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Indirect rule was a system of
governance Governance is the overall complex system or framework of Process, processes, functions, structures, Social norm, rules, Law, laws and Norms (sociology), norms born out of the Interpersonal relationship, relationships, Social interaction, intera ...
used by imperial powers to control parts of their
empire An empire is a political unit made up of several territories, military outpost (military), outposts, and peoples, "usually created by conquest, and divided between a hegemony, dominant center and subordinate peripheries". The center of the ...
s. This was particularly used by
colonial empire A colonial empire is a sovereign state, state engaging in colonization, possibly establishing or maintaining colony, colonies, infused with some form of coloniality and colonialism. Such states can expand contiguous as well as Territory#Overseas ...
s like the
British Empire The British Empire comprised the dominions, Crown colony, colonies, protectorates, League of Nations mandate, mandates, and other Dependent territory, territories ruled or administered by the United Kingdom and its predecessor states. It bega ...
to control their possessions in
Africa Africa is the world's second-largest and second-most populous continent after Asia. At about 30.3 million km2 (11.7 million square miles) including adjacent islands, it covers 20% of Earth's land area and 6% of its total surfac ...
and
Asia Asia ( , ) is the largest continent in the world by both land area and population. It covers an area of more than 44 million square kilometres, about 30% of Earth's total land area and 8% of Earth's total surface area. The continent, which ...
, which was done through pre-existing indigenous power structures. Indirect rule was used by various colonial rulers such as: the French in
Algeria Algeria, officially the People's Democratic Republic of Algeria, is a country in the Maghreb region of North Africa. It is bordered to Algeria–Tunisia border, the northeast by Tunisia; to Algeria–Libya border, the east by Libya; to Alger ...
and
Tunisia Tunisia, officially the Republic of Tunisia, is a country in the Maghreb region of North Africa. It is bordered by Algeria to the west and southwest, Libya to the southeast, and the Mediterranean Sea to the north and east. Tunisia also shares m ...
, the Dutch in the
East Indies The East Indies (or simply the Indies) is a term used in historical narratives of the Age of Discovery. The ''Indies'' broadly referred to various lands in Eastern world, the East or the Eastern Hemisphere, particularly the islands and mainl ...
, the Portuguese in
Angola Angola, officially the Republic of Angola, is a country on the west-Central Africa, central coast of Southern Africa. It is the second-largest Portuguese-speaking world, Portuguese-speaking (Lusophone) country in both total area and List of c ...
and
Mozambique Mozambique, officially the Republic of Mozambique, is a country located in Southeast Africa bordered by the Indian Ocean to the east, Tanzania to the north, Malawi and Zambia to the northwest, Zimbabwe to the west, and Eswatini and South Afr ...
and the Belgians in Rwanda and Burundi. These dependencies were often called " protectorates" or "trucial states". Through this system, the day-to-day government and administration of both small and large areas were left in the hands of traditional rulers, who gained prestige and the stability and protection afforded by the
Pax Britannica ''Pax Britannica'' (Latin for , modelled after '' Pax Romana'') refers to the relative peace between the great powers in the time period roughly bounded by the Napoleonic Wars and World War I. During this time, the British Empire became the ...
(in the case of British territories). Consequentially done at the cost of losing control of their external affairs, and often of taxation, communications, and other matters. It was usually carried out with a small number of European "advisors" effectively overseeing the government of large numbers of people spread over extensive areas.


British Empire

Some British colonies were ruled directly by the
Colonial Office The Colonial Office was a government department of the Kingdom of Great Britain and later of the United Kingdom, first created in 1768 from the Southern Department to deal with colonial affairs in North America (particularly the Thirteen Colo ...
in
London London is the Capital city, capital and List of urban areas in the United Kingdom, largest city of both England and the United Kingdom, with a population of in . London metropolitan area, Its wider metropolitan area is the largest in Wester ...
, while others were ruled indirectly through local rulers who are supervised behind the scenes by British advisors. In 1890
Zanzibar Zanzibar is a Tanzanian archipelago off the coast of East Africa. It is located in the Indian Ocean, and consists of many small Island, islands and two large ones: Unguja (the main island, referred to informally as Zanzibar) and Pemba Island. ...
became a
protectorate A protectorate, in the context of international relations, is a State (polity), state that is under protection by another state for defence against aggression and other violations of law. It is a dependent territory that enjoys autonomy over ...
(not a colony) of Britain.
British Prime Minister The prime minister of the United Kingdom is the head of government of the United Kingdom. The prime minister advises the sovereign on the exercise of much of the royal prerogative, chairs the Cabinet, and selects its ministers. Modern pri ...
Salisbury Salisbury ( , ) is a city status in the United Kingdom, cathedral city and civil parish in Wiltshire, England with a population of 41,820, at the confluence of the rivers River Avon, Hampshire, Avon, River Nadder, Nadder and River Bourne, Wi ...
explained his position: :The condition of a protected dependency is more acceptable to the half civilized races, and more suitable for them than direct dominion. It is cheaper, simpler, less wounding to their self-esteem, gives them more career as public officials, and spares of unnecessary contact with white men. The Princely states of India were also ruled indirectly, with the Indian territories ruled indirectly experiencing similar effects to those in Africa that experienced indirect rule. The same went for many of the West African holdings of the British and French empires.


In Africa

The ideological underpinnings, as well as the practical application, of 'indirect rule' in
Uganda Uganda, officially the Republic of Uganda, is a landlocked country in East Africa. It is bordered to the east by Kenya, to the north by South Sudan, to the west by the Democratic Republic of the Congo, to the south-west by Rwanda, and to the ...
and
Nigeria Nigeria, officially the Federal Republic of Nigeria, is a country in West Africa. It is situated between the Sahel to the north and the Gulf of Guinea in the Atlantic Ocean to the south. It covers an area of . With Demographics of Nigeria, ...
is traced back to the work of
Frederick Lugard Frederick John Dealtry Lugard, 1st Baron Lugard (22 January 1858 – 11 April 1945), known as Sir Frederick Lugard between 1901 and 1928, was a British soldier, explorer of Africa and colonial administrator. He was Governor of Hong Kong (1907� ...
, the High Commissioner of the Protectorate of Northern Nigeria from 1899 to 1906. Indirect rule was by no means a new idea at the time, since it had been in use in ruling empires throughout history. For instance, in addition to India and Uganda, it had been practiced in the Songhai and Ashanti Empires. In the lands of the
Sokoto Caliphate The Sokoto Caliphate (, literally: Caliphate in the Lands of Sudan), also known as the Sultanate of Sokoto, was a Sunni Islam, Sunni Muslim caliphate in West Africa. It was founded by Usman dan Fodio in 1804 during the Fula jihads, Fulani jihads ...
, conquered by the
British British may refer to: Peoples, culture, and language * British people, nationals or natives of the United Kingdom, British Overseas Territories and Crown Dependencies. * British national identity, the characteristics of British people and culture ...
at the turn of the century, Lugard instituted a system whereby external, military, and tax control was operated by the British. While every other aspect of life was left to local pre-conquest indigenous aristocracies who may have sided with the British during or after their conquest. The theory behind this solution to a very practical problem (referred to as 'The Native Question' by
Mahmood Mamdani Mahmood Mamdani, FBA (born 23 April 1946) is an Indian-born Ugandan academic, author, and political commentator, based in New York City. He is the Herbert Lehman Professor of Government and a Professor of Anthropology, Political Science and ...
in his work Citizen and Subject) of control by a tiny group of foreigners of huge populations is laid out in Lugard's influential work, '' The Dual Mandate in British Tropical Africa''. Lugard copied the numerous empires before his time who had created and developed the indirect rule system. According to Lugard, Indirect Rule was a political doctrine which held that the Europeans and Africans were culturally different to this extent. Which he interpreted it to mean that Africans had to be ruled through the Africans own institution. Whereby, to achieve this objective: * Chiefs and or Royalty continued to exercise their traditional powers over their subjects; * Chiefs were appointed for areas with no chiefs; and * Aspects of traditional government repugnant to “European ideas of what constituted government were modified.” e.g. the abolition of
human sacrifice Human sacrifice is the act of killing one or more humans as part of a ritual, which is usually intended to please or appease deity, gods, a human ruler, public or jurisdictional demands for justice by capital punishment, an authoritative/prie ...
. It has been pointed out that the British were not prepared to pay for colonial administration, though interested in economically benefiting from their new colonies; neither did the British have enough resources to finance it. This economic question coupled with the shortage of or lack of European personnel in Africa at the time, convinced the British that it would be cheaper to use the traditional institutions to achieve the same objective. The nature and operation of indirect rule in Northern Nigeria, amply confirm these contentions. When Lugard and his men conquered the Sokoto Caliphate of Northern Nigeria, in the early 20th century, his limited resources in terms of men and money, made rule of the vast territory highly impracticable. Fortunately for him, however, the Sokoto Caliphate already possessed a highly developed and efficient system of administration headed by emirs, with the Sultan of Sokoto as the supreme head. The hierarchical nature of the political structure was ideal for the system of indirect rule because the British could control the emirs and the emirs in turn could control their people. In the mid-1920s, the British implemented the system of indirect rule in Tanzania.


Practical implementation

Indirect rule was cheaper and easier for the European powers and, in particular, it required fewer administrators, but had a number of problems. In many cases, European authorities empowered local traditional leaders, as in the case of the monarchy of
Uganda Uganda, officially the Republic of Uganda, is a landlocked country in East Africa. It is bordered to the east by Kenya, to the north by South Sudan, to the west by the Democratic Republic of the Congo, to the south-west by Rwanda, and to the ...
, but if no suitable leader could be found (in the traditional Western sense of the term), the Europeans would simply choose local rulers to suit them. This was the case in
Kenya Kenya, officially the Republic of Kenya, is a country located in East Africa. With an estimated population of more than 52.4 million as of mid-2024, Kenya is the 27th-most-populous country in the world and the 7th most populous in Africa. ...
and Southern
Nigeria Nigeria, officially the Federal Republic of Nigeria, is a country in West Africa. It is situated between the Sahel to the north and the Gulf of Guinea in the Atlantic Ocean to the south. It covers an area of . With Demographics of Nigeria, ...
, and the new leaders, often called "warrant chiefs", were not always supported by the local population. The European ruling classes also often chose local leaders with similar traits to their own, despite these traits not being suited to native leadership. Many were conservative elders, and thus indirect rule fostered a conservative outlook among the indigenous population and marginalised the young
intelligentsia The intelligentsia is a status class composed of the university-educated people of a society who engage in the complex mental labours by which they critique, shape, and lead in the politics, policies, and culture of their society; as such, the i ...
. Written laws, which replaced oral laws, were less flexible to the changing social nature, old customs of retribution and justice were removed or banned, as well as the removal of more violent punishments. Furthermore, leaders empowered by the governments of European powers were often not familiar with their new tasks, such as recruitment and tax.


Interpretations

From the early 20th century, French and British writers helped establish a dichotomy between British indirect rule, exemplified by the
Indian princely states Indian or Indians may refer to: Associated with India * of or related to India ** Indian people ** Indian diaspora ** Languages of India ** Indian English, a dialect of the English language ** Indian cuisine Associated with indigenous peoples o ...
and by Lugard's writings on the administration of northern Nigeria, and
French colonial French colonial architecture includes several styles of architecture used by the French during colonization. French colonial architecture has a long history, beginning in North America in 1604 and being most active in the Western Hemisphere (Car ...
direct rule In political science, direct rule is when an imperial or central power takes direct control over the legislature, executive and civil administration of an otherwise largely self-governing territory. Examples Chechnya In 1991, Chechen separat ...
. As with British theorists, French colonial officials like Félix Eboué or Robert Delavignette wrote and argued throughout the first half of the 20th century for a distinct French style of rule that was centralized, uniform, and aimed at assimilating colonial subjects into the French polity. French rule, sometimes labeled ''
Jacobin The Society of the Friends of the Constitution (), renamed the Society of the Jacobins, Friends of Freedom and Equality () after 1792 and commonly known as the Jacobin Club () or simply the Jacobins (; ), was the most influential political cl ...
'', was said in these writings to be based on the twin ideologies of the centralized unitary French government of the
Metropole A metropole () is the homeland, central territory or the state exercising power over a colonial empire. From the 19th century, the English term ''metropole'' was mainly used in the scope of the British, Spanish, French, Dutch, Portugu ...
, with the French colonial ideology of Assimilation. Colonial Assimilation argued that French law and citizenship was based on universal values that came from the French Revolution. Mirroring French domestic citizenship law, French colonial law allowed for anyone who could prove themselves culturally French (the "
Évolué In the Belgian colonial empire, Belgian and French colonial empires, an (, 'evolved one' or 'developed one') was an African who had been Europeanised through education and cultural assimilation, assimilation and had accepted European values and ...
s") to become equal French citizens. In
French West Africa French West Africa (, ) was a federation of eight French colonial empires#Second French colonial empire, French colonial territories in West Africa: Colonial Mauritania, Mauritania, French Senegal, Senegal, French Sudan (now Mali), French Guin ...
, only parts of the Senegalese " Four Communes" ever extended French citizenship outside a few educated African elite. While making more subtle distinctions, this model of direct versus indirect rule was dominant in academia from the 1930s until the 1970s. Academics since the 1970s have problematised the Direct versus Indirect Rule dichotomy, arguing the systems were in practice intermingled in both British and French colonial governance, and that the perception of indirect rule was sometimes promoted to justify quite direct rule structures.
Mahmood Mamdani Mahmood Mamdani, FBA (born 23 April 1946) is an Indian-born Ugandan academic, author, and political commentator, based in New York City. He is the Herbert Lehman Professor of Government and a Professor of Anthropology, Political Science and ...
and other academics have discussed extensively how both direct and indirect rule were attempts to implement identical goals of foreign rule, but how the "indirect" strategy helped to create ethnic tensions within ruled societies which persist in hostile communal relations and dysfunctional strategies of government. Mamdani himself famously described indirect rule as "decentralised despotism". Some political scientists have even expanded the debate on how direct versus indirect rule experiences continue to affect contemporary governance into how governments which have never experienced being under colonial rule function.John Gerring, Daniel Ziblatt, Johan Van Gorp and Julián Arévalo (2011). An Institutional Theory of Direct and Indirect Rule. World Politics, 63, pp 377-433 doi:10.1017/S0043887111000104


See also

* Bussa revolt – a 1915 uprising against indirect rule in Northern Nigeria *
Direct colonial rule Direct colonial rule is a form of colonialism that involves the establishment of a centralized foreign authority within a territory, which is run by colonial officials. According to Michael W. Doyle of Harvard University, in a system of direct ...
*
Analysis of Western European colonialism and colonization Western European colonialism and colonization was the Western European policy or practice of acquiring full or partial political control over other societies and territories, founding a colony, occupying it with settlers, and exploiting it econ ...
*
Neocolonialism Neocolonialism is the control by a state (usually, a former colonial power) over another nominally independent state (usually, a former colony) through indirect means. The term ''neocolonialism'' was first used after World War II to refer to ...
*
Vassal state A vassal state is any state that has a mutual obligation to a superior state or empire, in a status similar to that of a vassal in the feudal system in medieval Europe. Vassal states were common among the empires of the Near East, dating back to ...
*
Puppet state A puppet state, puppet régime, puppet government or dummy government is a State (polity), state that is ''de jure'' independent but ''de facto'' completely dependent upon an outside Power (international relations), power and subject to its ord ...


References


Sources and references

* Michael Crowder. Indirect Rule: French and British Style. Africa: Journal of the International African Institute, Vol. 34, No. 3. (Jul., 1964), pp. 197–205. * Paul Rich . The Origins of Apartheid Ideology: The Case of Ernest Stubbs and Transvaal Native Administration, c.1902-1932. African Affairs, Vol. 79, No. 315. (Apr., 1980), pp. 171–194. *Omipidan Tesli
Indirect Rule in Nigeria
OldNaija * H. F. Morris . A History of the Adoption of Codes of Criminal Law and Procedure in British Colonial Africa, 1876–1935. '' Journal of African Law'', Vol. 18, No. 1, Criminal Law and Criminology. (Spring, 1974), pp. 6–23. * Jonathan Derrick. The 'Native Clerk' in Colonial West Africa. African Affairs, Vol. 82, No. 326. (Jan., 1983), pp. 61–74. * Diana Wylie. Confrontation over Kenya: The Colonial Office and Its Critics 1918–1940. ''
The Journal of African History ''The Journal of African History'' (JAH) is a triannual peer-reviewed academic journal. It was established in 1960 and is published by Cambridge University Press. It was among the first specialist journals to be devoted to African history and arc ...
'', Vol. 18, No. 3. (1977), pp. 427–447. * P. A. Brunt . Empires: Reflections on British and Roman Imperialism. Comparative Studies in Society and History, Vol. 7, No. 3. (Apr., 1965), pp. 267–288. * R. O. Collins and J. M. Burns. ''A History of Sub-Saharan Africa'', Cambridge, 2007. *


Period writings

*
Harold Nicolson Sir Harold George Nicolson (21 November 1886 – 1 May 1968) was a British politician, writer, broadcaster and gardener. His wife was Vita Sackville-West. Early life and education Nicolson was born in Tehran, Persia, the youngest son of dipl ...
. The Colonial Problem. International Affairs, Vol. 17, No. 1. (Jan. - Feb., 1938), pp. 32–50. * W. E. Rappard . The Practical Working of the Mandates System. Journal of the British Institute of International Affairs, Vol. 4, No. 5. (Sep., 1925), pp. 205–226. *
Jan Smuts Field Marshal Jan Christian Smuts, (baptismal name Jan Christiaan Smuts, 24 May 1870 11 September 1950) was a South African statesman, military leader and philosopher. In addition to holding various military and cabinet posts, he served as P ...
. Native Policy in Africa. Journal of the Royal African Society, Vol. 29, No. 115. (Apr., 1930), pp. 248–268. * Ralph J. Bunche . French and British Imperialism in West Africa. The Journal of Negro History, Vol. 21, No. 1. (Jan., 1936), pp. 31–46. * F. D. Lugard.
The Dual Mandate In British Tropical Africa.
' Edinburgh: W. Blackwood and sons, 1922. {{DEFAULTSORT:Indirect Rule Governance of the British Empire History of European colonialism French colonels