Herbert George Gutman (1928–1985) was an American professor of history at the
Graduate Center
The Graduate School and University Center of the City University of New York (CUNY Graduate Center) is a public university, public research institution and post-graduate university, postgraduate university in New York City. Formed in 1961 as Divi ...
of the
City University of New York
The City University of New York (CUNY, pronounced , ) is the Public university, public university system of Education in New York City, New York City. It is the largest urban university system in the United States, comprising 25 campuses: eleven ...
, where he wrote on
slavery
Slavery is the ownership of a person as property, especially in regards to their labour. Slavery typically involves compulsory work, with the slave's location of work and residence dictated by the party that holds them in bondage. Enslavemen ...
and
labor history.
Early life and education
Gutman was born in 1928 to Jewish immigrant parents in
New York City
New York, often called New York City (NYC), is the most populous city in the United States, located at the southern tip of New York State on one of the world's largest natural harbors. The city comprises five boroughs, each coextensive w ...
; he was deeply influenced by their
leftism. He attended John Adams High School and graduated with a
bachelor's degree
A bachelor's degree (from Medieval Latin ''baccalaureus'') or baccalaureate (from Modern Latin ''baccalaureatus'') is an undergraduate degree awarded by colleges and universities upon completion of a course of study lasting three to six years ...
from
Queens College in 1948. During his teens and his college years, Gutman became involved in numerous left-wing and labor causes and worked for the
Wallace presidential campaign.
He received a
master's degree
A master's degree (from Latin ) is a postgraduate academic degree awarded by universities or colleges upon completion of a course of study demonstrating mastery or a high-order overview of a specific field of study or area of professional prac ...
in history from
Columbia University
Columbia University in the City of New York, commonly referred to as Columbia University, is a Private university, private Ivy League research university in New York City. Established in 1754 as King's College on the grounds of Trinity Churc ...
. His thesis studied the
Panic of 1873
The Panic of 1873 was a financial crisis that triggered an economic depression in Europe and North America that lasted from 1873 to 1877 or 1879 in France and in Britain. In Britain, the Panic started two decades of stagnation known as the "L ...
and its effects on New York City, and focused heavily on workers' demands for public works. It was written under the supervision of
Richard Hofstadter. Gutman later dismissed it as "boring conventional labor history."
[Kealy, "Herbert G. Gutman, 1928–1985, and the Writing of Working-Class History," ''Monthly Review,'' May, 1986.]
Gutman was awarded a
doctorate
A doctorate (from Latin ''doctor'', meaning "teacher") or doctoral degree is a postgraduate academic degree awarded by universities and some other educational institutions, derived from the ancient formalism '' licentia docendi'' ("licence to teach ...
in history from the
University of Wisconsin–Madison
The University of Wisconsin–Madison (University of Wisconsin, Wisconsin, UW, UW–Madison, or simply Madison) is a public land-grant research university in Madison, Wisconsin, United States. It was founded in 1848 when Wisconsin achieved st ...
in 1959. His doctoral dissertation was on American labor during the Panic of 1873 and supervised by
Howard K. Beale. During this time, Gutman worked with the eminent labor scholars
Merrill Jensen,
Merle Curti, and
Selig Perlman, who had turned the University of Wisconsin–Madison into the cradle of modern American
labor studies
Labour relations in practice is a subarea within human resource management, and the main components of it include collective bargaining, application and oversight of collective agreement obligations, and dispute resolution. Academically, employe ...
.
He later married Judith Mara and they had two daughters.
Career
Gutman taught at
Fairleigh Dickinson University
Fairleigh Dickinson University () is a private university with its main campuses in New Jersey, located in Madison / Florham Park and in Teaneck / Hackensack. Founded in 1942, Fairleigh Dickinson University offers more than 100 degree prog ...
from 1956 to 1963. Immersing himself in the "
new labor history", he researched and wrote a series of community studies about railroad workers, coal miners and ironworkers. During his earliest years as a labor historian, Gutman's thesis was that "workers derived their strength from their small-town milieus and from alliances with class elements unsympathetic to the rising industrialists ..." But, as he later admitted, this conclusion was wrong.
Gutman then took a position teaching history at the
State University of New York at Buffalo beginning in 1963. At SUNY-Buffalo, he began adapting more statistical and quantitative methodologies to the study of American history. But in 1964, the preeminent British social historian
E. P. Thompson came to the United States expressly to visit Gutman. "Gutman's insights into the strengths of working-class resistance to industrial capitalism and the realization that one source of this resistance lay in traditions and ideas derived from previous forms of social organization made Thompson's emphasis on culture and the 'making' of the working class particularly attractive."
When Gutman's essay "Protestantism and the American Labor Movement" appeared in the ''American Historical Review'' in 1966, it not only put him in the forefront of the new labor history movement, but also cemented his already-considerable reputation.
Gutman left SUNY-Buffalo in 1966 to take a job at the
University of Rochester
The University of Rochester is a private university, private research university in Rochester, New York, United States. It was founded in 1850 and moved into its current campus, next to the Genesee River in 1930. With approximately 30,000 full ...
. During this time, he conducted most of the research for his massive, path-breaking work, ''The Black Family in Slavery and Freedom, 1750–1925''.
Gutman left the Rochester in 1972, and became a professor of history at the City College of New York. He joined CUNY's Graduate Center in 1975, and stopped teaching at City College in 1975 to teach full-time in the graduate program.
In 1977, Gutman received a grant from the
National Endowment for the Humanities
The National Endowment for the Humanities (NEH) is an independent federal agency of the U.S. government, established by thNational Foundation on the Arts and the Humanities Act of 1965(), dedicated to supporting research, education, preserv ...
(NEH) to teach labor history to union members. The series of lectures, called "Americans at Work", continued until 1980. The lectures attracted widespread attention from unions, workers and Gutman's peers for their engaging style, detail and application to current events in the labor movement.
The enthusiasm generated by the NEH lectures led Gutman to co-found the
American Social History Project at CUNY Graduate Center. The project, funded by NEH and the
Ford Foundation
The Ford Foundation is an American private foundation with the stated goal of advancing human welfare. Created in 1936 by Edsel Ford and his father Henry Ford, it was originally funded by a $25,000 (about $550,000 in 2023) gift from Edsel Ford. ...
, began collecting original documents, oral histories, biographies and other historical documentation relating to the history of labor and workers in the US. It produced a film, a series of slide shows, and a two-volume history of working people in the United States entitled Who Built America?
In 1984, Gutman received a
Guggenheim Fellowship
Guggenheim Fellowships are Grant (money), grants that have been awarded annually since by the John Simon Guggenheim Memorial Foundation, endowed by the late Simon Guggenheim, Simon and Olga Hirsh Guggenheim. These awards are bestowed upon indiv ...
and was teaching classes at four historically black colleges for the
United Negro College Fund.
Gutman suffered a severe heart attack in late June 1985 at his home in
Nyack,
New York. He died five weeks later at
New York Hospital-Cornell Medical Center
The NewYork-Presbyterian Hospital (abbreviated as NYP) is a nonprofit academic medical center in New York City. It is the primary teaching hospital for Weill Cornell Medicine and Columbia University College of Physicians and Surgeons. The hospit ...
on July 21, 1985.
[William Serrin, "Prof. Herbert Gutman, Labor Historian, Is Dead," ''New York Times'', July 22, 1985, p. D-9.]
Research focus and critical assessment
Herbert Gutman focused on the history of workers and slaves in the United States. He is considered one of the co-founders and primary proponents of the "new labor history," a school of thought that believes ordinary people have not received the proper amount of attention from historians.
He developed a critique of the "
Commons
The commons is the cultural and natural resources accessible to all members of a society, including natural materials such as air, water, and a habitable Earth. These resources are held in common even when owned privately or publicly. Commons ...
school" of labor history that focused on markets and minimized other factors such as technological or cultural changes and working people themselves.
Gutman has been criticized for his quasi-
Marxist
Marxism is a political philosophy and method of socioeconomic analysis. It uses a dialectical and materialist interpretation of historical development, better known as historical materialism, to analyse class relations, social conflic ...
theoretical leanings. It is clear that at one time he may have been an academic Marxist. But by the late 1950s, he had moved away from Marxism. Instead, he retained "what he called 'a really good set of questions' that Marx had inspired (e.g., what were workers, not just leaders, doing on a day-to-day basis?). These questions reshaped labor history and also appealed to students of Afro-American history."
[Rachleff, "Two Decades of the 'New' Labor History," ''American Quarterly,'' March 1989.]
Gutman was often criticized for overemphasizing the experiences of working people and blacks as historical agents, and "sometimes summarily dismissed as a 'romantic' and lacking in sophisticated 'theory'…".
[Painter, "Herbert Gutman, Historian of Class," ''Washington Post,'' January 17, 1988.]
Gutman is best known for two major studies of slavery in America: ''Slavery and the Numbers Game: A Critique of "Time on the Cross"'' (1975) and ''The Black Family in Slavery and Freedom, 1750–1925'' (1976), and for ''Work, Culture and Society in Industrializing America'' (1976).
''Slavery and the Numbers Game''
"Slavery and the Numbers Game" deconstructs the assumptions and methodology in the book ''
Time on the Cross: The Economics of American Negro Slavery'', by
Robert William Fogel and
Stanley L. Engerman. ''Time on the Cross'' denied that slavery was unprofitable, a moribund institution (even though, in fact, few academics said or believed that by this time), inefficient, and extremely harsh for typical slave. The book received a large amount of mainstream media attention for its revisionism, impressed the historical community with its use of
cliometrics
Cliometrics (, also ), sometimes called 'new economic history' or 'econometric history', is the systematic application of economic theory, econometric techniques, and other formal or mathematical methods to the study of history (especially social a ...
, and outraged many in the civil rights community (with some calling it a rallying cry for racism).
Gutman systematically took Fogel and Engerman to task on a variety of fronts. He noted the authors were extremely careless in their calculations, and often used the wrong measurement to estimate the harshness of slavery. For example, Fogel and Engerman assumed that slave couples moved west together with their owners, based on their analysis of probate records and invoices from slave sales in New Orleans, and therefore argued that the slave trade related did not destroy black families. Gutman challenged this argument, as Fogel and Engerman seemed to ignore the fact that slave’s spouses were not always sold to the same master. Furthermore, the authors of ''Time on the Cross'' did not take into account the friends and extended family of slaves left behind, again ignoring the disruptive impact this had on slave families and communities. In ''Slavery and the Numbers Game'', Gutman argued that Fogel and Engerman chose their examples poorly, focussing on plantations which were unreflective of broader southern society. Gutman roundly criticized Fogel and Engerman on a host of other claims as well, including the lack of evidence for systematic and regular rewards and a failure to consider the effect public whipping would have on other slaves. Gutman also argued that Fogel and Engerman had fallen prey to an ideological pitfall by assuming that most of those enslaved had assimilated the
Protestant work ethic
The Protestant work ethic, also known as the Calvinist work ethic or the Puritan work ethic, is a work ethic concept in sociology, economics, and history. It emphasizes that a person's subscription to the values espoused by the Protestantism, Pro ...
. If they had such an ethic, then the system of punishments and rewards outlined in ''Time on the Cross'' would support Fogel and Engerman's thesis. Gutman conclusively showed, however, that most slaves had not adopted this ethic at all and that slavery's carrot-and-stick approach to work had not shaped the slave worldview to mimic that of their owners. Gutman emphasizes the slaves' responses to their treatment at the hands of slaveowners. He shows that slaves labored, not because they shared values and goals with their masters, but because of the omnipresent threat of 'negative incentives,' primarily physical violence.
''The Black Family in Slavery and Freedom, 1750–1925''
''The Black Family in Slavery and Freedom, 1750–1925'', published a year after ''Slavery and the Numbers Game'', is a detailed study of black family life under slavery in the United States. The book draws on census data, diaries, family records, bills of sale and other records, and argues that slavery did not break up the black family. Gutman concluded that most black families largely remained intact despite slavery. Gutman further argued that black families also remained intact during the first wave of migration to the North after the
Civil War
A civil war is a war between organized groups within the same Sovereign state, state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies.J ...
(although he remained open to arguments about black family collapse in the 1930s and 1940s).
Gutman's work was widely praised. It not only constituted an excellent example of
social history
Social history, often called history from below, is a field of history that looks at the lived experience of the past. Historians who write social history are called social historians.
Social history came to prominence in the 1960s, spreading f ...
for its focus on individuals but it challenged long-held conventional ideas about the slavery's effects on black families.
''Work, Culture and Society in Industrializing America''
Here, Gutman wrote in opposition to previous approaches to U.S. working-class history that had focused on trade unionism, instead examining "the institutions, beliefs, and ideas that American workers ... created and recreated in their adaptation to the harsh realities of the new industrial system."
[ Dennis Dworkin, ''Class Struggles'', Edinburgh, Pearson, 2007, p.57.]
Memberships and awards
Gutman was a member of the
American Academy of Arts and Sciences
The American Academy of Arts and Sciences (The Academy) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, and other ...
. Along with
David Brody and
David Montgomery), he was editor of the Working Class in American History series at the University of Illinois Press. In the late 1980s, the University of Illinois Press established the Herbert Gutman Award for the best book in American history published by the press.
Published works
Solely authored books
*''The Black Family in Slavery and Freedom, 1750-1925.'' New York: Vintage Books, 1977.
Full text online free*''Power & Culture: Essays.'' New York: Pantheon Books, 1987. Edited and with an Introduction by Ira Berlin.
full text online free*''Slavery and the Numbers Game: A Critique of 'Time on the Cross'.'' Introduction by Bruce Levine. Champaign, Ill.: University of Illinois Press, 2003.
Full text online free*''Work, Culture and Society.'' New York: Vintage Books, 1977.
Full text online free
Solely authored book chapters
*"Labor in the Land of Lincoln: Coal Miners on the Prairie." In ''Power and Culture: Essays on the American Working Class.'' Reissue edition. Ira Berlin, ed. New York: New Press, 1992.
*"The Negro and the United Mine Workers of America: The Career and Letters of Richard L. Davis and Something of Their Meaning, 1890-1900." In ''The Negro and the American Labor Movement.'' Julius Jacobson, ed. New York: Doubleday, 1968.
*"Work, Culture, and Society in Industrializing America." In ''Work, Culture, and Society in Industrializing America.'' Herbert G. Gutman, ed. New York: Knopf, 1976.
*"The Workers' Search for Power: Labor in the Gilded Age." In ''Power and Culture: Essays on the American Working Class.'' Reissue edition. Herbert G. Gutman, ed. New York: Pantheon, 1992.
Solely authored articles
*"Protestantism and the American Labor Movement: The Christian Spirit in the Gilded Age." ''American Historical Review.'' 72 (1966).
*"Reconstruction in Ohio: Negroes in the Hocking Valley Coal Mines in 1873 and 1874." ''Labor History.'' 3:3 (Fall 1962).
Co-edited books
*Gutman, Herbert G. and Bell, Donald H., eds. ''The New England Working Class and the New Labor History.'' Urbana: University of Illinois Press, 1987.
*Gutman, Herbert G. and Kealey, Gregory S., eds. ''Many Pasts: Readings in American Social History, 1600–1876''. Vol. 1. Englewood Cliffs, N.J.: Prentice Hall, 1973.
*Gutman, Herbert G. and Kealey, Gregory S., eds. ''Many Pasts: Readings in American Social History, 1865–Present''. Vol. 2. Englewood Cliffs, N.J.: Prentice Hall, 1973.
References
Footnotes
Bibliography
*Haskell, Thomas L. "The True and Tragical History of 'Time on the Cross.' " ''New York Review of Books.'' 22:15 (October 2, 1975).
*Kealey, Gregory S. "Herbert G. Gutman, 1928–1985, and the Writing of Working-Class History." ''Monthly Review.'' May, 1986.
*
Painter, Nell Irvin. "Herbert Gutman, Historian of Class." ''Washington Post.'' January 17, 1988.
*Rachleff, Peter J. "Two Decades of the 'New' Labor History: Power and Culture: Essays on the American Working Class by Herbert G. Gutman." ''American Quarterly.'' 41:1 (March 1989).
*Serrin, William. "Prof. Herbert Gutman, Labor Historian, Is Dead." ''New York Times.'' July 22, 1985.
External links
American Social History Project, City University of New YorkCity University of New York"Who Built America?", American Social History Project, CUNY Graduate Center
{{DEFAULTSORT:Gutman, Herbert
Labor historians
Historians of the United States
Columbia Graduate School of Arts and Sciences alumni
Fairleigh Dickinson University faculty
CUNY Graduate Center faculty
University of Wisconsin–Madison College of Letters and Science alumni
Jewish American historians
Jewish American non-fiction writers
1928 births
1985 deaths
20th-century American historians
American male non-fiction writers
University at Buffalo faculty
20th-century American male writers
20th-century American Jews