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mathematics Mathematics is an area of knowledge that includes the topics of numbers, formulas and related structures, shapes and the spaces in which they are contained, and quantities and their changes. These topics are represented in modern mathematics ...
, Kuiper's theorem (after Nicolaas Kuiper) is a result on the topology of operators on an infinite-dimensional, complex
Hilbert space In mathematics, Hilbert spaces (named after David Hilbert) allow generalizing the methods of linear algebra and calculus from (finite-dimensional) Euclidean vector spaces to spaces that may be infinite-dimensional. Hilbert spaces arise natural ...
 ''H''. It states that the space GL(''H'') of invertible
bounded Boundedness or bounded may refer to: Economics * Bounded rationality, the idea that human rationality in decision-making is bounded by the available information, the cognitive limitations, and the time available to make the decision * Bounded e ...
endomorphisms In mathematics, an endomorphism is a morphism from a mathematical object to itself. An endomorphism that is also an isomorphism is an automorphism. For example, an endomorphism of a vector space is a linear map , and an endomorphism of a grou ...
of ''H'' is such that all maps from any finite complex ''Y'' to GL(''H'') are homotopic to a constant, for the
norm topology In mathematics, the operator norm measures the "size" of certain linear operators by assigning each a real number called its . Formally, it is a norm defined on the space of bounded linear operators between two given normed vector spaces. Introdu ...
on operators. A significant corollary, also referred to as ''Kuiper's theorem'', is that this group is weakly contractible, ''ie.'' all its
homotopy group In mathematics, homotopy groups are used in algebraic topology to classify topological spaces. The first and simplest homotopy group is the fundamental group, denoted \pi_1(X), which records information about loops in a space. Intuitively, homotop ...
s are trivial. This result has important uses in topological K-theory.


General topology of the general linear group

For finite dimensional ''H'', this group would be a complex general linear group and not at all contractible. In fact it is homotopy equivalent to its maximal compact subgroup, the unitary group ''U'' of ''H''. The proof that the complex general linear group and unitary group have the same homotopy type is by the Gram-Schmidt process, or through the matrix polar decomposition, and carries over to the infinite-dimensional case of
separable Hilbert space In mathematics, Hilbert spaces (named after David Hilbert) allow generalizing the methods of linear algebra and calculus from (finite-dimensional) Euclidean vector spaces to spaces that may be infinite-dimensional. Hilbert spaces arise natura ...
, basically because the space of upper triangular matrices is contractible as can be seen quite explicitly. The underlying phenomenon is that passing to infinitely many dimensions causes much of the topological complexity of the unitary groups to vanish; but see the section on Bott's unitary group, where the passage to infinity is more constrained, and the resulting group has non-trivial homotopy groups.


Historical context and topology of spheres

It is a surprising fact that the unit sphere, sometimes denoted ''S'', in infinite-dimensional
Hilbert space In mathematics, Hilbert spaces (named after David Hilbert) allow generalizing the methods of linear algebra and calculus from (finite-dimensional) Euclidean vector spaces to spaces that may be infinite-dimensional. Hilbert spaces arise natural ...
''H'' is a contractible space, while no finite-dimensional spheres are contractible. This result, certainly known decades before Kuiper's, may have the status of mathematical folklore, but it is quite often cited. In fact more is true: ''S'' is diffeomorphic to ''H'', which is certainly contractible by its convexity. One consequence is that there are smooth counterexamples to an extension of the Brouwer fixed-point theorem to the unit ball in ''H''. The existence of such counter-examples that are homeomorphisms was shown in 1943 by Shizuo Kakutani, who may have first written down a proof of the contractibility of the unit sphere. But the result was anyway essentially known (in 1935
Andrey Nikolayevich Tychonoff Andrey Nikolayevich Tikhonov (russian: Андре́й Никола́евич Ти́хонов; October 17, 1906 – October 7, 1993) was a leading Soviet Russian mathematician and geophysicist known for important contributions to topology, fu ...
showed that the unit sphere was a retract of the unit ball). The result on the group of bounded operators was proved by the Dutch mathematician Nicolaas Kuiper, for the case of a separable Hilbert space; the restriction of separability was later lifted. The same result, but for the strong operator topology rather than the norm topology, was published in 1963 by Jacques Dixmier and Adrien Douady. The geometric relationship of the sphere and group of operators is that the unit sphere is a
homogeneous space In mathematics, particularly in the theories of Lie groups, algebraic groups and topological groups, a homogeneous space for a group ''G'' is a non-empty manifold or topological space ''X'' on which ''G'' acts transitively. The elements of ' ...
for the unitary group ''U''. The stabiliser of a single vector ''v'' of the unit sphere is the unitary group of the orthogonal complement of ''v''; therefore the
homotopy long exact sequence In mathematics, homotopy groups are used in algebraic topology to classify topological spaces. The first and simplest homotopy group is the fundamental group, denoted \pi_1(X), which records information about loops in a space. Intuitively, homotop ...
predicts that all the homotopy groups of the unit sphere will be trivial. This shows the close topological relationship, but is not in itself quite enough, since the inclusion of a point will be a weak homotopy equivalence only, and that implies contractibility directly only for a CW complex. In a paper published two years after Kuiper's, Richard Palais provided technical results on infinite-dimensional manifolds sufficient to resolve this issue.


Bott's unitary group

There is another infinite-dimensional unitary group, of major significance in
homotopy theory In mathematics, homotopy theory is a systematic study of situations in which maps can come with homotopies between them. It originated as a topic in algebraic topology but nowadays is studied as an independent discipline. Besides algebraic topolog ...
, that to which the Bott periodicity theorem applies. It is certainly not contractible. The difference from Kuiper's group can be explained: Bott's group is the subgroup in which a given operator acts non-trivially only on a subspace spanned by the first ''N'' of a fixed orthonormal basis , for some ''N'', being the identity on the remaining basis vectors.


Applications

An immediate consequence, given the general theory of fibre bundles, is that every
Hilbert bundle In mathematics, a Hilbert manifold is a manifold modeled on Hilbert spaces. Thus it is a Separable space, separable Hausdorff space in which each point has a neighbourhood homeomorphic to an infinite dimensional Hilbert space. The concept of a Hilbe ...
is a trivial bundle. The result on the contractibility of ''S'' gives a geometric construction of classifying spaces for certain groups that act freely it, such as the cyclic group with two elements and the
circle group In mathematics, the circle group, denoted by \mathbb T or \mathbb S^1, is the multiplicative group of all complex numbers with absolute value 1, that is, the unit circle in the complex plane or simply the unit complex numbers. \mathbb T = \ ...
. The unitary group ''U'' in Bott's sense has a classifying space ''BU'' for complex vector bundles (see Classifying space for U(n)). A deeper application coming from Kuiper's theorem is the proof of the Atiyah–Jänich theorem (after
Klaus Jänich Klaus is a German, Dutch and Scandinavian given name and surname. It originated as a short form of Nikolaus, a German form of the Greek given name Nicholas. Notable persons whose family name is Klaus *Billy Klaus (1928–2006), American baseba ...
and Michael Atiyah), stating that the space of Fredholm operators on ''H'', with the norm topology, represents the functor ''K''(.) of topological (complex) K-theory, in the sense of homotopy theory. This is given by Atiyah.


Case of Banach spaces

The same question may be posed about invertible operators on any
Banach space In mathematics, more specifically in functional analysis, a Banach space (pronounced ) is a complete normed vector space. Thus, a Banach space is a vector space with a metric that allows the computation of vector length and distance between vector ...
of infinite dimension. Here there are only partial results. Some classical sequence spaces have the same property, namely that the group of invertible operators is contractible. On the other hand, there are examples known where it fails to be a
connected space In topology and related branches of mathematics, a connected space is a topological space that cannot be represented as the union of two or more disjoint non-empty open subsets. Connectedness is one of the principal topological properties tha ...
.Herbert Schröder
''On the topology of the group of invertible elements'' (PDF), preprint survey
Where all homotopy groups are known to be trivial, the contractibility in some cases may remain unknown.


References

* {{cite journal, last=Kuiper , first=N. , title=The homotopy type of the unitary group of Hilbert space , journal= Topology , volume=3 , year=1965, issue=1 , pages=19–30 , doi=10.1016/0040-9383(65)90067-4, doi-access=free K-theory Operator theory Hilbert space Theorems in topology Topology of Lie groups