and Capital punishment in France, nu ...
(1793-1796) phase of the
French Revolution
* The mass deportations of British and French workers from Russia in the mid-19th century, with the onset of the
Crimean War
The Crimean War was fought between the Russian Empire and an alliance of the Ottoman Empire, the Second French Empire, the United Kingdom of Great Britain and Ireland, and the Kingdom of Sardinia (1720–1861), Kingdom of Sardinia-Piedmont fro ...
* In the 20th century, such things as the efforts of the
Labour Party in the
United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Northwestern Europe, off the coast of European mainland, the continental mainland. It comprises England, Scotlan ...
to prevent
"Communist entryism" through
blacklist
Blacklisting is the action of a group or authority compiling a blacklist of people, countries or other entities to be avoided or distrusted as being deemed unacceptable to those making the list; if people are on a blacklist, then they are considere ...
ing propagandizing persons and organisations
* The broad prohibitions of Jewish cultural institutions and activities in the
Soviet Union
The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
after the birth of the state of
Israel
Israel, officially the State of Israel, is a country in West Asia. It Borders of Israel, shares borders with Lebanon to the north, Syria to the north-east, Jordan to the east, Egypt to the south-west, and the Mediterranean Sea to the west. Isr ...
in 1948 and the onset of the
1948 Arab–Israeli War
The 1948 Arab–Israeli War, also known as the First Arab–Israeli War, followed the 1947–1948 civil war in Mandatory Palestine, civil war in Mandatory Palestine as the second and final stage of the 1948 Palestine war. The civil war becam ...
* The banning of organisations considered terrorist—including the membership of and support for—in Ireland, particularly the
Provisional IRA
The Provisional Irish Republican Army (Provisional IRA), officially known as the Irish Republican Army (IRA; ) and informally known as the Provos, was an Irish republican paramilitary force that sought to end British rule in Northern Ireland ...
and the
INLA in the 1970s.
Ancient Rome
Origin
Proscriptions (Latin ''proscriptio'', plural ''proscriptiones'') initially meant public advertisements or notices signifying property or goods for sale.
During the dictatorial reign of
Sulla
Lucius Cornelius Sulla Felix (, ; 138–78 BC), commonly known as Sulla, was a Roman people, Roman general and statesman of the late Roman Republic. A great commander and ruthless politician, Sulla used violence to advance his career and his co ...
, the word took on a more sinister meaning. In 82 or 81 BC, Sulla instituted the process of proscription in order to purge the state of those supporters of his populist rivals,
Gaius Marius
Gaius Marius (; – 13 January 86 BC) was a Roman general and statesman. Victor of the Cimbrian War, Cimbric and Jugurthine War, Jugurthine wars, he held the office of Roman consul, consul an unprecedented seven times. Rising from a fami ...
and
his son. He instituted a notice for the sale of confiscated property belonging to those declared public enemies of the state (some modern historians estimate about 520 people were proscribed as opposed to the ancient estimate of 4,700 people) and condemned to death those proscribed, called ''proscripti'' in Latin.
Treason
There were multiple reasons why the ancient Roman government may have adopted proscription. The Law of Majesty (lex maiestatis), or treason crime consisted of a range of measures. This incldued assisting an enemy in any way (
crimen laesae majestasis), acts of subversion and usurpation, offenses against the peace of the state, offenses against the administration of justice, and violation of absolute duties. Overall, crimes in which the state, emperor, or the state's tranquility were implicated, or offenses against the good of the people, would be considered treason, and, therefore, would invoke proscription. Some of these measures were comparable to the public safety laws of modern times. Others, like violating absolute duties, could arise from accident or circumstance but would invoke punishment regardless.
Punishment for treason was harsh and meant to highlight the seriousness and shamefulness of the crime committed. There were a variety of punishments for capital crimes, including death, loss of freedman status, loss of citizenship with a loss of family rights, or loss of family rights only. Death was a very common punishment and was referred to as
''summum supplicium'', or the "extreme penalty". Death was often the punishment for all but the mildest forms of treason. The so-called "interdiction from water and fire" was a civil excommunication practically resulting in exile, which included forfeiture of citizenship and property. The condemned would be deported to an island. Emperor
Augustus
Gaius Julius Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian (), was the founder of the Roman Empire, who reigned as the first Roman emperor from 27 BC until his death in A ...
frequently employed this method of exile as it kept banished men from banding together in groups. This punishment was reserved for only the mildest forms of treason, however, the death penalty invoked for most other cases.
Sulla's dictatorship
An early instance of mass proscription took place in 82 BC, when
Lucius Cornelius Sulla
Lucius Cornelius Sulla Felix (, ; 138–78 BC), commonly known as Sulla, was a Roman people, Roman general and statesman of the late Roman Republic. A great commander and ruthless politician, Sulla used violence to advance his career and his co ...
was appointed ''
dictator rei publicae constituendae'' ("Dictator for the Reconstitution of the
Republic
A republic, based on the Latin phrase ''res publica'' ('public affair' or 'people's affair'), is a State (polity), state in which Power (social and political), political power rests with the public (people), typically through their Representat ...
"). Sulla proceeded to have the Senate draw up a list of those he considered enemies of the state and published the list in the
Roman Forum
A forum (Latin: ''forum'', "public place outdoors", : ''fora''; English : either ''fora'' or ''forums'') was a public square in a municipium, or any civitas, of Ancient Rome reserved primarily for the vending of goods; i.e., a marketplace, alon ...
. Any man whose name appeared on the list was ''
ipso facto'' stripped of his citizenship and excluded from all protection under law;
reward money was given to any informer who gave information leading to the death of a proscribed man, and any person who killed a proscribed man was entitled to keep part of his estate (the remainder went to the state). No person could inherit money or property from proscribed men. Many victims of proscription were decapitated and their heads were displayed on spears in the
Forum.
Sulla used proscription to restore the depleted
Roman Treasury (''Aerarium''), which had been drained by costly civil and foreign wars in the preceding decade, and to eliminate enemies (both real and potential) of his reformed state and constitutions; the
plutocratic knights of the
Ordo Equester were particularly hard-hit. Giving the procedure a particularly sinister character in the public eye was the fact that many of the proscribed men, escorted from their homes at night by groups of men all named "Lucius Cornelius", never appeared again. (These men were all Sulla's freedmen.) This gave rise to a general fear of being taken from one's home at night as a consequence of any outwardly seditious behaviour.
Sulla's proscription was bureaucratically overseen, and the names of informers and those who profited from killing proscribed men were entered into the public record. Because Roman law could criminalise acts ''
ex post facto'', many informers and profiteers were later prosecuted.
The proscription lists created by Sulla led to mass terror in
Rome
Rome (Italian language, Italian and , ) is the capital city and most populated (municipality) of Italy. It is also the administrative centre of the Lazio Regions of Italy, region and of the Metropolitan City of Rome. A special named with 2, ...
. During this time, "the cities of Italy became theaters of execution." Citizens were terrified to find their names on the lists. Those whose names were listed were ultimately sentenced to death. The executions were brutal and consisted of beheading. Often, the heads were then put on display for the city to see. The bodies of the condemned were often mutilated and dragged before being thrown into the
Tiber River
The Tiber ( ; ; ) is the List of rivers of Italy, third-longest river in Italy and the longest in Central Italy, rising in the Apennine Mountains in Emilia-Romagna and flowing through Tuscany, Umbria, and Lazio, where it is joined by the R ...
. Additionally, those who were condemned lost rights even after their brutal death. Those killed were denied the right to a funeral, and all of their possessions were auctioned off, often to the ones who killed them. Negative consequences arose for anyone that chose to assist those on the list, despite not being listed on the proscribed lists themselves. Anyone who was found guilty of assisting the condemned was
capitally punished.
Families were also punished as a result of being related to one of the proscribed. It was forbidden to mourn the death of a proscribed person. According to
Plutarch
Plutarch (; , ''Ploútarchos'', ; – 120s) was a Greek Middle Platonist philosopher, historian, biographer, essayist, and priest at the Temple of Apollo (Delphi), Temple of Apollo in Delphi. He is known primarily for his ''Parallel Lives'', ...
, the greatest injustice of all the consequences was stripping the rights of their children and grandchildren. While those proscribed and their loved ones faced harsh consequences, the people who assisted the government by killing any person on the proscription list were actually rewarded.
Second Triumvirate
The proscription of 43 BC was the second major proscription. It began with an agreement in November 43 between the
triumvirs Octavian Caesar,
Marcus Antonius
Marcus Antonius (14 January 1 August 30 BC), commonly known in English as Mark Antony, was a Roman politician and general who played a critical role in the transformation of the Roman Republic from a constitutional republic into the ...
, and
Marcus Lepidus after two long meetings. Their aim was to avenge
Julius Caesar
Gaius Julius Caesar (12 or 13 July 100 BC – 15 March 44 BC) was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in Caesar's civil wa ...
’s assassination, eliminate political enemies, and acquire their properties. The proscription was aimed at Julius Caesar’s conspirators, such as
Brutus and
Cassius, and other individuals who had taken part in the civil war, including wealthy people, senators, knights, and republicans such as
Sextus Pompey
Sextus Pompeius Magnus Pius ( 67 – 35 BC), also known in English as Sextus Pompey, was a Roman military leader who, throughout his life, upheld the cause of his father, Pompey the Great, against Julius Caesar and his supporters during the la ...
and
Cicero
Marcus Tullius Cicero ( ; ; 3 January 106 BC – 7 December 43 BC) was a Roman statesman, lawyer, scholar, philosopher, orator, writer and Academic skeptic, who tried to uphold optimate principles during the political crises tha ...
. There were 2,000 names on the list in total, and a handsome reward of 2,500
drachmae for bringing back the head of a free person on the list (a slave's head was worth 1,000 drachmae); the same rewards were given to anyone who gave information on where someone on the list was hiding. Anyone who tried to save people on the list was added to the list. The material belongings of the dead victims were to be confiscated. Some of the listed were stripped of their property but protected from death by their relatives in the Triumvirate (''e.g.'',
Lucius Julius Caesar and
Lepidus' brother
Paullus). Most were killed, in some cases gruesomely.
Cicero
Marcus Tullius Cicero ( ; ; 3 January 106 BC – 7 December 43 BC) was a Roman statesman, lawyer, scholar, philosopher, orator, writer and Academic skeptic, who tried to uphold optimate principles during the political crises tha ...
, his younger brother
Quintus Tullius Cicero (one of
Julius Caesar
Gaius Julius Caesar (12 or 13 July 100 BC – 15 March 44 BC) was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in Caesar's civil wa ...
's
legates) and
Marcus Favonius were all killed in the proscription.
Cicero's head and hands were famously cut off and fastened to the
Rostra
The Rostra () was a large platform built in the city of Rome that stood during the republican and imperial periods. Speakers would stand on the rostra and face the north side of the Comitium towards the senate house and deliver orations to t ...
.
Contemporary Roman historians provide conflicting reports as to which triumvir was most responsible for the proscriptions and killing. They agree that enacting the proscriptions was a means by all three factions to eliminate political enemies.
Marcus Velleius Paterculus
Marcus Velleius Paterculus (; ) was a Roman historian, soldier and senator. His Roman history, written in a highly rhetorical style, covered the period from the end of the Trojan War to AD 30, but is most useful for the period from the death o ...
asserted that Octavian tried to avoid proscribing officials whereas Lepidus and Antony were to blame for initiating them.
Cassius Dio
Lucius Cassius Dio (), also known as Dio Cassius ( ), was a Roman historian and senator of maternal Greek origin. He published 80 volumes of the history of ancient Rome, beginning with the arrival of Aeneas in Italy. The volumes documented the ...
defended Octavian as trying to spare as many as possible, whereas Antony and Lepidus, being older and involved in politics longer, had many more enemies to deal with.
This claim was rejected by
Appian
Appian of Alexandria (; ; ; ) was a Greek historian with Roman citizenship who prospered during the reigns of the Roman Emperors Trajan, Hadrian, and Antoninus Pius.
He was born c. 95 in Alexandria. After holding the senior offices in the pr ...
, who maintained that Octavian shared an equal interest with Lepidus and Antony in eradicating his enemies. Suetonius said that Octavian was at first reluctant to proscribe officials, but eventually pursued his enemies with more vigor than the other triumvirs.
Plutarch
Plutarch (; , ''Ploútarchos'', ; – 120s) was a Greek Middle Platonist philosopher, historian, biographer, essayist, and priest at the Temple of Apollo (Delphi), Temple of Apollo in Delphi. He is known primarily for his ''Parallel Lives'', ...
described the proscriptions as a ruthless and cutthroat swapping of friends and family among Antony, Lepidus, and Octavian. For example, Octavian allowed the proscription of his ally Cicero, Antony the proscription of his maternal uncle Lucius Julius Caesar, and Lepidus his brother, although only Cicero would ultimately be killed as a result of these concessions.
See also
*
Attainder
In English criminal law, attainder was the metaphorical "stain" or "corruption of blood" which arose from being condemned for a serious capital crime (felony or treason). It entailed losing not only one's life, property and hereditary titles, but ...
*
Damnatio memoriae
() is a modern Latin phrase meaning "condemnation of memory" or "damnation of memory", indicating that a person is to be excluded from official accounts. Depending on the extent, it can be a case of historical negationism. There are and have b ...
*
Enemy of the people
The terms enemy of the people and enemy of the nation are designations for the political opponents and the social class, social-class opponents of the Power (social and political), power group within a larger social unit, who, thus identified, ...
*
Homo sacer
*
Hostis humani generis
*
Ostracism
Ostracism (, ''ostrakismos'') was an Athenian democratic procedure in which any citizen could be expelled from the city-state of Athens for ten years. While some instances clearly expressed popular anger at the citizen, ostracism was often us ...
*
Outlaw
An outlaw, in its original and legal meaning, is a person declared as outside the protection of the law. In pre-modern societies, all legal protection was withdrawn from the criminal, so anyone was legally empowered to persecute or kill them. ...
*
Personae non gratae
*
Purge
In history, religion and political science, a purge is a position removal or execution of people who are considered undesirable by those in power from a government, another, their team leaders, or society as a whole. A group undertaking such an ...
*
Targeted killing
Targeted killing is a form of assassination carried out by governments Extrajudicial killing, outside a judicial procedure or a battlefield.
Since the late 20th century, the legal status of targeted killing has become a subject of contention wit ...
References
Bibliography
*
Further reading
* Michnik, Adam, and Elzbieta Matynia. "The Ultras of Moral Revolution." ''Daedalus'' 136, no. 1 (2007): 67–83. https://www.jstor.org/stable/20028090
* Mousourakis, George. ''A Legal History of Rome''. London: Routledge, 2007.
* Plutarch, ''The Life of Sulla''.
* Ridley, Ronald T. "The Dictator's Mistake: Caesar's Escape from Sulla." ''Historia: Zeitschrift für Alte Geschichte'' Bd. 49, H. 2 (2nd Qtr., 2000), pp. 211–229
*
Robinson, O.F. ''Penal Practice and Penal Policy in Ancient Rome''. Routledge, 2007.
{{Conformity
Political and cultural purges
Roman law