Cruiser rules, alternatively called prize rules is a colloquial phrase referring to the conventions regarding the attacking of a
merchant ship
A merchant ship, merchant vessel, trading vessel, or merchantman is a watercraft that transports cargo or carries passengers for hire. This is in contrast to pleasure craft, which are used for personal recreation, and naval ships, which are ...
by an armed vessel. Here ''cruiser'' is meant in its original meaning of a ship sent on an independent mission such as
commerce raiding
Commerce raiding is a form of naval warfare used to destroy or disrupt logistics of the enemy on the open sea by attacking its merchant shipping, rather than engaging its combatants or enforcing a blockade against them. Privateering is a fo ...
. A
cruiser
A cruiser is a type of warship. Modern cruisers are generally the largest ships in a fleet after aircraft carriers and amphibious assault ships, and can usually perform several operational roles from search-and-destroy to ocean escort to sea ...
in modern naval terminology refers to a type of ship rather than its mission. Cruiser rules govern when it is permissible to open fire on an unarmed ship and the treatment of the crews of captured vessels, and are contrasted to
unrestricted submarine warfare
Unrestricted submarine warfare is a type of naval warfare in which submarines sink merchant ships such as freighters and tankers without warning. The use of unrestricted submarine warfare has had significant impacts on international relations in ...
where submarines attack without warning and do not act to protect crew.
During both world wars, the question was raised of whether or not submarines were subject to cruiser rules. In each war, submarines initially attempted to obey them, but abandoned them as the war progressed.
Overview
The essence of cruiser rules is that an unarmed vessel (as distinct from an armed warship) should not be attacked without warning. It can be fired on only if it repeatedly fails to stop when ordered to do so or resists being boarded by the attacking ship. The armed ship may only intend to search for
contraband
Contraband (from Medieval French ''contrebande'' "smuggling") is any item that, relating to its nature, is illegal to be possessed or sold. It comprises goods that by their nature are considered too dangerous or offensive in the eyes of the leg ...
(such as war materials) when stopping a merchantman. If so, the ship may be allowed on its way, after removal of any contraband. However, if it is intended to take the captured ship as a
prize of war, or to destroy it, then adequate steps must be taken to ensure the safety of the crew. This may mean taking the crew on board and transporting them to a safe port, as some argue it is not acceptable to leave the crew in lifeboats unless they can be expected to reach safety by themselves and have sufficient supplies and navigational equipment to do so.
During diplomatic negotiations in WWI these rules were often softened to stopping a vessel with a warning shot, offering the crew time to embark into lifeboats, before sinking the vessel. It is also suggested that ships in convoy with armed escort are not covered by this protection.
History
The cruiser rules evolved during the 17th century when the issuing of
letters of marque
A letter of marque and reprisal () was a government license in the Age of Sail that authorized a private person, known as a privateer or corsair, to attack and capture vessels of a foreign state at war with the issuer, licensing internationa ...
to
privateer
A privateer is a private person or vessel which engages in commerce raiding under a commission of war. Since robbery under arms was a common aspect of seaborne trade, until the early 19th century all merchant ships carried arms. A sovereign o ...
s was at its peak. They were initially an understanding of the honourable way to behave rather than formal international agreements.
Attempts to codify these rules include agreements between Great Britain and France at the end of the
Crimean War
The Crimean War was fought between the Russian Empire and an alliance of the Ottoman Empire, the Second French Empire, the United Kingdom of Great Britain and Ireland, and the Kingdom of Sardinia (1720–1861), Kingdom of Sardinia-Piedmont fro ...
which were extended internationally at the
Paris Declaration Respecting Maritime Law in 1856. It was signed by all maritime nations except the United States and Spain. A new international agreement was reached in 1909, the
London Declaration concerning the Laws of Naval War, referring to the issue with Article 50. The participants in this treaty were the main European powers, the United States, and the Empire of Japan. While the treaty was not ratified and submarines were not mentioned, the treaty was respected at the start of the war. However the core of the rules at the start of
WWI was the loose assemblage of precedents and manuals across many nations that is international
customary law
A legal custom is the established pattern of behavior within a particular social setting. A claim can be carried out in defense of "what has always been done and accepted by law".
Customary law (also, consuetudinary or unofficial law) exists wher ...
.
The first British merchant ship to be sunk by a German submarine was the
SS ''Glitra'' in October 1914. The submarine,
SM ''U-17'', allowed the ''Glitra's'' crew to board lifeboats first and then towed them to shore after sinking the ship. Abiding by the cruiser rules in this strict sense was particularly problematic for submarines. They did not have the room to take captured crew on board and towing lifeboats prevented the submarine from diving. This put the submarine at considerable risk.
At the beginning of 1915 Germany
declared a war zone around the British Isles in retaliation for the British blockade of Germany, in contravention of the cruiser rules. Henceforth, all allied shipping within the declared zone was liable to attack without warning. This led to a series of notorious attacks on passenger ships with the loss of civilian lives, some of them American. These included
RMS ''Lusitania'' in May 1915,
SS ''Arabic'' in August 1915, and
SS ''Sussex'' in March 1916. Fearing that American deaths would lead to the US entering the war, after each of these incidents Germany introduced new restrictions, culminating in the
Sussex pledge not to sink merchant ships until they had witnessed that life boats had been launched, equating to a vow to follow a version of the cruiser rules in all theatres.
Overall, until 1917, the majority of sinkings were indeed done on the surface, in approximate accordance with cruiser rules. Doing so was more militarily effective (considering the small numbers of torpedoes carried) and had lower risk of political fallout, even despite the risk from
Q-ships
Q-ships, also known as Q-boats, decoy vessels, special service ships, or mystery ships, were heavily armed merchantman, armed merchant ships with concealed weaponry, designed to lure submarines into making surface attacks. This gave Q-ships the c ...
and increasing numbers of
armed merchantmen. Submarine commerce raiders still retained the advantage of being able to evade the British naval blockade, and U-boat aces like
Lothar von Arnauld de la Perière accumulated some of the greatest success rates in history operating in this way. However, the
German Imperial Admiralty Staff
The German Imperial Admiralty Staff () was one of four command agencies for the administration of the Imperial German Navy from 1899 to 1918. While the German Emperor Wilhelm II as commander-in-chief exercised supreme operational command and con ...
chafed at any restrictions on the U-boat campaign.
Germany announced a renewed campaign of
unrestricted submarine warfare
Unrestricted submarine warfare is a type of naval warfare in which submarines sink merchant ships such as freighters and tankers without warning. The use of unrestricted submarine warfare has had significant impacts on international relations in ...
in February 1917. Germany believed that this strategy would win the war for them, estimating a 50% increase in tonnage sunk, but in reality it contributed to their defeat by causing, in part, the US to enter the war on the side of the
Allies. In the postwar period, the official German naval history strongly criticised the WWI Admiralty for failing to adequately pursue submarine warfare under cruiser rules.
At the start of
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, many German submarines were built with
deck gun
A deck gun is a type of naval artillery mounted on the deck of a submarine. Most submarine deck guns were open, with or without a shield; however, a few larger submarines placed these guns in a turret.
The main deck gun was a dual-purpose w ...
s and the initial order was for attacks to be in accordance with Prize rules. Despite this, a liner, the
SS Athenia was sunk by accident early on. In December 1939,
War Order No. 154 instructed captains to adopt unrestricted submarine warfare, though during the early part of the
Battle of the Atlantic
The Battle of the Atlantic, the longest continuous military campaign in World War II, ran from 1939 to the defeat of Nazi Germany in 1945, covering a major part of the naval history of World War II. At its core was the Allies of World War II, ...
attacks occurred with a mix of torpedoes and surface attacks. Surface attacks became more dangerous as the war progressed, until deck guns were finally deleted from most U-boats in 1943-1944. Varying degrees of effort were also placed in rescuing enemy crew, culminating in the September 1942
Laconia incident where a
B-24
The Consolidated B-24 Liberator is an American heavy bomber, designed by Consolidated Aircraft of San Diego, California. It was known within the company as the Model 32, and some initial production aircraft were laid down as export models desi ...
attacked submarines in the process of rescuing passengers from a stricken liner. The subsequent
Laconia Order forbade submarines from making further rescue attempts, though a few U-boats disobeyed this.
American submarines operating in the Pacific adopted unrestricted submarine warfare from the beginning of their entry to the war, and this was a major factor in the German navy's actions being treated leniently at the
Nuremberg Trials #REDIRECT Nuremberg trials
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.
References
Bibliography
* Barclay, Thomas, "
Declaration of Paris", in Chisholm, Hugh, ''Encyclopædia Britannica'' (11th ed.), vol. 7, Cambridge University Press, 1911.
* Booth, Tony, ''Admiralty Salvage in Peace and War 1906 - 2006'', Pen and Sword, 2007, .
* Gillespie, Alexander, ''A History of the Laws of War: Volume 1'', Hart Publishing, 2011 .
* Griess, Thomas E (ed), ''The Second World War: Europe and the Mediterranean'', Square One Publishers, 2002 .
*
Lambert, Andrew, "The only British advantage: sea power and strategy, September 1939-June 1940", in Clemmesen, Michael H; Faulkner, Marcus S (eds), ''Northern European Overture to War, 1939-1941: From Memel to Barbarossa'', pp. 45-74, Brill, 2013 .
* Nolan, Liam; Nolan, John E, ''Secret Victory: Ireland and the War at Sea, 1914-1918'', Mercier Press, 2009 .
* Schmidt, Donald E, ''The Folly of War: American Foreign Policy, 1898-2005'', Algora Publishing, 2005 {{ISBN, 0875863833.
Law of the sea
Prize warfare