Grothendieck–Riemann–Roch Theorem
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In
mathematics Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
, specifically in
algebraic geometry Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
, the Grothendieck–Riemann–Roch theorem is a far-reaching result on coherent cohomology. It is a generalisation of the Hirzebruch–Riemann–Roch theorem, about
complex manifold In differential geometry and complex geometry, a complex manifold is a manifold with a ''complex structure'', that is an atlas (topology), atlas of chart (topology), charts to the open unit disc in the complex coordinate space \mathbb^n, such th ...
s, which is itself a generalisation of the classical
Riemann–Roch theorem The Riemann–Roch theorem is an important theorem in mathematics, specifically in complex analysis and algebraic geometry, for the computation of the dimension of the space of meromorphic functions with prescribed zeros and allowed poles. It re ...
for
line bundle In mathematics, a line bundle expresses the concept of a line that varies from point to point of a space. For example, a curve in the plane having a tangent line at each point determines a varying line: the ''tangent bundle'' is a way of organis ...
s on compact Riemann surfaces. Riemann–Roch type theorems relate
Euler characteristic In mathematics, and more specifically in algebraic topology and polyhedral combinatorics, the Euler characteristic (or Euler number, or Euler–Poincaré characteristic) is a topological invariant, a number that describes a topological space's ...
s of the
cohomology In mathematics, specifically in homology theory and algebraic topology, cohomology is a general term for a sequence of abelian groups, usually one associated with a topological space, often defined from a cochain complex. Cohomology can be viewed ...
of a
vector bundle In mathematics, a vector bundle is a topological construction that makes precise the idea of a family of vector spaces parameterized by another space X (for example X could be a topological space, a manifold, or an algebraic variety): to eve ...
with their topological degrees, or more generally their characteristic classes in (co)homology or algebraic analogues thereof. The classical Riemann–Roch theorem does this for curves and line bundles, whereas the Hirzebruch–Riemann–Roch theorem generalises this to vector bundles over manifolds. The Grothendieck–Riemann–Roch theorem sets both theorems in a relative situation of a
morphism In mathematics, a morphism is a concept of category theory that generalizes structure-preserving maps such as homomorphism between algebraic structures, functions from a set to another set, and continuous functions between topological spaces. Al ...
between two manifolds (or more general schemes) and changes the theorem from a statement about a single bundle, to one applying to
chain complex In mathematics, a chain complex is an algebraic structure that consists of a sequence of abelian groups (or modules) and a sequence of homomorphisms between consecutive groups such that the image of each homomorphism is contained in the kernel o ...
es of sheaves. The theorem has been very influential, not least for the development of the
Atiyah–Singer index theorem In differential geometry, the Atiyah–Singer index theorem, proved by Michael Atiyah and Isadore Singer (1963), states that for an elliptic differential operator on a compact manifold, the analytical index (related to the dimension of the space ...
. Conversely, complex analytic analogues of the Grothendieck–Riemann–Roch theorem can be proved using the index theorem for families.
Alexander Grothendieck Alexander Grothendieck, later Alexandre Grothendieck in French (; ; ; 28 March 1928 – 13 November 2014), was a German-born French mathematician who became the leading figure in the creation of modern algebraic geometry. His research ext ...
gave a first proof in a 1957 manuscript, later published.
Armand Borel Armand Borel (21 May 1923 – 11 August 2003) was a Swiss mathematician, born in La Chaux-de-Fonds, and was a permanent professor at the Institute for Advanced Study in Princeton, New Jersey, United States from 1957 to 1993. He worked in alg ...
and
Jean-Pierre Serre Jean-Pierre Serre (; born 15 September 1926) is a French mathematician who has made contributions to algebraic topology, algebraic geometry and algebraic number theory. He was awarded the Fields Medal in 1954, the Wolf Prize in 2000 and the inau ...
wrote up and published Grothendieck's proof in 1958. Later, Grothendieck and his collaborators simplified and generalized the proof.


Formulation

Let ''X'' be a smooth quasi-projective scheme over a field. Under these assumptions, the
Grothendieck group In mathematics, the Grothendieck group, or group of differences, of a commutative monoid is a certain abelian group. This abelian group is constructed from in the most universal way, in the sense that any abelian group containing a group homomorp ...
K_0(X) of bounded complexes of coherent sheaves is canonically isomorphic to the Grothendieck group of bounded complexes of finite-rank vector bundles. Using this isomorphism, consider the Chern character (a rational combination of
Chern classes In mathematics, in particular in algebraic topology, differential geometry and topology, differential geometry and algebraic geometry, the Chern classes are characteristic classes associated with complex vector bundle, complex vector bundles. They ...
) as a
functor In mathematics, specifically category theory, a functor is a Map (mathematics), mapping between Category (mathematics), categories. Functors were first considered in algebraic topology, where algebraic objects (such as the fundamental group) ar ...
ial transformation: :\mathrm \colon K_0(X) \to A(X, \Q), where A_d(X,\Q) is the
Chow group In algebraic geometry, the Chow groups (named after Wei-Liang Chow by ) of an algebraic variety over any field are algebro-geometric analogs of the homology of a topological space. The elements of the Chow group are formed out of subvarieties ...
of cycles on ''X'' of dimension ''d'' modulo rational equivalence,
tensor In mathematics, a tensor is an algebraic object that describes a multilinear relationship between sets of algebraic objects associated with a vector space. Tensors may map between different objects such as vectors, scalars, and even other ...
ed with the
rational number In mathematics, a rational number is a number that can be expressed as the quotient or fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (for example, The set of all ...
s. In case ''X'' is defined over the
complex number In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s, the latter group maps to the topological
cohomology group In mathematics, specifically in homology theory and algebraic topology, cohomology is a general term for a sequence of abelian groups, usually one associated with a topological space, often defined from a cochain complex. Cohomology can be viewed ...
: :H^(X, \Q). Now consider a
proper morphism In algebraic geometry, a proper morphism between schemes is an analog of a proper map between complex analytic spaces. Some authors call a proper variety over a field k a complete variety. For example, every projective variety over a field k ...
f \colon X \to Y between smooth quasi-projective schemes and a bounded complex of sheaves on X. The Grothendieck–Riemann–Roch theorem relates the pushforward map :f_ = \sum (-1)^i R^i f_* \colon K_0(X) \to K_0(Y) (alternating sum of higher direct images) and the pushforward :f_* \colon A(X) \to A(Y), by the formula : \mathrm (f_^\bull) \mathrm(Y) = f_* (\mathrm(^\bull) \mathrm(X) ). Here \mathrm(X) is the Todd genus of (the
tangent bundle A tangent bundle is the collection of all of the tangent spaces for all points on a manifold, structured in a way that it forms a new manifold itself. Formally, in differential geometry, the tangent bundle of a differentiable manifold M is ...
of) ''X''. Thus the theorem gives a precise measure for the lack of commutativity of taking the push forwards in the above senses and the Chern character and shows that the needed correction factors depend on ''X'' and ''Y'' only. In fact, since the Todd genus is functorial and multiplicative in
exact sequence In mathematics, an exact sequence is a sequence of morphisms between objects (for example, groups, rings, modules, and, more generally, objects of an abelian category) such that the image of one morphism equals the kernel of the next. Definit ...
s, we can rewrite the Grothendieck–Riemann–Roch formula as : \mathrm(f_^\bull) = f_* (\mathrm(^\bull) \mathrm(T_f) ), where T_f is the relative tangent sheaf of ''f'', defined as the element TX - f^*(TY) in K_0(X). For example, when ''f'' is a smooth morphism, T_f is simply a vector bundle, known as the tangent bundle along the fibers of ''f''. Using ''A''1-homotopy theory, the Grothendieck–Riemann–Roch theorem has been extended by to the situation where ''f'' is a
proper map In mathematics, a function (mathematics), function between topological spaces is called proper if inverse images of compact space, compact subsets are compact. In algebraic geometry, the analogous concept is called a proper morphism. Definition ...
between two smooth schemes.


Generalising and specialising

Generalisations of the theorem can be made to the non-smooth case by considering an appropriate generalisation of the combination \mathrm(-)\mathrm(X) and to the non-proper case by considering cohomology with compact support. The arithmetic Riemann–Roch theorem extends the Grothendieck–Riemann–Roch theorem to arithmetic schemes. The Hirzebruch–Riemann–Roch theorem is (essentially) the special case where ''Y'' is a point and the field is the field of complex numbers. A version of Riemann–Roch theorem for oriented cohomology theories was proven by Ivan Panin and Alexander Smirnov. It is concerned with multiplicative operations between algebraic oriented cohomology theories (such as algebraic cobordism). The Grothendieck-Riemann-Roch is a particular case of this result, and the Chern character comes up naturally in this setting.


Examples


Vector bundles on a curve

A vector bundle E \to C of rank n and degree d (defined as the degree of its determinant; or equivalently the degree of its first Chern class) on a smooth projective curve over a field k has a formula similar to Riemann–Roch for line bundles. If we take X = C and Y = \ a point, then the Grothendieck–Riemann–Roch formula can be read as : \begin \mathrm(f_E) &= h^0(C,E) - h^1(C,E) \\ f_*(\mathrm(E)\mathrm(X))&= f_*((n + c_1(E))(1 + (1/2)c_1(T_C))) \\ &= f_*(n + c_1(E) + (n/2)c_1(T_C)) \\ &= f_*(c_1(E) + (n/2)c_1(T_C)) \\ &= d + n(1-g); \end hence, :\chi(C,E) = d + n(1-g). This formula also holds for coherent sheaves of rank n and degree d.


Smooth proper maps

One of the advantages of the Grothendieck–Riemann–Roch formula is it can be interpreted as a relative version of the Hirzebruch–Riemann–Roch formula. For example, a smooth morphism f\colon X \to Y has fibers which are all equi-dimensional (and isomorphic as topological spaces when base changing to \Complex). This fact is useful in moduli-theory when considering a moduli space \mathcal parameterizing smooth proper spaces. For example,
David Mumford David Bryant Mumford (born 11 June 1937) is an American mathematician known for his work in algebraic geometry and then for research into vision and pattern theory. He won the Fields Medal and was a MacArthur Fellow. In 2010 he was awarded th ...
used this formula to deduce relationships of the Chow ring on the moduli space of algebraic curves.


Moduli of curves

For the moduli stack of genus g curves (and no marked points) \overline_g there is a universal curve \pi\colon\overline_g \to \overline_g where \overline_g = \overline_ is the moduli stack of curves of genus g and one marked point. Then, he defines the tautological classes :\begin K_ &= c_1(\omega_)\\ \kappa_l &= \pi_*(K^_) \\ \mathbb &= \pi_*(\omega_) \\ \lambda_l &= c_l(\mathbb) \end where 1 \leq l \leq g and \omega_ is the relative dualizing sheaf. Note the fiber of \omega_over a point \in \overline_g this is the dualizing sheaf \omega_C. He was able to find relations between the \lambda_i and \kappa_i describing the \lambda_i in terms of a sum of \kappa_i (corollary 6.2) on the chow ring A^*(\mathcal_g) of the smooth locus using Grothendieck–Riemann–Roch. Because \overline_g is a smooth
Deligne–Mumford stack In algebraic geometry, a Deligne–Mumford stack is a stack ''F'' such that Pierre Deligne and David Mumford introduced this notion in 1969 when they proved that moduli spaces of stable curves of fixed arithmetic genus are proper smooth Delig ...
, he considered a covering by a scheme \tilde_g \to \overline_g which presents \overline_g = tilde_g/G/math> for some finite group G. He uses Grothendieck–Riemann–Roch on \omega_ to get :\mathrm(\pi_!(\omega_)) = \pi_*(\mathrm(\omega_) \mathrm^\vee(\Omega^1_)) Because :\mathbf^1\pi_!() \cong \mathcal_, this gives the formula :\mathrm(\mathbb) = 1 + \pi_*(\text(\omega_) \text^\vee (\Omega^1_)). The computation of \mathrm(\mathbb) can then be reduced even further. In even dimensions 2k, :\text(\mathbb)_ = 0. Also, on dimension 1, :\lambda_1 = c_1(\mathbb) = \frac(\kappa_1 + \delta), where \delta is a class on the boundary. In the case g=2 and on the smooth locus \mathcal_g there are the relations :\begin \lambda_1 &= \frac\kappa_1 \\ \lambda_2 &= \frac = \frac \end which can be deduced by analyzing the Chern character of \mathbb.


Closed embedding

Closed embeddings f\colon Y \to X have a description using the Grothendieck–Riemann–Roch formula as well, showing another non-trivial case where the formula holds. For a smooth variety X of dimension n and a subvariety Y of codimension k, there is the formula :c_k(\mathcal_Y) = (-1)^(k-1)! /math> Using the short exact sequence :0 \to \mathcal_Y \to \mathcal_X \to \mathcal_Y \to 0, there is the formula :c_k(\mathcal_Y) = (-1)^k(k-1)! /math> for the ideal sheaf since 1 = c(\mathcal_X) = c(\mathcal_Y)c(\mathcal_Y).


Applications


Quasi-projectivity of moduli spaces

Grothendieck–Riemann–Roch can be used in proving that a coarse moduli space M, such as the moduli space of pointed algebraic curves M_, admits an embedding into a projective space, hence is a
quasi-projective variety In mathematics, a quasi-projective variety in algebraic geometry is a locally closed subset of a projective variety, i.e., the intersection inside some projective space of a Zariski-open and a Zariski topology, Zariski-closed subset. A similar defin ...
. This can be accomplished by looking at canonically associated sheaves on M and studying the degree of associated line bundles. For instance, M_ has the family of curves :\pi\colon C_ \to M_ with sections :s_i\colon M_ \to C_ corresponding to the marked points. Since each fiber has the canonical bundle \omega_, there are the associated line bundles \Lambda_(\pi) = \det(\mathbf\pi_*(\omega_)) and \chi_^ = s_i^*(\omega_) . It turns out that :\Lambda_(\pi) \otimes \left(\bigotimes_^n \chi_^\right) is an ample line bundlepg 209, hence the coarse moduli space M_ is quasi-projective.


History

Alexander Grothendieck Alexander Grothendieck, later Alexandre Grothendieck in French (; ; ; 28 March 1928 – 13 November 2014), was a German-born French mathematician who became the leading figure in the creation of modern algebraic geometry. His research ext ...
's version of the Riemann–Roch theorem was originally conveyed in a letter to
Jean-Pierre Serre Jean-Pierre Serre (; born 15 September 1926) is a French mathematician who has made contributions to algebraic topology, algebraic geometry and algebraic number theory. He was awarded the Fields Medal in 1954, the Wolf Prize in 2000 and the inau ...
around 1956–1957. It was made public at the initial Bonn Arbeitstagung, in 1957. Serre and
Armand Borel Armand Borel (21 May 1923 – 11 August 2003) was a Swiss mathematician, born in La Chaux-de-Fonds, and was a permanent professor at the Institute for Advanced Study in Princeton, New Jersey, United States from 1957 to 1993. He worked in alg ...
subsequently organized a seminar at
Princeton University Princeton University is a private university, private Ivy League research university in Princeton, New Jersey, United States. Founded in 1746 in Elizabeth, New Jersey, Elizabeth as the College of New Jersey, Princeton is the List of Colonial ...
to understand it. The final published paper was in effect the Borel–Serre exposition. The significance of Grothendieck's approach rests on several points. First, Grothendieck changed the statement itself: the theorem was, at the time, understood to be a theorem about a variety, whereas Grothendieck saw it as a theorem about a morphism between varieties. By finding the right generalization, the proof became simpler while the conclusion became more general. In short, Grothendieck applied a strong categorical approach to a hard piece of
analysis Analysis (: analyses) is the process of breaking a complex topic or substance into smaller parts in order to gain a better understanding of it. The technique has been applied in the study of mathematics and logic since before Aristotle (38 ...
. Moreover, Grothendieck introduced K-groups, as discussed above, which paved the way for
algebraic K-theory Algebraic ''K''-theory is a subject area in mathematics with connections to geometry, topology, ring theory, and number theory. Geometric, algebraic, and arithmetic objects are assigned objects called ''K''-groups. These are groups in the sens ...
.


See also

*
Kawasaki's Riemann–Roch formula Kawasaki disease (also known as mucocutaneous lymph node syndrome) is a syndrome of unknown cause that results in a fever and mainly affects children under 5 years of age. It is a form of vasculitis, in which medium-sized blood vessels become in ...


Notes


References

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External links


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