A Carnot cycle is an ideal
thermodynamic cycle
A thermodynamic cycle consists of linked sequences of thermodynamic processes that involve heat transfer, transfer of heat and work (physics), work into and out of the system, while varying pressure, temperature, and other state variables within t ...
proposed by French physicist
Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By
Carnot's theorem, it provides an upper limit on the
efficiency
Efficiency is the often measurable ability to avoid making mistakes or wasting materials, energy, efforts, money, and time while performing a task. In a more general sense, it is the ability to do things well, successfully, and without waste.
...
of any classical
thermodynamic engine during the conversion of
heat
In thermodynamics, heat is energy in transfer between a thermodynamic system and its surroundings by such mechanisms as thermal conduction, electromagnetic radiation, and friction, which are microscopic in nature, involving sub-atomic, ato ...
into
work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an ani ...
, or conversely, the efficiency of a
refrigeration
Refrigeration is any of various types of cooling of a space, substance, or system to lower and/or maintain its temperature below the ambient one (while the removed heat is ejected to a place of higher temperature).IIR International Dictionary of ...
system in creating a temperature difference through the application of work to the system.
In a Carnot cycle, a
system
A system is a group of interacting or interrelated elements that act according to a set of rules to form a unified whole. A system, surrounded and influenced by its open system (systems theory), environment, is described by its boundaries, str ...
or engine transfers
energy
Energy () is the physical quantity, quantitative physical property, property that is transferred to a physical body, body or to a physical system, recognizable in the performance of Work (thermodynamics), work and in the form of heat and l ...
in the form of heat between two
thermal reservoirs at temperatures
and
(referred to as the hot and cold reservoirs, respectively), and a part of this transferred energy is converted to the work done by the system. The cycle is
reversible, and
entropy
Entropy is a scientific concept, most commonly associated with states of disorder, randomness, or uncertainty. The term and the concept are used in diverse fields, from classical thermodynamics, where it was first recognized, to the micros ...
is
conserved, merely transferred between the thermal reservoirs and the system without gain or loss. When work is applied to the system, heat moves from the cold to hot reservoir (
heat pump
A heat pump is a device that uses electricity to transfer heat from a colder place to a warmer place. Specifically, the heat pump transfers thermal energy using a heat pump and refrigeration cycle, cooling the cool space and warming the warm s ...
or
refrigeration
Refrigeration is any of various types of cooling of a space, substance, or system to lower and/or maintain its temperature below the ambient one (while the removed heat is ejected to a place of higher temperature).IIR International Dictionary of ...
). When heat moves from the hot to the cold reservoir, the system applies work to the environment. The work
done by the system or engine to the environment per Carnot cycle depends on the temperatures of the thermal reservoirs and the entropy transferred from the hot reservoir to the system
per cycle such as
, where
is heat transferred from the hot reservoir to the system per cycle.
Stages
A Carnot cycle as an idealized
thermodynamic cycle
A thermodynamic cycle consists of linked sequences of thermodynamic processes that involve heat transfer, transfer of heat and work (physics), work into and out of the system, while varying pressure, temperature, and other state variables within t ...
performed by a
Carnot heat engine
A Carnot heat engine is a theoretical heat engine that operates on the Carnot cycle. The basic model for this engine was developed by Nicolas Léonard Sadi Carnot in 1824. The Carnot engine model was graphically expanded by Benoît Paul Émile ...
, consisting of the following steps:

In this case, since it is a
reversible thermodynamic cycle (no net change in the system and its surroundings per cycle)
or,
This is true as
and
are both smaller in magnitude and in fact are in the same ratio as
.
The pressure–volume graph
When a Carnot cycle is plotted on a
pressure–volume diagram
A pressure–volume diagram (or PV diagram, or volume–pressure loop) is used to describe corresponding changes in volume and pressure in a system. It is commonly used in thermodynamics, cardiovascular physiology, and respiratory physiology.
PV ...
(), the isothermal stages follow the isotherm lines for the working fluid, the adiabatic stages move between isotherms, and the area bounded by the complete cycle path represents the total work that can be done during one cycle. From point 1 to 2 and point 3 to 4 the temperature is constant (isothermal process). Heat transfer from point 4 to 1 and point 2 to 3 are equal to zero (adiabatic process).
Properties and significance
The temperature–entropy diagram

The behavior of a Carnot engine or refrigerator is best understood by using a
temperature–entropy diagram (''T''–''S'' diagram), in which the thermodynamic state is specified by a point on a graph with
entropy
Entropy is a scientific concept, most commonly associated with states of disorder, randomness, or uncertainty. The term and the concept are used in diverse fields, from classical thermodynamics, where it was first recognized, to the micros ...
(''S'') as the horizontal axis and temperature (''T'') as the vertical axis (). For a simple closed system (control mass analysis), any point on the graph represents a particular state of the system. A thermodynamic process is represented by a curve connecting an initial state (A) and a final state (B). The area under the curve is:
which is the amount of heat transferred in the process. If the process moves the system to greater entropy, the area under the curve is the amount of heat absorbed by the system in that process; otherwise, it is the amount of heat removed from or leaving the system. For any cyclic process, there is an upper portion of the cycle and a lower portion. In ''T''-''S'' diagrams for a clockwise cycle, the area under the upper portion will be the energy absorbed by the system during the cycle, while the area under the lower portion will be the energy removed from the system during the cycle. The area inside the cycle is then the difference between the two (the absorbed net heat energy), but since the internal energy of the system must have returned to its initial value, this difference must be the amount of work done by the system per cycle. Referring to , mathematically, for a reversible process, we may write the amount of work done over a cyclic process as:
Since ''dU'' is an
exact differential
In multivariate calculus, a differential (infinitesimal), differential or differential form is said to be exact or perfect (''exact differential''), as contrasted with an inexact differential, if it is equal to the general differential dQ for som ...
, its integral over any closed loop is zero and it follows that the area inside the loop on a ''T''–''S'' diagram is (a) equal to the total work performed by the system on the surroundings if the loop is traversed in a clockwise direction, and (b) is equal to the total work done on the system by the surroundings as the loop is traversed in a counterclockwise direction.
The Carnot cycle
Evaluation of the above integral is particularly simple for a Carnot cycle. The amount of energy transferred as work is
The total amount of heat transferred from the hot reservoir to the system (in the isothermal expansion) will be
and the total amount of heat transferred from the system to the cold reservoir (in the isothermal compression) will be
Due to energy conservation, the net heat transferred,
, is equal to the work performed
The efficiency
is defined to be:
where
* is the work done by the system (energy exiting the system as work),
*
> 0 is the heat taken from the system (heat energy leaving the system),
*
> 0 is the heat put into the system (heat energy entering the system),
*
is the
absolute temperature
Thermodynamic temperature, also known as absolute temperature, is a physical quantity which measures temperature starting from absolute zero, the point at which particles have minimal thermal motion.
Thermodynamic temperature is typically expres ...
of the cold reservoir, and
*
is the absolute temperature of the hot reservoir.
*
is the maximum system entropy
*
is the minimum system entropy
The expression with the temperature
can be derived from the expressions above with the entropy:
and
. Since
, a minus sign appears in the final expression for
.
This is the Carnot heat engine working efficiency definition as the fraction of the work done by the system to the thermal energy received by the system from the hot reservoir per cycle. This thermal energy is the cycle initiator.
Reversed Carnot cycle
A Carnot heat-engine cycle described is a totally reversible cycle. That is, all the processes that compose it can be reversed, in which case it becomes the Carnot
heat pump and refrigeration cycle
Thermodynamic heat pump cycles or refrigeration cycles are the conceptual and mathematical models for heat pump, air conditioning and refrigeration systems. A heat pump is a mechanical system that transmits heat from one location (the "source") a ...
. This time, the cycle remains exactly the same except that the directions of any heat and work interactions are reversed. Heat is absorbed from the low-temperature reservoir, heat is rejected to a high-temperature reservoir, and a work input is required to accomplish all this. The ''P''–''V'' diagram of the reversed Carnot cycle is the same as for the Carnot heat-engine cycle except that the directions of the processes are reversed.
Carnot's theorem
It can be seen from the above diagram that for any cycle operating between temperatures
and
, none can exceed the efficiency of a Carnot cycle.

Carnot's theorem is a formal statement of this fact: ''No engine operating between two heat reservoirs can be more efficient than a Carnot engine operating between those same reservoirs.'' Thus, Equation gives the maximum efficiency possible for any engine using the corresponding temperatures. A corollary to Carnot's theorem states that: ''All reversible engines operating between the same heat reservoirs are equally efficient.'' Rearranging the right side of the equation gives what may be a more easily understood form of the equation, namely that the theoretical maximum efficiency of a heat engine equals the difference in temperature between the hot and cold reservoir divided by the absolute temperature of the hot reservoir. Looking at this formula an interesting fact becomes apparent: Lowering the temperature of the cold reservoir will have more effect on the ceiling efficiency of a heat engine than raising the temperature of the hot reservoir by the same amount. In the real world, this may be difficult to achieve since the cold reservoir is often an existing ambient temperature.
In other words, the maximum efficiency is achieved if and only if entropy does not change per cycle. An entropy change per cycle is made, for example, if there is
friction
Friction is the force resisting the relative motion of solid surfaces, fluid layers, and material elements sliding against each other. Types of friction include dry, fluid, lubricated, skin, and internal -- an incomplete list. The study of t ...
leading to
dissipation
In thermodynamics, dissipation is the result of an irreversible process that affects a thermodynamic system. In a dissipative process, energy ( internal, bulk flow kinetic, or system potential) transforms from an initial form to a final form, wh ...
of work into heat. In that case, the cycle is not reversible and the
Clausius theorem
The Clausius theorem, also known as the Clausius inequality, states that for a thermodynamic system (e.g. heat engine or heat pump) exchanging heat with external thermal reservoirs and undergoing a thermodynamic cycle, the following inequality h ...
becomes an inequality rather than an equality. Otherwise, since entropy is a
state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
, the required dumping of heat into the environment to dispose of excess entropy leads to a (minimal) reduction in efficiency. So Equation gives the efficiency of any
reversible heat engine
A heat engine is a system that transfers thermal energy to do mechanical or electrical work. While originally conceived in the context of mechanical energy, the concept of the heat engine has been applied to various other kinds of energy, pa ...
.
In mesoscopic heat engines, work per cycle of operation in general fluctuates due to thermal noise. If the cycle is performed quasi-statically, the fluctuations vanish even on the mesoscale. However, if the cycle is performed faster than the relaxation time of the working medium, the fluctuations of work are inevitable. Nevertheless, when work and heat fluctuations are counted, an exact equality relates the exponential average of work performed by any heat engine to the heat transfer from the hotter heat bath.
Efficiency of real heat engines
Carnot realized that, in reality, it is not possible to build a
thermodynamically reversible engine. So, real heat engines are even less efficient than indicated by Equation . In addition, real engines that operate along the Carnot cycle style (isothermal expansion / isentropic expansion / isothermal compression / isentropic compression) are rare. Nevertheless, Equation is extremely useful for determining the maximum efficiency that could ever be expected for a given set of thermal reservoirs.
Although Carnot's cycle is an idealization, Equation as the expression of the Carnot efficiency is still useful. Consider the
average
In colloquial, ordinary language, an average is a single number or value that best represents a set of data. The type of average taken as most typically representative of a list of numbers is the arithmetic mean the sum of the numbers divided by ...
temperatures,
at which the first integral is over a part of a cycle where heat goes into the system and the second integral is over a cycle part where heat goes out from the system. Then, replace ''T
H'' and ''T
C'' in Equation by 〈''T
H''〉 and 〈''T
C''〉, respectively, to estimate the efficiency a heat engine.
For the Carnot cycle, or its equivalent, the average value 〈''T
H''〉 will equal the highest temperature available, namely ''T
H'', and 〈''T
C''〉 the lowest, namely ''T
C''. For other less efficient thermodynamic cycles, 〈''T
H''〉 will be lower than ''T
H'', and 〈''T
C''〉 will be higher than ''T
C''. This can help illustrate, for example, why a
reheater
An afterburner (or reheat in British English) is an additional combustion component used on some jet engines, mostly those on military supersonic aircraft. Its purpose is to increase thrust, usually for supersonic flight, takeoff, and combat. ...
or a
regenerator can improve the thermal efficiency of steam power plants and why the thermal efficiency of combined-cycle power plants (which incorporate gas turbines operating at even higher temperatures) exceeds that of conventional steam plants. The first prototype of the
diesel engine
The diesel engine, named after the German engineer Rudolf Diesel, is an internal combustion engine in which Combustion, ignition of diesel fuel is caused by the elevated temperature of the air in the cylinder due to Mechanics, mechanical Compr ...
was based on the principles of the Carnot cycle.
As a macroscopic construct
The
Carnot heat engine
A Carnot heat engine is a theoretical heat engine that operates on the Carnot cycle. The basic model for this engine was developed by Nicolas Léonard Sadi Carnot in 1824. The Carnot engine model was graphically expanded by Benoît Paul Émile ...
is, ultimately, a theoretical construct based on an ''idealized''
thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
. On a practical human-scale level the Carnot cycle has proven a valuable model, as in advancing the development of the
diesel engine
The diesel engine, named after the German engineer Rudolf Diesel, is an internal combustion engine in which Combustion, ignition of diesel fuel is caused by the elevated temperature of the air in the cylinder due to Mechanics, mechanical Compr ...
. However, on a macroscopic scale limitations placed by the model's assumptions prove it impractical, and, ultimately, incapable of doing any
work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an ani ...
.
As such, per
Carnot's theorem, the Carnot engine may be thought as the theoretical limit of macroscopic scale heat engines rather than any practical device that could ever be built.
See also
*
Carnot heat engine
A Carnot heat engine is a theoretical heat engine that operates on the Carnot cycle. The basic model for this engine was developed by Nicolas Léonard Sadi Carnot in 1824. The Carnot engine model was graphically expanded by Benoît Paul Émile ...
*
Reversible process (thermodynamics)
In thermodynamics, a reversible process is a process, involving a system and its surroundings, whose direction can be reversed by infinitesimal changes in some properties of the surroundings, such as pressure or temperature.
Throughout an enti ...
References
;Notes
;Sources
:* Carnot, Sadi,
Reflections on the Motive Power of Fire
''Reflections on the Motive Power of Fire and on Machines Fitted to Develop that Power'' () is a scientific treatise written by the French military engineer Sadi Carnot.full text of 1897 ed. ( Full text of 1897 edition on Wikisource ) Publis ...
:*
Ewing, J. A. (1910
The Steam-Engine and Other Enginesedition 3, page 62, via
Internet Archive
The Internet Archive is an American 501(c)(3) organization, non-profit organization founded in 1996 by Brewster Kahle that runs a digital library website, archive.org. It provides free access to collections of digitized media including web ...
:*
:*
:*
:* American Institute of Physics, 2011. . Abstract at
Full article (24 page
, also a
External links
Hyperphysicsarticle on the Carnot cycle.
* S. M. Blinde
Carnot Cycle on Ideal Gaspowered by
Wolfram Mathematica
Wolfram (previously known as Mathematica and Wolfram Mathematica) is a software system with built-in libraries for several areas of technical computing that allows machine learning, statistics, symbolic computation, data manipulation, network ...
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Thermodynamic cycles