A carrier recovery system is a
circuit
Circuit may refer to:
Science and technology
Electrical engineering
* Electrical circuit, a complete electrical network with a closed-loop giving a return path for current
** Analog circuit, uses continuous signal levels
** Balanced circu ...
used to estimate and compensate for frequency and phase differences between a received signal's
carrier wave
In telecommunications, a carrier wave, carrier signal, or just carrier, is a waveform (usually sinusoidal) that is modulated (modified) with an information-bearing signal for the purpose of conveying information. This carrier wave usually has ...
and the receiver's local oscillator for the purpose of coherent
demodulation
Demodulation is extracting the original information-bearing signal from a carrier wave. A demodulator is an electronic circuit (or computer program in a software-defined radio) that is used to recover the information content from the modulated ...
.

In the transmitter of a communications
carrier system
A carrier system is a telecommunications system that transmits information, such as the voice signals of a telephone call and the video signals of television, by modulation of one or multiple carrier signals above the principal voice frequency o ...
, a carrier wave is modulated by a
baseband
In telecommunications and signal processing, baseband is the range of frequencies occupied by a signal that has not been modulated to higher frequencies. Baseband signals typically originate from transducers, converting some other variable into ...
signal. At the receiver, the baseband information is extracted from the incoming modulated waveform.
In an ideal communications system, the
carrier signal
In telecommunications, a carrier wave, carrier signal, or just carrier, is a waveform (usually sinusoidal) that is modulated (modified) with an information-bearing signal for the purpose of conveying information. This carrier wave usually has ...
oscillators of the transmitter and receiver would be perfectly matched in frequency and phase, thereby permitting perfect coherent demodulation of the modulated baseband signal.
However, transmitters and receivers rarely share the same carrier oscillator. Communications receiver systems are usually independent of transmitting systems and contain their oscillators with frequency and phase offsets and instabilities. Doppler shift may also contribute to frequency differences in mobile
radio frequency
Radio frequency (RF) is the oscillation rate of an alternating electric current or voltage or of a magnetic, electric or electromagnetic field or mechanical system in the frequency range from around to around . This is roughly between the uppe ...
communications systems.
All these frequencies and phase variations must be estimated using the information in the received signal to reproduce or recover the carrier signal at the receiver and permit coherent demodulation.
Methods
For a quiet carrier or a signal containing a dominant carrier
spectral line
A spectral line is a dark or bright line in an otherwise uniform and continuous spectrum, resulting from emission or absorption of light in a narrow frequency range, compared with the nearby frequencies. Spectral lines are often used to iden ...
, carrier recovery can be accomplished with a simple band-pass filter at the
carrier frequency
In telecommunications, a carrier wave, carrier signal, or just carrier, is a waveform (usually sinusoidal) that is modulated (modified) with an information-bearing signal for the purpose of conveying information. This carrier wave usually has ...
or with a
phase-locked loop
A phase-locked loop or phase lock loop (PLL) is a control system that generates an output signal whose phase is related to the phase of an input signal. There are several different types; the simplest is an electronic circuit consisting of a ...
, or both.
However, many modulation schemes make this simple approach impractical because most signal power is devoted to modulation—where the information is present—and not to the carrier frequency. Reducing the carrier power results in greater transmitter efficiency. Different methods must be employed to recover the carrier in these conditions.
Non-data-aided
Non-data-aided/“blind” carrier recovery methods do not rely on knowledge of the modulation symbols. They are typically used for simple carrier recovery schemes or as the initial coarse carrier frequency recovery method.
[Gibson 2002] Closed-loop
A control loop is the fundamental building block of industrial control systems. It consists of all the physical components and control functions necessary to automatically adjust the value of a measured process variable (PV) to equal the value of ...
non-data-aided systems are frequently maximum likelihood frequency error detectors.
Multiply-filter-divide
In this method of non-data-aided carrier recovery, a non-linear operation (
frequency multiplier
In electronics, a frequency multiplier is an electronic circuit that generates an output signal and that output frequency is a harmonic (multiple) of its input frequency. Frequency multipliers consist of a nonlinear circuit that distorts the inpu ...
) is applied to the modulated signal to create harmonics of the carrier frequency with the modulation removed (see example below) . The carrier harmonic is then
band-pass filter
A band-pass filter or bandpass filter (BPF) is a device that passes frequencies within a certain range and rejects ( attenuates) frequencies outside that range.
Description
In electronics and signal processing, a filter is usually a two- ...
ed and frequency divided to recover the carrier frequency. (This may be followed by a PLL.) Multiply-filter-divide is an example of
open-loop carrier recovery, which is favored in burst transactions (
burst mode clock and data recovery The passive optical network (PON) uses tree-like network topology. Due to the topology of PON, the transmission modes for downstream (that is, from optical line termination, (OLT) to optical network unit (ONU)) and upstream (that is, from ONU to OLT ...
) since the acquisition time is typically shorter than for close-loop synchronizers.
If the phase-offset/delay of the multiply-filter-divide system is known, it can be compensated for to recover the correct phase. In practice, applying this phase compensation is complicated.
In general, the modulation's order matches the nonlinear operator required to produce a clean carrier harmonic.
As an example, consider a
BPSK
Phase-shift keying (PSK) is a digital modulation process which conveys data by changing (modulating) the phase of a constant frequency reference signal (the carrier wave). The modulation is accomplished by varying the sine and cosine inputs at ...
signal. We can recover the RF carrier frequency,
by squaring:
:
This produces a signal at twice the RF carrier frequency with no phase modulation (modulo
phase is effectively 0 modulation)
For a QPSK signal, we can take the fourth power:
:
Two terms (plus a DC component) are produced. An appropriate filter around
recovers this frequency.
Costas loop
The carrier frequency and phase recovery, as well as demodulation, can be accomplished using a
Costas loop
A Costas loop is a phase-locked loop (PLL) based circuit which is used for carrier frequency recovery from suppressed-carrier modulation signals (e.g. double- sideband suppressed carrier signals) and phase modulation signals (e.g. BPSK, QPSK). It ...
of the appropriate order.
[Nicoloso 1997] A Costas loop is a cousin of the PLL that uses coherent quadrature signals to measure phase error. This phase error is used to discipline the loop's oscillator. Once correctly aligned/recovered, the quadrature signals also successfully demodulate the signal. Costas loop carrier recovery may be used for any M-ary
PSK modulation scheme.
One of the Costas Loop's inherent shortcomings is a 360/M degree phase ambiguity present on the demodulated output.
Decision-directed
At the start of the carrier recovery process, it is possible to achieve symbol synchronization before full carrier recovery because symbol timing can be determined without knowledge of the carrier phase or the carrier's minor frequency variation/offset.
[Barry 2003] In decision directed carrier recovery the output of a symbol decoder is fed to a comparison circuit and the phase difference/error between the decoded symbol and the received signal is used to discipline the local oscillator. Decision-directed methods are suited to synchronizing frequency differences that are less than the symbol rate because comparisons are performed on symbols at or near the symbol rate. Other frequency recovery methods may be necessary to achieve initial frequency acquisition.
A common form of decision-directed carrier recovery begins with quadrature phase correlators producing in-phase and quadrature signals representing a symbol coordinate in the
complex plane
In mathematics, the complex plane is the plane formed by the complex numbers, with a Cartesian coordinate system such that the -axis, called the real axis, is formed by the real numbers, and the -axis, called the imaginary axis, is formed by th ...
. This point should correspond to a location in the modulation
constellation diagram
A constellation diagram is a representation of a signal modulated by a digital modulation scheme such as quadrature amplitude modulation or phase-shift keying. It displays the signal as a two-dimensional ''xy''-plane scatter diagram in the com ...
. The phase error between the received value and nearest/decoded symbol is calculated using
arc tangent
In mathematics, the inverse trigonometric functions (occasionally also called arcus functions, antitrigonometric functions or cyclometric functions) are the inverse functions of the trigonometric functions (with suitably restricted domains). Spe ...
(or an approximation). However, arc tangent, can only compute a phase correction between 0 and
. Most
QAM
Quadrature amplitude modulation (QAM) is the name of a family of digital modulation methods and a related family of analog modulation methods widely used in modern telecommunications to transmit information. It conveys two analog message signa ...
constellations also have
phase symmetry. Both of these shortcomings came be overcome by using
differential coding In digital communications, differential coding is a technique used to provide ''unambiguous'' signal reception when using some types of modulation. It makes data to be transmitted to depend not only on the current signal state (or symbol), but also ...
.
In low SNR conditions, the symbol decoder will make errors more frequently. Exclusively using the corner symbols in rectangular constellations or giving them more weight versus lower SNR symbols reduces the impact of low SNR decision errors.
See also
*
Clock recovery
In serial communication of digital data, clock recovery is the process of extracting timing information from a serial data stream itself, allowing the timing of the data in the stream to be accurately determined without separate clock information. ...
*
Phase detector
A phase detector or phase comparator is a frequency mixer, analog multiplier or logic circuit that generates a signal which represents the difference in phase between two signal inputs.
The phase detector is an essential element of the phase- ...
Notes
References
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{{DEFAULTSORT:Carrier Recovery
Electronic oscillators
Communication circuits
Multiplexing