
In
topology
Topology (from the Greek language, Greek words , and ) is the branch of mathematics concerned with the properties of a Mathematical object, geometric object that are preserved under Continuous function, continuous Deformation theory, deformat ...
, filters can be used to study
topological space
In mathematics, a topological space is, roughly speaking, a Geometry, geometrical space in which Closeness (mathematics), closeness is defined but cannot necessarily be measured by a numeric Distance (mathematics), distance. More specifically, a to ...
s and define basic topological notions such as
convergence
Convergence may refer to:
Arts and media Literature
*''Convergence'' (book series), edited by Ruth Nanda Anshen
*Convergence (comics), "Convergence" (comics), two separate story lines published by DC Comics:
**A four-part crossover storyline that ...
,
continuity,
compactness
In mathematics, specifically general topology, compactness is a property that seeks to generalize the notion of a closed and bounded subset of Euclidean space. The idea is that a compact space has no "punctures" or "missing endpoints", i.e., it ...
, and more.
Filters
Filtration is a physical process that separates solid matter and fluid from a mixture.
Filter, filtering, filters or filtration may also refer to:
Science and technology
Computing
* Filter (higher-order function), in functional programming
* Fil ...
, which are special
families
Family (from ) is a group of people related either by consanguinity (by recognized birth) or affinity (by marriage or other relationship). It forms the basis for social order. Ideally, families offer predictability, structure, and safety as ...
of
subset
In mathematics, a Set (mathematics), set ''A'' is a subset of a set ''B'' if all Element (mathematics), elements of ''A'' are also elements of ''B''; ''B'' is then a superset of ''A''. It is possible for ''A'' and ''B'' to be equal; if they a ...
s of some given set, also provide a common framework for defining various types of
limits of functions such as limits from the left/right, to infinity, to a point or a set, and many others. Special types of filters called have many useful technical properties and they may often be used in place of arbitrary filters.
Filters have generalizations called (also known as ) and , all of which appear naturally and repeatedly throughout topology. Examples include
neighborhood filters/
bases/subbases and
uniformities. Every filter is a prefilter and both are filter subbases. Every prefilter and filter subbase is contained in a unique smallest filter, which they are said to . This establishes a relationship between filters and prefilters that may often be exploited to allow one to use whichever of these two notions is more technically convenient. There is a certain
preorder
In mathematics, especially in order theory, a preorder or quasiorder is a binary relation that is reflexive relation, reflexive and Transitive relation, transitive. The name is meant to suggest that preorders are ''almost'' partial orders, ...
on families of sets (subordination), denoted by
that helps to determine exactly when and how one notion (filter, prefilter, etc.) can or cannot be used in place of another. This preorder's importance is amplified by the fact that it also defines the notion of filter convergence, where by definition, a filter (or prefilter)
to a point if and only if
where
is that point's
neighborhood filter
In topology and related areas of mathematics, the neighbourhood system, complete system of neighbourhoods, or neighbourhood filter \mathcal(x) for a point x in a topological space is the collection of all neighbourhoods of x.
Definitions
Neighbou ...
. Consequently, subordination also plays an important role in many concepts that are related to convergence, such as
cluster point
In mathematics, a limit point, accumulation point, or cluster point of a set S in a topological space X is a point x that can be "approximated" by points of S in the sense that every neighbourhood of x contains a point of S other than x itself. A ...
s and limits of functions. In addition, the
relation
Relation or relations may refer to:
General uses
* International relations, the study of interconnection of politics, economics, and law on a global level
* Interpersonal relationship, association or acquaintance between two or more people
* ...
which denotes
and is expressed by saying that
also establishes a relationship in which
is to
as a subsequence is to a sequence (that is, the relation
which is called , is for filters the analog of "is a subsequence of").
Filters were introduced by
Henri Cartan
Henri Paul Cartan (; 8 July 1904 – 13 August 2008) was a French mathematician who made substantial contributions to algebraic topology.
He was the son of the mathematician Élie Cartan, nephew of mathematician Anna Cartan, oldest brother of c ...
in 1937 and subsequently used by
Bourbaki Bourbaki(s) may refer to :
Persons and science
* Charles-Denis Bourbaki (1816–1897), French general, son of Constantin Denis Bourbaki
* Colonel Constantin Denis Bourbaki (1787–1827), officer in the Greek War of Independence and serving in the ...
in their book as an alternative to the similar notion of a
net developed in 1922 by
E. H. Moore and
H. L. Smith.
Filters can also be used to characterize the notions of
sequence
In mathematics, a sequence is an enumerated collection of objects in which repetitions are allowed and order matters. Like a set, it contains members (also called ''elements'', or ''terms''). The number of elements (possibly infinite) is cal ...
and
net convergence. But unlike
[Sequences and nets in a space are maps from ]directed set
In mathematics, a directed set (or a directed preorder or a filtered set) is a preordered set in which every finite subset has an upper bound. In other words, it is a non-empty preordered set A such that for any a and b in A there exists c in A wit ...
s like the natural number
In mathematics, the natural numbers are the numbers 0, 1, 2, 3, and so on, possibly excluding 0. Some start counting with 0, defining the natural numbers as the non-negative integers , while others start with 1, defining them as the positive in ...
s, which in general maybe entirely unrelated to the set and so they, and consequently also their notions of convergence, are not intrinsic to sequence and net convergence, filter convergence is defined in terms of subsets of the topological space
and so it provides a notion of convergence that is completely intrinsic to the topological space; indeed, the
category of topological spaces
In mathematics, the category of topological spaces, often denoted Top, is the category whose objects are topological spaces and whose morphisms are continuous maps. This is a category because the composition of two continuous maps is again con ...
can be
equivalently defined entirely in terms of filters. Every net induces a canonical filter and dually, every filter induces a canonical net, where this induced net (resp. induced filter) converges to a point if and only if the same is true of the original filter (resp. net). This characterization also holds for many other definitions such as cluster points. These relationships make it possible to switch between filters and nets, and they often also allow one to choose whichever of these two notions (filter or net) is more convenient for the problem at hand.
However, assuming that "
subnet
A subnet, or subnetwork, is a logical subdivision of an IP network. Updated by RFC 6918. The practice of dividing a network into two or more networks is called subnetting.
Computers that belong to the same subnet are addressed with an identica ...
" is defined using either of its most popular definitions (which are those
given by Willard and
by Kelley), then in general, this relationship does extend to subordinate filters and subnets because as
detailed below, there exist subordinate filters whose filter/subordinate-filter relationship cannot be described in terms of the corresponding net/subnet relationship; this issue can however be resolved by using a less commonly encountered definition of "subnet", which is that of an
AA-subnet.
Thus filters/prefilters and this single preorder
provide a framework that seamlessly ties together fundamental topological concepts such as
topological spaces
In mathematics, a topological space is, roughly speaking, a geometrical space in which closeness is defined but cannot necessarily be measured by a numeric distance. More specifically, a topological space is a set whose elements are called point ...
(
via neighborhood filters),
neighborhood base
In topology and related areas of mathematics, the neighbourhood system, complete system of neighbourhoods, or neighbourhood filter \mathcal(x) for a point x in a topological space is the collection of all neighbourhoods of x.
Definitions
Neighbou ...
s,
convergence
Convergence may refer to:
Arts and media Literature
*''Convergence'' (book series), edited by Ruth Nanda Anshen
*Convergence (comics), "Convergence" (comics), two separate story lines published by DC Comics:
**A four-part crossover storyline that ...
,
various limits of functions, continuity,
compactness
In mathematics, specifically general topology, compactness is a property that seeks to generalize the notion of a closed and bounded subset of Euclidean space. The idea is that a compact space has no "punctures" or "missing endpoints", i.e., it ...
, sequences (via
sequential filters), the filter equivalent of "subsequence" (subordination),
uniform space
In the mathematical field of topology, a uniform space is a topological space, set with additional mathematical structure, structure that is used to define ''uniform property, uniform properties'', such as complete space, completeness, uniform con ...
s, and more; concepts that otherwise seem relatively disparate and whose relationships are less clear.
Motivation
Archetypical example of a filter
The
archetypical example of a filter is the
at a point
in a topological space
which is the
family of sets
In set theory and related branches of mathematics, a family (or collection) can mean, depending upon the context, any of the following: set, indexed set, multiset, or class. A collection F of subsets of a given set S is called a family of su ...
consisting of all neighborhoods of
By definition, a
neighborhood of some given point is any subset
whose
topological interior
In mathematics, specifically in topology,
the interior of a subset of a topological space is the union of all subsets of that are open in .
A point that is in the interior of is an interior point of .
The interior of is the complement of t ...
contains this point; that is, such that
Importantly, neighborhoods are required to be open sets; those are called .
Listed below are those fundamental properties of neighborhood filters that ultimately became the definition of a "filter."
A is a set
of subsets of
that satisfies all of the following conditions:
- : – just as since is always a neighborhood of (and of anything else that it contains);
- : – just as no neighborhood of is empty;
- : If – just as the intersection of any two neighborhoods of is again a neighborhood of ;
- : If then – just as any subset of that includes a neighborhood of will necessarily a neighborhood of (this follows from and the definition of "a neighborhood of ").
Generalizing sequence convergence by using sets − determining sequence convergence without the sequence
A is by definition a
map
A map is a symbolic depiction of interrelationships, commonly spatial, between things within a space. A map may be annotated with text and graphics. Like any graphic, a map may be fixed to paper or other durable media, or may be displayed on ...
from the
natural numbers
In mathematics, the natural numbers are the numbers 0, 1, 2, 3, and so on, possibly excluding 0. Some start counting with 0, defining the natural numbers as the non-negative integers , while others start with 1, defining them as the positiv ...
into the space
The original notion of convergence in a
topological space
In mathematics, a topological space is, roughly speaking, a Geometry, geometrical space in which Closeness (mathematics), closeness is defined but cannot necessarily be measured by a numeric Distance (mathematics), distance. More specifically, a to ...
was that of a
sequence converging to some given point in a space, such as a
metric space
In mathematics, a metric space is a Set (mathematics), set together with a notion of ''distance'' between its Element (mathematics), elements, usually called point (geometry), points. The distance is measured by a function (mathematics), functi ...
.
With
metrizable space
In topology and related areas of mathematics, a metrizable space is a topological space that is Homeomorphism, homeomorphic to a metric space. That is, a topological space (X, \tau) is said to be metrizable if there is a Metric (mathematics), metr ...
s (or more generally
first-countable space
In topology, a branch of mathematics, a first-countable space is a topological space satisfying the "first axiom of countability". Specifically, a space X is said to be first-countable if each point has a countable neighbourhood basis (local base ...
s or
Fréchet–Urysohn space
In the field of topology, a Fréchet–Urysohn space is a topological space X with the property that for every subset S \subseteq X the closure of S in X is identical to the ''sequential'' closure of S in X.
Fréchet–Urysohn spaces are a spec ...
s), sequences usually suffices to characterize, or "describe", most topological properties, such as the closures of subsets or continuity of functions.
But there are many spaces where sequences can be used to describe even basic topological properties like closure or continuity.
This failure of sequences was the motivation for defining notions such as nets and filters, which fail to characterize topological properties.
Nets directly generalize the notion of a sequence since nets are, by definition, maps
from an arbitrary
directed set
In mathematics, a directed set (or a directed preorder or a filtered set) is a preordered set in which every finite subset has an upper bound. In other words, it is a non-empty preordered set A such that for any a and b in A there exists c in A wit ...
into the space
A sequence is just a net whose domain is
with the natural ordering. Nets have
their own notion of convergence, which is a direct generalization of sequence convergence.
Filters generalize sequence convergence in a different way by considering the values of a sequence.
To see how this is done, consider a sequence
which is by definition just a function
whose value at
is denoted by
rather than by the usual parentheses notation
that is commonly used for arbitrary functions.
Knowing only the
image
An image or picture is a visual representation. An image can be Two-dimensional space, two-dimensional, such as a drawing, painting, or photograph, or Three-dimensional space, three-dimensional, such as a carving or sculpture. Images may be di ...
(sometimes called "the range")
of the sequence is not enough to characterize its convergence; multiple sets are needed.
It turns out that the needed sets are the following,
[Technically, any infinite subfamily of this set of tails is enough to characterize this sequence's convergence. But in general, unless indicated otherwise, the set of tails is taken unless there is some reason to do otherwise.] which are called the of the sequence
:
These sets completely determine this sequence's convergence (or non-convergence) because given any point, this
sequence converges to it if and only if for every neighborhood
(of this point), there is some integer
such that
contains all of the points
This can be reworded as:
every neighborhood
must contain some set of the form
as a subset.
Or more briefly: every neighborhood must contain some tail
as a subset.
It is this characterization that can be used with the above family of tails to determine convergence (or non-convergence) of the sequence
Specifically, with the family of
in hand, the
is no longer needed to determine convergence of this sequence (no matter what topology is placed on
).
By generalizing this observation, the notion of "convergence"
can be extended from sequences/functions to families of sets.
The above set of tails of a sequence is in general not a filter but it does "" a filter via taking its (which consists of all supersets of all tails). The same is true of other important families of sets such as any
neighborhood basis at a given point, which in general is also not a filter but does generate a filter via its upward closure (in particular, it generates the neighborhood filter at that point). The properties that these families share led to the notion of a , also called a , which by definition is any family having the minimal properties necessary and sufficient for it to generate a filter via taking its
upward closure.
Nets versus filters − advantages and disadvantages
Filters and nets each have their own advantages and drawbacks and there's no reason to use one notion exclusively over the other.
[Indeed, net convergence is defined using neighborhood filters while (pre)filters are directed sets with respect to so it is difficult to keep these notions completely separate.]
Depending on what is being proved, a proof may be made significantly easier by using one of these notions instead of the other. Both filters and nets can be used to completely
characterize any given topology.
Nets are direct generalizations of sequences and can often be used similarly to sequences, so the learning curve for nets is typically much less steep than that for filters.
However, filters, and
especially ultrafilters, have many more uses outside of topology, such as in
set theory
Set theory is the branch of mathematical logic that studies Set (mathematics), sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory – as a branch of mathema ...
,
mathematical logic
Mathematical logic is the study of Logic#Formal logic, formal logic within mathematics. Major subareas include model theory, proof theory, set theory, and recursion theory (also known as computability theory). Research in mathematical logic com ...
,
model theory
In mathematical logic, model theory is the study of the relationship between theory (mathematical logic), formal theories (a collection of Sentence (mathematical logic), sentences in a formal language expressing statements about a Structure (mat ...
(
ultraproduct
The ultraproduct is a mathematical construction that appears mainly in abstract algebra and mathematical logic, in particular in model theory and set theory. An ultraproduct is a quotient of the direct product of a family of structures. All fact ...
s, for example),
abstract algebra
In mathematics, more specifically algebra, abstract algebra or modern algebra is the study of algebraic structures, which are set (mathematics), sets with specific operation (mathematics), operations acting on their elements. Algebraic structur ...
,
combinatorics
Combinatorics is an area of mathematics primarily concerned with counting, both as a means and as an end to obtaining results, and certain properties of finite structures. It is closely related to many other areas of mathematics and has many ...
,
dynamics,
order theory
Order theory is a branch of mathematics that investigates the intuitive notion of order using binary relations. It provides a formal framework for describing statements such as "this is less than that" or "this precedes that". This article intr ...
,
generalized convergence spaces,
Cauchy space
In general topology and analysis, a Cauchy space is a generalization of metric spaces and uniform spaces for which the notion of Cauchy convergence still makes sense. Cauchy spaces were introduced by H. H. Keller in 1968, as an axiomatic tool deri ...
s, and in the definition and use of
hyperreal number
In mathematics, hyperreal numbers are an extension of the real numbers to include certain classes of infinite and infinitesimal numbers. A hyperreal number x is said to be finite if, and only if, , x, for some integer s.
Like sequences, nets are and so they have the .
For example, like sequences, nets can be "plugged into" other functions, where "plugging in" is just
function composition
In mathematics, the composition operator \circ takes two function (mathematics), functions, f and g, and returns a new function h(x) := (g \circ f) (x) = g(f(x)). Thus, the function is function application, applied after applying to . (g \c ...
.
Theorems related to functions and function composition may then be applied to nets.
One example is the universal property of
inverse limit
In mathematics, the inverse limit (also called the projective limit) is a construction that allows one to "glue together" several related objects, the precise gluing process being specified by morphisms between the objects. Thus, inverse limits ca ...
s, which is defined in terms of composition of functions rather than sets and it is more readily applied to functions like nets than to sets like filters (a prominent example of an inverse limit is the
Cartesian product
In mathematics, specifically set theory, the Cartesian product of two sets and , denoted , is the set of all ordered pairs where is an element of and is an element of . In terms of set-builder notation, that is
A\times B = \.
A table c ...
).
Filters may be awkward to use in certain situations, such as when switching between a filter on a space
and a filter on a
dense subspace
In contrast to nets, filters (and prefilters) are families of and so they have the .
For example, if
is surjective then the
under
of an arbitrary filter or prefilter
is both easily defined and guaranteed to be a prefilter on
's domain, whereas it is less clear how to
pullback
In mathematics, a pullback is either of two different, but related processes: precomposition and fiber-product. Its dual is a pushforward.
Precomposition
Precomposition with a function probably provides the most elementary notion of pullback: ...
(unambiguously/without
choice
A choice is the range of different things from which a being can choose. The arrival at a choice may incorporate Motivation, motivators and Choice modelling, models.
Freedom of choice is generally cherished, whereas a severely limited or arti ...
) an arbitrary sequence (or net)
so as to obtain a sequence or net in the domain (unless
is also injective and consequently a bijection, which is a stringent requirement). Similarly, the intersection of any collection of filters is once again a filter whereas it is not clear what this could mean for sequences or nets.
Because filters are composed of subsets of the very topological space
that is under consideration, topological set operations (such as
closure or
interior) may be applied to the sets that constitute the filter.
Taking the closure of all the sets in a filter is sometimes useful in
functional analysis
Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (for example, Inner product space#Definition, inner product, Norm (mathematics ...
for instance.
Theorems and results about images or preimages of sets under a function may also be applied to the sets that constitute a filter; an example of such a result might be one of
continuity's characterizations in terms of preimages of open/closed sets or in terms of the interior/closure operators.
Special types of filters called have many useful properties that can significantly help in proving results.
One downside of nets is their dependence on the directed sets that constitute their domains, which in general may be entirely unrelated to the space
In fact, the class of nets in a given set
is too large to even be a set (it is a
proper class
Proper may refer to:
Mathematics
* Proper map, in topology, a property of continuous function between topological spaces, if inverse images of compact subsets are compact
* Proper morphism, in algebraic geometry, an analogue of a proper map f ...
); this is because nets in
can have domains of
cardinality
The thumb is the first digit of the hand, next to the index finger. When a person is standing in the medical anatomical position (where the palm is facing to the front), the thumb is the outermost digit. The Medical Latin English noun for thum ...
.
In contrast, the collection of all filters (and of all prefilters) on
is a set whose cardinality is no larger than that of
Similar to a
topology
Topology (from the Greek language, Greek words , and ) is the branch of mathematics concerned with the properties of a Mathematical object, geometric object that are preserved under Continuous function, continuous Deformation theory, deformat ...
on
a filter on
is "intrinsic to
" in the sense that both structures consist of subsets of
and neither definition requires any set that cannot be constructed from
(such as
or other directed sets, which sequences and nets require).
Preliminaries, notation, and basic notions
In this article, upper case Roman letters like
and
denote sets (but not families unless indicated otherwise) and
will denote the
power set
In mathematics, the power set (or powerset) of a set is the set of all subsets of , including the empty set and itself. In axiomatic set theory (as developed, for example, in the ZFC axioms), the existence of the power set of any set is po ...
of
A subset of a power set is called (or simply, ) where it is if it is a subset of
Families of sets will be denoted by upper case calligraphy letters such as
,
, and
.
Whenever these assumptions are needed, then it should be assumed that
is non-empty and that
etc. are families of sets over
The terms "prefilter" and "filter base" are synonyms and will be used interchangeably.
Warning about competing definitions and notation
There are unfortunately several terms in the theory of filters that are defined differently by different authors.
These include some of the most important terms such as "filter."
While different definitions of the same term usually have significant overlap, due to the very technical nature of filters (and point–set topology), these differences in definitions nevertheless often have important consequences.
When reading mathematical literature, it is recommended that readers check how the terminology related to filters is defined by the author.
For this reason, this article will clearly state all definitions as they are used.
Unfortunately, not all notation related to filters is well established and some notation varies greatly across the literature (for example, the notation for the set of all prefilters on a set) so in such cases this article uses whatever notation is most self describing or easily remembered.
The theory of filters and prefilters is well developed and has a plethora of definitions and notations, many of which are now unceremoniously listed to prevent this article from becoming prolix and to allow for the easy look up of notation and definitions.
Their important properties are described later.
Sets operations
The or in
of a
family of sets
In set theory and related branches of mathematics, a family (or collection) can mean, depending upon the context, any of the following: set, indexed set, multiset, or class. A collection F of subsets of a given set S is called a family of su ...
is
and similarly the of
is
Throughout,
is a map.
Topology notation
Denote the set of all topologies on a set
Suppose
is any subset, and
is any point.
If
then
Nets and their tails
A is a set
together with a
preorder
In mathematics, especially in order theory, a preorder or quasiorder is a binary relation that is reflexive relation, reflexive and Transitive relation, transitive. The name is meant to suggest that preorders are ''almost'' partial orders, ...
, which will be denoted by
(unless explicitly indicated otherwise), that makes
into an () ; this means that for all
there exists some
such that
For any indices
the notation
is defined to mean
while
is defined to mean that
holds but it is true that
(if
is
antisymmetric then this is equivalent to
).
A is a map from a non-empty directed set into
The notation
will be used to denote a net with domain
Warning about using strict comparison
If
is a net and
then it is possible for the set
which is called , to be empty (for example, this happens if
is an
upper bound
In mathematics, particularly in order theory, an upper bound or majorant of a subset of some preordered set is an element of that is every element of .
Dually, a lower bound or minorant of is defined to be an element of that is less ...
of the
directed set
In mathematics, a directed set (or a directed preorder or a filtered set) is a preordered set in which every finite subset has an upper bound. In other words, it is a non-empty preordered set A such that for any a and b in A there exists c in A wit ...
).
In this case, the family
would contain the empty set, which would prevent it from being a prefilter (defined later).
This is the (important) reason for defining
as
rather than
or even
and it is for this reason that in general, when dealing with the prefilter of tails of a net, the strict inequality
may not be used interchangeably with the inequality
Filters and prefilters
The following is a list of properties that a family
of sets may possess and they form the defining properties of filters, prefilters, and filter subbases. Whenever it is necessary, it should be assumed that
Many of the properties of
defined above and below, such as "proper" and "directed downward," do not depend on
so mentioning the set
is optional when using such terms. Definitions involving being "upward closed in
" such as that of "filter on
" do depend on
so the set
should be mentioned if it is not clear from context.
\text X containing
called the , and
is said to this filter. This filter is equal to the intersection of all filters on
that are supersets of
The -system generated by
denoted by
will be a prefilter and a subset of
Moreover, the filter generated by
is equal to the upward closure of
meaning
However,
if
is a prefilter (although
is always an upward closed filter base for
).
* A
-smallest (meaning smallest relative to
) filter containing a filter subbase
will exist only under certain circumstances. It exists, for example, if the filter subbase
happens to also be a prefilter. It also exists if the filter (or equivalently, the -system) generated by
is
principal, in which case
is the unique smallest prefilter containing
Otherwise, in general, a
-smallest filter containing
might not exist. For this reason, some authors may refer to the -system generated by
as However, if a
-smallest prefilter does exist (say it is denoted by
) then contrary to usual expectations, it is necessarily equal to "
the prefilter generated by " (that is,
is possible). And if the filter subbase
happens to also be a prefilter but not a -system then unfortunately, "
the prefilter generated by this prefilter" (meaning
) will not be
(that is,
is possible even when
is a prefilter), which is why this article will prefer the accurate and unambiguous terminology of "the
-system generated by
".
of a filter and that is a of if is a filter and where for filters,
* Importantly, the expression "is a filter of" is for filters the analog of "is a sequence of". So despite having the prefix "sub" in common, "is a filter of" is actually the of "is a sequence of." However, can also be written which is described by saying " is subordinate to " With this terminology, "is ordinate to" becomes for filters (and also for prefilters) the analog of "is a sequence of," which makes this one situation where using the term "subordinate" and symbol may be helpful.
There are no prefilters on
(nor are there any nets valued in
), which is why this article, like most authors, will automatically assume without comment that
whenever this assumption is needed.
Basic examples
Named examples
- The singleton set is called the or It is the unique filter on because it is a subset of every filter on ; however, it need not be a subset of every prefilter on
- The dual ideal is also called (despite not actually being a filter). It is the only dual ideal on that is not a filter on
- If is a topological space and then the
neighborhood filter
In topology and related areas of mathematics, the neighbourhood system, complete system of neighbourhoods, or neighbourhood filter \mathcal(x) for a point x in a topological space is the collection of all neighbourhoods of x.
Definitions
Neighbou ...
at is a filter on By definition, a family is called a (resp. a ) at if and only if is a prefilter (resp. is a filter subbase) and the filter on that generates is equal to the neighborhood filter The subfamily of open neighborhoods is a filter base for Both prefilters also form a bases for topologies on with the topology generated being coarser than This example immediately generalizes from neighborhoods of points to neighborhoods of non-empty subsets
- is an
if for some sequence of points
- is an or a on if is a filter on generated by some elementary prefilter. The filter of tails generated by a sequence that is not eventually constant is necessarily an ultrafilter. Every principal filter on a countable set is sequential as is every cofinite filter on a countably infinite set. The intersection of finitely many sequential filters is again sequential.
- The set of all cofinite subsets of (meaning those sets whose complement in is finite) is proper if and only if is infinite (or equivalently, is infinite), in which case is a filter on known as the or the on If is finite then is equal to the dual ideal which is not a filter. If is infinite then the family of complements of singleton sets is a filter subbase that generates the Fréchet filter on As with any family of sets over that contains the kernel of the Fréchet filter on is the empty set:
- The intersection of all elements in any non-empty family is itself a filter on called the or of which is why it may be denoted by Said differently, Because every filter on has as a subset, this intersection is never empty. By definition, the infimum is the finest/largest (relative to ) filter contained as a subset of each member of
* If are filters then their infimum in is the filter If are prefilters then is a prefilter that is coarser than both (that is, ); indeed, it is one of the finest such prefilters, meaning that if is a prefilter such that then necessarily More generally, if are non−empty families and if then and is a
greatest element
In mathematics, especially in order theory, the greatest element of a subset S of a partially ordered set (poset) is an element of S that is greater than every other element of S. The term least element is defined duality (order theory), dually ...
of
- Let and let
The or of denoted by is the smallest (relative to ) dual ideal on containing every element of as a subset; that is, it is the smallest (relative to ) dual ideal on containing as a subset.
This dual ideal is where is the -system generated by
As with any non-empty family of sets, is contained in filter on if and only if it is a filter subbase, or equivalently, if and only if is a filter on in which case this family is the smallest (relative to ) filter on containing every element of as a subset and necessarily
- Let and let
The or of denoted by if it exists, is by definition the smallest (relative to ) filter on containing every element of as a subset.
If it exists then necessarily (as defined above) and will also be equal to the intersection of all filters on containing
This supremum of exists if and only if the dual ideal is a filter on
The least upper bound of a family of filters may fail to be a filter. Indeed, if contains at least two distinct elements then there exist filters for which there does exist a filter that contains both
If is not a filter subbase then the supremum of does not exist and the same is true of its supremum in but their supremum in the set of all dual ideals on will exist (it being the degenerate filter ).
* If are prefilters (resp. filters on ) then is a prefilter (resp. a filter) if and only if it is non-degenerate (or said differently, if and only if mesh), in which case it is coarsest prefilters (resp. coarsest filter) on that is finer (with respect to ) than both this means that if is any prefilter (resp. any filter) such that then necessarily in which case it is denoted by
Other examples
- Let and let which makes a prefilter and a filter subbase that is not closed under finite intersections. Because is a prefilter, the smallest prefilter containing is The -system generated by is In particular, the smallest prefilter containing the filter subbase is equal to the set of all finite intersections of sets in The filter on generated by is All three of the -system generates, and are examples of fixed, principal, ultra prefilters that are principal at the point is also an ultrafilter on
- Let be a topological space, and define where is necessarily finer than If is non-empty (resp. non-degenerate, a filter subbase, a prefilter, closed under finite unions) then the same is true of If is a filter on then is a prefilter but not necessarily a filter on although is a filter on equivalent to
- The set of all dense open subsets of a (non-empty) topological space is a proper -system and so also a prefilter. If the space is a
Baire space
In mathematics, a topological space X is said to be a Baire space if countable unions of closed sets with empty interior also have empty interior.
According to the Baire category theorem, compact Hausdorff spaces and complete metric spaces are ...
, then the set of all countable intersections of dense open subsets is a -system and a prefilter that is finer than If (with ) then the set of all such that has finite Lebesgue measure
In measure theory, a branch of mathematics, the Lebesgue measure, named after French mathematician Henri Lebesgue, is the standard way of assigning a measure to subsets of higher dimensional Euclidean '-spaces. For lower dimensions or , it c ...
is a proper -system and a free prefilter that is also a proper subset
In mathematics, a set ''A'' is a subset of a set ''B'' if all elements of ''A'' are also elements of ''B''; ''B'' is then a superset of ''A''. It is possible for ''A'' and ''B'' to be equal; if they are unequal, then ''A'' is a proper subset ...
of The prefilters and are equivalent and so generate the same filter on
Since is a Baire space
In mathematics, a topological space X is said to be a Baire space if countable unions of closed sets with empty interior also have empty interior.
According to the Baire category theorem, compact Hausdorff spaces and complete metric spaces are ...
, every countable intersection of sets in is dense in (and also comeagre and non-meager) so the set of all countable intersections of elements of is a prefilter and -system; it is also finer than, and not equivalent to,
Ultrafilters
There are many other characterizations of "ultrafilter" and "ultra prefilter," which are listed in the article on
ultrafilter
In the Mathematics, mathematical field of order theory, an ultrafilter on a given partially ordered set (or "poset") P is a certain subset of P, namely a Maximal element, maximal Filter (mathematics), filter on P; that is, a proper filter on P th ...
s. Important properties of ultrafilters are also described in that article.
} B there exists some set
such that
* This characterization of "
is ultra" does not depend on the set
so mentioning the set
is optional when using the term "ultra."
For set (not necessarily even a subset of ) there exists some set such that
if it is a prefilter that is also ultra. Equivalently, it is a filter subbase that is ultra. A prefilter is ultra if and only if it satisfies any of the following equivalent conditions:
- is in with respect to which means that
-
* Although this statement is identical to that given below for ultrafilters, here is merely assumed to be a prefilter; it need not be a filter.
- is ultra (and thus an ultrafilter).
- is
equivalent
Equivalence or Equivalent may refer to:
Arts and entertainment
*Album-equivalent unit, a measurement unit in the music industry
*Equivalence class (music)
*'' Equivalent VIII'', or ''The Bricks'', a minimalist sculpture by Carl Andre
*'' Equiva ...
to some ultrafilter.
* A filter subbase that is ultra is necessarily a prefilter. A filter subbase is ultra if and only if it is a maximal filter subbase with respect to (as above).
if it is a filter on that is ultra. Equivalently, an ultrafilter on is a filter that satisfies any of the following equivalent conditions:
- is generated by an ultra prefilter.
- For any
- This condition can be restated as: is partitioned by and its dual
- For any if then (a filter with this property is called a ).
* This property extends to any finite union of two or more sets.
- is a filter on ; meaning that if is a filter on such that then necessarily (this equality may be replaced by ).
* If is upward closed then So this characterization of ultrafilters as maximal filters can be restated as:
* Because subordination is for filters the analog of "is a subnet/subsequence of" (specifically, "subnet" should mean " AA-subnet," which is defined below), this characterization of an ultrafilter as being a "maximally subordinate filter" suggests that an ultrafilter can be interpreted as being analogous to some sort of "maximally deep net" (which could, for instance, mean that "when viewed only from " in some sense, it is indistinguishable from its subnets, as is the case with any net valued in a singleton set for example),
[For instance, one sense in which a net could be interpreted as being "maximally deep" is if all important properties related to (such as convergence for example) of any subnet is completely determined by in all topologies on In this case and its subnet become effectively indistinguishable (at least topologically) if one's information about them is limited to only that which can be described in solely in terms of and directly related sets (such as its subsets).] which is an idea that is actually made rigorous by ultranets. The ultrafilter lemma
In the mathematical field of set theory, an ultrafilter on a set X is a ''maximal filter'' on the set X. In other words, it is a collection of subsets of X that satisfies the definition of a filter on X and that is maximal with respect to incl ...
is then the statement that every filter ("net") has some subordinate filter ("subnet") that is "maximally subordinate" ("maximally deep").
The ultrafilter lemma
The following important theorem is due to
Alfred Tarski
Alfred Tarski (; ; born Alfred Teitelbaum;School of Mathematics and Statistics, University of St Andrews ''School of Mathematics and Statistics, University of St Andrews''. January 14, 1901 – October 26, 1983) was a Polish-American logician ...
(1930).
A consequence of the ultrafilter lemma is that every filter is equal to the intersection of all ultrafilters containing it.
Assuming the axioms of
Zermelo–Fraenkel (ZF), the ultrafilter lemma follows from the
Axiom of choice
In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
(in particular from
Zorn's lemma
Zorn's lemma, also known as the Kuratowski–Zorn lemma, is a proposition of set theory. It states that a partially ordered set containing upper bounds for every chain (that is, every totally ordered subset) necessarily contains at least on ...
) but is strictly weaker than it. The ultrafilter lemma implies the Axiom of choice for finite sets. If dealing with
Hausdorff spaces, then most basic results (as encountered in introductory courses) in Topology (such as
Tychonoff's theorem
In mathematics, Tychonoff's theorem states that the product of any collection of compact topological spaces is compact with respect to the product topology. The theorem is named after Andrey Nikolayevich Tikhonov (whose surname sometimes is tra ...
for compact Hausdorff spaces and the
Alexander subbase theorem) and in
functional analysis
Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (for example, Inner product space#Definition, inner product, Norm (mathematics ...
(such as the
Hahn–Banach theorem
In functional analysis, the Hahn–Banach theorem is a central result that allows the extension of bounded linear functionals defined on a vector subspace of some vector space to the whole space. The theorem also shows that there are sufficient ...
) can be proven using only the ultrafilter lemma; the full strength of the axiom of choice might not be needed.
Kernels
The kernel is useful in classifying properties of prefilters and other families of sets.
B
If
then
and this set is also equal to the kernel of the -system that is generated by
In particular, if
is a filter subbase then the kernels of all of the following sets are equal:
:(1)
(2) the -system generated by
and (3) the filter generated by
If
is a map then
Equivalent families have equal kernels.
Two principal families are equivalent if and only if their kernels are equal.
=Classifying families by their kernels
=
If
is a principal filter on
then
and
and
is also the smallest prefilter that generates
Family of examples: For any non-empty
the family
is free but it is a filter subbase if and only if no finite union of the form
covers
in which case the filter that it generates will also be free. In particular,
is a filter subbase if
is countable (for example,
the primes), a
meager set
In the mathematical field of general topology, a meagre set (also called a meager set or a set of first category) is a subset of a topological space that is small or negligible in a precise sense detailed below. A set that is not meagre is called ...
in
a set of finite measure, or a bounded subset of
If
is a singleton set then
is a subbase for the Fréchet filter on
=Characterizing fixed ultra prefilters
=
If a family of sets
is fixed (that is,
) then
is ultra if and only if some element of
is a singleton set, in which case
will necessarily be a prefilter. Every principal prefilter is fixed, so a principal prefilter
is ultra if and only if
is a singleton set.
Every filter on
that is principal at a single point is an ultrafilter, and if in addition
is finite, then there are no ultrafilters on
other than these.
The next theorem shows that every ultrafilter falls into one of two categories: either it is free or else it is a principal filter generated by a single point.
Finer/coarser, subordination, and meshing
The preorder
that is defined below is of fundamental importance for the use of prefilters (and filters) in topology. For instance, this preorder is used to define the prefilter equivalent of "subsequence", where "
" can be interpreted as "
is a subsequence of
" (so "subordinate to" is the prefilter equivalent of "subsequence of"). It is also used to define prefilter convergence in a topological space.
The definition of
meshes with
which is closely related to the preorder
is used in topology to define
cluster point
In mathematics, a limit point, accumulation point, or cluster point of a set S in a topological space X is a point x that can be "approximated" by points of S in the sense that every neighbourhood of x contains a point of S other than x itself. A ...
s.
Two families of sets
and are , indicated by writing
if
If
do not mesh then they are . If
then
are said to if
mesh, or equivalently, if the of
which is the family
does not contain the empty set, where the trace is also called the of
''Example'': If
is a
subsequence
In mathematics, a subsequence of a given sequence is a sequence that can be derived from the given sequence by deleting some or no elements without changing the order of the remaining elements. For example, the sequence \langle A,B,D \rangle is a ...
of
then
is subordinate to
in symbols:
and also
Stated in plain English, the prefilter of tails of a subsequence is always subordinate to that of the original sequence.
To see this, let
be arbitrary (or equivalently, let
be arbitrary) and it remains to show that this set contains some
For the set
to contain
it is sufficient to have
Since
are strictly increasing integers, there exists
such that
and so
holds, as desired.
Consequently,
The left hand side will be a subset of the right hand side if (for instance) every point of
is unique (that is, when
is injective) and
is the even-indexed subsequence
because under these conditions, every tail
(for every
) of the subsequence will belong to the right hand side filter but not to the left hand side filter.
For another example, if
is any family then
always holds and furthermore,
A non-empty family that is coarser than a filter subbase must itself be a filter subbase.
Every filter subbase is coarser than both the -system that it generates and the filter that it generates.
If
are families such that
the family
is ultra, and
then
is necessarily ultra. It follows that any family that is equivalent to an ultra family will necessarily ultra. In particular, if
is a prefilter then either both
and the filter
it generates are ultra or neither one is ultra.
The relation
is
reflexive and
transitive, which makes it into a
preorder
In mathematics, especially in order theory, a preorder or quasiorder is a binary relation that is reflexive relation, reflexive and Transitive relation, transitive. The name is meant to suggest that preorders are ''almost'' partial orders, ...
on
The relation
is
antisymmetric but if
has more than one point then it is
symmetric
Symmetry () in everyday life refers to a sense of harmonious and beautiful proportion and balance. In mathematics, the term has a more precise definition and is usually used to refer to an object that is invariant under some transformations ...
.
Equivalent families of sets
The preorder
induces its canonical
equivalence relation
In mathematics, an equivalence relation is a binary relation that is reflexive, symmetric, and transitive. The equipollence relation between line segments in geometry is a common example of an equivalence relation. A simpler example is equ ...
on
where for all
is to
if any of the following equivalent conditions hold:
- The upward closures of are equal.
Two upward closed (in
) subsets of
are equivalent if and only if they are equal.
If
then necessarily
and
is equivalent to
Every
equivalence class
In mathematics, when the elements of some set S have a notion of equivalence (formalized as an equivalence relation), then one may naturally split the set S into equivalence classes. These equivalence classes are constructed so that elements ...
other than
contains a unique representative (that is, element of the equivalence class) that is upward closed in
Properties preserved between equivalent families
Let
be arbitrary and let
be any family of sets. If
are equivalent (which implies that
) then for each of the statements/properties listed below, either it is true of
or else it is false of
:
- Not empty
- Proper (that is, is not an element)
* Moreover, any two degenerate families are necessarily equivalent.
- Filter subbase
- Prefilter
* In which case generate the same filter on (that is, their upward closures in are equal).
- Free
- Principal
- Ultra
- Is equal to the trivial filter
* In words, this means that the only subset of that is equivalent to the trivial filter the trivial filter. In general, this conclusion of equality does not extend to non−trivial filters (one exception is when both families are filters).
- Meshes with
- Is finer than
- Is coarser than
- Is equivalent to
Missing from the above list is the word "filter" because this property is preserved by equivalence.
However, if
are filters on
then they are equivalent if and only if they are equal; this characterization does extend to prefilters.
Equivalence of prefilters and filter subbases
If
is a prefilter on
then the following families are always equivalent to each other:
- ;
- the -system generated by ;
- the filter on generated by ;
and moreover, these three families all generate the same filter on
(that is, the upward closures in
of these families are equal).
In particular, every prefilter is equivalent to the filter that it generates.
By transitivity, two prefilters are equivalent if and only if they generate the same filter.
Every prefilter is equivalent to exactly one filter on
which is the filter that it generates (that is, the prefilter's upward closure).
Said differently, every equivalence class of prefilters contains exactly one representative that is a filter.
In this way, filters can be considered as just being distinguished elements of these equivalence classes of prefilters.
A filter subbase that is also a prefilter can be equivalent to the prefilter (or filter) that it generates.
In contrast, every prefilter is equivalent to the filter that it generates.
This is why prefilters can, by and large, be used interchangeably with the filters that they generate while filter subbases cannot.
Set theoretic properties and constructions relevant to topology
Trace and meshing
If
is a prefilter (resp. filter) on
then the trace of
which is the family
is a prefilter (resp. a filter) if and only if
mesh (that is,
), in which case the trace of
is said to be .
The trace is always finer than the original family; that is,
If
is ultra and if
mesh then the trace
is ultra.
If
is an ultrafilter on
then the trace of
is a filter on
if and only if
For example, suppose that
is a filter on
is such that
Then
mesh and
generates a filter on
that is strictly finer than
When prefilters mesh
Given non-empty families
the family
satisfies
and
If
is proper (resp. a prefilter, a filter subbase) then this is also true of both
In order to make any meaningful deductions about
from
needs to be proper (that is,
which is the motivation for the definition of "mesh".
In this case,
is a prefilter (resp. filter subbase) if and only if this is true of both
Said differently, if
are prefilters then they mesh if and only if
is a prefilter.
Generalizing gives a well known characterization of "mesh" entirely in terms of subordination (that is,
):
Two prefilters (resp. filter subbases)
mesh if and only if there exists a prefilter (resp. filter subbase)
such that
and
If the least upper bound of two filters
exists in
then this least upper bound is equal to
Images and preimages under functions
Throughout,
will be maps between non-empty sets.
Images of prefilters
Let
Many of the properties that
may have are preserved under images of maps; notable exceptions include being upward closed, being closed under finite intersections, and being a filter, which are not necessarily preserved.
Explicitly, if one of the following properties is true of
then it will necessarily also be true of
(although possibly not on the codomain
unless
is surjective):
ultra, ultrafilter, filter, prefilter, filter subbase, dual ideal, upward closed, proper/non-degenerate, ideal, closed under finite unions, downward closed, directed upward.
Moreover, if
is a prefilter then so are both
The image under a map
of an ultra set
is again ultra and if
is an ultra prefilter then so is
If
is a filter then
is a filter on the range
but it is a filter on the codomain
if and only if
is surjective.
Otherwise it is just a prefilter on
and its upward closure must be taken in
to obtain a filter.
The upward closure of
is
where if
is upward closed in
(that is, a filter) then this simplifies to:
If
then taking
to be the inclusion map
shows that any prefilter (resp. ultra prefilter, filter subbase) on
is also a prefilter (resp. ultra prefilter, filter subbase) on
Preimages of prefilters
Let
Under the assumption that
is
surjective
In mathematics, a surjective function (also known as surjection, or onto function ) is a function such that, for every element of the function's codomain, there exists one element in the function's domain such that . In other words, for a f ...
:
is a prefilter (resp. filter subbase, -system, closed under finite unions, proper) if and only if this is true of
However, if
is an ultrafilter on
then even if
is surjective (which would make
a prefilter), it is nevertheless still possible for the prefilter
to be neither ultra nor a filter on
If
is not surjective then denote the trace of
by
where in this case particular case the trace satisfies:
and consequently also:
This last equality and the fact that the trace
is a family of sets over
means that to draw conclusions about
the trace
can be used in place of
and the
can be used in place of
For example:
is a prefilter (resp. filter subbase, -system, proper) if and only if this is true of
In this way, the case where
is not (necessarily) surjective can be reduced down to the case of a surjective function (which is a case that was described at the start of this subsection).
Even if
is an ultrafilter on
if
is not surjective then it is nevertheless possible that
which would make
degenerate as well. The next characterization shows that degeneracy is the only obstacle. If
is a prefilter then the following are equivalent:
- is a prefilter;
- is a prefilter;
- ;
- meshes with
and moreover, if
is a prefilter then so is
If
and if
denotes the inclusion map then the trace of
is equal to
This observation allows the results in this subsection to be applied to investigating the trace on a set.
Subordination is preserved by images and preimages
The relation
is preserved under both images and preimages of families of sets.
This means that for families
Moreover, the following relations always hold for family of sets
:
where equality will hold if
is surjective.
Furthermore,
If
then
and
where equality will hold if
is injective.
Products of prefilters
Suppose
is a family of one or more non-empty sets, whose product will be denoted by
and for every index
let
denote the canonical projection.
Let
be non−empty families, also indexed by
such that
for each
The of the families
is defined identically to how the basic open subsets of the
product topology
In topology and related areas of mathematics, a product space is the Cartesian product of a family of topological spaces equipped with a natural topology called the product topology. This topology differs from another, perhaps more natural-seemin ...
are defined (had all of these
been topologies). That is, both the notations
denote the family of all
cylinder subsets such that
for all but finitely many
and where
for any one of these finitely many exceptions (that is, for any
such that
necessarily
).
When every
is a filter subbase then the family
is a filter subbase for the filter on
generated by
If
is a filter subbase then the filter on
that it generates is called the .
If every
is a prefilter on
then
will be a prefilter on
and moreover, this prefilter is equal to the coarsest prefilter
such that
for every
However,
may fail to be a filter on
even if every
is a filter on
Convergence, limits, and cluster points
Throughout,
is a
topological space
In mathematics, a topological space is, roughly speaking, a Geometry, geometrical space in which Closeness (mathematics), closeness is defined but cannot necessarily be measured by a numeric Distance (mathematics), distance. More specifically, a to ...
.
Prefilters vs. filters
With respect to maps and subsets, the property of being a prefilter is in general more well behaved and better preserved than the property of being a filter. For instance, the image of a prefilter under some map is again a prefilter; but the image of a filter under a non-surjective map is a filter on the codomain, although it will be a prefilter. The situation is the same with preimages under non-injective maps (even if the map is surjective). If
is a proper subset then any filter on
will not be a filter on
although it will be a prefilter.
One advantage that filters have is that they are distinguished representatives of their equivalence class (relative to
), meaning that any equivalence class of prefilters contains a unique filter. This property may be useful when dealing with equivalence classes of prefilters (for instance, they are useful in the construction of completions of
uniform space
In the mathematical field of topology, a uniform space is a topological space, set with additional mathematical structure, structure that is used to define ''uniform property, uniform properties'', such as complete space, completeness, uniform con ...
s via Cauchy filters). The many properties that characterize ultrafilters are also often useful. They are used to, for example, construct the
Stone–Čech compactification
In the mathematical discipline of general topology, Stone–Čech compactification (or Čech–Stone compactification) is a technique for constructing a Universal property, universal map from a topological space ''X'' to a Compact space, compact Ha ...
. The use of ultrafilters generally requires that the ultrafilter lemma be assumed. But in the many fields where the
axiom of choice
In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
(or the
Hahn–Banach theorem
In functional analysis, the Hahn–Banach theorem is a central result that allows the extension of bounded linear functionals defined on a vector subspace of some vector space to the whole space. The theorem also shows that there are sufficient ...
) is assumed, the ultrafilter lemma necessarily holds and does not require an addition assumption.
A note on intuition
Suppose that
is a non-principal filter on an infinite set
has one "upward" property (that of being closed upward) and one "downward" property (that of being directed downward).
Starting with any
there always exists some
that is a subset of
; this may be continued ad infinitum to get a sequence
of sets in
with each
being a subset of
The same is true going "upward", for if
then there is no set in
that contains
as a proper subset.
Thus when it comes to limiting behavior (which is a topic central to the field of topology), going "upward" leads to a
dead end, while going "downward" is typically fruitful. So to gain understanding and intuition about how filters (and prefilter) relate to concepts in topology, the "downward" property is usually the one to concentrate on. This is also why so many topological properties can be described by using only prefilters, rather than requiring filters (which only differ from prefilters in that they are also upward closed).
The "upward" property of filters is less important for topological intuition but it is sometimes useful to have for technical reasons. For example, with respect to
every filter subbase is contained in a unique smallest filter but there may not exist a unique smallest prefilter containing it.
Limits and convergence
A family
is said to to a point
of
if
Explicitly,
means that every neighborhood
contains some
as a subset (that is,
); thus the following then holds:
In words, a family converges to a point or subset
if and only if it is than the neighborhood filter at
A family
converging to a point
may be indicated by writing
and saying that
is a of
if this limit
is a point (and not a subset), then
is also called a .
As usual,
is defined to mean that
and
is the limit point of
that is, if also
(If the notation "
" did not also require that the limit point
be unique then the
equals sign
The equals sign (British English) or equal sign (American English), also known as the equality sign, is the mathematical symbol , which is used to indicate equality. In an equation it is placed between two expressions that have the same valu ...
would no longer be guaranteed to be
transitive).
The set of all limit points of
is denoted by
In the above definitions, it suffices to check that
is finer than some (or equivalently, finer than every)
neighborhood base
In topology and related areas of mathematics, the neighbourhood system, complete system of neighbourhoods, or neighbourhood filter \mathcal(x) for a point x in a topological space is the collection of all neighbourhoods of x.
Definitions
Neighbou ...
in
of the point (for example, such as
or
when
).
Examples
If
is
Euclidean space
Euclidean space is the fundamental space of geometry, intended to represent physical space. Originally, in Euclid's ''Elements'', it was the three-dimensional space of Euclidean geometry, but in modern mathematics there are ''Euclidean spaces ...
and
denotes the
Euclidean norm
Euclidean space is the fundamental space of geometry, intended to represent physical space. Originally, in Euclid's ''Elements'', it was the three-dimensional space of Euclidean geometry, but in modern mathematics there are ''Euclidean spaces'' ...
(which is the distance from the origin, defined as usual), then all of the following families converge to the origin:
# the prefilter
of all open balls centered at the origin, where
# the prefilter
of all closed balls centered at the origin, where
This prefilter is equivalent to the one above.
# the prefilter
where
is a union of spheres
centered at the origin having progressively smaller radii. This family consists of the sets
as
ranges over the positive integers.
# any of the families above but with the radius
ranging over
(or over any other positive decreasing sequence) instead of over all positive reals.
#* Drawing or imagining any one of these
sequences of sets when
has dimension
suggests that intuitively, these sets "should" converge to the origin (and indeed they do). This is the intuition that the above definition of a "convergent prefilter" make rigorous.
Although
was assumed to be the
Euclidean norm
Euclidean space is the fundamental space of geometry, intended to represent physical space. Originally, in Euclid's ''Elements'', it was the three-dimensional space of Euclidean geometry, but in modern mathematics there are ''Euclidean spaces'' ...
, the example above remains valid for any other
norm on
The one and only limit point in
of the free prefilter
is
since every open ball around the origin contains some open interval of this form.
The fixed prefilter
does not converges in
to any and so
although
does converge to the
x is a cluster point of \mathcal if and only if x is a cluster point of \operatorname_.
\right) and that if
x_\bull is a net in
X then (1)
x_\bull \to x \text \operatorname\left(x_\bull\right) \to x, and (2)
x is a cluster point of
x_\bull if and only if
x is a cluster point of
\operatorname\left(x_\bull\right).
By using
x_\bull := \operatorname_ \text \mathcal = \operatorname\left(\operatorname_\right), it follows that
\mathcal \to x \quad \text \quad \operatorname\left(\operatorname_\right) \to x \quad \text \quad \operatorname_ \to x.
It also follows that
x is a cluster point of
\mathcal if and only if
x is a cluster point of
\operatorname\left(\operatorname_\right) if and only if
x is a cluster point of
\operatorname_.
Partially ordered net
The domain of the canonical net
\operatorname_ is in general not partially ordered. However, in 1955 Bruns and Schmidt discovered
[Bruns G., Schmidt J.,Zur Aquivalenz von Moore-Smith-Folgen und Filtern, Math. Nachr. 13 (1955), 169-186.] a construction (detailed here:
Filter (set theory)#Partially ordered net) that allows for the canonical net to have a domain that is both partially ordered and directed; this was independently rediscovered by
Albert Wilansky in 1970.
Because the tails of this partially ordered net are identical to the tails of
\operatorname_ (since both are equal to the prefilter
\mathcal), there is typically nothing lost by assuming that the domain of the net associated with a prefilter is both directed partially ordered. If can further be assumed that the partially ordered domain is also a
dense order
In mathematics, a partial order or total order < on a X is said to be dense if, for all x .
Subordinate filters and subnets
The notion of "
\mathcal is subordinate to
\mathcal" (written
\mathcal \vdash \mathcal) is for filters and prefilters what "
x_ = \left(x_\right)_^ is a
subsequence
In mathematics, a subsequence of a given sequence is a sequence that can be derived from the given sequence by deleting some or no elements without changing the order of the remaining elements. For example, the sequence \langle A,B,D \rangle is a ...
of
x_\bull = \left(x_i\right)_^" is for sequences.
For example, if
\operatorname\left(x_\bull\right) = \left\ denotes the set of tails of
x_\bull and if
\operatorname\left(x_\right) = \left\ denotes the set of tails of the subsequence
x_ (where
x_ := \left\) then
\operatorname\left(x_\right) ~\vdash~ \operatorname\left(x_\bull\right) (which by definition means
\operatorname\left(x_\bull\right) \leq \operatorname\left(x_\right)) is true but
\operatorname\left(x_\bull\right) ~\vdash~ \operatorname\left(x_\right) is in general false.
If
x_\bull = \left(x_i\right)_ is a net in a topological space
X and if
\mathcal(x) is the
neighborhood filter
In topology and related areas of mathematics, the neighbourhood system, complete system of neighbourhoods, or neighbourhood filter \mathcal(x) for a point x in a topological space is the collection of all neighbourhoods of x.
Definitions
Neighbou ...
at a point
x \in X, then
x_\bull \to x \text \mathcal(x) \leq \operatorname\left(x_\bull\right).
If
f : X \to Y is an surjective open map,
x \in X, and
\mathcal is a prefilter on
Y that converges to
f(x), then there exist a prefilter
\mathcal on
X such that
\mathcal \to x and
f(\mathcal) is equivalent to
\mathcal (that is,
\mathcal \leq f(\mathcal) \leq \mathcal).
Subordination analogs of results involving subsequences
The following results are the prefilter analogs of statements involving subsequences. The condition "
\mathcal \geq \mathcal," which is also written
\mathcal \vdash \mathcal, is the analog of "
\mathcal is a subsequence of
\mathcal." So "finer than" and "subordinate to" is the prefilter analog of "subsequence of." Some people prefer saying "subordinate to" instead of "finer than" because it is more reminiscent of "subsequence of."
Non-equivalence of subnets and subordinate filters
Subnets in the sense of Willard and
subnets in the sense of Kelley are the most commonly used definitions of "
subnet
A subnet, or subnetwork, is a logical subdivision of an IP network. Updated by RFC 6918. The practice of dividing a network into two or more networks is called subnetting.
Computers that belong to the same subnet are addressed with an identica ...
."
The first definition of a subnet ("Kelley-subnet") was introduced by
John L. Kelley in 1955.
Stephen Willard introduced in 1970 his own variant ("Willard-subnet") of Kelley's definition of subnet.
AA-subnets were introduced independently by Smiley (1957), Aarnes and Andenaes (1972), and Murdeshwar (1983); AA-subnets were studied in great detail by Aarnes and Andenaes but they are not often used.
A subset
R \subseteq I of a
preorder
In mathematics, especially in order theory, a preorder or quasiorder is a binary relation that is reflexive relation, reflexive and Transitive relation, transitive. The name is meant to suggest that preorders are ''almost'' partial orders, ...
ed space
(I, \leq) is or in
I if for every
i \in I there exists some
r \in R such that
i \leq r. If
R \subseteq I contains a tail of
I then
R is said to be in
I; explicitly, this means that there exists some
i \in I such that
I_ \subseteq R (that is,
j \in R for all
j \in I satisfying
i \leq j). A subset is eventual if and only if its complement is not frequent (which is termed ).
A map
h : A \to I between two preordered sets is if whenever
a, b \in A satisfy
a \leq b, then
h(a) \leq h(b).
Kelley did not require the map
h to be order preserving while the definition of an AA-subnet does away entirely with any map between the two nets' domains and instead focuses entirely on
X − the nets' common codomain.
Every Willard-subnet is a Kelley-subnet and both are AA-subnets.
In particular, if
y_\bull = \left(y_a\right)_ is a Willard-subnet or a Kelley-subnet of
x_\bull = \left(x_i\right)_ then
\operatorname\left(x_\bull\right) \leq \operatorname\left(y_\bull\right).
:Example: If
I = \N and
x_\bull = \left(x_i\right)_ is a constant sequence and if
A = \ and
s_1 := x_1 then
\left(s_a\right)_ is an AA-subnet of
x_\bull but it is neither a Willard-subnet nor a Kelley-subnet of
x_\bull.
AA-subnets have a defining characterization that immediately shows that they are fully interchangeable with sub(ordinate)filters.
Explicitly, what is meant is that the following statement is true for AA-subnets:
If
\mathcal \text \mathcal are prefilters then
\mathcal \leq \mathcal if and only if
\operatorname_ is an AA-subnet of
\operatorname_.
If "AA-subnet" is replaced by "Willard-subnet" or "Kelley-subnet" then the above statement becomes . In particular, as
this counter-example demonstrates, the problem is that the following statement is in general false:
statement: If
\mathcal \text \mathcal are prefilters such that
\mathcal \leq \mathcal \text \operatorname_ is a Kelley-subnet of
\operatorname_.
Since every Willard-subnet is a Kelley-subnet, this statement thus remains false if the word "Kelley-subnet" is replaced with "Willard-subnet".
If "subnet" is defined to mean Willard-subnet or Kelley-subnet then nets and filters are not completely interchangeable because there exists a filter–sub(ordinate)filter relationships that cannot be expressed in terms of a net–subnet relationship between the two induced nets. In particular, the problem is that Kelley-subnets and Willard-subnets are fully interchangeable with subordinate filters. If the notion of "subnet" is not used or if "subnet" is defined to mean AA-subnet, then this ceases to be a problem and so it becomes correct to say that nets and filters are interchangeable. Despite the fact that AA-subnets do not have the problem that Willard and Kelley subnets have, they are not widely used or known about.
Topologies and prefilters
Throughout,
(X, \tau) is a
topological space
In mathematics, a topological space is, roughly speaking, a Geometry, geometrical space in which Closeness (mathematics), closeness is defined but cannot necessarily be measured by a numeric Distance (mathematics), distance. More specifically, a to ...
.
Examples of relationships between filters and topologies
Bases and prefilters
Let
\mathcal \neq \varnothing be a family of sets that covers
X and define
\mathcal_x = \ for every
x \in X. The definition of a
base for some topology can be immediately reworded as:
\mathcal is a base for some topology on
X if and only if
\mathcal_x is a filter base for every
x \in X.
If
\tau is a topology on
X and
\mathcal \subseteq \tau then the definitions of
\mathcal is a
basis (resp.
subbase) for
\tau can be reworded as:
\mathcal is a base (resp. subbase) for
\tau if and only if for every
x \in X, \mathcal_x is a filter base (resp. filter subbase) that generates the neighborhood filter of
(X, \tau) at
x.
Neighborhood filters
The archetypical example of a filter is the set of all neighborhoods of a point in a topological space.
Any
neighborhood basis of a point in (or of a subset of) a topological space is a prefilter. In fact, the definition of a
neighborhood base
In topology and related areas of mathematics, the neighbourhood system, complete system of neighbourhoods, or neighbourhood filter \mathcal(x) for a point x in a topological space is the collection of all neighbourhoods of x.
Definitions
Neighbou ...
can be equivalently restated as: "a neighborhood base is any prefilter that is equivalent the neighborhood filter."
Neighborhood bases at points are examples of prefilters that are fixed but may or may not be principal.
If
X = \R has its usual topology and if
x \in X, then any neighborhood filter base
\mathcal of
x is fixed by
x (in fact, it is even true that
\ker \mathcal = \) but
\mathcal is principal since
\ \not\in \mathcal.
In contrast, a topological space has the
discrete topology
In topology, a discrete space is a particularly simple example of a topological space or similar structure, one in which the points form a , meaning they are '' isolated'' from each other in a certain sense. The discrete topology is the finest to ...
if and only if the neighborhood filter of every point is a principal filter generated by exactly one point.
This shows that a non-principal filter on an infinite set is not necessarily free.
The neighborhood filter of every point
x in topological space
X is fixed since its kernel contains
x (and possibly other points if, for instance,
X is not a
T1 space). This is also true of any neighborhood basis at
x.
For any point
x in a
T1 space (for example, a
Hausdorff space
In topology and related branches of mathematics, a Hausdorff space ( , ), T2 space or separated space, is a topological space where distinct points have disjoint neighbourhoods. Of the many separation axioms that can be imposed on a topologi ...
), the kernel of the neighborhood filter of
x is equal to the singleton set
\.
However, it is possible for a neighborhood filter at a point to be principal but discrete (that is, not principal at a point).
A neighborhood basis
\mathcal of a point
x in a topological space is principal if and only if the kernel of
\mathcal is an open set. If in addition the space is
T1 then
\ker \mathcal = \ so that this basis
\mathcal is principal if and only if
\ is an open set.
Generating topologies from filters and prefilters
Suppose
\mathcal \subseteq \wp(X) is not empty (and
X \neq \varnothing). If
\mathcal is a filter on
X then
\ \cup \mathcal is a topology on
X but the converse is in general false. This shows that in a sense, filters are topologies. Topologies of the form
\ \cup \mathcal where
\mathcal is an filter on
X are an even more specialized subclass of such topologies; they have the property that proper subset
\varnothing \neq S \subseteq X is open or closed, but (unlike the
discrete topology
In topology, a discrete space is a particularly simple example of a topological space or similar structure, one in which the points form a , meaning they are '' isolated'' from each other in a certain sense. The discrete topology is the finest to ...
) never both. These spaces are, in particular, examples of
door space In mathematics, specifically in the field of topology, a topological space is said to be a door space if every subset is open or closed (or both). The term comes from the introductory topology mnemonic that "a subset is not like a door: it can be ...
s.
If
\mathcal is a prefilter (resp. filter subbase, -system, proper) on
X then the same is true of both
\ \cup \mathcal and the set
\mathcal_ of all possible unions of one or more elements of
\mathcal. If
\mathcal is closed under finite intersections then the set
\tau_ = \ \cup \mathcal_ is a topology on
X with both
\ \cup \mathcal_ \text \ \cup \mathcal being
bases for it. If the -system
\mathcal covers
X then both
\mathcal_ \text \mathcal are also bases for
\tau_. If
\tau is a topology on
X then
\tau \setminus \ is a prefilter (or equivalently, a -system) if and only if it has the finite intersection property (that is, it is a filter subbase), in which case a subset
\mathcal \subseteq \tau will be a basis for
\tau if and only if
\mathcal \setminus \ is equivalent to
\tau \setminus \, in which case
\mathcal \setminus \ will be a prefilter.
Topological properties and prefilters
Neighborhoods and topologies
The neighborhood filter of a nonempty subset
S \subseteq X in a topological space
X is equal to the intersection of all neighborhood filters of all points in
S.
A subset
S \subseteq X is open in
X if and only if whenever
\mathcal is a filter on
X and
s \in S, then
\mathcal \to s \text X \text S \in \mathcal.
Suppose
\sigma \text \tau are topologies on
X.
Then
\tau is finer than
\sigma (that is,
\sigma \subseteq \tau) if and only if whenever
x \in X \text \mathcal is a filter on
X, if
\mathcal \to x \text (X, \tau) then
\mathcal \to x \text (X, \sigma). Consequently,
\sigma = \tau if and only if for every filter
\mathcal \text X and every
x \in X, \mathcal \to x \text (X, \sigma) if and only if
\mathcal \to x \text (X, \tau).
However, it is possible that
\sigma \neq \tau while also for every filter
\mathcal \text X, \mathcal converges to point of
X \text (X, \sigma) if and only if
\mathcal converges to point of
X \text (X, \tau).
Closure
If
\mathcal is a prefilter on a subset
S \subseteq X then every cluster point of
\mathcal \text X belongs to
\operatorname_X S.
If
x \in X \text S \subseteq X is a non-empty subset, then the following are equivalent:
- x \in \operatorname_X S
- x is a limit point of a prefilter on S. Explicitly: there exists a prefilter \mathcal \subseteq \wp(S) \text S such that \mathcal \to x \text X.
- x is a limit point of a filter on S.
- There exists a prefilter \mathcal \text X such that S \in \mathcal \text \mathcal \to x \text X.
- The prefilter \ meshes with the neighborhood filter \mathcal(x). Said differently, x is a cluster point of the prefilter \.
- The prefilter \ meshes with some (or equivalently, with every) filter base for \mathcal(x) (that is, with every neighborhood basis at x).
The following are equivalent:
- x is a limit points of S \text X.
- There exists a prefilter \mathcal \subseteq \wp(S) \text \ \setminus \ such that \mathcal \to x \text X.
Closed sets
If
S \subseteq X is not empty then the following are equivalent:
- S is a closed subset of X.
- If x \in X \text \mathcal \subseteq \wp(S) is a prefilter on S such that \mathcal \to x \text X, then x \in S.
- If x \in X \text \mathcal \subseteq \wp(S) is a prefilter on S such that x is an accumulation points of \mathcal \text X, then x \in S.
- If x \in X is such that the neighborhood filter \mathcal(x) meshes with \ then x \in S.
Hausdorffness
The following are equivalent:
- X is a
Hausdorff space
In topology and related branches of mathematics, a Hausdorff space ( , ), T2 space or separated space, is a topological space where distinct points have disjoint neighbourhoods. Of the many separation axioms that can be imposed on a topologi ...
.
- Every prefilter on X converges to at most one point in X.
- The above statement but with the word "prefilter" replaced by any one of the following: filter, ultra prefilter, ultrafilter.
Compactness
As discussed
in this article, the Ultrafilter Lemma is closely related to many important theorems involving compactness.
The following are equivalent:
- (X, \tau) is a
compact space
In mathematics, specifically general topology, compactness is a property that seeks to generalize the notion of a closed and bounded subset of Euclidean space. The idea is that a compact space has no "punctures" or "missing endpoints", i.e., i ...
.
- Every ultrafilter on X converges to at least one point in X.
* That this condition implies compactness can be proven by using only the ultrafilter lemma. That compactness implies this condition can be proven without the ultrafilter lemma (or even the axiom of choice).
- The above statement but with the word "ultrafilter" replaced by "ultra prefilter".
- For every filter \mathcal \text X there exists a filter \mathcal \text X such that \mathcal \leq \mathcal and \mathcal converges to some point of X.
- The above statement but with each instance of the word "filter" replaced by: prefilter.
- Every filter on X has at least one cluster point in X.
* That this condition is equivalent to compactness can be proven by using only the ultrafilter lemma.
- The above statement but with the word "filter" replaced by "prefilter".
- Alexander subbase theorem: There exists a subbase \mathcal \text \tau such that every cover of X by sets in \mathcal has a finite subcover.
* That this condition is equivalent to compactness can be proven by using only the ultrafilter lemma.
If
\mathcal is the set of all complements of compact subsets of a given topological space
X, then
\mathcal is a filter on
X if and only if
X is compact.
Continuity
Let
f : X \to Y be a map between topological spaces
(X, \tau) \text (Y, \upsilon).
Given
x \in X, the following are equivalent:
- f : X \to Y is continuous at x.
- Definition: For every neighborhood V of f(x) \text Y there exists some neighborhood N of x \text X such that f(N) \subseteq V.
- f(\mathcal(x)) \to f(x) \text Y.
- If \mathcal is a filter on X such that \mathcal \to x \text X then f(\mathcal) \to f(x) \text Y.
- The above statement but with the word "filter" replaced by "prefilter".
The following are equivalent:
- f : X \to Y is continuous.
- If x \in X \text \mathcal is a prefilter on X such that \mathcal \to x \text X then f(\mathcal) \to f(x) \text Y.
- If x \in X is a limit point of a prefilter \mathcal \text X then f(x) is a limit point of f(\mathcal) \text Y.
- Any one of the above two statements but with the word "prefilter" replaced by "filter".
If
\mathcal is a prefilter on
X, x \in X is a cluster point of
\mathcal, \text f : X \to Y is continuous, then
f(x) is a cluster point in
Y of the prefilter
f(\mathcal).
A subset
D of a topological space
X is
dense
Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be use ...
in
X if and only if for every
x \in X, the trace
\mathcal_X(x)\big\vert_D of the neighborhood filter
\mathcal_X(x) along
D does not contain the empty set (in which case it will be a filter on
D).
Suppose
f : D \to Y is a continuous map into a Hausdorff
regular space
In topology and related fields of mathematics, a topological space ''X'' is called a regular space if every closed subset ''C'' of ''X'' and a point ''p'' not contained in ''C'' have non-overlapping open neighborhoods. Thus ''p'' and ''C'' can ...
Y and that
D is a dense subset of a topological space
X. Then
f has a
continuous extension
In mathematics, a continuous function is a function such that a small variation of the argument induces a small variation of the value of the function. This implies there are no abrupt changes in value, known as '' discontinuities''. More preci ...
F : X \to Y if and only if for every
x \in X, the prefilter
f\left(\mathcal_X(x)\big\vert_D\right) converges to some point in
Y. Furthermore, this continuous extension will be unique whenever it exists.
Products
Suppose
X_\bull := \left(X_i\right)_ is a non-empty family of non-empty topological spaces and that is a family of prefilters where each
\mathcal_i is a prefilter on
X_i.
Then the product
\mathcal_\bull of these prefilters (defined above) is a prefilter on the product space
X_\bull, which as usual, is endowed with the
product topology
In topology and related areas of mathematics, a product space is the Cartesian product of a family of topological spaces equipped with a natural topology called the product topology. This topology differs from another, perhaps more natural-seemin ...
.
If
x_\bull := \left(x_i\right)_ \in X_\bull, then
\mathcal_\bull \to x_\bull \text X_\bull if and only if
\mathcal_i \to x_i \text X_i \text i \in I.
Suppose
X \text Y are topological spaces,
\mathcal is a prefilter on
X having
x \in X as a cluster point, and
\mathcal is a prefilter on
Y having
y \in Y as a cluster point.
Then
(x, y) is a cluster point of
\mathcal \times \mathcal in the product space
X \times Y.
However, if
X = Y = \Q then there exist sequences
\left(x_i\right)_^\infty \subseteq X \text \left(y_i\right)_^\infty \subseteq Y such that both of these sequences have a cluster point in
\Q but the sequence
\left(x_i, y_i\right)_^\infty \subseteq X \times Y does have a cluster point in
X \times Y.
Example application: The ultrafilter lemma along with the axioms of
ZF imply
Tychonoff's theorem
In mathematics, Tychonoff's theorem states that the product of any collection of compact topological spaces is compact with respect to the product topology. The theorem is named after Andrey Nikolayevich Tikhonov (whose surname sometimes is tra ...
for compact Hausdorff spaces:
Let
X_\bull := \left(X_i\right)_ be compact
topological spaces.
Assume that the ultrafilter lemma holds (because of the Hausdorff assumption, this proof does need the full strength of the
axiom of choice
In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
; the ultrafilter lemma suffices).
Let
X := X_\bull be given the product topology (which makes
X a Hausdorff space) and for every
i, let
\Pr_i : X \to X_i denote this product's projections.
If
X = \varnothing then
X is compact and the proof is complete so assume
X \neq \varnothing.
Despite the fact that
X \neq \varnothing, because the axiom of choice is not assumed, the projection maps
\Pr_i : X \to X_i are not guaranteed to be surjective.
Let
\mathcal be an ultrafilter on
X and for every
i, let
\mathcal_i denote the ultrafilter on
X_i generated by the ultra prefilter
\Pr_i(\mathcal).
Because
X_i is compact and Hausdorff, the ultrafilter
\mathcal_i converges to a unique limit point
x_i \in X_i (because of
x_i's uniqueness, this definition does not require the axiom of choice).
Let
x := \left(x_i\right)_ where
x satisfies
\Pr_i(x) = x_i for every
i.
The characterization of convergence in the product topology that was given above implies that
\mathcal \to x \text X.
Thus every ultrafilter on
X converges to some point of
X, which implies that
X is compact (recall that this implication's proof only required the ultrafilter lemma).
\blacksquare
Examples of applications of prefilters
Uniformities and Cauchy prefilters
A
uniform space
In the mathematical field of topology, a uniform space is a topological space, set with additional mathematical structure, structure that is used to define ''uniform property, uniform properties'', such as complete space, completeness, uniform con ...
is a set
X equipped with a filter on
X \times X that has certain properties. A or is a prefilter on
X \times X whose upward closure is a uniform space.
A prefilter
\mathcal on a uniform space
X with uniformity
\mathcal is called a if for every entourage
N \in \mathcal, there exists some
B \in \mathcal that is , which means that
B \times B \subseteq N.
A is a
minimal element
In mathematics, especially in order theory, a maximal element of a subset S of some preordered set is an element of S that is not smaller than any other element in S. A minimal element of a subset S of some preordered set is defined dually as an ...
(with respect to
\,\leq\, or equivalently, to
\,\subseteq) of the set of all Cauchy filters on
X.
Examples of minimal Cauchy filters include the neighborhood filter
\mathcal_X(x) of any point
x \in X.
Every convergent filter on a uniform space is Cauchy. Moreover, every cluster point of a Cauchy filter is a limit point.
A uniform space
(X, \mathcal) is called (resp. ) if every Cauchy prefilter (resp. every elementary Cauchy prefilter) on
X converges to at least one point of
X (replacing all instance of the word "prefilter" with "filter" results in equivalent statement).
Every compact uniform space is complete because any Cauchy filter has a cluster point (by compactness), which is necessarily also a limit point (since the filter is Cauchy).
Uniform spaces were the result of attempts to generalize notions such as "uniform continuity" and "uniform convergence" that are present in metric spaces. Every
topological vector space
In mathematics, a topological vector space (also called a linear topological space and commonly abbreviated TVS or t.v.s.) is one of the basic structures investigated in functional analysis.
A topological vector space is a vector space that is als ...
, and more generally, every
topological group
In mathematics, topological groups are the combination of groups and topological spaces, i.e. they are groups and topological spaces at the same time, such that the continuity condition for the group operations connects these two structures ...
can be made into a uniform space in a canonical way. Every uniformity also generates a canonical induced topology. Filters and prefilters play an important role in the theory of uniform spaces. For example, the completion of a Hausdorff uniform space (even if it is not
metrizable
In topology and related areas of mathematics, a metrizable space is a topological space that is homeomorphic to a metric space. That is, a topological space (X, \tau) is said to be metrizable if there is a metric d : X \times X \to , \infty) suc ...
) is typically constructed by using minimal Cauchy filters.
Nets are less ideal for this construction because their domains are extremely varied (for example, the class of all Cauchy nets is not a set); sequences cannot be used in the general case because the topology might not be metrizable,
first-countable
In topology, a branch of mathematics, a first-countable space is a topological space satisfying the "first axiom of countability". Specifically, a space X is said to be first-countable if each point has a countable neighbourhood basis (local base ...
, or even
sequential
In mathematics, a sequence is an enumerated collection of objects in which repetitions are allowed and order matters. Like a set, it contains members (also called ''elements'', or ''terms''). The number of elements (possibly infinite) is call ...
.
The set of all on a Hausdorff
topological vector space
In mathematics, a topological vector space (also called a linear topological space and commonly abbreviated TVS or t.v.s.) is one of the basic structures investigated in functional analysis.
A topological vector space is a vector space that is als ...
(TVS)
X can made into a vector space and topologized in such a way that it becomes a
completion of X (with the assignment
x \mapsto \mathcal_X(x) becoming a
linear topological embedding that identifies
X as a dense vector subspace of this completion).
More generally, a
is a pair
(X, \mathfrak) consisting of a set
X together a family
\mathfrak \subseteq \wp(\wp(X)) of (proper) filters, whose members are declared to be "", having all of the following properties:
# For each
x \in X, the discrete ultrafilter at
x is an element of
\mathfrak.
# If
F \in \mathfrak is a subset of a proper filter
G, then
G \in \mathfrak.
# If
F, G \in \mathfrak and if each member of
F intersects each member of
G, then
F \cap G \in \mathfrak.
The set of all Cauchy filters on a uniform space forms a Cauchy space. Every Cauchy space is also a
convergence space
In mathematics, a convergence space, also called a generalized convergence, is a set together with a relation called a that satisfies certain properties relating elements of ''X'' with the Family of sets, family of Filter (set theory), filters on ...
.
A map
f : X \to Y between two Cauchy spaces is called if the image of every Cauchy filter in
X is a Cauchy filter in
Y.
Unlike the
category of topological spaces
In mathematics, the category of topological spaces, often denoted Top, is the category whose objects are topological spaces and whose morphisms are continuous maps. This is a category because the composition of two continuous maps is again con ...
, the
category
Category, plural categories, may refer to:
General uses
*Classification, the general act of allocating things to classes/categories Philosophy
* Category of being
* ''Categories'' (Aristotle)
* Category (Kant)
* Categories (Peirce)
* Category ( ...
of Cauchy spaces and Cauchy continuous maps is
Cartesian closed
In category theory, a Category (mathematics), category is Cartesian closed if, roughly speaking, any morphism defined on a product (category theory), product of two Object (category theory), objects can be naturally identified with a morphism defin ...
, and contains the category of
proximity space
In topology, a proximity space, also called a nearness space, is an axiomatization of the intuitive notion of "nearness" that hold set-to-set, as opposed to the better known point-to-set notion that characterize topological spaces.
The concept was ...
s.
Topologizing the set of prefilters
Starting with nothing more than a set
X, it is possible to topologize the set
\mathbb := \operatorname(X)
of all filter bases on
X with the , which is named after
Marshall Harvey Stone
Marshall Harvey Stone (April 8, 1903 – January 9, 1989) was an American mathematician who contributed to real analysis, functional analysis, topology and the study of Boolean algebras.
Biography
Stone was the son of Harlan Fiske Stone, who ...
.
To reduce confusion, this article will adhere to the following notational conventions:
- Lower case letters for elements x \in X.
- Upper case letters for subsets S \subseteq X.
- Upper case calligraphy letters for subsets \mathcal \subseteq \wp(X) (or equivalently, for elements \mathcal \in \wp(\wp(X)), such as prefilters).
- Upper case double-struck letters for subsets \mathbb \subseteq \wp(\wp(X)).
For every
S \subseteq X, let
\mathbb(S) := \left\
where
\mathbb(X) = \mathbb \text \mathbb(\varnothing) = \varnothing.[As a side note, had the definitions of "filter" and "prefilter" not required propriety then the degenerate dual ideal \wp(X) would have been a prefilter on X so that in particular, \mathbb(\varnothing) = \ \neq \varnothing with \wp(X) \in \mathbb(S) \text S \subseteq X.] These sets will be the basic open subsets of the Stone topology.
If
R \subseteq S \subseteq X then
\left\ ~\subseteq~ \left\.
From this inclusion, it is possible to deduce all of the subset inclusions displayed below with the exception of
\mathbb(R \cap S) ~\supseteq~ \mathbb(R) \cap \mathbb(S).[This is because the inclusion \mathbb(R \cap S) ~\supseteq~ \mathbb(R) \cap \mathbb(S) is the only one in the sequence below whose proof uses the defining assumption that \mathbb(S) \subseteq \mathbb.]
For all
R \subseteq S \subseteq X,
\mathbb(R \cap S) ~=~ \mathbb(R) \cap \mathbb(S) ~\subseteq~ \mathbb(R) \cup \mathbb(S) ~\subseteq~ \mathbb(R \cup S)
where in particular, the equality
\mathbb(R \cap S) = \mathbb(R) \cap \mathbb(S) shows that the family
\ is a
\pi-system that forms a
basis for a topology on
\mathbb called the . It is henceforth assumed that
\mathbb carries this topology and that any subset of
\mathbb carries the induced
subspace topology
In topology and related areas of mathematics, a subspace of a topological space (''X'', ''𝜏'') is a subset ''S'' of ''X'' which is equipped with a topology induced from that of ''𝜏'' called the subspace topology (or the relative topology ...
.
In contrast to most other general constructions of topologies (for example, the
product,
quotient
In arithmetic, a quotient (from 'how many times', pronounced ) is a quantity produced by the division of two numbers. The quotient has widespread use throughout mathematics. It has two definitions: either the integer part of a division (in th ...
,
subspace topologies, etc.), this topology on
\mathbb was defined with using anything other than the set
X; there were preexisting
structures or assumptions on
X so this topology is completely independent of everything other than
X (and its subsets).
The following criteria can be used for checking for
points of closure and neighborhoods.
If
\mathbb \subseteq \mathbb \text \mathcal \in \mathbb then:
- : \ \mathcal belongs to the closure of \mathbb \text \mathbb if and only if \mathcal \subseteq \mathcal^.
- : \ \mathbb is a neighborhood of \mathcal \text \mathbb if and only if there exists some F \in \mathcal such that \mathbb(F) = \left\ \subseteq \mathbb (that is, such that for all \mathcal \in \mathbb, \text F \in \mathcal^ \text \mathcal \in \mathbb).
It will be henceforth assumed that
X \neq \varnothing because otherwise
\mathbb = \varnothing and the topology is
\, which is uninteresting.
Subspace of ultrafilters
The set of ultrafilters on
X (with the subspace topology) is a
Stone space, meaning that it is compact, Hausdorff, and
totally disconnected
In topology and related branches of mathematics, a totally disconnected space is a topological space that has only singletons as connected subsets. In every topological space, the singletons (and, when it is considered connected, the empty set) ...
.
If
X has the discrete topology then the map
\beta : X \to \operatorname(X), defined by sending
x \in X to the principal ultrafilter at
x, is a topological embedding whose image is a dense subset of
\operatorname(X) (see the article
Stone–Čech compactification
In the mathematical discipline of general topology, Stone–Čech compactification (or Čech–Stone compactification) is a technique for constructing a Universal property, universal map from a topological space ''X'' to a Compact space, compact Ha ...
for more details).
Relationships between topologies on
X and the Stone topology on
\mathbb
Every
\tau \in \operatorname(X) induces a canonical map
\mathcal_\tau : X \to \operatorname(X) defined by
x \mapsto \mathcal_\tau(x), which sends
x \in X to the neighborhood filter of
x \text (X, \tau).
If
\tau, \sigma \in \operatorname(X) then
\tau = \sigma if and only if
\mathcal_\tau = \mathcal_\sigma.
Thus every topology
\tau \in \operatorname(X) can be identified with the canonical map
\mathcal_\tau \in \operatorname(X; \mathbb), which allows
\operatorname(X) to be canonically identified as a subset of
\operatorname(X; \mathbb) (as a side note, it is now possible to place on
\operatorname(X; \mathbb), and thus also on
\operatorname(X), the
topology of pointwise convergence on
X so that it now makes sense to talk about things such as sequences of topologies on
X converging pointwise).
For every
\tau \in \operatorname(X), the surjection
\mathcal_\tau : (X, \tau) \to \operatorname \mathcal_\tau is always continuous,
closed, and open, but it is injective if and only if
\tau \text T_0 (that is, a
Kolmogorov space
In topology and related branches of mathematics, a topological space ''X'' is a T0 space or Kolmogorov space (named after Andrey Kolmogorov) if for every pair of distinct points of ''X'', at least one of them has a neighborhood not containing th ...
).
In particular, for every
T_0 topology
\tau \text X, the map
\mathcal_\tau : (X, \tau) \to \mathbb is a
topological embedding
In mathematics, an embedding (or imbedding) is one instance of some mathematical structure contained within another instance, such as a group that is a subgroup.
When some object X is said to be embedded in another object Y, the embedding is g ...
(said differently, every Kolmogorov space is a topological subspace of the space of prefilters).
In addition, if
\mathfrak : X \to \operatorname(X) is a map such that
x \in \ker \mathfrak(x) := F \text x \in X (which is true of
\mathfrak := \mathcal_\tau, for instance), then for every
x \in X \text F \in \mathfrak(x), the set
\mathfrak(F) = \ is a neighborhood (in the subspace topology) of
\mathfrak(x) \text \operatorname \mathfrak.
See also
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Notes
Proofs
Citations
References
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* (Provides an introductory review of filters in topology and in metric spaces.)
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{{Topology
Filters
General topology