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The Carter Doctrine was a policy proclaimed by
United States president The president of the United States (POTUS) is the head of state and head of government of the United States. The president directs the executive branch of the federal government and is the commander-in-chief of the United States Armed For ...
Jimmy Carter James Earl Carter Jr. (October 1, 1924December 29, 2024) was an American politician and humanitarian who served as the 39th president of the United States from 1977 to 1981. A member of the Democratic Party (United States), Democratic Party ...
in his State of the Union Address on January 23, 1980, which stated that the U.S. would use military force, if necessary, to defend its national interests in the
Persian Gulf The Persian Gulf, sometimes called the Arabian Gulf, is a Mediterranean seas, mediterranean sea in West Asia. The body of water is an extension of the Arabian Sea and the larger Indian Ocean located between Iran and the Arabian Peninsula.Un ...
. It was a response to the
Soviet Union The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
's intervention in Afghanistan in 1979, and it was intended to deter the Soviet Union, the country's
Cold War The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
adversary, from seeking
hegemony Hegemony (, , ) is the political, economic, and military predominance of one State (polity), state over other states, either regional or global. In Ancient Greece (ca. 8th BC – AD 6th c.), hegemony denoted the politico-military dominance of ...
in the Persian Gulf region. The following key sentence, written by Zbigniew Brzezinski, Carter's National Security Adviser, concludes the section:
Let our position be absolutely clear: An attempt by any outside force to gain control of the Persian Gulf region will be regarded as an assault on the vital interests of the United States of America, and such an assault will be repelled by any means necessary, including military force.
Brzezinski modeled the wording on the
Truman Doctrine The Truman Doctrine is a Foreign policy of the United States, U.S. foreign policy that pledges American support for democratic nations against Authoritarianism, authoritarian threats. The doctrine originated with the primary goal of countering ...
, and insisted the sentence be included in the speech "to make it very clear that the Soviets should stay away from the Persian Gulf." In '' The Prize: The Epic Quest for Oil, Money, and Power'', author
Daniel Yergin Daniel Howard Yergin (born February 6, 1947) is an American author, economic historian, and consultant within the energy and economic sectors. Yergin is vice chairman of S&P Global. He was formerly vice chairman of IHS Markit, which merged with ...
notes that the Carter Doctrine "bore striking similarities" to a 1903 British declaration in which British Foreign Secretary Lord Lansdowne warned
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and
Germany Germany, officially the Federal Republic of Germany, is a country in Central Europe. It lies between the Baltic Sea and the North Sea to the north and the Alps to the south. Its sixteen States of Germany, constituent states have a total popu ...
that the British would "regard the establishment of a naval base or of a fortified port in the Persian Gulf by any other power as a very grave menace to British interests, and we should certainly resist it with all the means at our disposal."


Background

The Persian Gulf region was first proclaimed to be of national interest to the United States during
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
.
Petroleum Petroleum, also known as crude oil or simply oil, is a naturally occurring, yellowish-black liquid chemical mixture found in geological formations, consisting mainly of hydrocarbons. The term ''petroleum'' refers both to naturally occurring un ...
is centrally important to modern armies. The U.S., the world's leading oil producer at the time, supplied most of the oil for the Allied armies. Many American strategists were concerned that the war would dangerously reduce the country's oil supply and so they sought to establish good relations with
Saudi Arabia Saudi Arabia, officially the Kingdom of Saudi Arabia (KSA), is a country in West Asia. Located in the centre of the Middle East, it covers the bulk of the Arabian Peninsula and has a land area of about , making it the List of Asian countries ...
, a kingdom with large oil reserves. On February 16, 1943, U.S. president
Franklin D. Roosevelt Franklin Delano Roosevelt (January 30, 1882April 12, 1945), also known as FDR, was the 32nd president of the United States, serving from 1933 until his death in 1945. He is the longest-serving U.S. president, and the only one to have served ...
stated that, "the defense of Saudi Arabia is vital to the defense of the United States." On February 14, 1945, while returning from the Yalta Conference, Roosevelt met with Saudi king
Ibn Saud Abdulaziz bin Abdul Rahman Al Saud (; 15 January 1875Ibn Saud's birth year has been a source of debate. It is generally accepted as 1876, although a few sources give it as 1880. According to British author Robert Lacey's book ''The Kingdom'', ...
on the Great Bitter Lake in the
Suez Canal The Suez Canal (; , ') is an artificial sea-level waterway in Egypt, Indo-Mediterranean, connecting the Mediterranean Sea to the Red Sea through the Isthmus of Suez and dividing Africa and Asia (and by extension, the Sinai Peninsula from the rest ...
, the first time a U.S. president had visited the Persian Gulf. During Operation Desert Shield in 1990, U.S. defense secretary
Dick Cheney Richard Bruce Cheney ( ; born January 30, 1941) is an American former politician and businessman who served as the 46th vice president of the United States from 2001 to 2009 under President George W. Bush. He has been called vice presidency o ...
cited the landmark meeting between Roosevelt and Ibn Saud as one of the justifications for sending troops to protect Saudi Arabia's border. In World War II, Britain and the Soviet Union had jointly invaded and partitioned
Iran Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq to the west, Turkey, Azerbaijan, and Armenia to the northwest, the Caspian Sea to the north, Turkmenistan to the nort ...
in 1941 which was to end with the conclusion of the war. However, Soviet-aligned rebellions, the Azerbaijan People's Government and Republic of Mahabad, created a crisis in the Allied occupation zone, the Iran crisis of 1946, which was one of the first struggles of the Cold War. U.S. pressure on the Soviets to withdraw from Iran was one of the first postwar conflicts between the two superpowers. The Persian Gulf was still regarded as an area of vital importance to the U.S. during the
Cold War The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
. Three Cold War American presidential doctrines (the Truman, Eisenhower, and Nixon Doctrines) played roles in forming the Carter Doctrine. The Truman Doctrine, which stated that the U.S. would send military aid to countries threatened by Soviet aggression, was used to strengthen both Iran and Saudi Arabia's security. In October 1950, President Harry S. Truman wrote to Ibn Saud that "the United States is interested in the preservation of the independence and territorial integrity of Saudi Arabia. No threat to your Kingdom could occur which would not be a matter of immediate concern to the United States." The Eisenhower Doctrine called for U.S. troops to be sent to the
Middle East The Middle East (term originally coined in English language) is a geopolitical region encompassing the Arabian Peninsula, the Levant, Turkey, Egypt, Iran, and Iraq. The term came into widespread usage by the United Kingdom and western Eur ...
to defend American allies against their Soviet-backed adversaries. Ultimately, the Nixon Doctrine's application provided military aid to Iran and Saudi Arabia so that U.S. allies could ensure peace and stability there. In 1979, the
Iranian revolution The Iranian Revolution (, ), also known as the 1979 Revolution, or the Islamic Revolution of 1979 (, ) was a series of events that culminated in the overthrow of the Pahlavi dynasty in 1979. The revolution led to the replacement of the Impe ...
and the Soviet invasion of Afghanistan prompted the restatement of U.S. interests in the region in the form of the Carter Doctrine. The Yemenite War of 1979, with Soviet support to
South Yemen South Yemen, officially the People's Democratic Republic of Yemen, abbreviated to Democratic Yemen, was a country in South Arabia that existed in what is now southeast Yemen from 1967 until Yemeni unification, its unification with the Yemen A ...
, may also have been a "smaller shock" contributing to the crisis of that year, and Carter's foreign policy shift. National Security Advisor Zbigniew Brzezinski advised Carter that the United States's "greatest vulnerability" lay on an arc "stretching from Chittagong through
Islamabad Islamabad (; , ; ) is the capital city of Pakistan. It is the country's tenth-most populous city with a population of over 1.1 million and is federally administered by the Pakistani government as part of the Islamabad Capital Territory. Bu ...
to
Aden Aden () is a port city located in Yemen in the southern part of the Arabian peninsula, on the north coast of the Gulf of Aden, positioned near the eastern approach to the Red Sea. It is situated approximately 170 km (110 mi) east of ...
."
Henry Kissinger Henry Alfred Kissinger (May 27, 1923 – November 29, 2023) was an American diplomat and political scientist who served as the 56th United States secretary of state from 1973 to 1977 and the 7th National Security Advisor (United States), natio ...
gave Carter similar advice. In July 1979, responding to a national energy crisis that resulted from the Iranian revolution, Carter delivered his "Crisis of Confidence" speech, urging Americans to reduce their energy use to help lessen U.S. dependence on foreign oil supplies. In 2008, some scholars claimed that Carter's energy plan, had it been fully enacted, would have prevented some of the economic difficulties caused by American dependency on foreign oil.Reprinted
at History News Network
The 1979 oil crisis also led to a vast surge in energy wealth for the oil-rich Soviet Union, which along the lines of resource curse literature, has been hypothesized to have caused the boldness of the Soviet
Politburo A politburo () or political bureau is the highest organ of the central committee in communist parties. The term is also sometimes used to refer to similar organs in socialist and Islamist parties, such as the UK Labour Party's NEC or the Poli ...
in the intervention in Afghanistan in the first place. Previously, the Soviet Union's "
Third World The term Third World arose during the Cold War to define countries that remained non-aligned with either NATO or the Warsaw Pact. The United States, Canada, Taiwan, Japan, South Korea, the Southern Cone, NATO, Western European countries and oth ...
" strategy combined largely cautious support of revolutions with covert action. However, the invasion of Afghanistan indicated that Soviet policy had become more direct and belligerent. This was seen to advance a long-term Soviet geopolitical goal, the acquisition of strategic presence on the Indian Ocean, closer to the realm of possibility. This caused previous critics of containment policy to become some of its major supporters. Over the course of January 1980 in response to the invasion, Carter withdrew the SALT II treaty from consideration before the
Senate A senate is a deliberative assembly, often the upper house or chamber of a bicameral legislature. The name comes from the ancient Roman Senate (Latin: ''Senatus''), so-called as an assembly of the senior (Latin: ''senex'' meaning "the el ...
, recalled U.S. ambassador Thomas J. Watson from
Moscow Moscow is the Capital city, capital and List of cities and towns in Russia by population, largest city of Russia, standing on the Moskva (river), Moskva River in Central Russia. It has a population estimated at over 13 million residents with ...
, curtailed grain sales to the Soviet Union, and suspended high-technology exports to the Soviet Union.


Doctrine

Carter, in his State of the Union Address on January 23, 1980, after stating that Soviet troops in Afghanistan posed "a grave threat to the free movement of Middle East oil," proclaimed: :The region which is now threatened by Soviet troops in Afghanistan is of great strategic importance: It contains more than two-thirds of the world's exportable oil. The Soviet effort to dominate Afghanistan has brought Soviet military forces to within 300 miles of the
Indian Ocean The Indian Ocean is the third-largest of the world's five oceanic divisions, covering or approximately 20% of the water area of Earth#Surface, Earth's surface. It is bounded by Asia to the north, Africa to the west and Australia (continent), ...
and close to the Straits of Hormuz, a waterway through which most of the world's oil must flow. The Soviet Union is now attempting to consolidate a strategic position, therefore, that poses a grave threat to the free movement of Middle East oil. : This situation demands careful thought, steady nerves, and resolute action, not only for this year but for many years to come. It demands collective efforts to meet this new threat to security in the Persian Gulf and in Southwest Asia. It demands the participation of all those who rely on oil from the Middle East and who are concerned with global peace and stability. And it demands consultation and close cooperation with countries in the area which might be threatened. : Meeting this challenge will take national will, diplomatic and political wisdom, economic sacrifice, and, of course, military capability. We must call on the best that is in us to preserve the security of this crucial region. : Let our position be absolutely clear: An attempt by any outside force to gain control of the Persian Gulf region will be regarded as an assault on the vital interests of the United States of America, and such an assault will be repelled by any means necessary, including military force.


Implementation

The Carter administration began to build up the Rapid Deployment Force, which would eventually become CENTCOM. In the interim, the administration asked Congress to restart Selective Service registration, proposed a five percent increase in military spending for each of the next five years, and expanded U.S. naval presence in the Persian Gulf and the Indian Ocean. A negative response came from retired strategist and diplomat George F. Kennan. U.S. senator Ted Kennedy charged that Carter had overreacted, exaggerated the Soviet threat, and failed to act diplomatically. Kennedy repeated these allegations during his 1980 Democratic presidential primary bid, in which he was defeated. Carter's successor,
Ronald Reagan Ronald Wilson Reagan (February 6, 1911 – June 5, 2004) was an American politician and actor who served as the 40th president of the United States from 1981 to 1989. He was a member of the Republican Party (United States), Republican Party a ...
, extended the policy in October 1981 with what is sometimes called the "Reagan Corollary to the Carter Doctrine," which proclaimed that the United States would intervene to protect Saudi Arabia, whose security was believed to be threatened during the
Iran–Iraq War The Iran–Iraq War, also known as the First Gulf War, was an armed conflict between Iran and Iraq that lasted from September 1980 to August 1988. Active hostilities began with the Iraqi invasion of Iran and lasted for nearly eight years, unti ...
. Thus, while the Carter Doctrine warned away ''outside'' forces from the region, the Reagan Corollary pledged to secure ''internal'' stability. According to diplomat Howard Teicher, "with the enunciation of the Reagan Corollary, the policy groundwork was laid for Operation Desert Storm." Teicher, Howard and Gayle Radley Teicher. ''Twin Pillars to Desert Storm: America's Flawed Vision in the Middle East from Nixon to Bush''. New York: Morrow, 1993. pp. 145-6


See also

* Iran–United States relations * Reagan Doctrine


Notes


References

* * Meiertöns, Heiko (2010): ''The Doctrines of US Security Policy - An Evaluation under International Law'', Cambridge University Press, * Smith, Gaddis. ''Morality, Reason, and Power: American Diplomacy in the Carter Years'' (1986) * Stork, Joe. "The Carter doctrine and US bases in the Middle East." ''Merip Reports'' 90 (1980): 3-14
online
*


External links


National Security Directive-63
(
PDF Portable document format (PDF), standardized as ISO 32000, is a file format developed by Adobe Inc., Adobe in 1992 to present documents, including text formatting and images, in a manner independent of application software, computer hardware, ...
), a policy outline written by Brzezinski and signed by Carter, giving an overview of the goals of the Carter Doctrine.
Carter Doctrine and the Gulf War
from th
Dean Peter Krogh Foreign Affairs Digital Archives

1980 State of the Union Address
from the American Presidency Project.

* ttps://web.archive.org/web/20041221070445/http://www.globalpublicmedia.com/transcripts/245 Interview with Michael Klare in which he cites the Carter Doctrine as one of the causes of the 2003
Iraq War The Iraq War (), also referred to as the Second Gulf War, was a prolonged conflict in Iraq lasting from 2003 to 2011. It began with 2003 invasion of Iraq, the invasion by a Multi-National Force – Iraq, United States-led coalition, which ...
. {{Foreign relations of the United States , expanded=DPC 1980 in American politics 1980 in international relations Cold War history of the United States Foreign policy doctrines of the United States Jimmy Carter Presidency of Jimmy Carter United States–Middle Eastern relations January 1980 in the United States