
The Drake equation is a
probabilistic argument used to estimate the number of active, communicative
extraterrestrial civilizations in the
Milky Way
The Milky Way or Milky Way Galaxy is the galaxy that includes the Solar System, with the name describing the #Appearance, galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars in other arms of the galax ...
Galaxy
A galaxy is a Physical system, system of stars, stellar remnants, interstellar medium, interstellar gas, cosmic dust, dust, and dark matter bound together by gravity. The word is derived from the Ancient Greek, Greek ' (), literally 'milky', ...
.
Physics Today
''Physics Today'' is the membership magazine of the American Institute of Physics. First published in May 1948, it is issued on a monthly schedule, and is provided to the members of ten physics societies, including the American Physical Society. ...
14 (4), 40–46 (1961).
The equation was formulated in 1961 by
Frank Drake
Frank Donald Drake (May 28, 1930 – September 2, 2022) was an American astrophysicist and astrobiologist.
He began his career as a radio astronomer, studying the planets of the Solar System and later pulsars. Drake expanded his interests ...
, not for purposes of quantifying the number of civilizations, but as a way to stimulate scientific dialogue at the first scientific meeting on the
search for extraterrestrial intelligence
The search for extraterrestrial intelligence (usually shortened as SETI) is an expression that refers to the diverse efforts and scientific projects intended to detect extraterrestrial signals, or any evidence of intelligent life beyond Earth.
...
(SETI).
The equation summarizes the main concepts which scientists must contemplate when considering the question of other radio-communicative life.
It is more properly thought of as an approximation than as a serious attempt to determine a precise number.
Criticism related to the Drake equation focuses not on the equation itself, but on the fact that the estimated values for several of its factors are highly conjectural, the combined multiplicative effect being that the uncertainty associated with any derived value is so large that the equation cannot be used to draw firm conclusions.
Equation
The Drake equation is:
where
* = the number of
civilization
A civilization (also spelled civilisation in British English) is any complex society characterized by the development of state (polity), the state, social stratification, urban area, urbanization, and symbolic systems of communication beyon ...
s in the Milky Way galaxy with which communication might be possible (i.e. which are on the current past
light cone
In special and general relativity, a light cone (or "null cone") is the path that a flash of light, emanating from a single Event (relativity), event (localized to a single point in space and a single moment in time) and traveling in all direct ...
);
and
* = the average rate of
star formation
Star formation is the process by which dense regions within molecular clouds in interstellar space—sometimes referred to as "stellar nurseries" or "star-forming regions"—Jeans instability, collapse and form stars. As a branch of astronomy, sta ...
in
our galaxy.
* = the fraction of those stars that have
planet
A planet is a large, Hydrostatic equilibrium, rounded Astronomical object, astronomical body that is generally required to be in orbit around a star, stellar remnant, or brown dwarf, and is not one itself. The Solar System has eight planets b ...
s.
* = the average number of planets that can potentially support
life
Life, also known as biota, refers to matter that has biological processes, such as Cell signaling, signaling and self-sustaining processes. It is defined descriptively by the capacity for homeostasis, Structure#Biological, organisation, met ...
per star that has planets.
* = the fraction of planets that could support life that actually develop life at some point.
* = the fraction of planets with life that go on to develop
intelligent life (civilizations).
* = the fraction of civilizations that develop a technology that releases
detectable signs of their existence into space.
* = the length of time for which such civilizations release detectable signals into space.
[
]
This form of the equation first appeared in Drake's 1965 paper.
History
In September 1959, physicists
Giuseppe Cocconi and
Philip Morrison published an article in the journal ''
Nature
Nature is an inherent character or constitution, particularly of the Ecosphere (planetary), ecosphere or the universe as a whole. In this general sense nature refers to the Scientific law, laws, elements and phenomenon, phenomena of the physic ...
'' with the provocative title "Searching for Interstellar Communications".
[
] Cocconi and Morrison argued that
radio telescope
A radio telescope is a specialized antenna (radio), antenna and radio receiver used to detect radio waves from astronomical radio sources in the sky. Radio telescopes are the main observing instrument used in radio astronomy, which studies the r ...
s had become sensitive enough to pick up transmissions that might be broadcast into space by civilizations orbiting other stars. Such messages, they suggested, might be transmitted at a
wavelength
In physics and mathematics, wavelength or spatial period of a wave or periodic function is the distance over which the wave's shape repeats.
In other words, it is the distance between consecutive corresponding points of the same ''phase (waves ...
of 21 cm (1,420.4
MHz
The hertz (symbol: Hz) is the unit of frequency in the International System of Units (SI), often described as being equivalent to one event (or cycle) per second. The hertz is an SI derived unit whose formal expression in terms of SI base u ...
). This is the wavelength of radio emission by neutral
hydrogen
Hydrogen is a chemical element; it has chemical symbol, symbol H and atomic number 1. It is the lightest and abundance of the chemical elements, most abundant chemical element in the universe, constituting about 75% of all baryon, normal matter ...
, the most common element in the universe, and they reasoned that other intelligences might see this as a logical landmark in the
radio spectrum
The radio spectrum is the part of the electromagnetic spectrum with frequencies from 3 Hz to 3,000 GHz (3 THz). Electromagnetic waves in this frequency range, called radio waves, are widely used in modern technology, particula ...
.
Two months later, Harvard University astronomy professor
Harlow Shapley
Harlow Shapley (November 2, 1885 – October 20, 1972) was an American astronomer, who served as head of the Harvard College Observatory from 1921–1952, and political activist during the latter New Deal and Fair Deal.
Shapley used Cepheid var ...
speculated on the number of inhabited planets in the universe, saying "The universe has 10 million, million, million suns (10 followed by 18 zeros) similar to our own. One in a million has planets around it. Only one in a million million has the right combination of chemicals, temperature, water, days and nights to support planetary life as we know it. This calculation arrives at the estimated figure of 100 million worlds where life has been forged by evolution."
[
]
Seven months after Cocconi and Morrison published their article, Drake began
searching for extraterrestrial intelligence in an experiment called
Project Ozma. It was the first systematic search for signals from communicative extraterrestrial civilizations. Using the dish of the
National Radio Astronomy Observatory, Green Bank in
Green Bank, West Virginia, Drake monitored two nearby Sun-like stars:
Epsilon Eridani and
Tau Ceti, slowly scanning frequencies close to the 21 cm wavelength for six hours per day from April to July 1960.
The project was well designed, inexpensive, and simple by today's standards. It detected no signals.
Soon thereafter, Drake hosted the first search for extraterrestrial intelligence conference on detecting their radio signals. The meeting was held at the Green Bank facility in 1961. The equation that bears Drake's name arose out of his preparations for the meeting.
The ten attendees were conference organizer J. Peter Pearman, Frank Drake,
Philip Morrison, businessman and radio amateur Dana Atchley, chemist
Melvin Calvin, astronomer
Su-Shu Huang, neuroscientist
John C. Lilly, inventor
Barney Oliver, astronomer
Carl Sagan
Carl Edward Sagan (; ; November 9, 1934December 20, 1996) was an American astronomer, planetary scientist and science communicator. His best known scientific contribution is his research on the possibility of extraterrestrial life, including e ...
, and radio-astronomer
Otto Struve.
[
] These participants called themselves "The Order of the Dolphin" (because of Lilly's work on
dolphin communication), and commemorated their first meeting with a plaque at the observatory hall.
Usefulness

The Drake equation results in a summary of the factors affecting the likelihood that we might detect radio-communication from intelligent extraterrestrial life.
The last three parameters, , , and , are not known and are very difficult to estimate, with values ranging over many orders of magnitude (see ). Therefore, the usefulness of the Drake equation is not in the solving, but rather in the contemplation of all the various concepts which scientists must incorporate when considering the question of life elsewhere,
and gives the question of life elsewhere a basis for
scientific analysis. The equation has helped draw attention to some particular scientific problems related to life in the universe, for example
abiogenesis
Abiogenesis is the natural process by which life arises from non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to living entities on Earth was not a single even ...
, the development of
multi-cellular life, and the development of
intelligence
Intelligence has been defined in many ways: the capacity for abstraction, logic, understanding, self-awareness, learning, emotional knowledge, reasoning, planning, creativity, critical thinking, and problem-solving. It can be described as t ...
itself.
Within the limits of existing human technology, any practical search for distant intelligent life must necessarily be a search for some manifestation of a distant technology. After about 50 years, the Drake equation is still of seminal importance because it is a 'road map' of what we need to learn in order to solve this fundamental existential question.
It also formed the backbone of
astrobiology
Astrobiology (also xenology or exobiology) is a scientific field within the List of life sciences, life and environmental sciences that studies the abiogenesis, origins, Protocell, early evolution, distribution, and future of life in the univ ...
as a science; although speculation is entertained to give context, astrobiology concerns itself primarily with
hypotheses
A hypothesis (: hypotheses) is a proposed explanation for a phenomenon. A scientific method, scientific hypothesis must be based on observations and make a testable and reproducible prediction about reality, in a process beginning with an educ ...
that fit firmly into existing
scientific theories. Some 50 years of SETI have failed to find anything, even though radio telescopes, receiver techniques, and computational abilities have improved significantly since the early 1960s. SETI efforts since 1961 have conclusively ruled out widespread alien emissions near the 21 cm wavelength of the
hydrogen frequency.
Estimates
Original estimates
There is considerable disagreement on the values of these parameters, but the 'educated guesses' used by Drake and his colleagues in 1961 were:
* = 1 yr
−1 (1 star formed per year, on the average over the life of the galaxy; this was regarded as conservative)
* = 0.2 to 0.5 (one fifth to one half of all stars formed will have planets)
* = 1 to 5 (stars with planets will have between 1 and 5 planets capable of developing life)
* = 1 (100% of these planets will develop life)
* = 1 (100% of which will develop intelligent life)
* = 0.1 to 0.2 (10–20% of which will be able to communicate)
* = somewhere between 1000 and 100,000,000 years
Inserting the above minimum numbers into the equation gives a minimum N of 20 (see:
Range of results). Inserting the maximum numbers gives a maximum of 50,000,000. Drake states that given the uncertainties, the original meeting concluded that , and there were probably between 1000 and 100,000,000 planets with civilizations in the
Milky Way
The Milky Way or Milky Way Galaxy is the galaxy that includes the Solar System, with the name describing the #Appearance, galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars in other arms of the galax ...
Galaxy.
Current estimates
This section discusses and attempts to list the best current estimates for the parameters of the Drake equation.
Rate of star creation in this Galaxy,
Calculations in 2010, from
NASA
The National Aeronautics and Space Administration (NASA ) is an independent agencies of the United States government, independent agency of the federal government of the United States, US federal government responsible for the United States ...
and the
European Space Agency
The European Space Agency (ESA) is a 23-member International organization, international organization devoted to space exploration. With its headquarters in Paris and a staff of around 2,547 people globally as of 2023, ESA was founded in 1975 ...
indicate that the rate of star formation in this Galaxy is about of material per year.
[
] To get the number of stars per year, we divide this by the
initial mass function (IMF) for stars, where the average new star's mass is about . This gives a star formation rate of about 1.5–3 stars per year.
Fraction of those stars that have planets,
Analysis of
microlensing surveys, in 2012, has found that may approach 1—that is, stars are orbited by planets as a rule, rather than the exception; and that there are one or more bound planets per Milky Way star.
[
][
]
Average number of planets that might support life per star that has planets,
In November 2013, astronomers reported, based on
Kepler space telescope
The Kepler space telescope is a defunct space telescope launched by NASA in 2009 to discover Earth-sized planets orbiting other stars. Named after astronomer Johannes Kepler, the spacecraft was launched into an Earth-trailing heliocentric orb ...
data, that there could be as many as 40 billion
Earth-sized planets
A planet is a large, rounded astronomical body that is generally required to be in orbit around a star, stellar remnant, or brown dwarf, and is not one itself. The Solar System has eight planets by the most restrictive definition of the te ...
orbiting in the
habitable zone
In astronomy and astrobiology, the habitable zone (HZ), or more precisely the circumstellar habitable zone (CHZ), is the range of orbits around a star within which a planetary surface can support liquid water given sufficient atmospheric pressu ...
s of
sun-like stars and
red dwarf stars within the
Milky Way Galaxy
The Milky Way or Milky Way Galaxy is the galaxy that includes the Solar System, with the name describing the galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars in other arms of the galaxy, which are ...
.
11 billion of these estimated planets may be orbiting sun-like stars.
Since there are about 100 billion stars in the galaxy, this implies is roughly 0.4. The nearest planet in the habitable zone is
Proxima Centauri b, which is as close as about 4.2 light-years away.
The consensus at the Green Bank meeting was that had a minimum value between 3 and 5. Dutch science journalist
Govert Schilling has opined that this is optimistic.
Even if planets are in the
habitable zone
In astronomy and astrobiology, the habitable zone (HZ), or more precisely the circumstellar habitable zone (CHZ), is the range of orbits around a star within which a planetary surface can support liquid water given sufficient atmospheric pressu ...
, the number of planets with the right proportion of elements is difficult to estimate.
Brad Gibson, Yeshe Fenner, and Charley Lineweaver determined that about 10% of
star system
A star system or stellar system is a small number of stars that orbit each other, bound by gravity, gravitational attraction. It may sometimes be used to refer to a single star. A large group of stars bound by gravitation is generally calle ...
s in the Milky Way Galaxy are hospitable to life, by having heavy elements, being far from
supernova
A supernova (: supernovae or supernovas) is a powerful and luminous explosion of a star. A supernova occurs during the last stellar evolution, evolutionary stages of a massive star, or when a white dwarf is triggered into runaway nuclear fusion ...
e and being stable for a sufficient time.
The discovery of numerous
gas giant
A gas giant is a giant planet composed mainly of hydrogen and helium. Jupiter and Saturn are the gas giants of the Solar System. The term "gas giant" was originally synonymous with "giant planet". However, in the 1990s, it became known that Uranu ...
s in close orbit with their stars has introduced doubt that life-supporting planets commonly survive the formation of their stellar systems. So-called
hot Jupiter
Hot Jupiters (sometimes called hot Saturns) are a class of gas giant exoplanets that are inferred to be physically similar to Jupiter (i.e. Jupiter analogue, Jupiter analogues) but that have very short orbital periods (). The close proximity to t ...
s may migrate from distant orbits to near orbits, in the process disrupting the orbits of habitable planets.
On the other hand, the variety of
star system
A star system or stellar system is a small number of stars that orbit each other, bound by gravity, gravitational attraction. It may sometimes be used to refer to a single star. A large group of stars bound by gravitation is generally calle ...
s that might have habitable zones is not just limited to solar-type stars and Earth-sized planets. It is now estimated that even tidally locked planets close to
red dwarf
A red dwarf is the smallest kind of star on the main sequence. Red dwarfs are by far the most common type of fusing star in the Milky Way, at least in the neighborhood of the Sun. However, due to their low luminosity, individual red dwarfs are ...
stars
might have habitable zones, although the flaring behavior of these stars might speak against this. The possibility of life on
moons of gas giants (such as
Jupiter
Jupiter is the fifth planet from the Sun and the List of Solar System objects by size, largest in the Solar System. It is a gas giant with a Jupiter mass, mass more than 2.5 times that of all the other planets in the Solar System combined a ...
's moon
Europa, or
Saturn
Saturn is the sixth planet from the Sun and the second largest in the Solar System, after Jupiter. It is a gas giant, with an average radius of about 9 times that of Earth. It has an eighth the average density of Earth, but is over 95 tim ...
's moons
Titan
Titan most often refers to:
* Titan (moon), the largest moon of Saturn
* Titans, a race of deities in Greek mythology
Titan or Titans may also refer to:
Arts and entertainment
Fictional entities
Fictional locations
* Titan in fiction, fictiona ...
and
Enceladus) adds further uncertainty to this figure.
The authors of the
rare Earth hypothesis propose a number of additional constraints on habitability for planets, including being in galactic zones with suitably low radiation, high star metallicity, and low enough density to avoid excessive asteroid bombardment. They also propose that it is necessary to have a planetary system with large gas giants which provide bombardment protection without a
hot Jupiter
Hot Jupiters (sometimes called hot Saturns) are a class of gas giant exoplanets that are inferred to be physically similar to Jupiter (i.e. Jupiter analogue, Jupiter analogues) but that have very short orbital periods (). The close proximity to t ...
; and a planet with
plate tectonic
Plate may refer to:
Cooking
* Plate (dishware), broad, mainly flat vessel commonly used to serve food
* Plates, tableware, dishes or dishware used for setting a table, serving food and dining
* Plate, the content of such a plate (for example: r ...
s, a large moon that creates tidal pools, and moderate
axial tilt
In astronomy, axial tilt, also known as obliquity, is the angle between an object's rotational axis and its orbital axis, which is the line perpendicular to its orbital plane; equivalently, it is the angle between its equatorial plane and orbita ...
to generate seasonal variation.
Fraction of the above that actually go on to develop life,
Geological evidence from the Earth suggests that may be high; life on Earth appears to have begun around the same time as favorable conditions arose, suggesting that
abiogenesis
Abiogenesis is the natural process by which life arises from non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to living entities on Earth was not a single even ...
may be relatively common once conditions are right. However, this evidence only looks at the Earth (a single model planet), and contains
anthropic bias, as the planet of study was not chosen randomly, but by the living organisms that already inhabit it (ourselves). From a classical
hypothesis testing
A statistical hypothesis test is a method of statistical inference used to decide whether the data provide sufficient evidence to reject a particular hypothesis. A statistical hypothesis test typically involves a calculation of a test statistic. T ...
standpoint, without assuming that the underlying distribution of is the same for all planets in the Milky Way, there are zero
degrees of freedom
In many scientific fields, the degrees of freedom of a system is the number of parameters of the system that may vary independently. For example, a point in the plane has two degrees of freedom for translation: its two coordinates; a non-infinite ...
, permitting no valid estimates to be made. If life (or evidence of past life) were to be found on
Mars
Mars is the fourth planet from the Sun. It is also known as the "Red Planet", because of its orange-red appearance. Mars is a desert-like rocky planet with a tenuous carbon dioxide () atmosphere. At the average surface level the atmosph ...
,
Europa,
Enceladus or
Titan
Titan most often refers to:
* Titan (moon), the largest moon of Saturn
* Titans, a race of deities in Greek mythology
Titan or Titans may also refer to:
Arts and entertainment
Fictional entities
Fictional locations
* Titan in fiction, fictiona ...
that developed independently from life on Earth it would imply a value for close to 1. While this would raise the number of degrees of freedom from zero to one, there would remain a great deal of uncertainty on any estimate due to the small sample size, and the chance they are not really independent.
Countering this argument is that there is no evidence for abiogenesis occurring more than once on the Earth—that is, all terrestrial life stems from a common origin. If abiogenesis were more common it would be speculated to have occurred more than once on the Earth. Scientists have searched for this by looking for
bacteria
Bacteria (; : bacterium) are ubiquitous, mostly free-living organisms often consisting of one Cell (biology), biological cell. They constitute a large domain (biology), domain of Prokaryote, prokaryotic microorganisms. Typically a few micr ...
that are unrelated to other life on Earth, but none have been found yet. It is also possible that life arose more than once, but that other branches were out-competed, or died in mass extinctions, or were lost in other ways. Biochemists
Francis Crick
Francis Harry Compton Crick (8 June 1916 – 28 July 2004) was an English molecular biologist, biophysicist, and neuroscientist. He, James Watson, Rosalind Franklin, and Maurice Wilkins played crucial roles in deciphering the Nucleic acid doub ...
and
Leslie Orgel laid special emphasis on this uncertainty: "At the moment we have no means at all of knowing" whether we are "likely to be alone in the galaxy (Universe)" or whether "the galaxy may be pullulating with life of many different forms." As an alternative to abiogenesis on Earth, they proposed the hypothesis of
directed panspermia, which states that Earth life began with "microorganisms sent here deliberately by a technological society on another planet, by means of a special long-range unmanned spaceship".
In 2020, a paper by scholars at the
University of Nottingham
The University of Nottingham is a public research university in Nottingham, England. It was founded as University College Nottingham in 1881, and was granted a royal charter in 1948.
Nottingham's main campus (University Park Campus, Nottingh ...
proposed an "Astrobiological Copernican" principle, based on the
Principle of Mediocrity, and speculated that "intelligent life would form on other
arth-likeplanets like it has on Earth, so within a few billion years life would automatically form as a natural part of evolution". In the authors' framework, , , and are all set to a probability of 1 (certainty). Their resultant calculation concludes there are more than thirty current technological civilizations in the galaxy (disregarding error bars).
Fraction of the above that develops intelligent life,
This value remains particularly controversial. Those who favor a low value, such as the biologist
Ernst Mayr
Ernst Walter Mayr ( ; ; 5 July 1904 – 3 February 2005) was a German-American evolutionary biologist. He was also a renowned Taxonomy (biology), taxonomist, tropical explorer, ornithologist, Philosophy of biology, philosopher of biology, and ...
, point out that of the billions of species that have existed on Earth, only one has become intelligent and from this, infer a tiny value for .
[
] Likewise, the Rare Earth hypothesis, notwithstanding their low value for above, also think a low value for dominates the analysis. Those who favor higher values note the generally increasing complexity of life over time, concluding that the appearance of intelligence is almost inevitable,
[
] implying an approaching 1. Skeptics point out that the large spread of values in this factor and others make all estimates unreliable. (See
Criticism
Criticism is the construction of a judgement about the negative or positive qualities of someone or something. Criticism can range from impromptu comments to a written detailed response. , ''the act of giving your opinion or judgment about the ...
).
In addition, while it appears that life developed soon after the formation of Earth, the
Cambrian explosion, in which a large variety of multicellular life forms came into being, occurred a considerable amount of time after the formation of Earth, which suggests the possibility that special conditions were necessary. Some scenarios such as the
snowball Earth
The Snowball Earth is a historical geology, geohistorical hypothesis that proposes that during one or more of Earth's greenhouse and icehouse Earth, icehouse climates, the planet's planetary surface, surface became nearly entirely freezing, fr ...
or research into
extinction events have raised the possibility that life on Earth is relatively fragile. Research on any past
life on Mars
The possibility of life on Mars is a subject of interest in astrobiology due to the planet's proximity and similarities to Earth. To date, no conclusive evidence of past or present life has been found on Mars. Cumulative evidence suggests that ...
is relevant since a discovery that life did form on Mars but ceased to exist might raise the estimate of but would indicate that in half the known cases, intelligent life did not develop.
Estimates of have been affected by discoveries that the Solar System's orbit is circular in the galaxy, at such a distance that it remains out of the spiral arms for tens of millions of years (evading radiation from
novae). Also, Earth's large moon may aid the evolution of life by
stabilizing the planet's axis of rotation.
There has been quantitative work to begin to define
. One example is a Bayesian analysis published in 2020. In the conclusion, the author cautions that this study applies to Earth's conditions. In Bayesian terms, the study favors the formation of intelligence on a planet with identical conditions to Earth but does not do so with high confidence.
[
][
]
Planetary scientist
Pascal Lee of the
SETI Institute
The SETI Institute is a not-for-profit research organization incorporated in 1984 whose mission is to explore, understand, and explain the origin and nature of life in the universe, and to use this knowledge to inspire and guide present and futu ...
proposes that this fraction is very low (0.0002). He based this estimate on how long it took Earth to develop intelligent life (1 million years since ''
Homo erectus
''Homo erectus'' ( ) is an extinction, extinct species of Homo, archaic human from the Pleistocene, spanning nearly 2 million years. It is the first human species to evolve a humanlike body plan and human gait, gait, to early expansions of h ...
'' evolved, compared to 4.6 billion years since Earth formed).
Fraction of the above revealing their existence via signal release into space,
For deliberate communication, the one example we have (the Earth) does not do much explicit communication, though there are
some efforts covering only a tiny fraction of the stars that might look for human presence. (See
Arecibo message
The Arecibo message is an interstellar radio message carrying basic information about humanity and Earth that was sent to the globular cluster Messier 13 in 1974. It was meant as a demonstration of human technological achievement, rather than ...
, for example). There is
considerable speculation why an extraterrestrial civilization might exist but choose not to communicate. However, deliberate communication is not required, and calculations indicate that current or near-future Earth-level technology might well be detectable to civilizations not too much more advanced than present day humans. By this standard, the Earth is a communicating civilization.
Another question is what percentage of civilizations in the galaxy are close enough for us to detect, assuming that they send out signals. For example, existing Earth radio telescopes could only detect Earth radio transmissions from roughly a light year away.
Lifetime of such a civilization wherein it communicates its signals into space,
Michael Shermer
Michael Brant Shermer (born September 8, 1954) is an American science writer, historian of science, executive director of The Skeptics Society, and founding publisher of '' Skeptic'' magazine, a publication focused on investigating pseudoscientif ...
estimated as 420 years, based on the duration of sixty historical Earthly civilizations.
[
] Using 28 civilizations more recent than the Roman Empire, he calculates a figure of 304 years for "modern" civilizations. It could also be argued from Michael Shermer's results that the fall of most of these civilizations was followed by later civilizations that carried on the technologies, so it is doubtful that they are separate civilizations in the context of the Drake equation. In the expanded version, including ''reappearance number'', this lack of specificity in defining single civilizations does not matter for the result, since such a civilization turnover could be described as an increase in the ''reappearance number'' rather than increase in , stating that a civilization reappears in the form of the succeeding cultures. Furthermore, since none could communicate over interstellar space, the method of comparing with historical civilizations could be regarded as invalid.
David Grinspoon has argued that once a civilization has developed enough, it might overcome all threats to its survival. It will then last for an indefinite period of time, making the value for potentially billions of years. If this is the case, then he proposes that the Milky Way Galaxy may have been steadily accumulating advanced civilizations since it formed.
[
] He proposes that the last factor be replaced with , where is the fraction of communicating civilizations that become "immortal" (in the sense that they simply do not die out), and representing the length of time during which this process has been going on. This has the advantage that would be a relatively easy-to-discover number, as it would simply be some fraction of the age of the universe.
It has also been hypothesized that once a civilization has learned of a more advanced one, its longevity could increase because it can learn from the experiences of the other.
[
]
The astronomer
Carl Sagan
Carl Edward Sagan (; ; November 9, 1934December 20, 1996) was an American astronomer, planetary scientist and science communicator. His best known scientific contribution is his research on the possibility of extraterrestrial life, including e ...
speculated that all of the terms, except for the lifetime of a civilization, are relatively high and the determining factor in whether there are large or small numbers of civilizations in the universe is the civilization lifetime, or in other words, the ability of technological civilizations to avoid self-destruction. In Sagan's case, the Drake equation was a strong motivating factor for his interest in environmental issues and his efforts to warn against the dangers of
nuclear warfare
Nuclear warfare, also known as atomic warfare, is a War, military conflict or prepared Policy, political strategy that deploys nuclear weaponry. Nuclear weapons are Weapon of mass destruction, weapons of mass destruction; in contrast to conven ...
. Paleobiologist
Olev Vinn suggests that the lifetime of most technological civilizations is brief due to inherited behavior patterns present in all intelligent organisms. These behaviors, incompatible with civilized conditions, inevitably lead to self-destruction soon after the emergence of advanced technologies.
An intelligent civilization might not be organic, as some have suggested that
artificial general intelligence
Artificial general intelligence (AGI)—sometimes called human‑level intelligence AI—is a type of artificial intelligence that would match or surpass human capabilities across virtually all cognitive tasks.
Some researchers argue that sta ...
may replace humanity.
Range of results
As many skeptics have pointed out, the Drake equation can give a very wide range of values, depending on the assumptions, as the values used in portions of the Drake equation are not well established.
In particular, the result can be , meaning we are likely alone in the galaxy, or , implying there are many civilizations we might contact. One of the few points of wide agreement is that the presence of humanity implies a probability of intelligence arising of greater than zero.
[
]
As an example of a low estimate, combining NASA's star formation rates, the
rare Earth hypothesis value of , Mayr's view on intelligence arising, Drake's view of communication, and Shermer's estimate of lifetime:
:,
[ ,] , rake, above/sup>, and years
gives:
:
i.e., suggesting that we are probably alone in this galaxy, and possibly in the observable universe
The observable universe is a Ball (mathematics), spherical region of the universe consisting of all matter that can be observation, observed from Earth; the electromagnetic radiation from these astronomical object, objects has had time to reach t ...
.
On the other hand, with larger values for each of the parameters above, values of can be derived that are greater than 1. The following higher values that have been proposed for each of the parameters:
:,[ ,] ,[
][
] ,[
] , rake, above/sup>, and years
Use of these parameters gives:
:
Monte Carlo
Monte Carlo ( ; ; or colloquially ; , ; ) is an official administrative area of Monaco, specifically the Ward (country subdivision), ward of Monte Carlo/Spélugues, where the Monte Carlo Casino is located. Informally, the name also refers to ...
simulations of estimates of the Drake equation factors based on a stellar and planetary model of the Milky Way have resulted in the number of civilizations varying by a factor of 100.
Possible former technological civilizations
In 2016, Adam Frank and Woodruff Sullivan modified the Drake equation to determine just how unlikely the event of a technological species arising on a given habitable planet must be, to give the result that Earth hosts the ''only'' technological species that has ''ever'' arisen, for two cases: (a) this Galaxy, and (b) the universe as a whole. By asking this different question, one removes the lifetime and simultaneous communication uncertainties. Since the numbers of habitable planets per star can today be reasonably estimated, the only remaining unknown in the Drake equation is the probability that a habitable planet ''ever'' develops a technological species over its lifetime. For Earth to have the only technological species that has ever occurred in the universe, they calculate the probability of any given habitable planet ever developing a technological species must be less than . Similarly, for Earth to have been the only case of hosting a technological species over the history of this Galaxy, the odds of a habitable zone planet ever hosting a technological species must be less than (about 1 in 60 billion). The figure for the universe implies that it is extremely unlikely that Earth hosts the only technological species that has ever occurred. On the other hand, for this Galaxy one must think that fewer than 1 in 60 billion habitable planets develop a technological species for there not to have been at least a second case of such a species over the past history of this Galaxy.
Modifications
As many observers have pointed out, the Drake equation is a very simple model that omits potentially relevant parameters, and many changes and modifications to the equation have been proposed. One line of modification, for example, attempts to account for the uncertainty inherent in many of the terms.
Combining the estimates of the original six factors by major researchers via a Monte Carlo procedure leads to a best value for the non-longevity factors of 0.85 1/years. This result differs insignificantly from the estimate of unity given both by Drake and the Cyclops report.
Others note that the Drake equation ignores many concepts that might be relevant to the odds of contacting other civilizations. For example, David Brin
Glen David Brin (born October 6, 1950) is an American science fiction author. He has won the Hugo Award, Hugo, states: "The Drake equation merely speaks of the number of sites at which ETIs spontaneously arise. The equation says nothing directly about the contact cross-section between an ETIS and contemporary human society".[
] Because it is the contact cross-section that is of interest to the SETI community, many additional factors and modifications of the Drake equation have been proposed.
;Colonization : It has been proposed to generalize the Drake equation to include additional effects of alien civilizations colonizing other star system
A star system or stellar system is a small number of stars that orbit each other, bound by gravity, gravitational attraction. It may sometimes be used to refer to a single star. A large group of stars bound by gravitation is generally calle ...
s. Each original site expands with an expansion velocity , and establishes additional sites that survive for a lifetime . The result is a more complex set of 3 equations.
;Reappearance factor : The Drake equation may furthermore be multiplied by ''how many times'' an intelligent civilization may occur on planets where it has happened once. Even if an intelligent civilization reaches the end of its lifetime after, for example, 10,000 years, life may still prevail on the planet for billions of years, permitting the next civilization to evolve. Thus, several civilizations may come and go during the lifespan of one and the same planet. Thus, if is the average number of times a new civilization reappears on the same planet where a previous civilization once has appeared and ended, then the total number of civilizations on such a planet would be , which is the actual ''reappearance factor'' added to the equation.
:The factor depends on what generally is the cause of civilization extinction. If it is generally by temporary uninhabitability, for example a nuclear winter
Nuclear winter is a severe and prolonged anti-greenhouse effect, global climatic cooling effect that is hypothesized to occur after widespread firestorms following a large-scale Nuclear warfare, nuclear war. The hypothesis is based on the fact ...
, then may be relatively high. On the other hand, if it is generally by permanent uninhabitability, such as stellar evolution
Stellar evolution is the process by which a star changes over the course of time. Depending on the mass of the star, its lifetime can range from a few million years for the most massive to trillions of years for the least massive, which is consi ...
, then may be almost zero. In the case of total life extinction, a similar factor may be applicable for , that is, ''how many times'' life may appear on a planet where it has appeared once.
;METI factor : Alexander Zaitsev said that to be in a communicative phase and emit dedicated messages are not the same. For example, humans, although being in a communicative phase, are not a communicative civilization; we do not practise such activities as the purposeful and regular transmission of interstellar messages. For this reason, he suggested introducing the METI factor (messaging to extraterrestrial intelligence) to the classical Drake equation. He defined the factor as "the fraction of communicative civilizations with clear and non-paranoid planetary consciousness", or alternatively expressed, the fraction of communicative civilizations that actually engage in deliberate interstellar transmission.
:The METI factor is somewhat misleading since active, purposeful transmission of messages by a civilization is not required for them to receive a broadcast sent by another that is seeking first contact. It is merely required they have capable and compatible receiver systems operational; however, this is a variable humans cannot accurately estimate.
;Biogenic gases : Astronomer Sara Seager proposed a revised equation that focuses on the search for planets with biosignature gases. These gases are produced by living organisms that can accumulate in a planet atmosphere to levels that can be detected with remote space telescopes.
:The Seager equation looks like this:
::
:where:
:: = the number of planets with detectable signs of life
:: = the number of stars observed
:: = the fraction of stars that are quiet
:: = the fraction of stars with rocky planets in the habitable zone
:: = the fraction of those planets that can be observed
:: = the fraction that have life
:: = the fraction on which life produces a detectable signature gas
:Seager stresses, "We're not throwing out the Drake Equation, which is really a different topic," explaining, "Since Drake came up with the equation, we have discovered thousands of exoplanets. We as a community have had our views revolutionized as to what could possibly be out there. And now we have a real question on our hands, one that's not related to intelligent life: Can we detect any signs of life in any way in the very near future?"
;Carl Sagan's version of the Drake equation:American astronomer Carl Sagan
Carl Edward Sagan (; ; November 9, 1934December 20, 1996) was an American astronomer, planetary scientist and science communicator. His best known scientific contribution is his research on the possibility of extraterrestrial life, including e ...
made some modifications in the Drake equation and presented it in the 1980 program '' Cosmos: A Personal Voyage''. The modified equation is shown below
where
* = the number of civilization
A civilization (also spelled civilisation in British English) is any complex society characterized by the development of state (polity), the state, social stratification, urban area, urbanization, and symbolic systems of communication beyon ...
s in the Milky Way galaxy with which communication might be possible (i.e. which are on the current past light cone
In special and general relativity, a light cone (or "null cone") is the path that a flash of light, emanating from a single Event (relativity), event (localized to a single point in space and a single moment in time) and traveling in all direct ...
);
and
* = Number of stars
A star is a luminous spheroid of plasma held together by self-gravity. The nearest star to Earth is the Sun. Many other stars are visible to the naked eye at night; their immense distances from Earth make them appear as fixed points of ...
in the Milky Way Galaxy
The Milky Way or Milky Way Galaxy is the galaxy that includes the Solar System, with the name describing the galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars in other arms of the galaxy, which are ...
* = the fraction of those stars that have planet
A planet is a large, Hydrostatic equilibrium, rounded Astronomical object, astronomical body that is generally required to be in orbit around a star, stellar remnant, or brown dwarf, and is not one itself. The Solar System has eight planets b ...
s.
* = the average number of planets that can potentially support life
Life, also known as biota, refers to matter that has biological processes, such as Cell signaling, signaling and self-sustaining processes. It is defined descriptively by the capacity for homeostasis, Structure#Biological, organisation, met ...
per star that has planets.
* = the fraction of planets that could support life that actually develop life at some point.
* = the fraction of planets with life that go on to develop intelligent life (civilizations).
* = the fraction of civilizations that develop a technology that releases detectable signs of their existence into space.
* = fraction of a planetary lifetime graced by a technological civilization
Criticism
Criticism of the Drake equation is varied. Firstly, many of the terms in the equation are largely or entirely based on conjecture. Star formation rates are well-known, and the incidence of planets has a sound theoretical and observational basis, but the other terms in the equation become very speculative. The uncertainties revolve around the present day understanding of the evolution of life, intelligence, and civilization, not physics. No statistical estimates are possible for some of the parameters, where only one example is known. The net result is that the equation cannot be used to draw firm conclusions of any kind, and the resulting margin of error is huge, far beyond what some consider acceptable or meaningful.
Others point out that the equation was formulated before our understanding of the universe had matured. Astrophysicist Ethan Siegel, said:
One reply to such criticisms is that even though the Drake equation currently involves speculation about unmeasured parameters, it was intended as a way to stimulate dialogue on these topics. Then the focus becomes how to proceed experimentally. Indeed, Drake originally formulated the equation merely as an agenda for discussion at the Green Bank conference.
Fermi paradox
A civilization lasting for tens of millions of years could be able to spread throughout the galaxy, even at the slow speeds foreseeable with present-day technology. However, no confirmed signs of civilizations or intelligent life elsewhere have been found, either in this Galaxy or in the observable universe
The observable universe is a Ball (mathematics), spherical region of the universe consisting of all matter that can be observation, observed from Earth; the electromagnetic radiation from these astronomical object, objects has had time to reach t ...
of 2 trillion
''Trillion'' is a number with two distinct definitions:
*1,000,000,000,000, i.e. one million 1,000,000, million, or (ten to the twelfth Exponentiation, power), as defined on the long and short scales, short scale. This is now the meaning in bot ...
galaxies. According to this line of thinking, the tendency to fill (or at least explore) all available territory seems to be a universal trait of living things, so the Earth should have already been colonized, or at least visited, but no evidence of this exists. Hence Fermi's question "Where is everybody?".[
]
A large number of explanations have been proposed to explain this lack of contact; a book published in 2015 elaborated on 75 different explanations. In terms of the Drake Equation, the explanations can be divided into three classes:
*Few intelligent civilizations ever arise. This is an argument that at least one of the first few terms, , has a low value. The most common suspect is , but explanations such as the rare Earth hypothesis argue that is the small term.
*Intelligent civilizations exist, but we see no evidence, meaning is small. Typical arguments include that civilizations are too far apart, it is too expensive to spread throughout the galaxy, civilizations broadcast signals for only a brief period of time, communication is dangerous, and many others.
*The lifetime of intelligent, communicative civilizations is short, meaning the value of is small. Drake suggested that a large number of extraterrestrial civilizations would form, and he further speculated that the lack of evidence of such civilizations may be because technological civilizations tend to disappear rather quickly. Typical explanations include it is the nature of intelligent life to destroy itself, it is the nature of intelligent life to destroy others, they tend to be destroyed by natural events, and others.
These lines of reasoning lead to the Great Filter hypothesis, which states that since there are no observed extraterrestrial civilizations despite the vast number of stars, at least one step in the process must be acting as a filter to reduce the final value. According to this view, either it is very difficult for intelligent life to arise, or the lifetime of technologically advanced civilizations, or the period of time they reveal their existence must be relatively short.
An analysis by Anders Sandberg, Eric Drexler
Kim Eric Drexler (born April 25, 1955) is an American engineer best known for introducing molecular nanotechnology (MNT), and his studies of its potential from the 1970s and 1980s. His 1991 doctoral thesis at Massachusetts Institute of Technology ...
and Toby Ord suggests "a substantial ''ex ante'' (predicted) probability of there being no other intelligent life in our observable universe".
In popular culture
The equation was cited by Gene Roddenberry
Eugene Wesley Roddenberry Sr. (August 19, 1921 – October 24, 1991) was an American television screenwriter and producer who created the science fiction series and fictional universe ''Star Trek.'' Born in El Paso, Texas, Roddenberry grew up ...
as supporting the multiplicity of inhabited planets shown on ''Star Trek
''Star Trek'' is an American science fiction media franchise created by Gene Roddenberry, which began with the Star Trek: The Original Series, series of the same name and became a worldwide Popular culture, pop-culture Cultural influence of ...
'', the television series he created. However, Roddenberry did not have the equation with him, and he was forced to "invent" it for his original proposal. The invented equation created by Roddenberry is:
Regarding Roddenberry's fictional version of the equation, Drake himself commented that a number raised to the first power is just the number itself.
A commemorative plate on NASA's Europa Clipper
Europa Clipper (previously known as Europa Multiple Flyby Mission) is a space probe developed by NASA to study Europa (moon), Europa, a Galilean moon of Jupiter. It was launched on October 14, 2024. The spacecraft used a gravity assist from Mar ...
mission, which launched October 14, 2024, features a poem by the U.S. Poet Laureate Ada Limón
Ada Limón (born March 28, 1976) is an American poet. On July 12, 2022, she was named the 24th United States Poet Laureate, Poet Laureate of the United States by the Librarian of Congress. This made her the first Latinas, Latina to be Poet Laurea ...
, waveforms of the word 'water' in 103 languages, a schematic of the water hole, the Drake equation, and a portrait of planetary scientist Ron Greeley on it.[ ]
The track ''Abiogenesis'' on the Carbon Based Lifeforms
Carbon Based Lifeforms is a Swedish electronic music duo formed in Gothenburg in 1996 by Johannes Hedberg and Daniel Vadestrid (''né'' Ringström and formerly Segerstad).
History Formation and early period
Hedberg and Ringström (both born in 1 ...
album World of Sleepers features the Drake equation in a spoken voice-over.
See also
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* '' The Search for Life: The Drake Equation'', BBC documentary
Notes
References
Further reading
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External links
Interactive Drake Equation Calculator
Frank Drake's 2010 article on "The Origin of the Drake Equation"
"Only a matter of time, says Frank Drake"
A Q&A with Frank Drake in February 2010
*
from PBS's '' Nova''
"The Drake Equation"
'' Astronomy Cast'' episode #23; includes full transcript
Animated simulation of the Drake equation
()
"The Alien Equation"
BBC Radio program ''Discovery'' (22 September 2010)
"Reflections on the Equation"
(PDF), by Frank Drake, 2013
{{Portal bar, Stars, Spaceflight, Solar System, Science
1961 introductions
Astrobiology
Astronomical controversies
Astronomical hypotheses
Eponymous equations of physics
Fermi paradox
Interstellar messages
Search for extraterrestrial intelligence