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A mental model is an internal representation of external
reality Reality is the sum or aggregate of everything in existence; everything that is not imagination, imaginary. Different Culture, cultures and Academic discipline, academic disciplines conceptualize it in various ways. Philosophical questions abo ...
: that is, a way of representing reality within one's
mind The mind is that which thinks, feels, perceives, imagines, remembers, and wills. It covers the totality of mental phenomena, including both conscious processes, through which an individual is aware of external and internal circumstances ...
. Such models are hypothesized to play a major role in
cognition Cognition is the "mental action or process of acquiring knowledge and understanding through thought, experience, and the senses". It encompasses all aspects of intellectual functions and processes such as: perception, attention, thought, ...
,
reasoning Reason is the capacity of consciously applying logic by drawing valid conclusions from new or existing information, with the aim of seeking the truth. It is associated with such characteristically human activities as philosophy, religion, scien ...
and
decision-making In psychology, decision-making (also spelled decision making and decisionmaking) is regarded as the Cognition, cognitive process resulting in the selection of a belief or a course of action among several possible alternative options. It could be ...
. The term for this concept was coined in 1943 by
Kenneth Craik Kenneth James William Craik (; 1914 – 1945) was a Scottish philosopher and psychologist. A pioneer of cybernetics, he hypothesized that a human behaves basically as a servomechanism that controlled at discrete points in time. He influenced W ...
, who suggested that the mind constructs "small-scale
models A model is an informative representation of an object, person, or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin , . Models can be divided int ...
" of reality that it uses to anticipate events. Mental models can help shape
behaviour Behavior (American English) or behaviour (British English) is the range of actions of Individual, individuals, organisms, systems or Artificial intelligence, artificial entities in some environment. These systems can include other systems or or ...
, including approaches to solving problems and performing tasks. In
psychology Psychology is the scientific study of mind and behavior. Its subject matter includes the behavior of humans and nonhumans, both consciousness, conscious and Unconscious mind, unconscious phenomena, and mental processes such as thoughts, feel ...
, the term ''mental models'' is sometimes used to refer to
mental representation A mental representation (or cognitive representation), in philosophy of mind, cognitive psychology, neuroscience, and cognitive science, is a hypothetical internal cognitive symbol that represents external reality or its abstractions. Mental re ...
s or mental simulation generally. The concepts of
schema Schema may refer to: Science and technology * SCHEMA (bioinformatics), an algorithm used in protein engineering * Schema (genetic algorithms), a set of programs or bit strings that have some genotypic similarity * Schema.org, a web markup vocab ...
and
conceptual model The term conceptual model refers to any model that is formed after a wikt:concept#Noun, conceptualization or generalization process. Conceptual models are often abstractions of things in the real world, whether physical or social. Semantics, Semant ...
s are cognitively adjacent. Elsewhere, it is used to refer to the "mental model" theory of reasoning developed by
Philip Johnson-Laird Philip Nicholas Johnson-Laird, FRS, FBA (born 12 October 1936) is a philosopher of language and reasoning and a developer of the mental model theory of reasoning. He was a professor at Princeton University's Department of Psychology, as well ...
and Ruth M. J. Byrne.


History

The term ''mental model'' is believed to have originated with
Kenneth Craik Kenneth James William Craik (; 1914 – 1945) was a Scottish philosopher and psychologist. A pioneer of cybernetics, he hypothesized that a human behaves basically as a servomechanism that controlled at discrete points in time. He influenced W ...
in his 1943 book ''The Nature of Explanation''. Georges-Henri Luquet in ''Le dessin enfantin'' (Children's drawings), published in 1927 by Alcan, Paris, argued that children construct internal models, a view that influenced, among others, child psychologist
Jean Piaget Jean William Fritz Piaget (, ; ; 9 August 1896 – 16 September 1980) was a Swiss psychologist known for his work on child development. Piaget's theory of cognitive development and epistemological view are together called genetic epistemology. ...
.
Jay Wright Forrester Jay Wright Forrester (July 14, 1918 – November 16, 2016) was an American computer engineer, management theorist and systems scientist. He spent his entire career at Massachusetts Institute of Technology, entering as a graduate student in 1 ...
defined general mental models thus:
The image of the world around us, which we carry in our head, is just a model. Nobody in his head imagines all the world, government or country. He has only selected concepts, and relationships between them, and uses those to represent the real system (Forrester, 1971).
Philip Johnson-Laird Philip Nicholas Johnson-Laird, FRS, FBA (born 12 October 1936) is a philosopher of language and reasoning and a developer of the mental model theory of reasoning. He was a professor at Princeton University's Department of Psychology, as well ...
published ''Mental Models: Towards a Cognitive Science of Language, Inference and Consciousness'' in 1983. In the same year, Dedre Gentner and Albert Stevens edited a collection of chapters in a book also titled ''Mental Models''. The first line of their book explains the idea further: "One function of this chapter is to belabor the obvious; people's views of the world, of themselves, of their own capabilities, and of the tasks that they are asked to perform, or topics they are asked to learn, depend heavily on the conceptualizations that they bring to the task." (see the book: '' Mental Models''). Since then, there has been much discussion and use of the idea in human-computer interaction and
usability Usability can be described as the capacity of a system to provide a condition for its users to perform the tasks safely, effectively, and efficiently while enjoying the experience. In software engineering, usability is the degree to which a softw ...
by researchers including Donald Norman and Steve Krug (in his book '' Don't Make Me Think'').
Walter Kintsch Walter Kintsch (May 30, 1932 – March 24, 2023) was an American psychologist and academic who was professor emeritus of Psychology at the University of Colorado Boulder (United States). He was renowned for his groundbreaking theories in cognitive ...
and Teun A. van Dijk, using the term ''situation model'' (in their book ''Strategies of Discourse Comprehension'', 1983), showed the relevance of mental models for the production and comprehension of
discourse Discourse is a generalization of the notion of a conversation to any form of communication. Discourse is a major topic in social theory, with work spanning fields such as sociology, anthropology, continental philosophy, and discourse analysis. F ...
. Charlie Munger popularized the use of multi-disciplinary mental models for making business and investment decisions.


Mental models and reasoning

One view of human reasoning is that it depends on mental models. In this view, mental models can be constructed from perception, imagination, or the comprehension of discourse (Johnson-Laird, 1983). Such mental models are similar to architects' models or to physicists' diagrams in that their structure is analogous to the structure of the situation that they represent, unlike, say, the structure of logical forms used in formal rule theories of reasoning. In this respect, they are a little like pictures in the picture theory of language described by philosopher
Ludwig Wittgenstein Ludwig Josef Johann Wittgenstein ( ; ; 26 April 1889 – 29 April 1951) was an Austrian philosopher who worked primarily in logic, the philosophy of mathematics, the philosophy of mind, and the philosophy of language. From 1929 to 1947, Witt ...
in 1922.
Philip Johnson-Laird Philip Nicholas Johnson-Laird, FRS, FBA (born 12 October 1936) is a philosopher of language and reasoning and a developer of the mental model theory of reasoning. He was a professor at Princeton University's Department of Psychology, as well ...
and Ruth M.J. Byrne developed their mental model theory of reasoning which makes the assumption that reasoning depends, not on logical form, but on mental models (Johnson-Laird and Byrne, 1991).


Principles of mental models

Mental models are based on a small set of fundamental assumptions (
axiom An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or ...
s), which distinguish them from other proposed representations in the
psychology of reasoning The psychology of reasoning (also known as the cognitive science of reasoning) is the study of how people reason, often broadly defined as the process of drawing conclusions to inform how people solve problems and make decisions. It overlaps w ...
(Byrne and Johnson-Laird, 2009). Each mental model represents a possibility. A mental model represents one possibility, capturing what is common to all the different ways in which the possibility may occur (Johnson-Laird and Byrne, 2002). Mental models are iconic, i.e., each part of a model corresponds to each part of what it represents (Johnson-Laird, 2006). Mental models are based on a principle of truth: they typically represent only those situations that are possible, and each model of a possibility represents only what is true in that possibility according to the proposition. However, mental models can represent what is false, temporarily assumed to be true, for example, in the case of counterfactual conditionals and counterfactual thinking (Byrne, 2005).


Reasoning with mental models

People infer that a conclusion is valid if it holds in all the possibilities. Procedures for reasoning with mental models rely on counter-examples to refute invalid inferences; they establish validity by ensuring that a conclusion holds over all the models of the premises. Reasoners focus on a subset of the possible models of multiple-model problems, often just a single model. The ease with which reasoners can make deductions is affected by many factors, including age and working memory (Barrouillet, et al., 2000). They reject a conclusion if they find a counterexample, i.e., a possibility in which the premises hold, but the conclusion does not (Schroyens, et al. 2003; Verschueren, et al., 2005).


Criticisms

Scientific debate continues about whether human reasoning is based on mental models, versus formal
rules of inference Rules of inference are ways of deriving conclusions from premises. They are integral parts of formal logic, serving as norms of the logical structure of valid arguments. If an argument with true premises follows a rule of inference then the c ...
(e.g., O'Brien, 2009), domain-specific rules of inference (e.g., Cheng & Holyoak, 2008; Cosmides, 2005), or probabilities (e.g., Oaksford and Chater, 2007). Many empirical comparisons of the different theories have been carried out (e.g., Oberauer, 2006).


Mental models of dynamics systems: mental models in system dynamics


Characteristics

A mental model is generally: * founded on unquantifiable, impugnable, obscure, or incomplete facts; * flexible – considerably variable in positive as well as in negative sense; * an information filter that causes selective perception, perception of only selected parts of
information Information is an Abstraction, abstract concept that refers to something which has the power Communication, to inform. At the most fundamental level, it pertains to the Interpretation (philosophy), interpretation (perhaps Interpretation (log ...
; * very limited, compared with the complexities of the world, and even when a
scientific model Scientific modelling is an activity that produces models representing empirical objects, phenomena, and physical processes, to make a particular part or feature of the world easier to understand, define, quantify, visualize, or simulate. It ...
is extensive and in accordance with a certain
reality Reality is the sum or aggregate of everything in existence; everything that is not imagination, imaginary. Different Culture, cultures and Academic discipline, academic disciplines conceptualize it in various ways. Philosophical questions abo ...
in the derivation of
logical consequence Logical consequence (also entailment or logical implication) is a fundamental concept in logic which describes the relationship between statement (logic), statements that hold true when one statement logically ''follows from'' one or more stat ...
s of it, it must take into account such restrictions as
working memory Working memory is a cognitive system with a limited capacity that can Memory, hold information temporarily. It is important for reasoning and the guidance of decision-making and behavior. Working memory is often used synonymously with short-term m ...
; i.e., rules on the maximum number of elements that people are able to remember, gestaltisms or failure of the principles of
logic Logic is the study of correct reasoning. It includes both formal and informal logic. Formal logic is the study of deductively valid inferences or logical truths. It examines how conclusions follow from premises based on the structure o ...
, etc.; * dependent on sources of information, which one cannot find anywhere else, are available at any time and can be used. Mental models are a fundamental way to understand organizational learning. Mental models, in popular science parlance, have been described as "deeply held images of thinking and acting". Mental models are so basic to understanding the world that people are hardly conscious of them.


Expression of mental models of dynamic systems

S.N. Groesser and M. Schaffernicht (2012) describe three basic methods which are typically used: *
Causal loop diagram A causal loop diagram (CLD) is a causal diagram that visualizes how different variables in a system are causally interrelated. The diagram consists of a set of words and arrows. Causal loop diagrams are accompanied by a narrative which describes ...
s – displaying tendency and a direction of information connections and the resulting causality and feedback loops * System structure diagrams – another way to express the structure of a qualitative dynamic system * Stock and flow diagrams - a way to quantify the structure of a dynamic system These methods allow showing a mental model of a dynamic system, as an explicit, written model about a certain system based on internal beliefs. Analyzing these graphical representations has been an increasing area of research across many social science fields. Additionally software tools that attempt to capture and analyze the structural and functional properties of individual mental models such as Mental Modeler, "a participatory modeling tool based in fuzzy-logic cognitive mapping", have recently been developed and used to collect/compare/combine mental model representations collected from individuals for use in social science research, collaborative decision-making, and natural resource planning.


Mental model in relation to system dynamics and systemic thinking

In the simplification of reality, creating a model can find a sense of reality, seeking to overcome systemic thinking and
system dynamics System dynamics (SD) is an approach to understanding the nonlinear behaviour of complex systems over time using stocks, flows, internal feedback loops, table functions and time delays. Overview System dynamics is a methodology and mathematical ...
. These two disciplines can help to construct a better coordination with the reality of mental models and simulate it accurately. They increase the probability that the consequences of how to decide and act in accordance with how to plan. *
System dynamics System dynamics (SD) is an approach to understanding the nonlinear behaviour of complex systems over time using stocks, flows, internal feedback loops, table functions and time delays. Overview System dynamics is a methodology and mathematical ...
– extending mental models through the creation of explicit models, which are clear, easily communicated and can be compared with each other. * Systemic thinking – seeking the means to improve the mental models and thereby improve the quality of dynamic decisions that are based on mental models. Experimental studies carried out in
weightlessness Weightlessness is the complete or near-complete absence of the sensation of weight, i.e., zero apparent weight. It is also termed zero g-force, or zero-g (named after the g-force) or, incorrectly, zero gravity. Weight is a measurement of the fo ...
and on Earth using
neuroimaging Neuroimaging is the use of quantitative (computational) techniques to study the neuroanatomy, structure and function of the central nervous system, developed as an objective way of scientifically studying the healthy human brain in a non-invasive ...
showed that humans are endowed with a mental model of the effects of gravity on object motion.


Single and double-loop learning

After analyzing the basic characteristics, it is necessary to bring the process of changing the mental models, or the process of learning.
Learning Learning is the process of acquiring new understanding, knowledge, behaviors, skills, value (personal and cultural), values, Attitude (psychology), attitudes, and preferences. The ability to learn is possessed by humans, non-human animals, and ...
is a back-loop
process A process is a series or set of activities that interact to produce a result; it may occur once-only or be recurrent or periodic. Things called a process include: Business and management * Business process, activities that produce a specific s ...
, and
feedback Feedback occurs when outputs of a system are routed back as inputs as part of a chain of cause and effect that forms a circuit or loop. The system can then be said to ''feed back'' into itself. The notion of cause-and-effect has to be handle ...
loops can be illustrated as: single-loop learning or double-loop learning.


Single-loop learning

Mental models affect the way that people work with information, and also how they determine the final decision. The decision itself changes, but the mental models remain the same. It is the predominant method of learning, because it is very convenient.


Double-loop learning

Double-loop learning (''see diagram below'') is used when it is necessary to change the mental model on which a decision depends. Unlike single loops, this model includes a shift in understanding, from simple and static to broader and more dynamic, such as taking into account the changes in the surroundings and the need for expression changes in mental models.


See also

*
All models are wrong "All models are wrong" is a common aphorism and anapodoton in statistics. It is often expanded as "All models are wrong, but some are useful". The aphorism acknowledges that statistical models always fall short of the complexities of reality but ca ...
* Cognitive map *
Cognitive psychology Cognitive psychology is the scientific study of human mental processes such as attention, language use, memory, perception, problem solving, creativity, and reasoning. Cognitive psychology originated in the 1960s in a break from behaviorism, whi ...
*
Conceptual model The term conceptual model refers to any model that is formed after a wikt:concept#Noun, conceptualization or generalization process. Conceptual models are often abstractions of things in the real world, whether physical or social. Semantics, Semant ...
*
Educational psychology Educational psychology is the branch of psychology concerned with the scientific study of human learning. The study of learning processes, from both cognitive psychology, cognitive and behavioral psychology, behavioral perspectives, allows researc ...
*
Folk psychology Folk psychology, commonsense psychology, or naïve psychology is the ordinary, intuitive, or non-expert understanding, explanation, and rationalization of people's behaviors and Cognitive psychology, mental states. In philosophy of mind and cognit ...
*
Internal model (motor control) In the subject area of control theory, an internal model is a process that simulates the response of the system in order to estimate the outcome of a system disturbance. The internal model principle was first articulated in 1976 by B. A. Francis ...
*
Knowledge representation Knowledge representation (KR) aims to model information in a structured manner to formally represent it as knowledge in knowledge-based systems whereas knowledge representation and reasoning (KRR, KR&R, or KR²) also aims to understand, reason, and ...
* Lovemap *
Macrocognition Macrocognition indicates a descriptive level of cognition performed in natural instead of artificial (laboratory) environments. This term is reported to have been coined by Pietro Cacciabue and Erik Hollnagel in 1995. However, it is also reported ...
*
Map–territory relation The map–territory relation is the relationship between an object and a representation of that object, as in the relation between a geographical territory and a map of it. Mistaking the map for the territory is a logical fallacy that occurs wh ...
* Model-dependent realism *
Neuro-linguistic programming Neuro-linguistic programming (NLP) is a Pseudoscience, pseudoscientific approach to communication, personal development, and psychotherapy that first appeared in Richard Bandler and John Grinder's book ''The Structure of Magic I'' (1975). NLP ...
*
Neuroeconomics Neuroeconomics is an Interdisciplinarity, interdisciplinary field that seeks to explain human decision-making, the ability to process multiple alternatives and to follow through on a plan of action. It studies how economic behavior can shape our u ...
*
Neuroplasticity Neuroplasticity, also known as neural plasticity or just plasticity, is the ability of neural networks in the brain to change through neurogenesis, growth and reorganization. Neuroplasticity refers to the brain's ability to reorganize and rewir ...
*
OODA loop The OODA loop (observe, orient, decide, act) is a decision-making model developed by United States Air Force Colonel John Boyd. He applied the concept to the combat operations process, often at the operational level during military campaigns ...
*
Psyche (psychology) The psyche is currently used to describe the totality of the human mind, conscious and unconscious. Especially in older texts, the English word soul is sometimes used synonymously. ''Psychology'' is the scientific or objective study of the ...
* Self-stereotyping * Social intuitionism * Space mapping *
System dynamics System dynamics (SD) is an approach to understanding the nonlinear behaviour of complex systems over time using stocks, flows, internal feedback loops, table functions and time delays. Overview System dynamics is a methodology and mathematical ...
* Text and conversation theory


Notes


References

* Barrouillet, P. et al. (2000)
Conditional reasoning by mental models: chronometric and developmental evidence
''Cognit.'' 75, 237-266. * Byrne, R.M.J. (2005).
The Rational Imagination: How People Create Counterfactual Alternatives to Reality
'' Cambridge MA: MIT Press. * Byrne, R.M.J. & Johnson-Laird, P.N. (2009). 'If' and the problems of conditional reasoning. ''Trends in Cognitive Sciences''. 13, 282-287 * Cheng, P.C. and Holyoak, K.J. (2008) Pragmatic reasoning schemas. In
Reasoning: studies of human inference and its foundations
' (Adler, J.E. and Rips, L.J., eds), pp. 827–842, Cambridge University Press * Cosmides, L. et al. (2005) Detecting cheaters. ''Trends in Cognitive Sciences''. 9,505–506 * Forrester, J. W. (1971
Counterintuitive behavior of social systems
''Technology Review.'' * Johnson-Laird, P.N. (1983). ''Mental Models: Towards a Cognitive Science of Language, Inference, and Consciousness.'' Cambridge: Cambridge University Press. * Johnson-Laird, P.N. (2006) ''How We Reason''. Oxford University Press * Johnson-Laird, P.N. and Byrne, R.M.J. (2002) Conditionals: a theory of meaning, inference, and pragmatics. ''Psychol. Rev.'' 109, 646–678 * Oaksford, M. and Chater, N. (2007) ''Bayesian Rationality''. Oxford University Press * Oberauer K. (2006) Reasoning with conditionals: A test of formal models of four theories. ''Cognit. Psychol.'' 53:238–283. * O’Brien, D. (2009). Human reasoning includes a mental logic. ''Behav. Brain Sci.'' 32, 96–97 * Schroyens, W. et al. (2003). In search of counterexamples: Deductive rationality in human reasoning. ''Quart. J. Exp. Psychol.'' 56(A), 1129–1145. * Verschueren, N. et al. (2005)
Everyday conditional reasoning: A working memory-dependent tradeoff between counterexample and likelihood use
''Mem. Cognit''. 33, 107-119.


Further reading

* Chater, N. et al. (2006) Probabilistic Models of Cognition: Conceptual Foundations. Trends Cogn Sci 10(7):287-91. . * Gentner, Dedre; Stevens, Albert L., eds. (1983)
''Mental Models''
Hillsdale: Erlbaum 1983. * Groesser, S.N. (2012).
Mental model of dynamic systems
'. In N.M. Seel (Ed.). The encyclopedia of the sciences of learning (Vol. 5, pp. 2195–2200). New York: Springer. * Groesser, S.N. & Schaffernicht, M. (2012). ''Mental Models of Dynamic Systems: Taking Stock and Looking Ahead''. System Dynamics Review, 28(1): 46-68, Wiley.
Johnson-Laird, P.N. 2005. The History of Mental Models
* Jones, N. A. et al. (2011).
Mental Models: an interdisciplinary synthesis of theory and methods
''Ecology and Society.''16 (1): 46. * Jones, N. A. et al. (2014).
Eliciting mental models: a comparison of interview procedures in the context of natural resource management
''Ecology and Society.''19 (1): 13. * Luquet, Georges-Henri (2001). ''Children's Drawings''. Free Association Books. * Prediger, S. (2008).
Discontinuities for mental models - a source for difficulties with the multiplication of fractions
''Proceedings of ICME-11, Topic Study Group 10, Research and Development of Number Systems and Arithmetic''. (See also Prediger's references to Fischbein 1985 and Fischbein 1989, "Tacit models and mathematical reasoning".) * Robles-De-La-Torre, G. & Sekuler, R. (2004).
Numerically Estimating Internal Models of Dynamic Virtual Objects
". In: ''ACM Transactions on Applied Perception 1(2)'', pp. 102–117.


External links


Mental Models and Reasoning Laboratory

Systems Analysis, Modelling and Prediction Group, University of Oxford

System Dynamics Society
{{World view Conceptual models Cognitive modeling Cognitive psychology Cognitive science Information Information science