fundamental theorem of symmetric polynomials

In mathematics, specifically in commutative algebra, the elementary symmetric polynomials are one type of basic building block for symmetric polynomials, in the sense that any symmetric polynomial can be expressed as a polynomial in elementary symmetric polynomials. That is, any symmetric polynomial is given by an expression involving only additions and multiplication of constants and elementary symmetric polynomials. There is one elementary symmetric polynomial of degree in variables for each positive integer , and it is formed by adding together all distinct products of distinct variables.

Definition

The elementary symmetric polynomials in variables , written for , are defined by
:$\begin e_1 (X_1, X_2, \dots, X_n) &= \sum_ X_a,\\ e_2 (X_1, X_2, \dots, X_n) &= \sum_ X_a X_b,\\ e_3 (X_1, X_2, \dots, X_n) &= \sum_ X_a X_b X_c,\\ \end$
and so forth, ending with
:$e_n (X_1, X_2, \dots,X_n) = X_1 X_2 \cdots X_n.$
In general, for we define
: $e_k (X_1 , \ldots , X_n )=\sum_ X_ X_ \dotsm X_,$

Also, if .

Sometimes, is included among the elementary symmetric polynomials, but excluding it allows generally simpler formulation of results and properties.

Thus, for each positive integer less than or equal to there exists exactly one elementary symmetric polynomial of degree in variables. To form the one that has degree , we take the sum of all products of -subsets of the variables. (By contrast, if one performs the same operation using ''multisets'' of variables, that is, taking variables with repetition, one arrives at the complete homogeneous symmetric polynomials.)

Given an integer partition (that is, a finite non-increasing sequence of positive integers) , one defines the symmetric polynomial , also called an elementary symmetric polynomial, by
: $e_\lambda (X_1, \dots,X_n) = e_(X_1, \dots, X_n) \cdot e_(X_1, \dots, X_n) \cdots e_(X_1, \dots, X_n)$.

Sometimes the notation is used instead of .

Recursive definition

The following definition is equivalent to the above and might be useful for computer implementations:

:$\begin e_1 (X_1, \dots, X_n) &= \sum_ X_j,\\ e_k (X_1, \dots, X_n) &= \sum_ X_j e_ (X_, \dots, X_n) \\ \end$

Examples

The following lists the elementary symmetric polynomials for the first four positive values of .

For :
:$e_1(X_1) = X_1.$

For :
:$\begin e_1(X_1,X_2) &= X_1 + X_2,\\ e_2(X_1,X_2) &= X_1X_2.\,\\ \end$

For :
:$\begin e_1(X_1,X_2,X_3) &= X_1 + X_2 + X_3,\\ e_2(X_1,X_2,X_3) &= X_1X_2 + X_1X_3 + X_2X_3,\\ e_3(X_1,X_2,X_3) &= X_1X_2X_3.\,\\ \end$

For :
:$\begin e_1(X_1,X_2,X_3,X_4) &= X_1 + X_2 + X_3 + X_4,\\ e_2(X_1,X_2,X_3,X_4) &= X_1X_2 + X_1X_3 + X_1X_4 + X_2X_3 + X_2X_4 + X_3X_4,\\ e_3(X_1,X_2,X_3,X_4) &= X_1X_2X_3 + X_1X_2X_4 + X_1X_3X_4 + X_2X_3X_4,\\ e_4(X_1,X_2,X_3,X_4) &= X_1X_2X_3X_4.\,\\ \end$

Properties

The elementary symmetric polynomials appear when we expand a linear factorization of a monic polynomial: we have the identity
:$\prod_^n ( \lambda - X_j)=\lambda^n - e_1(X_1,\ldots,X_n)\lambda^ + e_2(X_1,\ldots,X_n)\lambda^ + \cdots +(-1)^n e_n(X_1,\ldots,X_n).$
That is, when we substitute numerical values for the variables , we obtain the monic univariate polynomial (with variable ) whose roots are the values substituted for and whose coefficients are – up to their sign – the elementary symmetric polynomials. These relations between the roots and the coefficients of a polynomial are called Vieta's formulas.

The characteristic polynomial of a square matrix is an example of application of Vieta's formulas. The roots of this polynomial are the eigenvalues of the matrix. When we substitute these eigenvalues into the elementary symmetric polynomials, we obtain – up to their sign – the coefficients of the characteristic polynomial, which are invariants of the matrix. In particular, the trace (the sum of the elements of the diagonal) is the value of , and thus the sum of the eigenvalues. Similarly, the determinant is – up to the sign – the constant term of the characteristic polynomial, i.e. the value of . Thus the determinant of a square matrix is the product of the eigenvalues.

The set of elementary symmetric polynomials in variables generates the ring of symmetric polynomials in variables. More specifically, the ring of symmetric polynomials with integer coefficients equals the integral polynomial ring . (See below for a more general statement and proof.) This fact is one of the foundations of invariant theory. For another system of symmetric polynomials with the same property see Complete homogeneous symmetric polynomials, and for a system with a similar, but slightly weaker, property see Power sum symmetric polynomial.

Fundamental theorem of symmetric polynomials

For any commutative ring , denote the ring of symmetric polynomials in the variables with coefficients in by . This is a polynomial ring in the ''n'' elementary symmetric polynomials for .

This means that every symmetric polynomial has a unique representation
:$P(X_1,\ldots, X_n)=Q\big(e_1(X_1 , \ldots ,X_n), \ldots, e_n(X_1 , \ldots ,X_n)\big)$
for some polynomial . Another way of saying the same thing is that the ring homomorphism that sends to for defines an isomorphism between and .

Proof sketch

The theorem may be proved for symmetric homogeneous polynomials by a double induction with respect to the number of variables and, for fixed , with respect to the degree of the homogeneous polynomial. The general case then follows by splitting an arbitrary symmetric polynomial into its homogeneous components (which are again symmetric).

In the case the result is trivial because every polynomial in one variable is automatically symmetric.

Assume now that the theorem has been proved for all polynomials for variables and all symmetric polynomials in variables with degree . Every homogeneous symmetric polynomial in can be decomposed as a sum of homogeneous symmetric polynomials
:$P(X_1,\ldots,X_n)= P_ (X_1,\ldots,X_n) + X_1 \cdots X_n \cdot Q(X_1,\ldots,X_n).$
Here the "lacunary part" is defined as the sum of all monomials in which contain only a proper subset of the variables , i.e., where at least one variable is missing.

Because is symmetric, the lacunary part is determined by its terms containing only the variables , i.e., which do not contain . More precisely: If and are two homogeneous symmetric polynomials in having the same degree, and if the coefficient of before each monomial which contains only the variables equals the corresponding coefficient of , then and have equal lacunary parts. (This is because every monomial which can appear in a lacunary part must lack at least one variable, and thus can be transformed by a permutation of the variables into a monomial which contains only the variables .)

But the terms of which contain only the variables are precisely the terms that survive the operation of setting to 0, so their sum equals , which is a symmetric polynomial in the variables that we shall denote by . By the inductive hypothesis, this polynomial can be written as
:$\tilde(X_1, \ldots, X_)=\tilde(\sigma_, \ldots, \sigma_)$
for some . Here the doubly indexed denote the elementary symmetric polynomials in variables.

Consider now the polynomial
:$R(X_1, \ldots, X_):= \tilde(\sigma_, \ldots, \sigma_) .$
Then is a symmetric polynomial in , of the same degree as , which satisfies
:$R(X_1, \ldots, X_,0) = \tilde(\sigma_, \ldots, \sigma_) = P(X_1, \ldots,X_,0)$
(the first equality holds because setting to 0 in gives , for all ). In other words, the coefficient of before each monomial which contains only the variables equals the corresponding coefficient of . As we know, this shows that the lacunary part of coincides with that of the original polynomial . Therefore the difference has no lacunary part, and is therefore divisible by the product of all variables, which equals the elementary symmetric polynomial . Then writing , the quotient is a homogeneous symmetric polynomial of degree less than (in fact degree at most ) which by the inductive hypothesis can be expressed as a polynomial in the elementary symmetric functions. Combining the representations for and one finds a polynomial representation for .

The uniqueness of the representation can be proved inductively in a similar way. (It is equivalent to the fact that the polynomials are algebraically independent over the ring .) The fact that the polynomial representation is unique implies that is isomorphic to .

Alternative proof

The following proof is also inductive, but does not involve other polynomials than those symmetric in , and also leads to a fairly direct procedure to effectively write a symmetric polynomial as a polynomial in the elementary symmetric ones. Assume the symmetric polynomial to be homogeneous of degree ; different homogeneous components can be decomposed separately. Order the monomials in the variables lexicographically, where the individual variables are ordered , in other words the dominant term of a polynomial is one with the highest occurring power of , and among those the one with the highest power of , etc. Furthermore parametrize all products of elementary symmetric polynomials that have degree (they are in fact homogeneous) as follows by partitions of . Order the individual elementary symmetric polynomials in the product so that those with larger indices come first, then build for each such factor a column of boxes, and arrange those columns from left to right to form a Young diagram containing boxes in all. The shape of this diagram is a partition of , and each partition of arises for exactly one product of elementary symmetric polynomials, which we shall denote by ) (the is present only because traditionally this product is associated to the transpose partition of ). The essential ingredient of the proof is the following simple property, which uses multi-index notation for monomials in the variables .

Lemma. The leading term of is .

:''Proof''. The leading term of the product is the product of the leading terms of each factor (this is true whenever one uses a monomial order, like the lexicographic order used here), and the leading term of the factor is clearly . To count the occurrences of the individual variables in the resulting monomial, fill the column of the Young diagram corresponding to the factor concerned with the numbers of the variables, then all boxes in the first row contain 1, those in the second row 2, and so forth, which means the leading term is .

Now one proves by induction on the leading monomial in lexicographic order, that any nonzero homogeneous symmetric polynomial of degree can be written as polynomial in the elementary symmetric polynomials. Since is symmetric, its leading monomial has weakly decreasing exponents, so it is some with a partition of . Let the coefficient of this term be , then is either zero or a symmetric polynomial with a strictly smaller leading monomial. Writing this difference inductively as a polynomial in the elementary symmetric polynomials, and adding back to it, one obtains the sought for polynomial expression for .

The fact that this expression is unique, or equivalently that all the products (monomials) of elementary symmetric polynomials are linearly independent, is also easily proved. The lemma shows that all these products have different leading monomials, and this suffices: if a nontrivial linear combination of the were zero, one focuses on the contribution in the linear combination with nonzero coefficient and with (as polynomial in the variables ) the largest leading monomial; the leading term of this contribution cannot be cancelled by any other contribution of the linear combination, which gives a contradiction.

See also

*Symmetric polynomial
* Complete homogeneous symmetric polynomial
*Schur polynomial
*Newton's identities
* Newton's inequalities
* Maclaurin's inequality
* MacMahon Master theorem
*Symmetric function
*Representation theory

References

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External links

* {{cite AV media , last=Trifonov , first=Martin , date=5 March 2024 , title= Prelude to Galois Theory: Exploring Symmetric Polynomials , type=Video , url=https://www.youtube.com/watch?v=3imeTgGBaLc , access-date=2024-03-26 , publisher=YouTube

Homogeneous polynomials
Symmetric functions
Articles containing proofs