The Orr–Sommerfeld equation, in
fluid dynamics
In physics, physical chemistry and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids – liquids and gases. It has several subdisciplines, including (the study of air and other gases in motion ...
, is an
eigenvalue
In linear algebra, an eigenvector ( ) or characteristic vector is a vector that has its direction unchanged (or reversed) by a given linear transformation. More precisely, an eigenvector \mathbf v of a linear transformation T is scaled by a ...
equation describing the linear two-dimensional modes of disturbance to a
viscous
Viscosity is a measure of a fluid's rate-dependent resistance to a change in shape or to movement of its neighboring portions relative to one another. For liquids, it corresponds to the informal concept of ''thickness''; for example, syrup h ...
parallel flow. The solution to the
Navier–Stokes equations
The Navier–Stokes equations ( ) are partial differential equations which describe the motion of viscous fluid substances. They were named after French engineer and physicist Claude-Louis Navier and the Irish physicist and mathematician Georg ...
for a parallel, laminar flow can become unstable if certain conditions on the flow are satisfied, and the Orr–Sommerfeld equation determines precisely what the conditions for
hydrodynamic stability
In fluid dynamics, hydrodynamic stability is the field of study, field which analyses the stability and the onset of instability of fluid flows. The study of hydrodynamic stability aims to find out if a given flow is stable or unstable, and if so ...
are.
The equation is named after
William McFadden Orr and
Arnold Sommerfeld
Arnold Johannes Wilhelm Sommerfeld (; 5 December 1868 – 26 April 1951) was a German Theoretical physics, theoretical physicist who pioneered developments in Atomic physics, atomic and Quantum mechanics, quantum physics, and also educated and ...
, who derived it at the beginning of the 20th century.
Formulation
The equation is derived by solving a
linear
In mathematics, the term ''linear'' is used in two distinct senses for two different properties:
* linearity of a '' function'' (or '' mapping'');
* linearity of a '' polynomial''.
An example of a linear function is the function defined by f(x) ...
ized version of the Navier–Stokes equation for the perturbation velocity field
:
,
where
is the unperturbed or basic flow. The perturbation velocity has the
wave
In physics, mathematics, engineering, and related fields, a wave is a propagating dynamic disturbance (change from List of types of equilibrium, equilibrium) of one or more quantities. ''Periodic waves'' oscillate repeatedly about an equilibrium ...
-like solution
(real part understood). Using this knowledge, and the
streamfunction representation for the flow, the following dimensional form of the Orr–Sommerfeld equation is obtained:
:
,
where
is the dynamic
viscosity
Viscosity is a measure of a fluid's rate-dependent drag (physics), resistance to a change in shape or to movement of its neighboring portions relative to one another. For liquids, it corresponds to the informal concept of ''thickness''; for e ...
of the fluid,
is its
density
Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be u ...
, and
is the potential or stream function. In the case of zero viscosity (
), the equation reduces to
Rayleigh's equation. The equation can be written in non-dimensional form by measuring velocities according to a scale set by some characteristic velocity
, and by measuring lengths according to channel depth
. Then the equation takes the form
:
,
where
:
is the
Reynolds number
In fluid dynamics, the Reynolds number () is a dimensionless quantity that helps predict fluid flow patterns in different situations by measuring the ratio between Inertia, inertial and viscous forces. At low Reynolds numbers, flows tend to ...
of the base flow. The relevant boundary conditions are the
no-slip boundary conditions at the channel top and bottom
and
,
:
at
and
in the case where
is the potential function.
Or:
:
at
and
in the case where
is the stream function.
The eigenvalue parameter of the problem is
and the eigenvector is
. If the imaginary part of the wave speed
is positive, then the base flow is unstable, and the small perturbation introduced to the system is amplified in time.
The equation can also be derived for three-dimensional disturbances of the form
:
,
with
(real part understood). Any solution to the three-dimensional equation can be mapped back to a more unstable (lower Reynolds number) solution of the two-dimensional equation above due to
Squire's theorem. It is therefore sufficient to study only two-dimensional disturbances when dealing with the
linear stability of a parallel flow.
Solutions
For all but the simplest of velocity profiles
, numerical or asymptotic methods are required to calculate solutions. Some typical flow profiles are discussed below. In general, the
spectrum
A spectrum (: spectra or spectrums) is a set of related ideas, objects, or properties whose features overlap such that they blend to form a continuum. The word ''spectrum'' was first used scientifically in optics to describe the rainbow of co ...
of the equation is discrete and infinite for a bounded flow, while for unbounded flows (such as
boundary-layer flow), the spectrum contains both continuous and discrete parts.

For plane
Poiseuille flow, it has been shown that the flow is unstable (i.e. one or more eigenvalues
has a positive imaginary part) for some
when
and the neutrally stable mode at
having
,
. To see the stability properties of the system, it is customary to plot a dispersion curve, that is, a plot of the growth rate
as a function of the wavenumber
.
The first figure shows the spectrum of the Orr–Sommerfeld equation at the critical values listed above. This is a plot of the eigenvalues (in the form
) in the
complex plane
In mathematics, the complex plane is the plane (geometry), plane formed by the complex numbers, with a Cartesian coordinate system such that the horizontal -axis, called the real axis, is formed by the real numbers, and the vertical -axis, call ...
. The rightmost eigenvalue is the most unstable one. At the critical values of Reynolds number and
wavenumber
In the physical sciences, the wavenumber (or wave number), also known as repetency, is the spatial frequency of a wave. Ordinary wavenumber is defined as the number of wave cycles divided by length; it is a physical quantity with dimension of ...
, the rightmost eigenvalue is exactly zero. For higher (lower) values of Reynolds number, the rightmost eigenvalue shifts into the positive (negative) half of the complex plane. Then, a fuller picture of the stability properties is given by a plot exhibiting the functional dependence of this eigenvalue; this is shown in the second figure. The third figure shows the neutral stability curve which divides the
-plane into the region where the flow is linearly stable and the region where the flow is linearly unstable.
On the other hand, the spectrum of eigenvalues for
Couette flow
In fluid dynamics, Couette flow is the flow of a viscosity, viscous fluid in the space between two surfaces, one of which is moving tangentially relative to the other. The relative motion of the surfaces imposes a shear stress on the fluid and ind ...
indicates stability, at all Reynolds numbers. However, in experiments, Couette flow is found to be unstable to small, but ''finite,'' perturbations for which the linear theory, and the Orr–Sommerfeld equation do not apply. It has been argued that the non-normality of the eigenvalue problem associated with Couette (and indeed, Poiseuille) flow might explain that observed instability. That is, the eigenfunctions of the Orr–Sommerfeld operator are complete but non-orthogonal. Then, the
energy
Energy () is the physical quantity, quantitative physical property, property that is transferred to a physical body, body or to a physical system, recognizable in the performance of Work (thermodynamics), work and in the form of heat and l ...
of the disturbance contains contributions from all eigenfunctions of the Orr–Sommerfeld equation. Even if the energy associated with each eigenvalue considered separately is decaying exponentially in time (as predicted by the Orr–Sommerfeld analysis for the Couette flow), the cross terms arising from the non-orthogonality of the eigenvalues can increase transiently. Thus, the total energy increases transiently (before tending asymptotically to zero). The argument is that if the magnitude of this transient growth is sufficiently large, it destabilizes the laminar flow, however this argument has not been universally accepted.
A nonlinear theory explaining transition, has also been proposed. Although that theory does include linear transient growth, the focus is on 3D nonlinear processes that are strongly suspected to underlie transition to turbulence in shear flows. The theory has led to the construction of so-called complete 3D steady states, traveling waves and time-periodic solutions of the Navier-Stokes equations that capture many of the key features of transition and coherent structures observed in the near wall region of turbulent shear flows. Even though "solution" usually implies the existence of an analytical result, it is common practice in fluid mechanics to refer to numerical results as "solutions" - regardless of whether the approximated solutions satisfy the Navier-Stokes equations in a mathematically satisfactory way or not. It is postulated that transition to turbulence involves the dynamic state of the fluid evolving from one solution to the next. The theory is thus predicated upon the actual existence of such solutions (many of which have yet to be observed in a physical experimental setup). This relaxation on the requirement of exact solutions allows a great deal of flexibility, since exact solutions are extremely difficult to obtain (contrary to numerical solutions), at the expense of rigor and (possibly) correctness. Thus, even though not as rigorous as previous approaches to transition, it has gained immense popularity.
An extension of the Orr–Sommerfeld equation to the flow in porous media has been recently suggested.
Mathematical methods for free-surface flows
For Couette flow, it is possible to make mathematical progress in the solution of the Orr–Sommerfeld equation. In this section, a demonstration of this method is given for the case of free-surface flow, that is, when the upper lid of the channel is replaced by a free surface. Note first of all that it is necessary to modify upper boundary conditions to take account of the free surface. In non-dimensional form, these conditions now read
at
,
,
at
.
The first free-surface condition is the statement of continuity of tangential stress, while the second condition relates the normal stress to the surface tension. Here
:
are the
Froude and
Weber number
The Weber number (We) is a dimensionless number in fluid mechanics that is often useful in analysing fluid flows where there is an interface between two different fluids, especially for multiphase flows with strongly curved surfaces. It is named ...
s respectively.
For Couette flow
, the four
linearly independent
In the theory of vector spaces, a set of vectors is said to be if there exists no nontrivial linear combination of the vectors that equals the zero vector. If such a linear combination exists, then the vectors are said to be . These concep ...
solutions to the non-dimensional Orr–Sommerfeld equation are,
:
,
:
:
where
is the
Airy function
In the physical sciences, the Airy function (or Airy function of the first kind) is a special function named after the British astronomer George Biddell Airy (1801–1892). The function Ai(''x'') and the related function Bi(''x''), are Linear in ...
of the first kind. Substitution of the
superposition solution
into the four boundary conditions gives four equations in the four unknown constants
. For the equations to have a non-trivial solution, the
determinant
In mathematics, the determinant is a Scalar (mathematics), scalar-valued function (mathematics), function of the entries of a square matrix. The determinant of a matrix is commonly denoted , , or . Its value characterizes some properties of the ...
condition
must be satisfied. This is a single equation in the unknown ''c'', which can be solved numerically or by
asymptotic
In analytic geometry, an asymptote () of a curve is a line such that the distance between the curve and the line approaches zero as one or both of the ''x'' or ''y'' coordinates Limit of a function#Limits at infinity, tends to infinity. In pro ...
methods. It can be shown that for a range of wavenumbers
and for sufficiently large Reynolds numbers, the growth rate
is positive.
See also
*
Gravitational comet-asteroid forcing events
*
Gravity wave
In fluid dynamics, gravity waves are waves in a fluid medium or at the interface between two media when the force of gravity or buoyancy tries to restore equilibrium. An example of such an interface is that between the atmosphere and the oc ...
*
Lee waves
*
Rogue wave A rogue wave is an abnormally large ocean wave.
Rogue wave may also refer to:
* Optical rogue waves, are rare pulses of light analogous to rogue or freak ocean waves.
* Rogue Wave Software, a software company
* Rogue Wave (band), an American in ...
References
Further reading
*
*
*
{{DEFAULTSORT:Orr-Sommerfeld equation
Fluid dynamics
Equations of fluid dynamics
Fluid dynamic instabilities
de:Lineare Stabilitätstheorie#Orr-Sommerfeld-Gleichung