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The Ainur (singular: Ainu) are the immortal spirits existing before the Creation in
J. R. R. Tolkien John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlins ...
's fictional universe. These were the first beings made of the thought of
Eru Ilúvatar The cosmology of J. R. R. Tolkien's legendarium combines aspects of Christian theology and metaphysics with pre-modern cosmological concepts in the flat Earth paradigm, along with the modern spherical Earth view of the Solar System. The created ...
. They were able to sing such beautiful music that the world was created from it.


Fictional history


Origins

Before the Creation,
Eru Ilúvatar The cosmology of J. R. R. Tolkien's legendarium combines aspects of Christian theology and metaphysics with pre-modern cosmological concepts in the flat Earth paradigm, along with the modern spherical Earth view of the Solar System. The created ...
made the Ainur or "holy ones". The Universe was created through the " Music of the Ainur" or ''
Ainulindalë The ''Ainulindalë'' (; "Music of the Ainur") is the creation account in J. R. R. Tolkien's legendarium, published posthumously as the first part of '' The Silmarillion'' in 1977. The "''Ainulindalë''" sets out a central part of the cosmolog ...
'', music sung by the Ainur in response to themes introduced by Eru. This universe, the song endowed with existence by Eru, was called
The cosmology of J. R. R. Tolkien's legendarium combines aspects of Christian theology and metaphysics with pre-modern cosmological concepts in the flat Earth paradigm, along with the modern spherical Earth view of the Solar System. The created ...
in Quenya. The Earth was called
Arda Arda or ARDA may refer to: Places *Arda (Maritsa), a river in Bulgaria and Greece * Arda (Italy), a river in Italy *Arda (Douro), a river in Portugal * Arda, Bulgaria, a village in southern Bulgaria * Arda, County Fermanagh, a townland in County ...
. Those of the Ainur who felt concern for the Creation entered it, and became the Valar and the Maiar, the guardians of Creation.


Valar

The Valar included both good and evil characters. The Vala Melkor claimed the Earth for himself. His brother,
Manwë Manwë refers to: * Manwë (Middle-earth), the husband of the Elvish goddess Varda in Tolkien's mythology *385446 Manwë 385446 Manwë , or (385446) Manwë–Thorondor , is a binary resonant Kuiper belt object in a 4:7 mean-motion resonance with ...
, and several other Valar decided to confront him. Melkor fell into evil and became known as Morgoth, the dark enemy. The conflict between the Valar and Morgoth marred much of the world. According to ''The Silmarillion'', the Valar and Maiar – with the aid of the Vala
Tulkas The Valar (; singular Vala) are characters in J. R. R. Tolkien's legendarium. They are "angelic powers" or "gods", #154 to Naomi Mitchison, September 1954 subordinate to the one God ( Eru Ilúvatar). The Ainulindalë describes how those of the ...
, who entered the Creation last—succeeded in exiling Morgoth into the Void, though his maleficent influence remained ingrained in the fabric of the world.


Maiar

Like the Valar, the Maiar included both good and evil characters. Among the good were the Istari or Wizards, sent to
Middle-earth Middle-earth is the fictional setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the '' Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf''. Middle-earth is ...
., "The Istari" Among the evil were the
Balrog A Balrog () is a powerful demonic monster in J. R. R. Tolkien's Middle-earth. One first appeared in print in his high-fantasy novel ''The Lord of the Rings'', where the Fellowship of the Ring encounter a Balrog known as Durin's Bane in the Mi ...
s or fire-demons, who were some of the Dark Lord Morgoth's most powerful servants,, ch. 3 "Of the Coming of the Elves and the Captivity of Melkor" and
Sauron Sauron (pronounced ) is the title character and the primary antagonist, through the forging of the One Ring, of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor and has the ambition of ruling the whole of Midd ...
, the Dark Lord of the Third Age, a Maia who had been corrupted by Morgoth.


Analysis


Norse Æsir

Critics such as John Garth have noted that the Valar resemble the
Æsir The Æsir (Old Norse: ) are the gods of the principal pantheon in Norse religion. They include Odin, Frigg, Höðr, Thor, and Baldr. The second Norse pantheon is the Vanir. In Norse mythology, the two pantheons wage war against each other, ...
, the gods of
Asgard In Nordic mythology, Asgard (Old Norse: ''Ásgarðr'' ; "enclosure of the Æsir") is a location associated with the gods. It appears in a multitude of Old Norse sagas and mythological texts. It is described as the fortified home of the Æsir ...
.
Thor Thor (; from non, Þórr ) is a prominent god in Germanic paganism. In Norse mythology, he is a hammer-wielding god associated with lightning, thunder, storms, sacred groves and trees, strength, the protection of humankind, hallowing, an ...
, for example, physically the strongest of the gods, can be seen both in Oromë, who fights the monsters of Melkor, and in Tulkas, the strongest of the Valar. Manwë, the head of the Valar, has some similarities to Odin, the "Allfather", while the wizard
Gandalf Gandalf is a protagonist in J. R. R. Tolkien's novels '' The Hobbit'' and ''The Lord of the Rings''. He is a wizard, one of the ''Istari'' order, and the leader of the Fellowship of the Ring. Tolkien took the name "Gandalf" from the Old Nor ...
, one of the Maiar, resembles Odin the wanderer.


Christian angels

The theologian Ralph C. Wood describes the Valar and Maiar as being what
Christians Christians () are people who follow or adhere to Christianity, a monotheistic Abrahamic religion based on the life and teachings of Jesus Christ. The words '' Christ'' and ''Christian'' derive from the Koine Greek title ''Christós'' (Χρ ...
"would call
angel In various theistic religious traditions an angel is a supernatural spiritual being who serves God. Abrahamic religions often depict angels as benevolent celestial intermediaries between God (or Heaven) and humanity. Other roles inclu ...
s", intermediaries between the creator, named as
Eru Ilúvatar The cosmology of J. R. R. Tolkien's legendarium combines aspects of Christian theology and metaphysics with pre-modern cosmological concepts in the flat Earth paradigm, along with the modern spherical Earth view of the Solar System. The created ...
in the '' Silmarillion'', and the created cosmos. Like angels, they have
free will Free will is the capacity of agents to choose between different possible courses of action unimpeded. Free will is closely linked to the concepts of moral responsibility, praise, culpability, sin, and other judgements which apply only to ac ...
and can therefore rebel against him.
Matthew Dickerson Matthew T. Dickerson is an American academic working as a professor of computer science at Middlebury College in Vermont.J.R.R. Tolkien Encyclopedia The ''J. R. R. Tolkien Encyclopedia: Scholarship and Critical Assessment'', edited by Michael D. C. Drout, was published by Routledge in 2006. A team of 127 Tolkien scholars on 720 pages cover topics of Tolkien's fiction, his academic works, hi ...
'', calls the Valar the "Powers of Middle-earth", noting that they are not incarnated, and quoting Tolkien scholar Verlyn Flieger's description of their original role as "to shape and light the world". Dickerson writes that while Tolkien presents the Valar like
pagan god Paganism (from classical Latin ''pāgānus'' "rural", "rustic", later "civilian") is a term first used in the fourth century by early Christianity, early Christians for people in the Roman Empire who practiced polytheism, or ethnic religions ot ...
s, he imagined them more like angels, and notes that scholars have compared the devotion of Tolkien's Elves to Varda/Elbereth as resembling the
Roman Catholic Roman or Romans most often refers to: *Rome, the capital city of Italy * Ancient Rome, Roman civilization from 8th century BC to 5th century AD * Roman people, the people of ancient Rome *'' Epistle to the Romans'', shortened to ''Romans'', a let ...
veneration of
Mary the mother of Jesus Mary; arc, ܡܪܝܡ, translit=Mariam; ar, مريم, translit=Maryam; grc, Μαρία, translit=María; la, Maria; cop, Ⲙⲁⲣⲓⲁ, translit=Maria was a first-century Jewish woman of Nazareth, the wife of Joseph and the mother o ...
. Dickerson states that the key point is that the Valar were "not to be worshipped". He argues that as a result, the Valar's knowledge and power had to be limited, and they could make mistakes and moral errors. Their bringing of the Elves to Valinor meant that the Elves were "gathered at their knee", a moral error as it suggested something close to
worship Worship is an act of religious devotion usually directed towards a deity. It may involve one or more of activities such as veneration, adoration, praise, and praying. For many, worship is not about an emotion, it is more about a recogniti ...
.


Between pagan and Christian

The Tolkien scholar
Marjorie Burns Marjorie Burns is a scholar of English literature, best known for her studies of J. R. R. Tolkien. Biography Marjorie Jean Burns was born in 1940. She gained her PhD at the University of California, Berkeley. She is an emeritus professor of En ...
notes that Tolkien wrote that to be acceptable to modern readers, mythology had to be brought up to "our grade of assessment". In her view, between his early ''
The Book of Lost Tales ''The Book of Lost Tales'' is a collection of early stories by the English writer J. R. R. Tolkien, published as the first two volumes of Christopher Tolkien's 12-volume series '' The History of Middle-earth'', in which he presents and analys ...
'' and the published book ''
The Silmarillion ''The Silmarillion'' () is a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited and published posthumously by his son Christopher Tolkien in 1977, assisted by the fantasy author Guy Gavri ...
'', the Valar had greatly changed, "civilized and modernized", and this had made the Valar "slowly and slightly" more Christian. For example, the Valar now had "spouses" rather than "wives", and their unions were spiritual, not physical. All the same, she writes, readers still perceive the Valar "as a pantheon", serving as gods. Judith Kollmann wrote in ''
Mythlore ''Mythlore'' is a biannual (originally quarterly) peer-reviewed academic journal founded by Glen GoodKnight and published by the Mythopoeic Society. Although it publishes articles that explore the genres of myth and fantasy in general, special a ...
'' that "the Valar are clearly the gods of Scandinavia, Greece, and Rome, and, as well, the angels and archangels of Judeo-Christianity."


Maiar compared to Valar

Grant C. Sterling, writing in ''
Mythlore ''Mythlore'' is a biannual (originally quarterly) peer-reviewed academic journal founded by Glen GoodKnight and published by the Mythopoeic Society. Although it publishes articles that explore the genres of myth and fantasy in general, special a ...
'', states that the Maiar resemble the Valar in being unable to die, but differ in being able to choose to incarnate fully in forms such as men's bodies. This means that, like Gandalf and the Balrogs, they can be killed. He notes that Sauron's inability ever to take bodily form again after his defeat could be the result of having given his power to the
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story ''The Hobbit'' (1937) as a magic ring that grants the ...
, but that the fate of killed Maiar remains unclear. Jonathan Evans, writing in ''
The J. R. R. Tolkien Encyclopedia The ''J. R. R. Tolkien Encyclopedia: Scholarship and Critical Assessment'', edited by Michael D. C. Drout, was published by Routledge in 2006. A team of 127 Tolkien scholars on 720 pages cover topics of Tolkien's fiction, his academic works, his ...
'', calls the Maiar semidivine spirits, and notes that each one is linked with one of the Valar. He states that they have "perpetual importance in the cosmic order", noting the statement in the ''Silmarillion'' that their joy "is as an air that they breathe in all their days, whose thought flows in a tide untroubled from the heights to the deeps." Evans notes, too, that Arien and Tilion are central in Tolkien's myth of the Sun and Moon.


Luck or providence

The Tolkien scholar
Tom Shippey Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
discusses the connection between the Valar and "
luck Luck is the phenomenon and belief that defines the experience of improbable events, especially improbably positive or negative ones. The naturalistic interpretation is that positive and negative events may happen at any time, both due to rand ...
" on Middle-earth, writing that as in real life "People ... do in sober reality recognise a strongly patterning force in the world around them", but that while this may be due to "
Providence Providence often refers to: * Providentia, the divine personification of foresight in ancient Roman religion * Divine providence, divinely ordained events and outcomes in Christianity * Providence, Rhode Island, the capital of Rhode Island in the ...
or the Valar", the force "does not affect
free will Free will is the capacity of agents to choose between different possible courses of action unimpeded. Free will is closely linked to the concepts of moral responsibility, praise, culpability, sin, and other judgements which apply only to ac ...
and cannot be distinguished from the ordinary operations of nature", nor reduce the necessity of "heroic endeavour". He notes that this exactly matches the
Old English Old English (, ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the early Middle Ages. It was brought to Great Britain by Anglo-Saxon settlers in the mid-5th c ...
view of luck and personal courage, as in '' Beowulf''s "''
Wyrd Wyrd is a concept in Anglo-Saxon culture roughly corresponding to fate or personal destiny. The word is ancestral to Modern English '' weird'', whose meaning has drifted towards an adjectival use with a more general sense of "supernatural" or ...
'' often spares the man who isn't doomed, as long as his courage holds." The Tolkien critic Paul H. Kocher similarly discusses the role of providence, in the form of the intentions of the Valar or of the creator
Eru Ilúvatar The cosmology of J. R. R. Tolkien's legendarium combines aspects of Christian theology and metaphysics with pre-modern cosmological concepts in the flat Earth paradigm, along with the modern spherical Earth view of the Solar System. The created ...
, in Bilbo's finding of the
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story ''The Hobbit'' (1937) as a magic ring that grants the ...
and Frodo's bearing of it; as Gandalf says, they were "meant" to have it, though it remained their choice to co-operate with this purpose.


In culture

In astronomy, the Kuiper belt object
385446 Manwë 385446 Manwë , or (385446) Manwë–Thorondor , is a binary resonant Kuiper belt object in a 4:7 mean-motion resonance with Neptune. It was discovered on 25 August 2003, by American astronomer Marc Buie at Cerro Tololo Observatory in northern ...
is named for the king of the Valar.


References


Primary

::''This list identifies each item's location in Tolkien's writings.''


Secondary


Sources

* * {{DEFAULTSORT:Ainu (Middle-earth) Middle-earth deities and spirits Fictional angels The Silmarillion