A was a high ranking
samurai
The samurai () were members of the warrior class in Japan. They were originally provincial warriors who came from wealthy landowning families who could afford to train their men to be mounted archers. In the 8th century AD, the imperial court d ...
in the direct service of the
Tokugawa shogunate
The Tokugawa shogunate, also known as the was the military government of Japan during the Edo period from 1603 to 1868.
The Tokugawa shogunate was established by Tokugawa Ieyasu after victory at the Battle of Sekigahara, ending the civil wars ...
of feudal
Japan
Japan is an island country in East Asia. Located in the Pacific Ocean off the northeast coast of the Asia, Asian mainland, it is bordered on the west by the Sea of Japan and extends from the Sea of Okhotsk in the north to the East China Sea ...
. While all three of the
shogunates in
Japanese history had official retainers, in the two preceding ones, they were referred to as . However, in the
Edo period
The , also known as the , is the period between 1600 or 1603 and 1868 in the history of Japan, when the country was under the rule of the Tokugawa shogunate and some 300 regional ''daimyo'', or feudal lords. Emerging from the chaos of the Sengok ...
, were the upper
vassal
A vassal or liege subject is a person regarded as having a mutual obligation to a lord or monarch, in the context of the feudal system in medieval Europe. While the subordinate party is called a vassal, the dominant party is called a suzerain ...
s of the Tokugawa house, and the were the lower vassals. There was no precise difference between the two in terms of
income
Income is the consumption and saving opportunity gained by an entity within a specified timeframe, which is generally expressed in monetary terms. Income is difficult to define conceptually and the definition may be different across fields. F ...
level, but a had the right to an
audience
An audience is a group of people who participate in a show or encounter a work of art, literature (in which they are called "readers"), theatre, music (in which they are called "listeners"), video games (in which they are called "players"), or ...
with the , whereas did not.
[Ogawa, p. 43.] The word literally means "origin/base of the flag", with the sense of 'around the flag', it is described in Japanese as 'those who guard the flag' (on the battlefield) and is often translated into English as "bannerman". Another term for the Edo-era was , sometimes rendered as "direct shogunal ", which serves to illustrate the difference between them and the preceding generation of who served various lords.
History
The term originated in the
Sengoku period. The term was used for the direct retainers of a lord; as the name suggests, the men who were grouped "around of the flag". Many lords had ; however, when the Tokugawa clan achieved ascendancy in 1600, its system was
institutionalized, and it is that system which is chiefly referred to now when using the term.
In the eyes of the Tokugawa shogunate, were
retainers who had served the
family
Family (from ) is a Social group, group of people related either by consanguinity (by recognized birth) or Affinity (law), affinity (by marriage or other relationship). It forms the basis for social order. Ideally, families offer predictabili ...
from its days in
Mikawa onward.
[Ogawa, p. 35.] However, the ranks of the also included people from outside the
hereditary ranks of the Tokugawa house. Retainer families of defeated formerly grand families like the
Takeda,
Hōjō, or
Imagawa were included, as were cadet branches of lord families. Also included were heirs to lords whose domains were
confiscated, for example Asano Daigaku, the brother of
Asano Naganori,
local power figures in remote parts of the country who never became ; and the families of
Kamakura
, officially , is a city of Kanagawa Prefecture in Japan. It is located in the Kanto region on the island of Honshu. The city has an estimated population of 172,929 (1 September 2020) and a population density of 4,359 people per km2 over the tota ...
and
Muromachi period
The , also known as the , is a division of Japanese history running from approximately 1336 to 1573. The period marks the governance of the Muromachi or Ashikaga shogunate ( or ), which was officially established in 1338 by the first Muromachi ...
s (Governors): some of these include the
Akamatsu,
Besshō (branch of the Akamatsu),
Hōjō,
Hatakeyama,
Kanamori (branch of the Toki),
Imagawa,
Mogami (branch of the Ashikaga),
Nagai,
Oda,
Ōtomo,
Takeda,
Toki, Takenaka (branch of the Toki),
Takigawa,
Tsutsui, and
Yamana families. The act of becoming a was known as .
Many fought in the
Boshin War of 1868, on both sides of the conflict.
The remained retainers of the main
Tokugawa clan after the fall of the shogunate in 1868, and followed the Tokugawa to their new domain of
Shizuoka. The lost their status along with all other samurai in Japan following the
abolition of the domains in 1871.
Ranks and roles
The division between and , especially amongst of lower rank, was not rigid, and the title of had more to do with rank rather than income rating. In the context of an
army
An army, ground force or land force is an armed force that fights primarily on land. In the broadest sense, it is the land-based military branch, service branch or armed service of a nation or country. It may also include aviation assets by ...
, it could be compared to the position of an
officer. Throughout the Edo period, held the distinction that if they possessed high enough rank, they had the right to personal audience with the (these were known as ). All can be divided into two categories, the , who took their incomes straight from Tokugawa granaries, and the , who held land scattered throughout Japan. Another level of status distinction amongst the was the class of , men who were heads of families and held provincial fiefs, and had alternate attendance () duties like the . However, as were men of very high income in terms of the spectrum of stipends, not all had the duty of alternate attendance. The dividing line between the upper and the '—the domain lords who were also vassals of the Tokugawa house—was 10,000 .
At the beginning of the 18th century, about 5,000 samurai held the rank of ; over two thirds of these had an income of less than 400 koku and only about 100 earned 5,000 koku or more. A with 500 koku had seven permanent non-samurai servants, two swordsmen, a lancer, and an archer on standby.
Infrequently, some were granted an increase in income and thus promoted to the rank of . One example of such a promotion is the case of the Hayashi family of Kaibuchi (later known as
Jōzai han), who began as but who became and went on to play a prominent role in the
Boshin War, despite their domain's relatively small size of 10,000 .
The term for a with income of about 8,000 or greater was ("greater ").
The who lived in Edo resided in their own private districts and oversaw their own
police
The police are Law enforcement organization, a constituted body of Law enforcement officer, people empowered by a State (polity), state with the aim of Law enforcement, enforcing the law and protecting the Public order policing, public order ...
work and
security. Men from ranks could serve in a variety of roles in the Tokugawa administration, including service in the police force as inspectors, city
magistrate
The term magistrate is used in a variety of systems of governments and laws to refer to a civilian officer who administers the law. In ancient Rome, a '' magistratus'' was one of the highest ranking government officers, and possessed both judi ...
s, magistrates or
tax collector
A tax collector (also called a taxman) is a person who collects unpaid taxes from other people or corporations on behalf of a government. The term could also be applied to those who audit tax returns or work for a revenue agency. Tax collec ...
s of direct Tokugawa house land, members of the council, and many other positions.
[Bolitho, p. 118.]
The expression was in popular use to denote their numbers, but a 1722 study put their numbers at about 5,000. Adding the brought the number up to about 17,000.
Famous
Famous include
Jidayu Koizumi,
Nakahama Manjirō,
Ōoka Tadasuke,
Tōyama Kagemoto,
Katsu Kaishū,
Enomoto Takeaki,
Hijikata Toshizō,
Nagai Naoyuki, and the two Westerners
William Adams and
Jan Joosten van Lodensteijn.
and the martial arts
patronized the development of the martial arts in the Edo period; many of them were involved in the running of in the
Edo area and elsewhere. Two who were directly involved in the development of the martial arts were
Yagyū Munenori and
Yamaoka Tesshū. Munenori's family became hereditary sword instructors to the .
In popular culture
appeared as figures in popular culture even before the Edo era ended. Recent depictions of include in the TV series , the manga , and
Osamu Tezuka
Osamu Tezuka (, born , ''Tezuka Osamu'', – 9 February 1989) was a Japanese manga artist, cartoonist and animator. Considered to be among the greatest and most influential cartoonists of all time, his prolific output, pioneering techniques an ...
's manga . The real-time strategy video game series ''
Age of Empires
''Age of Empires'' is a series of historical real-time strategy video games, originally developed by Ensemble Studios and published by Xbox Game Studios.
The first title in the series, ''Age of Empires'', focused on events in Europe, Afri ...
'' features in its ''
Age of Empires III: The Asian Dynasties'' expansion, again in
Age of Empires IV as Samurai Bannermen, in both games they are especially powerful variants of the samurai.
In the
novel
A novel is an extended work of narrative fiction usually written in prose and published as a book. The word derives from the for 'new', 'news', or 'short story (of something new)', itself from the , a singular noun use of the neuter plural of ...
''Shōgun'' (subject of a 1980
television series
A television show, TV program (), or simply a TV show, is the general reference to any content produced for viewing on a television set that is broadcast via over-the-air, satellite, and cable, or distributed digitally on streaming plat ...
, and a 2024
remake
A remake is a film, television series, video game, song or similar form of entertainment that is based upon and retells the story of an earlier production in the same medium—e.g., a "new version of an existing film". A remake tells the same s ...
), the protagonist Pilot John Blackthorne, loosely based on
William Adams, eventually rises in the service of Lord Toranaga to become samurai and hatamoto.
Notes
References
*
Bolitho, Harold. (1974). ''Treasures Among Men: The Fudai Daimyo in Tokugawa Japan''. New Haven: Yale University Press.
OCLC 185685588* Nussbaum, Louis Frédéric and Käthe Roth. (2005). ''Japan Encyclopedia''. Cambridge:
Harvard University Press
Harvard University Press (HUP) is an academic publishing house established on January 13, 1913, as a division of Harvard University. It is a member of the Association of University Presses. Its director since 2017 is George Andreou.
The pres ...
.
OCLC 48943301* Ogawa, Kyōichi (2003). . Tokyo: Kōdansha. ()
* Ooms, Herman (1975). ''Charismatic Bureaucrat: a Political Biography of Matsudaira Sadanobu, 1758–1829''. Chicago: The University of Chicago Press. ()
* Sasama, Yoshihiko (1995). . Tokyo: Kashiwa-shobō.
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