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moral A moral (from Latin ''morālis'') is a message that is conveyed or a lesson to be learned from a story or event. The moral may be left to the hearer, reader, or viewer to determine for themselves, or may be explicitly encapsulated in a maxim. ...
and
political philosophy Political philosophy studies the theoretical and conceptual foundations of politics. It examines the nature, scope, and Political legitimacy, legitimacy of political institutions, such as State (polity), states. This field investigates different ...
, the social contract is an idea, theory, or model that usually, although not always, concerns the legitimacy of the authority of the
state State most commonly refers to: * State (polity), a centralized political organization that regulates law and society within a territory **Sovereign state, a sovereign polity in international law, commonly referred to as a country **Nation state, a ...
over the
individual An individual is one that exists as a distinct entity. Individuality (or self-hood) is the state or quality of living as an individual; particularly (in the case of humans) as a person unique from other people and possessing one's own needs or g ...
. Conceptualized in the
Age of Enlightenment The Age of Enlightenment (also the Age of Reason and the Enlightenment) was a Europe, European Intellect, intellectual and Philosophy, philosophical movement active from the late 17th to early 19th century. Chiefly valuing knowledge gained th ...
, it is a core concept of
constitutionalism Constitutionalism is "a compound of ideas, attitudes, and patterns of behavior elaborating the principle that the authority of government derives from and is limited by a body of fundamental law". Political organizations are constitutional to ...
, while not necessarily convened and written down in a
constituent assembly A constituent assembly (also known as a constitutional convention, constitutional congress, or constitutional assembly) is a body assembled for the purpose of drafting or revising a constitution. Members of a constituent assembly may be elected b ...
and
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these pri ...
. Social contract arguments typically are that individuals have consented, either explicitly or tacitly, to surrender some of their freedoms and submit to the authority (of the ruler, or to the decision of a majority) in exchange for protection of their remaining
rights Rights are law, legal, social, or ethics, ethical principles of freedom or Entitlement (fair division), entitlement; that is, rights are the fundamental normative rules about what is allowed of people or owed to people according to some legal sy ...
or maintenance of the
social order The term social order can be used in two senses: In the first sense, it refers to a particular system of social structures and institutions. Examples are the ancient, the feudal, and the capitalist social order. In the second sense, social orde ...
. The relation between
natural and legal rights Some philosophers distinguish two types of rights, natural rights and legal rights. * Natural rights are those that are not dependent on the laws or customs of any particular culture or government, and so are ''universal'', ''fundamental rights ...
is often a topic of social contract theory. The term takes its name from ''
The Social Contract ''The Social Contract'', originally published as ''On the Social Contract; or, Principles of Political Right'' (), is a 1762 French-language book by the Republic of Geneva, Genevan philosopher Jean-Jacques Rousseau. The book theorizes about how ...
'' (French: ''Du contrat social ou Principes du droit politique''), a 1762 book by
Jean-Jacques Rousseau Jean-Jacques Rousseau (, ; ; 28 June 1712 – 2 July 1778) was a Republic of Geneva, Genevan philosopher (''philosophes, philosophe''), writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment through ...
that discussed this concept. Although the antecedents of social contract theory are found in antiquity, in
Greek Greek may refer to: Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group *Greek language, a branch of the Indo-European language family **Proto-Greek language, the assumed last common ancestor of all kno ...
and
Stoic Stoic may refer to: * An adherent of Stoicism Stoicism is a school of Hellenistic philosophy that flourished in ancient Greece and Rome. The Stoics believed that the universe operated according to reason, ''i.e.'' by a God which is immersed i ...
philosophy and
Roman Roman or Romans most often refers to: *Rome, the capital city of Italy *Ancient Rome, Roman civilization from 8th century BC to 5th century AD *Roman people, the people of Roman civilization *Epistle to the Romans, shortened to Romans, a letter w ...
and
Canon Law Canon law (from , , a 'straight measuring rod, ruler') is a set of ordinances and regulations made by ecclesiastical jurisdiction, ecclesiastical authority (church leadership) for the government of a Christian organization or church and its membe ...
, the heyday of the social contract was the mid-17th to early 19th centuries, when it emerged as the leading doctrine of political legitimacy. The starting point for most social contract theories is an examination of the human condition absent any political order (termed the "
state of nature In ethics, political philosophy, social contract theory, religion, and international law, the term state of nature describes the hypothetical way of life that existed before humans organised themselves into societies or civilisations. Philosoph ...
" by
Thomas Hobbes Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
). In this condition, individuals' actions are bound only by their personal power and
conscience A conscience is a Cognition, cognitive process that elicits emotion and rational associations based on an individual's ethics, moral philosophy or value system. Conscience is not an elicited emotion or thought produced by associations based on i ...
, assuming that 'nature' precludes mutually beneficial social relationships. From this shared starting point, social contract theorists seek to demonstrate why rational individuals would voluntarily consent to give up their natural freedom to obtain the benefits of political order. Prominent 17th- and 18th-century theorists of the social contract and natural rights included
Hugo de Groot Hugo Grotius ( ; 10 April 1583 – 28 August 1645), also known as Hugo de Groot () or Huig de Groot (), was a Dutch humanist, diplomat, lawyer, theologian, jurist, statesman, poet and playwright. A teenage prodigy, he was born in Delft an ...
(1625),
Thomas Hobbes Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
(1651),
Samuel von Pufendorf Samuel von Pufendorf (; ; 8 January 1632 – 26 October 1694) was a German people, German jurist, political philosopher, economist and historian. He was born Samuel Pufendorf and Nobility, ennobled in 1694; he was made a baron by Charles XI of ...
(1673),
John Locke John Locke (; 29 August 1632 (Old Style and New Style dates, O.S.) – 28 October 1704 (Old Style and New Style dates, O.S.)) was an English philosopher and physician, widely regarded as one of the most influential of the Enlightenment thi ...
(1689),
Jean-Jacques Rousseau Jean-Jacques Rousseau (, ; ; 28 June 1712 – 2 July 1778) was a Republic of Geneva, Genevan philosopher (''philosophes, philosophe''), writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment through ...
(1762) and
Immanuel Kant Immanuel Kant (born Emanuel Kant; 22 April 1724 – 12 February 1804) was a German Philosophy, philosopher and one of the central Age of Enlightenment, Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works ...
(1797), each approaching the concept of political authority differently. Grotius posited that individual humans had
natural rights Some philosophers distinguish two types of rights, natural rights and legal rights. * Natural rights are those that are not dependent on the laws or customs of any particular culture or government, and so are ''universal'', ''fundamental rights ...
.
Thomas Hobbes Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
famously said that in a "state of nature", human life would be "solitary, poor, nasty, brutish and short". In the absence of political order and law, everyone would have unlimited natural freedoms, including the "right to all things" and thus the freedom to plunder, rape and murder; there would be an endless "war of all against all" (''
bellum omnium contra omnes , a Latin phrase meaning "the war of all against all", is the description that Thomas Hobbes gives to human existence in the state-of-nature thought experiment that he conducts in ''De Cive'' (1642) and ''Leviathan'' (1651). The common modern ...
''). To avoid this, free men contract with each other to establish political
community A community is a social unit (a group of people) with a shared socially-significant characteristic, such as place, set of norms, culture, religion, values, customs, or identity. Communities may share a sense of place situated in a given g ...
(
civil society Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.
original position The original position is a hypothetical position from which members of society would consider which principles they would select for the basic structure of their society if they had no knowledge ahead of time regarding the position which they w ...
or
state of nature In ethics, political philosophy, social contract theory, religion, and international law, the term state of nature describes the hypothetical way of life that existed before humans organised themselves into societies or civilisations. Philosoph ...
making the social contract; and ''I*'' being the individuals in the real world following the social contract.


History


Classical thought

Social contract formulations are preserved in many of the world's oldest records. The Indian Buddhist text of the second century BC '' Mahāvastu'' recounts the legend of Mahasammata. The story goes as follows: In his rock edicts, the Indian Buddhist king
Asoka Ashoka, also known as Asoka or Aśoka ( ; , ; – 232 BCE), and popularly known as Ashoka the Great, was Emperor of Magadha from until his death in 232 BCE, and the third ruler from the Mauryan dynasty. His empire covered a large p ...
was said to have argued for a broad and far-reaching social contract. The Buddhist ''vinaya'' also reflects social contracts expected of the monks; one such instance is when the people of a certain town complained about monks felling saka trees, the Buddha tells his monks that they must stop and give way to social norms.
Epicurus Epicurus (, ; ; 341–270 BC) was an Greek philosophy, ancient Greek philosopher who founded Epicureanism, a highly influential school of philosophy that asserted that philosophy's purpose is to attain as well as to help others attain tranqui ...
in the fourth century BC seemed to have had a strong sense of social contract, with justice and law being rooted in mutual agreement and advantage, as evidenced by these lines, among others, from his ''Principal Doctrines'' (see also Epicurean ethics): The concept of the social contract was originally posed by
Glaucon Glaucon (; ; c. 445 BC – 4th century BC), son of Ariston, was an ancient Athenian and Plato's older brother. He is primarily known as a major conversant with Socrates in the ''Republic''. According to Debra Nails, two major facts about Glau ...
, as described by
Plato Plato ( ; Greek language, Greek: , ; born  BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
in '' The Republic'', BookII. The social contract theory also appears in ''
Crito ''Crito'' ( or ; ) is a dialogue written by the ancient Greece, ancient Greek philosopher Plato. It depicts a conversation between Socrates and his wealthy friend Crito of Alopece regarding justice (''δικαιοσύνη''), injustice (''ἀ ...
'', another dialogue from Plato. Over time, the social contract theory became more widespread after
Epicurus Epicurus (, ; ; 341–270 BC) was an Greek philosophy, ancient Greek philosopher who founded Epicureanism, a highly influential school of philosophy that asserted that philosophy's purpose is to attain as well as to help others attain tranqui ...
(341–270 BC), the first philosopher who saw justice as a social contract, and not as existing in Nature due to divine intervention (see below and also Epicurean ethics), decided to bring the theory to the forefront of his society. As time went on, philosophers of traditional political and social thought, such as Locke, Hobbes, and Rousseau put forward their opinions on social contract, which then caused the topic to become much more mainstream.


Renaissance developments

Quentin Skinner Quentin Robert Duthie Skinner (born 26 November 1940) is a British intellectual historian. He is regarded as one of the founders of the Cambridge School of the history of political thought. He has won numerous prizes for his work, including ...
has argued that several critical modern innovations in contract theory are found in the writings from French Calvinists and Huguenots, whose work in turn was invoked by writers in the
Low Countries The Low Countries (; ), historically also known as the Netherlands (), is a coastal lowland region in Northwestern Europe forming the lower Drainage basin, basin of the Rhine–Meuse–Scheldt delta and consisting today of the three modern "Bene ...
who objected to their subjection to Spain and, later still, by Catholics in England.
Francisco Suárez Francisco Suárez (; 5 January 1548 – 25 September 1617) was a Spanish Jesuit priest, philosopher and theologian, one of the leading figures of the School of Salamanca movement. His work is considered a turning point in the history of second ...
(1548–1617), from the
School of Salamanca The School of Salamanca () was an intellectual movement of 16th-century and 17th-century Iberian Scholasticism, Scholastic theology, theologians rooted in the intellectual and pedagogical work of Francisco de Vitoria. From the beginning of the ...
, might be considered an early theorist of the social contract, theorizing
natural law Natural law (, ) is a Philosophy, philosophical and legal theory that posits the existence of a set of inherent laws derived from nature and universal moral principles, which are discoverable through reason. In ethics, natural law theory asserts ...
in an attempt to limit the divine right of absolute monarchy. All of these groups were led to articulate notions of popular
sovereignty Sovereignty can generally be defined as supreme authority. Sovereignty entails hierarchy within a state as well as external autonomy for states. In any state, sovereignty is assigned to the person, body or institution that has the ultimate au ...
by means of a social covenant or contract, and all of these arguments began with proto-"state of nature" arguments, to the effect that the basis of politics is that everyone is by nature free of subjection to any government. These arguments, however, relied on a corporatist theory found in Roman law, according to which "a populus" can exist as a distinct legal entity. Thus, these arguments held that a group of people can join a government because it has the capacity to exercise a single will and make decisions with a single voice in the absence of sovereign authority—a notion rejected by Hobbes and later contract theorists.


Philosophers


Thomas Hobbes' ''Leviathan'' (1651)

The first modern philosopher to articulate a detailed contract theory was
Thomas Hobbes Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
(1588–1679). According to Hobbes, the lives of individuals in the
state of nature In ethics, political philosophy, social contract theory, religion, and international law, the term state of nature describes the hypothetical way of life that existed before humans organised themselves into societies or civilisations. Philosoph ...
were "solitary, poor, nasty, brutish and short", a state in which self-interest and the absence of rights and contracts prevented the "social", or society. Life was "anarchic" (without leadership or the concept of sovereignty). Individuals in the state of nature were apolitical and asocial. This state of nature is followed by the social contract. The social contract was seen as an "occurrence" during which individuals came together and ceded some of their
individual rights Individual rights, also known as natural rights, are rights held by individuals by virtue of being human. Some theists believe individual rights are bestowed by God. An individual right is a moral claim to freedom of action. Group rights, also k ...
so that others would cede theirs. This resulted in the establishment of the state, a sovereign entity like the individuals now under its rule used to be, which would create laws to regulate social interactions. Human life was thus no longer "a war of all against all". The state system, which grew out of the social contract, was, however, also anarchic (without leadership). Just as the individuals in the state of nature had been sovereigns and thus guided by self-interest and the absence of rights, so states now acted in their self-interest in competition with each other. Just like the state of nature, states were thus bound to be in conflict because there was no sovereign over and above the state (more powerful) capable of imposing some system such as social-contract laws on everyone by force. Indeed, Hobbes' work helped to serve as a basis for the realism theories of international relations, advanced by E. H. Carr and
Hans Morgenthau Hans Joachim Morgenthau (February 17, 1904 – July 19, 1980) was a German-American jurist and political scientist who was one of the major 20th-century figures in the study of international relations. Morgenthau's works belong to the tradition ...
. Hobbes wrote in ''
Leviathan Leviathan ( ; ; ) is a sea serpent demon noted in theology and mythology. It is referenced in several books of the Hebrew Bible, including Psalms, the Book of Job, the Book of Isaiah, and the pseudepigraphical Book of Enoch. Leviathan is of ...
'' that humans ("we") need the "terrour of some Power" otherwise humans will not heed the law of reciprocity, "(in summe) doing to others, as wee would be done to".


John Locke's ''Second Treatise of Government'' (1689)

John Locke John Locke (; 29 August 1632 (Old Style and New Style dates, O.S.) – 28 October 1704 (Old Style and New Style dates, O.S.)) was an English philosopher and physician, widely regarded as one of the most influential of the Enlightenment thi ...
's conception of the social contract differed from Hobbes' in several fundamental ways, retaining only the central notion that individuals in a state of nature would willingly come together to form a state. Locke believed that individuals in a state of nature would be bound morally, by the Law of Nature, in which man has the "power... to preserve his property; that is, his life, liberty and estate against the injuries and attempts of other men". Without government to defend them against those seeking to injure or enslave them, Locke further believed people would have no security in their rights and would live in fear. Individuals, to Locke, would only agree to form a state that would provide, in part, a "neutral judge", acting to protect the lives, liberty, and property of those who lived within it. While Hobbes argued for near-absolute authority, Locke argued for inviolate freedom under law in his ''Second Treatise of Government''. Locke argued that a government's legitimacy comes from the citizens' delegation to the government of their absolute right of violence (reserving the inalienable right of self-defense or "self-preservation"), along with elements of other rights (e.g. property will be liable to taxation) as necessary to achieve the goal of security through granting the state a monopoly of violence, whereby the government, as an impartial judge, may use the collective force of the populace to administer and enforce the law, rather than each man acting as his own judge, jury, and executioner—the condition in the state of nature.


Jean-Jacques Rousseau's ''Du Contrat social'' (1762)

Jean-Jacques Rousseau Jean-Jacques Rousseau (, ; ; 28 June 1712 – 2 July 1778) was a Republic of Geneva, Genevan philosopher (''philosophes, philosophe''), writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment through ...
(1712–1778), in his influential 1762 treatise ''
The Social Contract ''The Social Contract'', originally published as ''On the Social Contract; or, Principles of Political Right'' (), is a 1762 French-language book by the Republic of Geneva, Genevan philosopher Jean-Jacques Rousseau. The book theorizes about how ...
'', outlined a different version of social-contract theory, as the foundations of society based on the sovereignty of the "
general will In political philosophy, the general will () is the will of the people as a whole. The term was made famous by 18th-century Genevan philosopher Jean-Jacques Rousseau. It can be considered as an early, informal predecessor to the idea of a social ...
". Rousseau's political theory differs in important ways from that of Locke and Hobbes. Rousseau's collectivist conception is most evident in his development of the "luminous conception" (which he credited to
Denis Diderot Denis Diderot (; ; 5 October 171331 July 1784) was a French philosopher, art critic, and writer, best known for serving as co-founder, chief editor, and contributor to the along with Jean le Rond d'Alembert. He was a prominent figure during th ...
) of the "
general will In political philosophy, the general will () is the will of the people as a whole. The term was made famous by 18th-century Genevan philosopher Jean-Jacques Rousseau. It can be considered as an early, informal predecessor to the idea of a social ...
". Summarised, the "
general will In political philosophy, the general will () is the will of the people as a whole. The term was made famous by 18th-century Genevan philosopher Jean-Jacques Rousseau. It can be considered as an early, informal predecessor to the idea of a social ...
" is the power of all the citizens' collective interest—not to be confused with their individual interests. Although Rousseau wrote that the British were perhaps at the time the freest people on earth, he did not approve of their representative government, nor any form of representative government. Rousseau believed that society was only legitimate when the sovereign (i.e. the "
general will In political philosophy, the general will () is the will of the people as a whole. The term was made famous by 18th-century Genevan philosopher Jean-Jacques Rousseau. It can be considered as an early, informal predecessor to the idea of a social ...
") were the sole
legislator A legislator, or lawmaker, is a person who writes and passes laws, especially someone who is a member of a legislature. Legislators are often elected by the people, but they can be appointed, or hereditary. Legislatures may be supra-nat ...
s. He also stated that the individual must accept "the total alienation to the whole community of each associate with all his rights". In short, Rousseau meant that in order for the social contract to work, individuals ''must'' forfeit their rights to the whole so that such conditions were "equal for all". Rousseau's striking phrase that man must "be forced to be free" should be understood this way: since the indivisible and inalienable popular sovereignty decides what is good for the whole, if an individual rejects this "civil liberty" in place of "natural liberty" and self interest, disobeying the law, he will be forced to listen to what was decided when the people acted as a collective (as
citizen Citizenship is a membership and allegiance to a sovereign state. Though citizenship is often conflated with nationality in today's English-speaking world, international law does not usually use the term ''citizenship'' to refer to nationality ...
s). Thus the law, inasmuch as it is created by the people acting as a body, is not a limitation of individual freedom, but rather its expression. The individual, as a citizen, explicitly agreed to be constrained if, as a private individual, he did not respect his own will as formulated in the general will. Because laws represent the restraint of "natural liberty", they represent the leap made from humans in the state of nature into civil society. In this sense, the law is a civilizing force. Therefore, Rousseau believed that the laws that govern a people help to mould their character. Rousseau also analyses the social contract in terms of
risk In simple terms, risk is the possibility of something bad happening. Risk involves uncertainty about the effects/implications of an activity with respect to something that humans value (such as health, well-being, wealth, property or the environ ...
management, thus suggesting the origins of the state as a form of mutual
insurance Insurance is a means of protection from financial loss in which, in exchange for a fee, a party agrees to compensate another party in the event of a certain loss, damage, or injury. It is a form of risk management, primarily used to protect ...
.


Pierre-Joseph Proudhon's individualist social contract (1851)

While Rousseau's social contract is based on
popular sovereignty Popular sovereignty is the principle that the leaders of a state and its government A government is the system or group of people governing an organized community, generally a State (polity), state. In the case of its broad associativ ...
and not on individual sovereignty, there are other theories espoused by
individualist Individualism is the moral stance, political philosophy, ideology, and social outlook that emphasizes the intrinsic worth of the individual. Individualists promote realizing one's goals and desires, valuing independence and self-reliance, and a ...
s,
libertarians Libertarianism (from ; or from ) is a political philosophy that holds freedom, personal sovereignty, and liberty as primary values. Many libertarians believe that the concept of freedom is in accord with the Non-Aggression Principle, according ...
, and
anarchists Anarchism is a political philosophy and movement that seeks to abolish all institutions that perpetuate authority, coercion, or hierarchy, primarily targeting the state and capitalism. Anarchism advocates for the replacement of the state w ...
that do not involve agreeing to anything more than
negative rights Negative and positive rights are rights that oblige either inaction (''negative rights'') or action (''positive rights''). These obligations may be of either a legal or moral character. The notion of positive and negative rights may also be ap ...
and creates only a limited state, if any.
Pierre-Joseph Proudhon Pierre-Joseph Proudhon (, ; ; 1809 – 19 January 1865) was a French anarchist, socialist, philosopher, and economist who founded mutualist philosophy and is considered by many to be the "father of anarchism". He was the first person to ca ...
(1809–1865) advocated a conception of social contract that did not involve an individual surrendering sovereignty to others. According to him, the social contract was not between individuals and the state, but rather among individuals who refrain from coercing or governing each other, each one maintaining complete sovereignty upon him- or herself:


John Rawls' ''Theory of Justice'' (1971)

Building on the work of Immanuel Kant with its presumption of limits on the state,
John Rawls John Bordley Rawls (; February 21, 1921 – November 24, 2002) was an American moral philosophy, moral, legal philosophy, legal and Political philosophy, political philosopher in the Modern liberalism in the United States, modern liberal tradit ...
(1921–2002), in ''
A Theory of Justice ''A Theory of Justice'' is a 1971 work of political philosophy and ethics by the philosopher John Rawls (1921–2002) in which the author attempts to provide a moral theory alternative to utilitarianism and that addresses the problem of distribu ...
'' (1971), proposed a contractarian approach whereby rational people in a hypothetical "
original position The original position is a hypothetical position from which members of society would consider which principles they would select for the basic structure of their society if they had no knowledge ahead of time regarding the position which they w ...
" would set aside their individual preferences and capacities under a "
veil of ignorance The original position is a hypothetical position from which members of society would consider which principles they would select for the basic structure of their society if they had no knowledge ahead of time regarding the position which they w ...
" and agree to certain general principles of justice and legal organization. This idea is also used as a game-theoretical formalization of the notion of fairness.


David Gauthier's ''Morals by Agreement'' (1986)

David Gauthier David Gauthier (; 10 September 1932 – 9 November 2023) was a Canadian philosopher best known for his neo- Hobbesian or contractarian theory of morality, as developed in his 1986 book ''Morals by Agreement''. Life and career David Gauthier w ...
's "neo-Hobbesian" theory argues that cooperation between two independent and self-interested parties is indeed possible, especially when it comes to understanding morality and politics. Gauthier notably points out the advantages of cooperation between two parties when it comes to the challenge of the
prisoner's dilemma The prisoner's dilemma is a game theory thought experiment involving two rational agents, each of whom can either cooperate for mutual benefit or betray their partner ("defect") for individual gain. The dilemma arises from the fact that while def ...
. He proposes that, if two parties were to stick to the original agreed-upon arrangement and morals outlined by the contract, they would both experience an optimal result. In his model for the social contract, factors including trust, rationality, and self-interest keep each party honest and dissuade them from breaking the rules.


Philip Pettit's ''Republicanism'' (1997)

Philip Pettit Philip Noel Pettit (born 1945) is an Irish philosopher and political theorist. He is the Laurance Rockefeller University Professor of Human Values at Princeton University and also Distinguished University Professor of Philosophy at the Aust ...
(b. 1945) has argued, in ''Republicanism: A Theory of Freedom and Government'' (1997), that the theory of social contract, classically based on the
consent of the governed In political philosophy, consent of the governed is the idea that a government's political legitimacy, legitimacy and natural and legal rights, moral right to use state power is justified and lawful only when consented to by the people or society o ...
, should be modified. Instead of arguing for explicit consent, which can always be manufactured, Pettit argues that the absence of an effective rebellion against it is a contract's only legitimacy.


Application


Elections

Jean-Jacques Rousseau Jean-Jacques Rousseau (, ; ; 28 June 1712 – 2 July 1778) was a Republic of Geneva, Genevan philosopher (''philosophes, philosophe''), writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment through ...
argued that societal laws are upheld up the collective will of the citizens whom they represent. Thus, in obeying laws, the citizen "remains free." Within elections, the will of the establishment is the will of the collective. Barring corruption, the legitimacy of the democratic government is absolute. According to other social contract theorists, when the government fails to secure their natural rights ( Locke) or satisfy the best interests of society, citizens can withdraw their obligation to obey or change the leadership through elections or other means including, when necessary, violence. Locke believed that
natural rights Some philosophers distinguish two types of rights, natural rights and legal rights. * Natural rights are those that are not dependent on the laws or customs of any particular culture or government, and so are ''universal'', ''fundamental rights ...
were inalienable, and therefore the rule of God superseded government authority, while Rousseau believed that democracy (majority-rule) was the best way to ensure welfare while maintaining individual freedom under the rule of law. The Lockean concept of the social contract was invoked in the
United States Declaration of Independence The Declaration of Independence, formally The unanimous Declaration of the thirteen States of America in the original printing, is the founding document of the United States. On July 4, 1776, it was adopted unanimously by the Second Continen ...
.


Courtroom

In court, the social contract is used to diagnose mental health, with the ultimate aim of delivering a fair sentence. Judge John Geoffrey Jones called it "an aspect of the instinct for self-preservation." He saw the committer of bad deeds as the impervious person: that "rare person whose intuition is stunted and who misses out on instruction grows up uninhibited, so continues bad deeds." Jones argued that the legitimancy of the judiciary is not absolute. Rather than the court, it is the psychiatrist's job to diagnose mental health.


Criticism


Consent of the governed

An early critic of social contract theory was
Rousseau Jean-Jacques Rousseau (, ; ; 28 June 1712 – 2 July 1778) was a Genevan philosopher ('' philosophe''), writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment throughout Europe, as well as aspects ...
's friend, the philosopher
David Hume David Hume (; born David Home; – 25 August 1776) was a Scottish philosopher, historian, economist, and essayist who was best known for his highly influential system of empiricism, philosophical scepticism and metaphysical naturalism. Beg ...
, who in 1742 published an essay "Of Civil Liberty". The second part of this essay, entitled "Of the Original Contract", stresses that the concept of a "social contract" is a convenient fiction: Hume argued that
consent of the governed In political philosophy, consent of the governed is the idea that a government's political legitimacy, legitimacy and natural and legal rights, moral right to use state power is justified and lawful only when consented to by the people or society o ...
was the ideal foundation on which a government should rest, but that it had not actually occurred this way in general.


Natural law and constitutionalism

Legal scholar
Randy Barnett Randy Evan Barnett (born February 5, 1952) is an American legal scholar. He serves as the Patrick Hotung Professor of Constitutional Law at Georgetown University, where he teaches constitutional law and contracts, and is the director of the Georg ...
has argued that, while presence in the territory of a society may be necessary for consent, this does not constitute consent to ''all'' rules the society might make regardless of their content. A second condition of consent is that the rules be consistent with underlying principles of justice and the protection of natural and social rights, and have procedures for effective protection of those rights (or liberties). This has also been discussed by O.A. Brownson, who argued that, in a sense, three "constitutions" are involved: first, the ''constitution of nature'' that includes all of what the Founders called "
natural law Natural law (, ) is a Philosophy, philosophical and legal theory that posits the existence of a set of inherent laws derived from nature and universal moral principles, which are discoverable through reason. In ethics, natural law theory asserts ...
"; second, the ''constitution of society'', an unwritten and commonly understood set of rules for the society formed by a social contract before it establishes a government, by which it does establish the third, a ''constitution of government''. To consent, a necessary condition is that the rules be ''
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these pri ...
al'' in that sense.


Tacit consent

The theory of a tacit social contract holds that by remaining in the territory controlled by some society, which usually has a government, people give consent to join that society and be governed by its government if any. This consent is what gives legitimacy to such a government. Other writers have argued that consent to join the society is not necessarily consent to its government. For that, the government must be set up according to a constitution of government that is consistent with the superior unwritten constitutions of nature and society.


Explicit consent

The theory of an implicit social contract also goes under the principles of explicit consent. The main difference between tacit consent and explicit consent is that explicit consent is meant to leave no room for misinterpretation. Moreover, you should directly state what it is that you want and the person has to respond in a concise manner that either confirms or denies the proposition.


Contracts must be consensual

According to the will theory of contract, a contract is not presumed valid unless all parties voluntarily agree to it, either tacitly or explicitly, without coercion.
Lysander Spooner Lysander Spooner (January 19, 1808 – May 14, 1887) was an American abolitionist, entrepreneur, lawyer, essayist, natural rights legal theorist, pamphleteer, political philosopher, and writer often associated with the Boston anarchist tr ...
, a 19th-century lawyer who argued before the United States Supreme Court and staunch supporter of a right of contract between individuals, argued in his essay '' No Treason'' that a supposed social contract cannot be used to justify governmental actions such as taxation because government will initiate force against anyone who does not wish to enter into such a contract. As a result, he maintains that such an agreement is not voluntary and therefore cannot be considered a legitimate contract at all. As an
abolitionist Abolitionism, or the abolitionist movement, is the political movement to end slavery and liberate enslaved individuals around the world. The first country to fully outlaw slavery was Kingdom of France, France in 1315, but it was later used ...
, he made similar arguments about the unconstitutionality of slavery in the US. Modern Anglo-American law, like European civil law, is based on a will theory of contract, according to which all terms of a contract are binding on the parties because they chose those terms for themselves. This was less true when Hobbes wrote ''Leviathan''; at that time more importance was attached to consideration, meaning a mutual exchange of benefits necessary to the formation of a valid contract, and most contracts had implicit terms that arose from the nature of the contractual relationship rather than from the choices made by the parties. Accordingly, it has been argued that social contract theory is more consistent with the contract law of the time of Hobbes and Locke than with the contract law of our time and that certain features in the social contract which seem anomalous to us, such as the belief that we are bound by a contract formulated by our distant ancestors, would not have seemed as strange to Hobbes' contemporaries as they do to us.Joseph Kary, "Contract Law and the Social Contract: What Legal History Can Teach Us About the Political Theory of Hobbes and Locke", 31 Ottawa Law Review 73 (Jan. 2000)


See also

* *
Mandate of Heaven The Mandate of Heaven ( zh, t=天命, p=Tiānmìng, w=, l=Heaven's command) is a Chinese ideology#Political ideologies, political ideology that was used in History of China#Ancient China, Ancient China and Chinese Empire, Imperial China to legit ...
*
Classical republicanism Classical republicanism, also known as civic republicanism or civic humanism, is a form of republicanism developed in the Renaissance inspired by the governmental forms and writings of classical antiquity, especially such classical writers as Ar ...
*
Consent Consent occurs when one person voluntarily agrees to the proposal or desires of another. It is a term of common speech, with specific definitions used in such fields as the law, medicine, research, and sexual consent. Consent as understood i ...
*
Consent of the governed In political philosophy, consent of the governed is the idea that a government's political legitimacy, legitimacy and natural and legal rights, moral right to use state power is justified and lawful only when consented to by the people or society o ...
*
Constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these pri ...
*
Constitutionalism Constitutionalism is "a compound of ideas, attitudes, and patterns of behavior elaborating the principle that the authority of government derives from and is limited by a body of fundamental law". Political organizations are constitutional to ...
*
Self determination Self-determination refers to a people's right to form its own political entity, and internal self-determination is the right to representative government with full suffrage. Self-determination is a cardinal principle in modern international la ...
*
Contract A contract is an agreement that specifies certain legally enforceable rights and obligations pertaining to two or more parties. A contract typically involves consent to transfer of goods, services, money, or promise to transfer any of thos ...
* Epicurean ethics *
Federalism Federalism is a mode of government that combines a general level of government (a central or federal government) with a regional level of sub-unit governments (e.g., provinces, State (sub-national), states, Canton (administrative division), ca ...
*
Mandate (politics) In representative democracies, a mandate is a perceived legitimacy (political), legitimacy to rule through popular support. Mandates are conveyed through elections, in which voters choose political parties and candidates based on their own pol ...
*
Mayflower Compact The Mayflower Compact, originally titled Agreement Between the Settlers of New Plymouth, was the first governing document of Plymouth Colony. It was written by the men aboard the ''Mayflower,'' consisting of Separatist Puritans, adventurers, a ...
*
Monarchomachs The Monarchomachs () were originally French Huguenot theorists who opposed monarchy at the end of the 16th century, known in particular for having theoretically justified tyrannicide. The term was originally a pejorative word coined in 1600 by ...
* Ordered Liberty * Organic crisis * ''
The Racial Contract ''The Racial Contract'' is a book by the Jamaican philosopher Charles W. Mills in which he shows that, although it is conventional to represent the social contract moral and political theories of Thomas Hobbes, John Locke, Jean-Jacques Rousseau, ...
'' * '' Rights of Man'' * Right of rebellion *
Rule of law The essence of the rule of law is that all people and institutions within a Body politic, political body are subject to the same laws. This concept is sometimes stated simply as "no one is above the law" or "all are equal before the law". Acco ...
*
School of Salamanca The School of Salamanca () was an intellectual movement of 16th-century and 17th-century Iberian Scholasticism, Scholastic theology, theologians rooted in the intellectual and pedagogical work of Francisco de Vitoria. From the beginning of the ...
*
Social capital Social capital is a concept used in sociology and economics to define networks of relationships which are productive towards advancing the goals of individuals and groups. It involves the effective functioning of social groups through interper ...
*
Social cohesion Group cohesiveness, also called group cohesion, social harmony or social cohesion, is the degree or strength of bonds linking members of a social group to one another and to the group as a whole. Although cohesion is a multi-faceted process, it ...
* Social Contract (Britain) – British Labour Party policy involving trade-offs between employment conditions and social welfare *
Social disintegration Societal collapse (also known as civilizational collapse or systems collapse) is the fall of a complex human society characterized by the loss of cultural identity and of social complexity as an adaptive system, the downfall of government, and th ...
*
Lawrence Kohlberg's stages of moral development Lawrence Kohlberg's stages of moral development constitute an adaptation of a psychological theory originally conceived by the Swiss psychologist Jean Piaget. Kohlberg began work on this topic as a psychology graduate student at the University of ...
* '' Social Justice in the Liberal State'' * Social rights (social contract theory) *
Social solidarity Solidarity or solidarism is an awareness of shared interests, objectives, standards, and sympathies creating a psychological sense of unity of groups or classes. True solidarity means moving beyond individual identities and single issue politics ...
*
Societal collapse Societal collapse (also known as civilizational collapse or systems collapse) is the fall of a complex human society characterized by the loss of cultural identity and of social complexity as an Complex adaptive system, adaptive system, the downf ...
* Consent theory * ''
Crito ''Crito'' ( or ; ) is a dialogue written by the ancient Greece, ancient Greek philosopher Plato. It depicts a conversation between Socrates and his wealthy friend Crito of Alopece regarding justice (''δικαιοσύνη''), injustice (''ἀ ...
'' – dialogue by
Plato Plato ( ; Greek language, Greek: , ; born  BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
* Juan de Mariana *
Sovereign citizen movement The sovereign citizen movement (also SovCit movement or SovCits) is a loose group of anti-government activists, conspiracy theory, conspiracy theorists, vexatious litigants, tax protesters and financial scammers found mainly in English-speakin ...


References


Further reading

* Ankerl, Guy. ''Towards a Social Contract on a Worldwide Scale: Solidarity contracts. Research series''. Geneva: International Institute for Labour Studies amphlet 1980, . * Carlyle, R. W. ''A History of mediæval political theory in the West''. Edinburgh London: W. Blackwood and sons, 1916. * Falaky, Faycal (2014). ''Social Contract, Masochist Contract: Aesthetics of Freedom and Submission in Rousseau''. Albany: State University of New York Press. * Gierke, Otto Friedrich Von and Ernst Troeltsch. ''Natural Law and the Theory of Society 1500 to 1800.'' Translated by Sir Ernest Barker, with a Lecture on "The Ideas of Natural Law and Humanity", by Ernst Troeltsch. Cambridge: The University Press, 1950. * Gough, J. W.. ''The Social Contract''. Oxford: Clarendon Press. 1936. * Harrison, Ross. ''Hobbes, Locke, and Confusion's Empire: an Examination of Seventeenth-Century Political Philosophy''. Cambridge University Press, 2003.
Hobbes, Thomas. ''Leviathan''. 1651.
* Locke, John.

' 1689. * * Pettit, Philip. ''Republicanism: A Theory of Freedom and Government''. NY: Oxford U.P., 1997, , Oxford: Clarendon Press, 1997 * Pufendorf, Samuel, James Tully and Michael Silverthorne. ''Pufendorf: On the Duty of Man and Citizen according to Natural Law. Cambridge Texts in the History of Political Thought''. Cambridge University Press 1991. * Rawls, John. ''A Theory of Justice'' (1971) * Riley, Patrick. "How Coherent is the Social Contract Tradition?" ''Journal of the History of Ideas'' 34: 4 (Oct. – Dec., 1973): 543–62. * Riley, Patrick. ''Will and Political Legitimacy: A Critical Exposition of Social Contract Theory in Hobbes, Locke, Rousseau, Kant, and Hegel''. Cambridge, Massachusetts : Harvard University Press, 1982. * Riley, Patrick. ''The Social Contract and Its Critics'', chapter 12 in ''The Cambridge History of Eighteenth-Century Political Thought''. Eds. Mark Goldie and Robert Wokler. Vol 4 of ''The Cambridge History of Political Thought''. Cambridge University Press, 2006. pp. 347–75. * Rousseau, Jean-Jacques.
The Social Contract, or Principles of Political Right
'' (1762) * Scanlon, T. M. 1998. ''What We Owe To Each Other''. Cambridge, Massachusetts


External links


"The Social Contract". ''In Our Time'' (7 Feb 2008). BBC Radio Program. Melvyn Bragg, moderator; with Melissa Lane, Cambridge University; Susan James, University of London; Karen O'Brien, University of Warwick.


Discussion of game theory that touches on relation of game theory to the Social Contract. * [https://web.archive.org/web/20120413015649/http://arcade.stanford.edu/journals/rofl/files/article_pdfs/roflv02i01_Foisneau_121510.pdf Foisneau, Luc. "Governing a Republic: Rousseau's General Will and the Problem of Government". ''Republics of Letters: A Journal for the Study of Knowledge, Politics, and the Arts'' 2, no. 1 (December 15, 2010)]
Sigmund, Paul E. "Natural Law, Consent, and Equality: William of Ockham to Richard Hooker". Published on website ''Natural Law, Natural Rights, and American Constitutionalism''. A We the People project of the National Endowment for the Humanities.
* * *
Jan Narveson. "The Contractarian Theory of Morals:FAQ". On website ''Against Politics: Anarchy Naturalized''.


Parody. * ttps://ssrn.com/abstract=1268335 Social Contract: A Basic Contradiction in Western Liberal Democracy Eric Engle. A critique of social contract theory as counter-factual myth. {{DEFAULTSORT:Social Contract Political concepts Social theories Thomas Hobbes John Locke John Rawls Sovereignty Social agreement Sociological terminology Concepts in political philosophy