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Penal military units, including penal battalions, penal companies, etc., are military formations consisting of convicts mobilized for military service. Such formations may contain soldiers convicted of offenses under military law, persons enrolled in the unit after being convicted in civilian courts, or some combination of the two. Service in such units is typically considered a form of punishment or discipline in lieu of
imprisonment Imprisonment is the restraint of a person's liberty, for any cause whatsoever, whether by authority of the government, or by a person acting without such authority. In the latter case it is "false imprisonment". Imprisonment does not necessari ...
or capital punishment.


History

One of the earliest examples of penal military units was recorded in the Chinese annals '' Records of the Grand Historian'' and '' Book of Han''. During the
Han–Dayuan War The War of the Heavenly Horses () or the Han–Dayuan War () was a military conflict fought in 104 BC and 102 BC between the Chinese Han dynasty and the Saka-ruled (Scythian) Greco-Bactrian kingdom known to the Chinese as Dayuan, in the Ferghana ...
, unhappy with the failure of General Li Guangli in an earlier expedition in 104 BC,
Emperor Wu of Han Emperor Wu of Han (156 – 29 March 87BC), formally enshrined as Emperor Wu the Filial (), born Liu Che (劉徹) and courtesy name Tong (通), was the seventh emperor of the Han dynasty of ancient China, ruling from 141 to 87 BC. His reign la ...
promised amnesty and rewards to criminals, prisoners and bandits (赦囚徒捍寇盜) and dispatched a 60,000-strong army consisting of "bad boys" (惡少年) to attack the
Greco-Bactrian kingdom The Bactrian Kingdom, known to historians as the Greco-Bactrian Kingdom or simply Greco-Bactria, was a Hellenistic period, Hellenistic-era Hellenistic Greece, Greek state, and along with the Indo-Greek Kingdom, the easternmost part of the Helleni ...
of Dayuan in 102 BC. Dedicated penal units were first envisioned during the
Napoleonic Napoleon Bonaparte ; it, Napoleone Bonaparte, ; co, Napulione Buonaparte. (born Napoleone Buonaparte; 15 August 1769 – 5 May 1821), later known by his regnal name Napoleon I, was a French military commander and political leader who ...
era of warfare, as large armies formed of conscripts often suffered from disciplinary problems. Soldiers who refused to face the enemy were seen as detrimental to the cohesion of the army and as a disgrace to the nation. The formation of penal battalions was seen as a way of disciplining an army and keeping soldiers in line. In addition, many nations conscripted criminals into penal battalions in lieu of imprisoning or executing them during wartime to better utilize national manpower. Such military units were treated with little regard by the regular army and were often placed in compromising situations, such as being used in forlorn hope assaults. The French Empire in particular was notable for employing penal military units during the wars of the coalition, especially during the later years of the conflicts as manpower became limited. The ''Régiment pénal de l'Île de Ré'', formed in 1811 and composed almost entirely of criminals and other societal undesirables, would see action during the later years of the Napoleonic Wars. The disbandment of conscripted armies and end of large scale warfare following the Napoleonic era led to the decline of the penal battalion system in continental Europe. However, the system continued in overseas colonies, again with the French as the primary employers of penal battalions. The
Battalions of Light Infantry of Africa The Battalions of Light Infantry of Africa (French: ''Bataillons d'Infanterie Légère d'Afrique'' or BILA), better known under the acronym ''Bat' d'Af, were French infantry and construction units, serving in Northern Africa, made up of men with p ...
(''Bats d'Af'') was formed by order of Louis Philippe I in 1832 for the purpose of expanding the
French colonial empire The French colonial empire () comprised the overseas colonies, protectorates and mandate territories that came under French rule from the 16th century onward. A distinction is generally made between the "First French Colonial Empire", that exist ...
. The Battalion fought in the
French conquest of Algeria The French invasion of Algeria (; ) took place between 1830 and 1903. In 1827, an argument between Hussein Dey, the ruler of the Deylik of Algiers, and the French consul escalated into a blockade, following which the July Monarchy of France inva ...
and during the Crimean War. The French also employed the ''compagnies d'exclus'' ("companies of the excluded"), military units which were stationed at Aîn-Sefra in Southern Algeria. These penal units consisted of convicts condemned to five years or more of hard labor and were judged unworthy to carry weapons. The various
Italian unification The unification of Italy ( it, Unità d'Italia ), also known as the ''Risorgimento'' (, ; ), was the 19th-century political and social movement that resulted in the consolidation of different states of the Italian Peninsula into a single ...
conflicts saw the Redshirts recruiting convicts and revolutionaries from prisons into penal regiments known as ''Battaglioni degli imprigionati'' ("Battalions of the Imprisoned" or "Prisoners Battalion".) The period of military rearmament preceding World War II caused renewed interest in the concept of penal military units. In May 1935 the German Wehrmacht instituted a new policy under German conscription law that stated soldiers who were deemed disruptive to military discipline but were otherwise "worthy of service" would be sent to military penal units. Criminals were also conscripted into penal units in exchange for lighter sentences or as a form of
stay of execution A stay of execution is a court order to temporarily suspend the execution of a court judgment or other court order. The word "execution" does not always mean the death penalty. It refers to the imposition of whatever judgment is being stayed and i ...
. These units, referred to as "special departments" or the generic term ''
Strafbataillon ''Strafbataillon'' (English: "penal battalion") is the generic term for penal units that were created from prisoners during the Second World War in all branches of the ''Wehrmacht''. Soldiers, criminals and civilians sentenced to those units wer ...
'', were overseen by the German military police. Prior to World War II, there were nine ''Strafbataillone'' within the Wehrmacht. The primary role of a ''Strafbataillon'' was to provide front line support. As the war progressed, the size of ''Strafbataillon'' companies dramatically increased in size due to changes in German military policy. Under such policies, any soldier who had a death sentence (for retreat) commuted was automatically reassigned to penal units, greatly increasing the number of soldiers available to the ''Strafbataillon''. The effectiveness of ''Strafbataillone'' were mixed. The combination of criminals, political prisoners, and undisciplined soldiers that made up a ''Strafbataillon'' often required harsh measures to be imposed for unit cohesion to be maintained. ''Strafbataillone'' were often ordered to undertake high risk missions on the front line, with soldiers being coached to regain their lost honor by fighting. Certain penal military units, such as the
36th Waffen Grenadier Division of the SS , image = File:Dirlewanger Crossed Grenades symbol.svg , image_size = 180 , caption = Symbol of the Division , dates = 1940–45 , country ...
, gained a reputation as being brutal towards civilian populations and
prisoners of war A prisoner of war (POW) is a person who is held Captivity, captive by a belligerent power during or immediately after an armed conflict. The earliest recorded usage of the phrase "prisoner of war" dates back to 1610. Belligerents hold priso ...
, and were employed as anti-partisan troops due to the fear they inspired. Other units, most notably the 999th Light Afrika Division, suffered from poor morale and saw soldiers desert the Wehrmacht to join resistance groups. Following Operation Barbarossa and the entry of the Soviet Union into World War II, the Red Army began to seriously consider the implementation of penal military units. These efforts resulted in the creation of ''
Shtrafbat ''Shtrafbats'' (russian: штрафбат, ) were Soviet penal battalions that fought on the Eastern Front in World War II. The ''shtrafbats'' were greatly increased in number by Joseph Stalin in July 1942 via Order No. 227 (Директива ...
'', penal military units composed of sentenced soldiers, political prisoners, and others deemed to be expendable. A large number of Red Army soldiers who retreated without orders during the initial German invasion were reorganized into rudimentary penal units, the precursors to dedicated ''Shtrafbat''. The ''Shtrafbat'' were greatly increased in number by Joseph Stalin in July 1942 via
Order No. 227 Order No. 227 () was an order issued on 28 July 1942 by Joseph Stalin, who was acting as the People's Commissar of Defence. It is known for its line "Not a step back!" (, ''Ni shagu nazad!''), which became the primary slogan of the Soviet press i ...
(Директива Ставки ВГК №227). Order No. 227 was a desperate effort to re-instill discipline after the panicked routs of the first year of combat with Germany. The order—popularized as the "Not one step back!" (Ни шагу назад!, Ni Shagu Nazad!) Order—introduced severe punishments, including
summary execution A summary execution is an execution in which a person is accused of a crime and immediately killed without the benefit of a full and fair trial. Executions as the result of summary justice (such as a drumhead court-martial) are sometimes include ...
, for unauthorized retreats. During the Chinese Civil War (the part from 1945 to 1949) the
National Revolutionary Army The National Revolutionary Army (NRA; ), sometimes shortened to Revolutionary Army () before 1928, and as National Army () after 1928, was the military arm of the Kuomintang (KMT, or the Chinese Nationalist Party) from 1925 until 1947 in China ...
(NRA) was known to have used penal battalions. A unit made up of deserters and those accused of cowardice, the penal battalion was given tasks such as scouting ahead of the main forces to check for ambushes, crossing rivers and torrents to see whether they were fordable, and walking across unmapped minefields.


By country


Belgium

*
Woodchopping platoon of the Orne The woodchoppers of the Orne ( nl, houthakkers van de Orne) were 10 Flemish soldiers during the First World War punished for their active or passive involvement in the Flemish Movement in the Belgian Army. They were removed from their platoons and ...
Penal unit for Flemish soldiers acting against the French speaking superiors in the Belgian army during the First World War.Geert Herman, Nieuwsblad, 7 juli 2014, article in Dutch
/ref>Peter Verplancke, VRT, 15 juli 2018, article in Dutch
/ref>Tom Simoens, CHTP-BEG - n° 23 / 2011, article in Dutc
Van arrangeren tot renseigneren. Smaad en geweld Van militairen Tegen hun oversten tijdens de eerste wereldoorlog


Bolivia

*
50th Infantry Regiment (Bolivia) The 50th Infantry Regiment (Cuchilleros de la Muerte) was a Bolivian infantry regiment that fought in the Chaco War. Nicknamed the Knives of Death (), the regiment relied almost exclusively on the use of blade weapons, particularly bayonets. T ...
personnel were recruited from prisons and under command from army and police officers in the Chaco war.


Finland

* Erillinen Pataljoona 21 ("Separate Battalion 21") or "Pärmi's Devils" was a penal battalion that fought in the Finnish army during the Continuation War, and was commanded by Major Nikke Pärmi. Er.P 21 was founded in August 1941 from voluntary criminal prisoners, and it also included leftists who were in protective custody. The distinguishing mark of Er.P 21 was the black letter V sewn into the sleeve of the uniform, according to which the unit was nicknamed "Black Arrow".


France

* Régiment pénal de l'Île de Ré, formed in 1811, disbanded in 1814. This was one of five regional penal units forming part of the French Army during this period and disbanded at the First Restoration. *
Battalion of Light Infantry of Africa The Battalions of Light Infantry of Africa (French language, French: ''Bataillons d'Infanterie Légère d'Afrique'' or BILA), better known under the acronym ''Bat' d'Af, were French infantry and construction units, serving in Northern Africa, made ...
formed in 1832 and made up of men with prison records who still had to complete their military service, plus serving soldiers with serious disciplinary problems. * Disciplinary Company of the Foreign Regiments in the Far East (1946–1954)


Italy

*
Cacciatori franchi Cacciatori is an Italian surname. Notable people with the surname include: *Fabio Massimo Cacciatori (born 1961), Italian entrepreneur and film producer *Maurizia Cacciatori Maurizia Cacciatori (born 6 April 1973) is an Italian former volleybal ...
of '' Regio Esercito'' * Battaglione di rigore of ''Genio Lavoratori'' (
Italian Social Republic The Italian Social Republic ( it, Repubblica Sociale Italiana, ; RSI), known as the National Republican State of Italy ( it, Stato Nazionale Repubblicano d'Italia, SNRI) prior to December 1943 but more popularly known as the Republic of Salò ...
) * Battaglioni degli imprigionati


Nazi Germany

*
Afrika-Brigade 999 The 999th Light Africa Division (''999. leichte Afrika-Division'') was a German Army unit formed in Tunisia in early 1943. The basis of the division was the 999th Africa Brigade (''999. Afrika-Brigade''), formed several months earlier, as a penal ...
(a.k.a. Bewährungseinheiten 999, Strafbataillon 999, Bewährungstruppe 999, Division 999). *
Dirlewanger Brigade , image = File:Dirlewanger Crossed Grenades symbol.svg , image_size = 180 , caption = Symbol of the Division , dates = 1940–45 , country ...
(a.k.a. SS-Sturmbrigade Dirlewanger, later 36th Waffen Grenadier Division of the SS). Consisting of hardened criminals who were not expected to survive recruitment, it became notorious even among the Waffen-SS for the sheer depravity of its war crimes. *
Strafbattalion ''Strafbataillon'' (English: "penal battalion") is the generic term for penal units that were created from prisoners during the Second World War in all branches of the ''Wehrmacht''. Soldiers, criminals and civilians sentenced to those units wer ...
(
German Army The German Army (, "army") is the land component of the armed forces of Germany. The present-day German Army was founded in 1955 as part of the newly formed West German ''Bundeswehr'' together with the ''Marine'' (German Navy) and the ''Luftwaf ...
unit)


Russia

* In July 2022 during the Russian Invasion of Ukraine, the Wagner Group attempted to recruit inmates to fight in Ukraine.


South Korea

*
Unit 684 209th Detachment, 2325th Group ( ko, 2325부대 209파견대), commonly known as Unit 684 (684부대), was a black operations unit of the Republic of Korea Air Force formed to assassinate North Korean leader Kim Il-sung in 1968, in retaliation fo ...
of the Republic of Korea Air Force formed from convicts to assassinate North Korean leader Kim Il-sung in 1968.


Soviet Union

*
Shtrafbat ''Shtrafbats'' (russian: штрафбат, ) were Soviet penal battalions that fought on the Eastern Front in World War II. The ''shtrafbats'' were greatly increased in number by Joseph Stalin in July 1942 via Order No. 227 (Директива ...
( NKVD prisoner battalions in World War II)


Ukraine

* In February 2022 during the Russian invasion of Ukraine, Ukraine offered to release prisoners with combat experience if they will fight in the army.


See also

*
Barrier troops Barrier troops, blocking units, or anti-retreat forces are military units that are located in the rear or on the front line (behind the main forces) to maintain military discipline, prevent the flight of servicemen from the battlefield, capture spi ...
*
Galvanized Yankees Galvanized Yankees was a term from the American Civil War denoting former Confederate prisoners of war who swore allegiance to the United States and joined the Union Army. Approximately 5,600 former Confederate soldiers enlisted in the "United St ...
– American Civil War Confederate prisoners of war who swore allegiance to the Union * The Dirty Dozen - A 1967 movie about a penal military unit formed from convicts for a commando mission * March battalion *
Military prison A military prison is a prison operated by a military. Military prisons are used variously to house prisoners of war, unlawful combatants, those whose freedom is deemed a national security risk by the military or national authorities, and members of ...


Notes


References

*Conquest, Robert, ''Kolyma: The Arctic Death Camps'', Methuen Press, (1978) *Hatch, Gardner N., ''American Ex-prisoners of War: Non Solum Armis,'' Turner Publishing Company, (1988), *Krivosheev, G.F. ''Soviet Casualties and Combat Losses in the twentieth century'', London, Greenhill Books, 1997, , available online (in Russian

*Lebed, Alexander (Gen.), ''My Life and My Country'', Regnery Publishing, Inc. (1997) *Manazeev, Igor, ''A 'Penal' Corps on the Kalinin Front'', Journal of Slavic Military Studies, Vol. 15, Issue 3, September 2002 *Mawdsley, Evan, ''The Stalin Years: The Soviet Union 1929-1953'', Manchester University Press (2003), *Suvorov, Viktor, ''Inside The Soviet Army'', Hamish Hamilton (1982), *Tolstoy, Nikolai, ''Stalin's Secret War'', New York: Holt, Rinehart & Winston (1981), *Toppe, Alfred, ''Night Combat'', Diane Publishing (1998), *Lynch, Dr Michael, ''The Chinese Civil War 1945–49: Modern Warfare (Guide To... Book 61)'' Osprey Publishing (2010),


External links


Yefim Golbraikh memoirs, including his serving commander of a penal company
{{in lang, ru

on Penal Units from Voice of Russia

Law of war Penal units