
The diathesis-stress model, also known as the vulnerability–stress model, is a
psychological theory that attempts to explain a disorder, or its trajectory, as the result of an interaction between a
predispositional vulnerability, the diathesis, and stress caused by life experiences. The term diathesis derives from the
Greek
Greek may refer to:
Anything of, from, or related to Greece, a country in Southern Europe:
*Greeks, an ethnic group
*Greek language, a branch of the Indo-European language family
**Proto-Greek language, the assumed last common ancestor of all kno ...
term (διάθεσις) for a predisposition or sensibility. A diathesis can take the form of genetic, psychological, biological, or situational factors.
[Ingram, R. E. & Luxton, D. D. (2005). "Vulnerability-Stress Models." In B.L. Hankin & J. R. Z. Abela (Eds.), ]
Development of Psychopathology: A vulnerability stress perspective
' (pp. 32-46). Thousand Oaks, CA: Sage Publications Inc. A large range of differences exists among individuals' vulnerabilities to the development of a disorder.
The diathesis, or predisposition, interacts with the individual's subsequent
stress response. Stress is a life event or series of events that disrupt a person's psychological equilibrium and may catalyze the development of a disorder.
Thus the diathesis-stress model serves to explore how biological or genetic traits (''diatheses'') interact with environmental influences (''stressors'') to produce disorders such as depression, anxiety, or schizophrenia.
The diathesis-stress model asserts that if the combination of the predisposition and the stress exceeds a threshold, the person will develop a
disorder.
The use of the term ''diathesis'' in medicine and in the specialty of psychiatry dates back to the 1800s. However, the diathesis-stress model was not introduced and used to describe the development of
psychopathology
Psychopathology is the study of mental illness. It includes the signs and symptoms of all mental disorders. The field includes Abnormal psychology, abnormal cognition, maladaptive behavior, and experiences which differ according to social norms ...
until it was applied to explaining
schizophrenia
Schizophrenia () is a mental disorder characterized variously by hallucinations (typically, Auditory hallucination#Schizophrenia, hearing voices), delusions, thought disorder, disorganized thinking and behavior, and Reduced affect display, f ...
in the 1960s by
Paul Meehl
Paul Everett Meehl (3 January 1920 – 14 February 2003) was an American clinical psychologist. He was the Hathaway and Regents' Professor of Psychology at the University of Minnesota, and past president of the American Psychological Association ...
.
The diathesis-stress model is used in many fields of
psychology
Psychology is the scientific study of mind and behavior. Its subject matter includes the behavior of humans and nonhumans, both consciousness, conscious and Unconscious mind, unconscious phenomena, and mental processes such as thoughts, feel ...
, specifically for studying the development of psychopathology.
[Sigelman, C. K. & Rider, E. A. (2009)]
Developmental psychopathology.
''Life-span human development'' (6th ed.) (pp. 468-495). Belmont, CA: Wadsworth Cengage Learning. It is useful for the purposes of understanding the interplay of
nature and nurture
Nature versus nurture is a long-standing debate in biology and society about the relative influence on human beings of their genetic inheritance (nature) and the environmental conditions of their development ( nurture). The alliterative expression ...
in the susceptibility to
psychological disorders
A mental disorder, also referred to as a mental illness, a mental health condition, or a psychiatric disability, is a behavioral or mental pattern that causes significant distress or impairment of personal functioning. A mental disorder is ...
throughout the lifespan.
Diathesis-stress models can also assist in determining who will develop a disorder and who will not.
[Oatley, K., Keltner, D., & Jenkins, J. M. (2006a). "Emotions and mental health in adulthood." ]
Understanding Emotions
' (2nd ed.) (pp. 353-383). Oxford, UK: Blackwell Publishing. For example, in the context of
depression, the diathesis-stress model can help explain why Person A may become depressed while Person B does not, even when exposed to the same stressors.
More recently, the diathesis-stress model has been used to explain why some individuals are more at risk for developing a disorder than others.
For example, children who have a family history of depression are generally more vulnerable to developing a depressive disorder themselves. A child who has a family history of depression and who has been exposed to a particular stressor, such as
exclusion or rejection by their peers, would be more likely to develop depression than a child with a family history of depression that has an otherwise positive social network of peers.
The diathesis-stress model has also served as useful in explaining other poor (but non-clinical) developmental outcomes.
''Protective factors'', such as positive social networks or high self-esteem, can counteract the effects of stressors and prevent or curb the effects of the disorder.
Many psychological disorders have a window of vulnerability, during which time an individual is more likely to develop a disorder than others.
Diathesis–stress models are often conceptualized as multi-causal developmental models, which propose that multiple risk factors over the course of development interact with stressors and protective factors contributing to normal development or psychopathology.
The
differential susceptibility hypothesis is a recent theory that has stemmed from the diathesis–stress model.
Diathesis

The term diathesis is synonymous with
vulnerability
Vulnerability refers to "the quality or state of being exposed to the possibility of being attacked or harmed, either physically or emotionally." The understanding of social and environmental vulnerability, as a methodological approach, involves ...
, and variants such as "vulnerability-stress" are common within psychology.
A
vulnerability
Vulnerability refers to "the quality or state of being exposed to the possibility of being attacked or harmed, either physically or emotionally." The understanding of social and environmental vulnerability, as a methodological approach, involves ...
makes it more or less likely that an individual will succumb to the development of
psychopathology
Psychopathology is the study of mental illness. It includes the signs and symptoms of all mental disorders. The field includes Abnormal psychology, abnormal cognition, maladaptive behavior, and experiences which differ according to social norms ...
if certain stress is encountered.
Diatheses are considered inherent within the individual and are typically conceptualized as being stable, but not unchangeable, over the lifespan.
[Oatley, K., Keltner, D. & Jenkins, J. M. (2006b). "Emotions and mental health in childhood."]
Understanding emotions
' (2nd ed.) (pp. 321-351). Oxford, UK: Blackwell Publishing. They are also often considered latent (i.e., dormant) because they are harder to recognize unless provoked by stressors.
Diatheses are understood to include
genetic,
biological
Biology is the scientific study of life and living organisms. It is a broad natural science that encompasses a wide range of fields and unifying principles that explain the structure, function, growth, origin, evolution, and distribution of ...
,
physiological
Physiology (; ) is the science, scientific study of function (biology), functions and mechanism (biology), mechanisms in a life, living system. As a branches of science, subdiscipline of biology, physiology focuses on how organisms, organ syst ...
,
cognitive
Cognition is the "mental action or process of acquiring knowledge and understanding through thought, experience, and the senses". It encompasses all aspects of intellectual functions and processes such as: perception, attention, thought, ...
, and
personality
Personality is any person's collection of interrelated behavioral, cognitive, and emotional patterns that comprise a person’s unique adjustment to life. These interrelated patterns are relatively stable, but can change over long time per ...
-related factors.
Some examples of diatheses include genetic factors, such as abnormalities in some genes or variations in multiple genes that interact to increase vulnerability. Other diatheses include early life experiences such as the loss of a parent
or high neuroticism.
Diatheses can also be conceptualized as situational factors, such as low
socioeconomic status
Socioeconomic status (SES) is a measurement used by economics, economists and sociology, sociologsts. The measurement combines a person's work experience and their or their family's access to economic resources and social position in relation t ...
or having a parent with depression.
Stress
Stress can be conceptualized as a life event that disrupts the equilibrium of a person's life.
For instance, a person may be vulnerable to becoming depressed but will not develop depression unless he or she is exposed to a specific stress, which may trigger a depressive disorder.
[Nolen-Hoeksema, S. (2008). "Suicide". ]
Abnormal Psychology
' (4th ed.) (pp. 350-373). New York, NY: McGraw-Hill. Stressors can take the form of a discrete event, such as the
divorce
Divorce (also known as dissolution of marriage) is the process of terminating a marriage or marital union. Divorce usually entails the canceling or reorganising of the legal duties and responsibilities of marriage, thus dissolving the M ...
of parents or a
death
Death is the end of life; the irreversible cessation of all biological functions that sustain a living organism. Death eventually and inevitably occurs in all organisms. The remains of a former organism normally begin to decompose sh ...
in the family, or can be more chronic factors such as having a
long-term illness or ongoing marital problems.
Stresses can also be related to more daily hassles, such as school assignment deadlines. This also parallels the popular (and engineering) usage of stress, but note that some literature defines stress as the
response
Response may refer to:
*Call and response (music), musical structure
*Reaction (disambiguation)
*Request–response
**Output or response, the result of telecommunications input
*Response (liturgy), a line answering a versicle
* Response (music) o ...
to stressors, especially where usage in biology influences neuroscience.
It has been long recognized that psychological stress plays a significant role in understanding how psychopathology develops in individuals.
However, psychologists have also identified that not all individuals who are stressed, or go through stressful life events, develop a psychological disorder. To understand this, theorists and researchers explored other factors that affected the development of a disorder
and proposed that some individuals under stress develop a disorder and others do not. As such, some individuals are more vulnerable than others to developing a disorder once the stress has been introduced.
This led to the formulation of the diathesis-stress model.
Genetics
Stress is known to be a
mast cell
A mast cell (also known as a mastocyte or a labrocyte) is a resident cell of connective tissue that contains many granules rich in histamine and heparin. Specifically, it is a type of granulocyte derived from the myeloid stem cell that is a p ...
activator. Mast cells are long-lived tissue-resident cells with an important role in many inflammatory settings, including host defense against parasitic infection and in allergic reactions.
There is evidence that "children exposed to prenatal stress may experience resilience driven by epigenome-wide interactions". Early life stress interactions with the epigenome show potential mechanisms driving vulnerability towards psychiatric illness. Ancestral stress alters lifetime mental health trajectories via epigenetic regulation.
Carriers of
congenital adrenal hyperplasia
Congenital adrenal hyperplasia (CAH) is a group of Genetic disorder#Autosomal recessive, autosomal recessive disorders characterized by impaired cortisol synthesis. It results from the deficiency of one of the five enzymes required for the Biosy ...
have a predisposition to stress due to the unique nature of this gene. True rates of prevalence are not known, but common genetic variants of the human Steroid 21-Hydroxylase Gene (
CYP21A2
Steroid 21-hydroxylase is a protein that in humans is encoded by the ''CYP21A2'' gene. The protein is an enzyme that Hydroxylation, hydroxylates steroids at the C21 position on the molecule. Naming conventions for enzymes are based on the subst ...
) are related to differences in circulating hormone levels in the population.
Psychological distress significantly impacts the quality of life of affected individuals. It is a known feature of generalized
joint hypermobility
Hypermobility, also known as double-jointedness, describes joints that stretch farther than normal. For example, some hypermobile people can bend their thumbs backwards to their wrists, bend their knee joints backwards, put their leg behind the ...
(gJHM), as well as of its most common syndromic presentation, namely
Ehlers–Danlos syndrome
Ehlers–Danlos syndromes (EDS) is a group of 14 genetic connective-tissue disorders. Symptoms often include loose joints, joint pain, stretchy velvety skin, and abnormal scar formation. These may be noticed at birth or in early childhood. Co ...
, hypermobility type (also known as ''joint hypermobility syndrome'', JHS/EDS-HT). Interestingly, in addition to the confirmation of a tight link between anxiety and gJHM, preliminary connections with depression,
attention deficit hyperactivity disorder
Attention deficit hyperactivity disorder (ADHD) is a neurodevelopmental disorder characterised by symptoms of inattention, hyperactivity, impulsivity, and emotional dysregulation that are excessive and pervasive, impairing in multiple con ...
(ADHD),
autism spectrum
Autism, also known as autism spectrum disorder (ASD), is a neurodevelopmental disorder characterized by differences or difficulties in social communication and interaction, a preference for predictability and routine, sensory processing d ...
disorders, and
obsessive–compulsive personality disorder (OCPD) were also found.
Sensory processing sensitivity
Sensory processing sensitivity (SPS) is a temperamental or personality trait involving "an increased sensitivity of the central nervous system and a deeper cognitive processing of physical, social, and emotional stimuli". The trait is charact ...
(SPS) is a
personality trait
In psychology, trait theory (also called dispositional theory) is an approach to the study of human personality. Trait theorists are primarily interested in the measurement of ''traits'', which can be defined as habitual patterns of behavior, thou ...
involving "an increased sensitivity of the
central nervous system
The central nervous system (CNS) is the part of the nervous system consisting primarily of the brain, spinal cord and retina. The CNS is so named because the brain integrates the received information and coordinates and influences the activity o ...
and a deeper
cognitive
Cognition is the "mental action or process of acquiring knowledge and understanding through thought, experience, and the senses". It encompasses all aspects of intellectual functions and processes such as: perception, attention, thought, ...
processing of physical, social and emotional stimuli".
The trait is characterized by "a tendency to 'pause to check' in novel situations, greater sensitivity to subtle stimuli, and the engagement of deeper cognitive processing strategies for employing coping actions, all of which are driven by heightened emotional reactivity, both positive and negative".
SPS captures sensitivity to the environment in a heritable, evolutionary-conserved trait associated with increased information processing in the brain, moderating sensitivity to environments in a for-better-and-for-worse fashion. Interaction with negative experiences increases the risk for
psychopathology
Psychopathology is the study of mental illness. It includes the signs and symptoms of all mental disorders. The field includes Abnormal psychology, abnormal cognition, maladaptive behavior, and experiences which differ according to social norms ...
, whereas interaction with positive experiences (including interventions) increases positive outcomes.
Protective factors
Protective factor
Protective factors are conditions or attributes (skills, strengths, resources, supports or coping strategies) in individuals, families, communities or the larger society that help people deal more effectively with stressful events and mitigate or ...
s, while not an inherent component of the diathesis–stress model, are of importance when considering the interaction of diatheses and stress. Protective factors can mitigate or provide a buffer against the effects of major stressors by providing an individual with developmentally adaptive outlets to deal with stress.
Examples of protective factors include a positive parent-child
attachment relationship, a supportive peer network, and individual social and emotional competence.
Throughout the lifespan
Many models of
psychopathology
Psychopathology is the study of mental illness. It includes the signs and symptoms of all mental disorders. The field includes Abnormal psychology, abnormal cognition, maladaptive behavior, and experiences which differ according to social norms ...
generally suggest that all people have some level of vulnerability towards certain mental disorders but posit a large range of individual differences in the point at which a person will develop a certain disorder.
For example, an individual with personality traits that tend to promote relationships, such as
extroversion
Extraversion and introversion are a central trait dimension in human personality theory. The terms were introduced into psychology by Carl Jung, though both the popular understanding and current psychological usage are not the same as Jung's ...
and
agreeableness
Agreeableness is the trait theory, personality trait of being kind, Sympathy, sympathetic, cooperative, warm, honest, straightforward, and considerate. In personality psychology, agreeableness is one of the Big Five personality traits, five major ...
, may engender strong social support, which may later serve as a protective factor when experiencing stressors or losses that may delay or prevent the development of depression. Conversely, an individual who finds it difficult to develop and maintain supportive relationships may be more vulnerable to developing depression following a job loss because they do not have protective social support. An individual's threshold is determined by the interaction of diatheses and stress.
Windows of vulnerability for developing specific psychopathologies are believed to exist at different points of the lifespan. Moreover, different diatheses and stressors are implicated in different disorders. For example, breakups and other severe or traumatic life stressors are implicated in the development of depression. Stressful events can also trigger the manic phase of
bipolar disorder
Bipolar disorder (BD), previously known as manic depression, is a mental disorder characterized by periods of Depression (mood), depression and periods of abnormally elevated Mood (psychology), mood that each last from days to weeks, and in ...
, and stressful events can then prevent recovery and trigger relapse. Having a genetic disposition for becoming addicted and later engaging in
binge drinking
Binge drinking, or heavy episodic drinking, is drinking alcoholic beverages with an intention of becoming intoxicated by heavy consumption of alcohol over a short period of time, but definitions vary considerably.
Binge drinking is a style of ...
in college are implicated in the development of
alcoholism
Alcoholism is the continued drinking of alcohol despite it causing problems. Some definitions require evidence of dependence and withdrawal. Problematic use of alcohol has been mentioned in the earliest historical records. The World He ...
. A family history of
schizophrenia
Schizophrenia () is a mental disorder characterized variously by hallucinations (typically, Auditory hallucination#Schizophrenia, hearing voices), delusions, thought disorder, disorganized thinking and behavior, and Reduced affect display, f ...
combined with the stressor of being raised in a dysfunctional family raises the risk of developing schizophrenia.
[Barlow, D. H. & Durand, V. M. (2009). ]
Abnormal psychology: An integrative approach.
' Belmont, CA: Wadsworth Publishing Company.
Diathesis-stress models are often conceptualized as multi-causal developmental models, which propose that multiple
risk factors
In epidemiology, a risk factor or determinant is a variable associated with an increased risk of disease or infection.
Due to a lack of harmonization across disciplines, determinant, in its more widely accepted scientific meaning, is often ...
over the course of development interact with stressors and protective factors contributing to normal development or psychopathology.
For example, a child with a family history of depression likely has a genetic vulnerability to depressive disorder. This child has also been exposed to environmental factors associated with parental depression that increase their vulnerability to developing depression as well. Protective factors, such as a strong peer network, involvement in extracurricular activities, and a positive relationship with the non-depressed parent, interact with the child's vulnerabilities in determining the progression to psychopathology versus normative development.
[Cummings, M. E., Davies, P. T., & Campbell, S. B. (2000). ]
Developmental psychopathology and family process: Theory, research, and clinical implications.
' New York, NY: The Guilford Press.
Some theories have branched from the diathesis-stress model, such as the
differential susceptibility hypothesis, which extends the model to include a vulnerability to positive environments as well as negative environments or stress.
A person could have a biological vulnerability that, when combined with a stressor, could lead to psychopathology (diathesis–stress model); but that same person with a biological vulnerability, if exposed to a particularly positive environment, could have better outcomes than a person without the vulnerability.
See also
*
Biopsychosocial model
Biopsychosocial models (BPSM) are a class of trans-disciplinary models which look at the interconnection between biology, psychology, and socio- environmental factors. These models specifically examine how these aspects play a role in a range o ...
*
Environmental sensitivity
*
Gene–environment interaction
Gene–environment interaction (or genotype–environment interaction or G×E) is when two different genotypes respond to environmental variation in different ways. A norm of reaction is a graph that shows the relationship between genes and envir ...
*
Genetic predisposition
Genetic predisposition refers to a genetic characteristic which influences the possible phenotypic development of an individual organism within a species or population under the influence of environmental conditions. The term genetic susceptibil ...
*
Heritability
Heritability is a statistic used in the fields of Animal husbandry, breeding and genetics that estimates the degree of ''variation'' in a phenotypic trait in a population that is due to genetic variation between individuals in that population. T ...
*
Human behavior genetics
References
External links
*
{{DEFAULTSORT:Diathesis-stress model
Psychological theories
Psychological stress
Schizophrenia
Environmental sensitivity