Democratic consolidation is the process by which a new
democracy
Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
matures, in a way that it becomes unlikely to revert to
authoritarianism
Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in democracy, separation of powers, civil liberties, and ...
without an external shock, and is regarded as the only available system of government within a country. A country can be described as consolidated when the current democratic system becomes “the only game in town”, meaning no one in the country is trying to act outside of the set institutions. This is the case when no significant political group seriously attempts to overthrow the democratic regime, the democratic system is regarded as the most appropriate way to govern by the vast majority of the public, and all political actors are accustomed to the fact that conflicts are resolved through established political and constitutional rules.
Since 1992 the number of democratic countries has been greater than the number of dictatorships, and this number continues to grow as countries go through the process of consolidation. The notion of democratic consolidation is contested because it is not clear that there is anything substantive that happens to new democracies that secures their continuation, beyond those factors that simply make it 'more likely' that they continue as democracies. Many scholars have attempted to explain the factors that are responsible for democracies consolidating, which has led to the emergence of different ‘consolidation theories’ in political science. Unconsolidated democracies often suffer from formalized but intermittent elections and
clientelism
Clientelism or client politics is the exchange of goods and services for political support, often involving an implicit or explicit ''quid-pro-quo''. It is closely related to patronage politics and vote buying.
Clientelism involves an asymmetri ...
.
Indicators of consolidation
A democracy is widely considered consolidated when several or all of the following conditions are met. Firstly, there must be a durability or permanence of democracy over time, including (but by no means limited to) adherence to democratic principles such as
rule of law
The essence of the rule of law is that all people and institutions within a Body politic, political body are subject to the same laws. This concept is sometimes stated simply as "no one is above the law" or "all are equal before the law". Acco ...
, independent judiciary, competitive and fair elections, and a developed
civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere. Some theorists believe that this secondary process of instilling democracy into the institutions of government is how consolidation occurs. The democracy must also be accepted by its citizens as the ruling form of government, thus ensuring stability and, again, minimizing the risk of reverting to an enforcement or advocacy of strict obedience to authority at the expense of personal freedom regime.
Another indicator is two consecutive turnovers of power.
The presence of political parties is also an indicator of the promotion of democratic consolidation. Scholars have argued that political parties are the number one way to mobilize voter support and bolster political participation in the competition for office. In order for political parties to be reaching their full potential in benefiting their country through political consolidation, the parties must develop their structures and frameworks to promote political publicity. Additionally, Terry Clark argues that to fully benefit democratic consolidation, a party system must consist of more than one party, yet not be too fragmented or polarized.
Socioeconomic factors can also be a key indicator in democratic consolidation. Strong economic development has historically been found to increase democratic ideals throughout a country.
Consolidation theories
Institutionalization
Some scholars think that the process by which a democracy becomes consolidated involves the creation and improvement of secondary institutions of the democracy. Linz and Stepan's thesis, for example, is that democracy is consolidated by the presence of the institutions supporting and surrounding elections. They distinct five conditions that must be present in a state, in order for a democracy to be consolidated; First, there needs to be a ‘
civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere. Secondly, there must be a relatively autonomous 'political society', which is the arena in which political actors can compete with one another for the legitimate right to rule. The third condition is that all actors throughout the state’s territory are subject to the
rule of law
The essence of the rule of law is that all people and institutions within a Body politic, political body are subject to the same laws. This concept is sometimes stated simply as "no one is above the law" or "all are equal before the law". Acco ...
. Fourthly, there must be an existing system of state
bureaucracy
Bureaucracy ( ) is a system of organization where laws or regulatory authority are implemented by civil servants or non-elected officials (most of the time). Historically, a bureaucracy was a government administration managed by departments ...
that is ready for the democratic government to use. Lastly, there must be an institutionalized economic society, by which Linz & Stepan mean that consolidated democracies cannot co-exist alongside a command economy, nor alongside a pure free-market economy. So in order for democracies to be able to consolidate, there needs to be a set of economic norms, institutions, and regulations that mediates between the state and the market, according to Linz & Stepan.
Informal rules
O'Donnell believes that the institutionalization of electoral rules is not the most interesting feature of democratic consolidation. He thinks that scholars focus too much on the formal institutions as drivers of consolidation, while the informal institutions and rules in a state are often overlooked. It’s the informal rules and norms that often shape the behaviour and expectations of all sorts of political actors. His approach is to compare the formal institutional rules (for example the constitution) with the informal practices of actors, arguing that in many countries exists a ‘gap’ between the two. Consolidation on this view is when the actors in a system follow (have informally institutionalised) the formal rules of the democratic institution.
Civic culture
Political culture
Political culture describes how culture impacts politics. Every political system is embedded in a particular political culture.
Political culture is what the people, the voters, the electorates believe and do based on their understanding of the ...
is linked to democratic consolidation. Scholars
Gabriel Almond
Gabriel Abraham Almond (January 12, 1911 – December 25, 2002) was an American political scientist best known for his pioneering work on comparative politics, political development, and political culture.
Biography
Almond was born on January 12, ...
and
Sidney Verba
Sidney Verba (May 26, 1932 – March 4, 2019) was an American political scientist, librarian and library administrator. His academic interests were mainly American and comparative politics. He was the Carl H. Pforzheimer University Professor at ...
, in ''
The Civic Culture
''The Civic Culture'' or ''The Civic Culture: Political Attitudes and Democracy in Five Nations'' is a 1963 political science book by Gabriel Almond and Sidney Verba. The book is credited with popularizing the political culture sub-field and is co ...
'' (1963), argued that public participation in government and attitudes toward government were significant in democratic transition and consolidation. Some scholars identify political tolerance and trust in institutions as important to democratic consolidation.
Labour migration
One of the suggested obstacles to democratic consolidation is brain drain in which high skilled workers from developing countries migrate to high-income and capital-rich countries. This leaves many new democracies in the developing world problems in terms of steering effective governance due to the lack of high-skilled professionals.
Example(s)
Mexico
Whether Mexico is a fully consolidated democracy is the source of much debate, but the process has clearly begun in the country. After over 70 years of authoritarian rule under the Mexican PRI party, Mexican politics have transitioned into a competitive, multi-party system.{{Cite web, title=Mexico: Democracy and the Future, url=https://www.americanbar.org/content/dam/aba/publishing/insights_law_society/PreviewFeatur9_7.authcheckdam.pdf, last=, first=, date=, website=, url-status=live, archive-url=https://web.archive.org/web/20190115133628/https://www.americanbar.org/content/dam/aba/publishing/insights_law_society/PreviewFeatur9_7.authcheckdam.pdf , archive-date=2019-01-15 , access-date= Their courts are independent and may check the powers of other branches of government, and media censorship is slowly loosening its grip. Recent political results, such as those of the 2018 presidential election, suggest that the PRI is unlikely to regain sole power over the country.
Western Europe
In general, the countries of western Europe serve as examples of fully consolidated democracies. The
United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Northwestern Europe, off the coast of European mainland, the continental mainland. It comprises England, Scotlan ...
and the
Netherlands
, Terminology of the Low Countries, informally Holland, is a country in Northwestern Europe, with Caribbean Netherlands, overseas territories in the Caribbean. It is the largest of the four constituent countries of the Kingdom of the Nether ...
, for example, are both very unlikely to revert to authoritarian monarchies, because they have adopted the aspects that are often associated with fully consolidated democracies: There is adherence to the rule of law, they frequently organize fair and competitive elections and they have a developed civil society.
See also
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Democratization
Democratization, or democratisation, is the structural government transition from an democratic transition, authoritarian government to a more democratic political regime, including substantive political changes moving in a democratic direction ...
*
Democratic backsliding
Democratic backsliding or autocratization is a process of regime change toward autocracy in which the exercise of political power becomes more arbitrary and repressive. The process typically restricts the space for public contest and politi ...
*
Authoritarianism
Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in democracy, separation of powers, civil liberties, and ...