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Tolkien's legendarium Tolkien's legendarium is the body of J. R. R. Tolkien's mythopoeic writing, unpublished in his lifetime, that forms the background to his ''The Lord of the Rings'', and which his son Christopher summarized in his compilation of '' The Silma ...
, ancestry provides a guide to character. The apparently genteel
Hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s of the Baggins family turn out to be worthy protagonists of ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by the English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the ...
'' and ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
''. Bilbo Baggins is seen from his family tree to be both a Baggins and an adventurous Took. Similarly, Frodo Baggins has some relatively outlandish Brandybuck blood. Among the Elves of Middle-earth, as described in '' The Silmarillion'', the highest are the peaceful Vanyar, whose ancestors conformed most closely to the divine will, migrating to Aman and seeing the light of the Two Trees of Valinor; the lowest are the mutable Teleri; and in between are the conflicted Noldor. Scholars have analysed the impact of ancestry on Elves such as the creative but headstrong Fëanor, who makes the Silmarils. Among Men, Aragorn, hero of ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', is shown by his descent from Kings, Elves, and an immortal
Maia Maia (; Ancient Greek: Μαῖα; also spelled Maie, ; ), in ancient Greek religion and mythology, is one of the Pleiades and the mother of Hermes, one of the major Greek gods, by Zeus, the king of Olympus. Family Maia is the daughter of A ...
to be of royal blood, destined to be the true King who will restore his people. Scholars have commented that in this way, Tolkien was presenting a view of character from
Norse mythology Norse, Nordic, or Scandinavian mythology, is the body of myths belonging to the North Germanic peoples, stemming from Old Norse religion and continuing after the Christianization of Scandinavia as the Nordic folklore of the modern period. The ...
, and an
Anglo-Saxon The Anglo-Saxons, in some contexts simply called Saxons or the English, were a Cultural identity, cultural group who spoke Old English and inhabited much of what is now England and south-eastern Scotland in the Early Middle Ages. They traced t ...
view of kingship, though others have called his implied views racist.


Context

J. R. R. Tolkien John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlinson ...
was an English author and
philologist Philology () is the study of language in oral and written historical sources. It is the intersection of textual criticism, literary criticism, history, and linguistics with strong ties to etymology. Philology is also defined as the study of ...
of ancient
Germanic languages The Germanic languages are a branch of the Indo-European languages, Indo-European language family spoken natively by a population of about 515 million people mainly in Europe, North America, Oceania, and Southern Africa. The most widely spoke ...
, specialising in
Old English Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
, the language of the
Anglo-Saxons The Anglo-Saxons, in some contexts simply called Saxons or the English, were a Cultural identity, cultural group who spoke Old English and inhabited much of what is now England and south-eastern Scotland in the Early Middle Ages. They traced t ...
; he spent much of his career as a professor at the
University of Oxford The University of Oxford is a collegiate university, collegiate research university in Oxford, England. There is evidence of teaching as early as 1096, making it the oldest university in the English-speaking world and the List of oldest un ...
. He is best known for his novels about his invented
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
, ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by the English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the ...
'' and ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', and for the posthumously published '' The Silmarillion'' which provides a more mythical narrative about earlier ages. These have been so influential that has been called the "father" of modern fantasy. He invented several peoples for Middle-earth, including
Elves An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''. In medieval Germanic-speakin ...
, Dwarves,
Hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s, Orcs,
Trolls A troll is a being in Nordic folklore, including Norse mythology. In Old Norse sources, beings described as trolls dwell in isolated areas of rocks, mountains, or caves, live together in small family units, and are rarely helpful to human be ...
, and
Eagles Eagle is the common name for the golden eagle, bald eagle, and other birds of prey in the family of the Accipitridae. Eagles belong to several groups of Genus, genera, some of which are closely related. True eagles comprise the genus ''Aquila ( ...
.


Ancestry by race


Hobbit family trees

Tolkien's Middle-earth family trees have multiple functions, including establishing the characters' lineages and the relationships between them, and helping to create an impression of depth. Apart from these, a key function is to show how different ancestries, and hence in Tolkien's view different aspects of character, come together in his protagonists. The Tolkien scholar Jason Fisher explains that the apparently home-loving but in fact also adventurous and resourceful Bilbo Baggins, for instance, was born to a genteel Baggins and an adventurous Took, while his similarly conflicted cousin (often familiarly described as his nephew) and heir Frodo was the child of a Baggins and a relatively outlandish Brandybuck. Thus, character is explained and predicted by ancestry. Tolkien has his
Hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s share this belief; families were important to them, and they were extremely fond of studying their own
genealogy Genealogy () is the study of families, family history, and the tracing of their lineages. Genealogists use oral interviews, historical records, genetic analysis, and other records to obtain information about a family and to demonstrate kin ...
, as illustrated, too, by the multiple Hobbit family trees in the appendices of ''The Lord of the Rings''. Tolkien stated directly in the prologue: The ancestry of Bilbo and Frodo involved the Boffin and Bolger families alongside the better-known Tooks and Brandybucks. Tolkien had drawn up family trees for the Boffins and Bolgers, providing additional background on the character of the central Hobbit figures, but these were left out of the appendices to save space.


Elvish splinterings

In the long and complex process of the Sundering of the Elves, Tolkien consistently shows that the highest
Elves An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''. In medieval Germanic-speakin ...
are those who deviated least from their initial uncorrupted state: they complied with the will of the Valar, travelled to the blessed realm of Valinor where they saw the light of the Two Trees, and continued to speak the highest language,
Quenya Quenya ()Tolkien wrote in his "Outline of Phonology" (in '' Parma Eldalamberon'' 19, p. 74) dedicated to the phonology of Quenya: is "a sound as in English ''new''". In Quenya is a combination of consonants, ibidem., p. 81. is a constructed l ...
. Conversely, the lowest Elves, the Avari, refused to make the journey, never saw the light, and fragmented into many kindreds with different languages as they eventually spread out across
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
. The Tolkien scholars Tom Shippey and Verlyn Flieger both note that Tolkien thus intended ancestry to be a guide to character. The differences between the various Elvish languages mirror both the Sundering and the events of '' The Silmarillion''. Flieger states that the three major groups of Elves who set out on the journey to Valinor, the Eldar, each had their own character, which the reader needs to grasp to understand what drives the protagonists of ''The Silmarillion'', by way of their personal membership of one or more of these groups. Shippey writes that ''The Silmarillion'' echoes Norse mythology in its belief that character is determined by ancestry, and that one perhaps needs to study the family trees to see clearly how it all works. He gives the example of Fëanor, the impetuous creator of the '' Silmarils'', and his relatives: Shippey comments that one way to read ''The Silmarillion'' is to assume that "'character' is in a sense fixed, static, even diagrammatic." He states that this was a common belief in medieval times, giving the example of the
Old English Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
proverb which asserts that "a man shows what he's like when he can do what he wants", i.e. their character was assumed to be built-in. Similarly in
Norse mythology Norse, Nordic, or Scandinavian mythology, is the body of myths belonging to the North Germanic peoples, stemming from Old Norse religion and continuing after the Christianization of Scandinavia as the Nordic folklore of the modern period. The ...
, the nature of each person in a saga is, Shippey writes, stated when they are introduced; the rest of the story just demonstrates how that plays out in practice.


Mannish lineages

Aragorn, hero of ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', appears as a
Man A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy. Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the f ...
, and is described as such with the epithet Dúnadan, "Man of the West". His blood is however richer than that, as he can trace his ancestry back to the marriage of Eärendil and Elwing, both half-Elven and thus higher than mortal Men. Further, Elwing's ancestry goes back to the marriage of Thingol, the Elven King of Doriath, and Melian, a
Maia Maia (; Ancient Greek: Μαῖα; also spelled Maie, ; ), in ancient Greek religion and mythology, is one of the Pleiades and the mother of Hermes, one of the major Greek gods, by Zeus, the king of Olympus. Family Maia is the daughter of A ...
or immortal spirit, one of the angelic
Ainur Ainur may refer to: * Ainur, a given name in several languages, such as Arabic, Kazakh, Kyrgyz and Albanian. The Turkish version of it is Aynur. It means "moonlight" * AINUR (Atlas of Images of Nuclear Rings), catalogue of star-forming ring-shaped r ...
. As far as his Elven pedigree is concerned, he was not only of the Teleri ("Those who come last") via Thingol; Eärendil was descended via Idril Celebrindal from Finwë of the Noldor ("Deep Elves") and Indis of the Vanyar ("The Fair"). These two groups were the highest of the Elves, and unlike the Teleri kept the faith by migrating all the way to Aman and thus saw the light of the Two Trees of Valinor. Aragorn was thus not only of a long royal lineage, and not only with an admixture of Elvish blood: it was the best possible, being both from high Elves and Elvish kings. The Tolkien scholar Angela Nicholas argues that Aragorn's combined Man, Elf, and Maia ancestry "infuses divinity into his character." Judy Ann Ford and Robin Anne Reid write in '' Tolkien Studies'' that while the destruction of the One Ring prevents Sauron from taking over the whole of Middle-earth, the "true king", Aragorn, is required "to restore the world of men to its former glory." Aragorn has this destiny in his epithets, "for in the high tongue of old uenyaI am Elessar, the Elfstone, and Envinyatar, the Renewer'". book 5, ch. 8 "The Houses of Healing" Ford and Reid comment that Tolkien has made Aragorn conform to the
Anglo-Saxon The Anglo-Saxons, in some contexts simply called Saxons or the English, were a Cultural identity, cultural group who spoke Old English and inhabited much of what is now England and south-eastern Scotland in the Early Middle Ages. They traced t ...
ideal of kingship, noting that their kings "claimed descent from he god Woden", and further that "This divine ancestry was believed to endow royal blood with a portion of divine wisdom and supernatural power." In his 2022 book ''Tolkien, Race, and Racism in Middle-earth'', Robert Stuart on the other hand describes Tolkien's emphasis on Aragorn's ancestry as "aristocratic racism", likening Tolkien's implied views on race to those of the French 19th century diplomat Arthur de Gobineau, which he characterises as "anti-democratic, anti-national and, above all, anti-modern".


Notes


References


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Secondary


Sources

* * * * * * * * * * * {{Lord of the Rings Themes of The Lord of the Rings