Yang–Mills theory
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In mathematical physics, Yang–Mills theory is a gauge theory based on a
special unitary group In mathematics, the special unitary group of degree , denoted , is the Lie group of unitary matrices with determinant 1. The more general unitary matrices may have complex determinants with absolute value 1, rather than real 1 in the special ...
SU(''N''), or more generally any compact, reductive Lie algebra. Yang–Mills theory seeks to describe the behavior of elementary particles using these non-abelian Lie groups and is at the core of the unification of the
electromagnetic force In physics, electromagnetism is an interaction that occurs between particles with electric charge. It is the second-strongest of the four fundamental interactions, after the strong force, and it is the dominant force in the interactions o ...
and
weak force Weak may refer to: Songs * Weak (AJR song), "Weak" (AJR song), 2016 * Weak (Melanie C song), "Weak" (Melanie C song), 2011 * Weak (SWV song), "Weak" (SWV song), 1993 * Weak (Skunk Anansie song), "Weak" (Skunk Anansie song), 1995 * "Weak", a song ...
s (i.e. U(1) × SU(2)) as well as quantum chromodynamics, the theory of the
strong force The strong interaction or strong force is a fundamental interaction that confines quarks into proton, neutron, and other hadron particles. The strong interaction also binds neutrons and protons to create atomic nuclei, where it is called the ...
(based on SU(3)). Thus it forms the basis of our understanding of the Standard Model of particle physics.


History and theoretical description

In 1953, in a private correspondence,
Wolfgang Pauli Wolfgang Ernst Pauli (; ; 25 April 1900 – 15 December 1958) was an Austrian theoretical physicist and one of the pioneers of quantum physics. In 1945, after having been nominated by Albert Einstein, Pauli received the Nobel Prize in Physics ...
formulated a six-dimensional theory of Einstein's field equations of
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
, extending the five-dimensional theory of Kaluza, Klein, Fock and others to a higher-dimensional internal space. However, there is no evidence that Pauli developed the
Lagrangian Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
of a gauge field or the quantization of it. Because Pauli found that his theory "leads to some rather unphysical shadow particles", he refrained from publishing his results formally. Although Pauli did not publish his six-dimensional theory, he gave two talks about it in Zürich. Recent research shows that an extended Kaluza–Klein theory is in general not equivalent to Yang–Mills theory, as the former contains additional terms. Chen Ning Yang long considered the idea of non-abelian gauge theories. Only after meeting Robert Mills did he introduce the junior scientist to the idea and lay the key hypothesis that Mills would use to assist in creating a new theory. This eventually became the Yang–Mills theory, as Mills himself discussed,
"During the academic year 1953-1954, Yang was a visitor to
Brookhaven National Laboratory Brookhaven National Laboratory (BNL) is a United States Department of Energy national laboratory located in Upton, Long Island, and was formally established in 1947 at the site of Camp Upton, a former U.S. Army base and Japanese internment c ...
...I was at Brookhaven also...and was assigned to the same office as Yang. Yang, who has demonstrated on a number of occasions his generosity to physicists beginning their careers, told me about his idea of generalizing gauge invariance and we discussed it at some length...I was able to contribute something to the discussions, especially with regard to the quantization procedures, and to a small degree in working out the formalism; however, the key ideas were Yang's."
In early 1954, Yang and Mills extended the concept of gauge theory for
abelian group In mathematics, an abelian group, also called a commutative group, is a group in which the result of applying the group operation to two group elements does not depend on the order in which they are written. That is, the group operation is comm ...
s, e.g.
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quantum mechanics and spec ...
, to non-abelian groups to provide an explanation for strong interactions. The idea by Yang–Mills was criticized by Pauli, as the quanta of the Yang–Mills field must be massless in order to maintain
gauge invariance In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations (Lie group ...
. The idea was set aside until 1960, when the concept of particles acquiring mass through
symmetry breaking In physics, symmetry breaking is a phenomenon in which (infinitesimally) small fluctuations acting on a system crossing a critical point decide the system's fate, by determining which branch of a bifurcation is taken. To an outside observe ...
in massless theories was put forward, initially by Jeffrey Goldstone,
Yoichiro Nambu was a Japanese-American physicist and professor at the University of Chicago. Known for his contributions to the field of theoretical physics, he was awarded half of the Nobel Prize in Physics in 2008 for the discovery in 1960 of the mechanism ...
, and Giovanni Jona-Lasinio. Yang–Mills theory was independently discovered by Ronald Shaw in January 1954, a graduate student at the
University of Cambridge The University of Cambridge is a public collegiate research university in Cambridge, England. Founded in 1209 and granted a royal charter by Henry III in 1231, Cambridge is the world's third oldest surviving university and one of its most pr ...
. Since the resulting massless particles did not seem to be found in nature at the time, Shaw and his supervisor
Abdus Salam Mohammad Abdus Salam Salam adopted the forename "Mohammad" in 1974 in response to the anti-Ahmadiyya decrees in Pakistan, similarly he grew his beard. (; ; 29 January 192621 November 1996) was a Punjabi Pakistani theoretical physicist and a ...
chose not to publish the results. Shortly after Yang and Mills published their paper, Salam encouraged Shaw to publish his work to mark his contribution, however Shaw declined and instead it only forms a chapter in his PhD thesis published in 1956. This prompted a significant restart of Yang–Mills theory studies that proved successful in the formulation of both electroweak unification and quantum chromodynamics (QCD). The electroweak interaction is described by the gauge group SU(2) × U(1), while QCD is an
SU(3) In mathematics, the special unitary group of degree , denoted , is the Lie group of unitary matrices with determinant 1. The more general unitary matrices may have complex determinants with absolute value 1, rather than real 1 in the specia ...
Yang–Mills theory. The massless gauge bosons of the electroweak SU(2) × U(1) mix after
spontaneous symmetry breaking Spontaneous symmetry breaking is a spontaneous process of symmetry breaking, by which a physical system in a symmetric state spontaneously ends up in an asymmetric state. In particular, it can describe systems where the equations of motion or ...
to produce the 3 massive weak bosons (, , and ) as well as the still-massless
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless, so they a ...
field. The dynamics of the photon field and its interactions with matter are, in turn, governed by the U(1) gauge theory of quantum electrodynamics. The Standard Model combines the strong interaction with the unified electroweak interaction (unifying the weak and
electromagnetic interaction In physics, electromagnetism is an interaction that occurs between particles with electric charge. It is the second-strongest of the four fundamental interactions, after the strong force, and it is the dominant force in the interactions o ...
) through the symmetry group SU(3) × SU(2) × U(1). In the current epoch the strong interaction is not unified with the electroweak interaction, but from the observed running of the coupling constants it is believed they all converge to a single value at very high energies. Phenomenology at lower energies in quantum chromodynamics is not completely understood due to the difficulties of managing such a theory with a strong coupling. This may be the reason why confinement has not been theoretically proven, though it is a consistent experimental observation. This shows why QCD confinement at low energy is a mathematical problem of great relevance, and why the
Yang–Mills existence and mass gap The Yang–Mills existence and mass gap problem is an unsolved problem in mathematical physics and mathematics, and one of the seven Millennium Prize Problems defined by the Clay Mathematics Institute, which has offered a prize of US$1,000,000 f ...
problem is a Millennium Prize Problem.


Mathematical overview

Yang–Mills theories are special examples of gauge theories with a non-abelian symmetry group given by the
Lagrangian Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
:\mathcal_\mathrm = -\frac\operatorname(F^2)=- \fracF^ F_^a with the generators T^a of the Lie algebra, indexed by , corresponding to the ''F''-quantities (the curvature or field-strength form) satisfying :\operatorname(T^aT^b)=\frac\delta^,\quad ^a,T^bif^T^c. Here, the are structure constants of the Lie algebra (totally antisymmetric if the generators of the Lie algebra are normalised such that \operatorname(T^a T^b) is proportional with \delta^), the covariant derivative is defined as :D_\mu=I\partial_\mu-igT^aA^a_\mu, is the identity matrix (matching the size of the generators), A^a_\mu is the
vector Vector most often refers to: *Euclidean vector, a quantity with a magnitude and a direction *Vector (epidemiology), an agent that carries and transmits an infectious pathogen into another living organism Vector may also refer to: Mathematic ...
potential, and ''g'' is the coupling constant. In four dimensions, the coupling constant ''g'' is a pure number and for a SU(''N'') group one has a,b,c=1\ldots N^2-1. The relation :F_^a = \partial_\mu A_\nu^a-\partial_\nu A_\mu^a+gf^A_\mu^bA_\nu^c can be derived by the commutator : _\mu, D_\nu= -igT^aF_^a. The field has the property of being self-interacting and the equations of motion that one obtains are said to be semilinear, as nonlinearities are both with and without derivatives. This means that one can manage this theory only by
perturbation theory In mathematics and applied mathematics, perturbation theory comprises methods for finding an approximate solution to a problem, by starting from the exact solution of a related, simpler problem. A critical feature of the technique is a middl ...
with small nonlinearities. Note that the transition between "upper" ("contravariant") and "lower" ("covariant") vector or tensor components is trivial for ''a'' indices (e.g. f^=f_), whereas for μ and ν it is nontrivial, corresponding e.g. to the usual Lorentz signature, \eta_=(+---). From the given Lagrangian one can derive the equations of motion given by :\partial^\mu F_^a+gf^A^F_^c=0. Putting F_=T^aF^a_, these can be rewritten as :(D^\mu F_)^a=0. A Bianchi identity holds :(D_\mu F_)^a+(D_\kappa F_)^a+(D_\nu F_)^a=0 which is equivalent to the
Jacobi identity In mathematics, the Jacobi identity is a property of a binary operation that describes how the order of evaluation, the placement of parentheses in a multiple product, affects the result of the operation. By contrast, for operations with the associ ...
: _,_[D_,D_+[D_,[D_,D_.html"_;"title="_,D_.html"_;"title="_,_[D_,D_">_,_[D_,D_+[D_,[D_,D_">_,D_.html"_;"title="_,_[D_,D_">_,_[D_,D_+[D_,[D_,D_+[D_,[D_,D_.html" ;"title="_,D_">_,_[D_,D_+[D_,[D_,D_.html" ;"title="_,D_.html" ;"title="_, [D_,D_">_, [D_,D_+[D_,[D_,D_">_,D_.html" ;"title="_, [D_,D_">_, [D_,D_+[D_,[D_,D_+[D_,[D_,D_">_,D_">_,_[D_,D_+[D_,[D_,D_.html" ;"title="_,D_.html" ;"title="_, [D_,D_">_, [D_,D_+[D_,[D_,D_">_,D_.html" ;"title="_, [D_,D_">_, [D_,D_+[D_,[D_,D_+[D_,[D_,D_=0 since [D_,F^a_]=D_F^a_. Define the Hodge star operator, dual strength tensor \tilde^=\frac\varepsilon^F_, then the Bianchi identity can be rewritten as :D_\tilde^=0. A source J_\mu^a enters into the equations of motion as :\partial^\mu F_^a+gf^A^F_^c=-J_\nu^a. Note that the currents must properly change under gauge group transformations. We give here some comments about the physical dimensions of the coupling. In ''D'' dimensions, the field scales as ^\frac/math> and so the coupling must scale as ^2 ^/math>. This implies that Yang–Mills theory is not
renormalizable Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
for dimensions greater than four. Furthermore, for ''D'' = 4, the coupling is dimensionless and both the field and the square of the coupling have the same dimensions of the field and the coupling of a massless quartic scalar field theory. So, these theories share the
scale invariance In physics, mathematics and statistics, scale invariance is a feature of objects or laws that do not change if scales of length, energy, or other variables, are multiplied by a common factor, and thus represent a universality. The technical term ...
at the classical level.


Quantization

A method of quantizing the Yang–Mills theory is by functional methods, i.e. path integrals. One introduces a generating functional for ''n''-point functions as :Z \int Aexp\left \frac \int d^4x\operatorname(F^ F_)+i\int d^4x \, j^a_\mu(x)A^(x)\right, but this integral has no meaning as it is because the potential vector can be arbitrarily chosen due to the gauge freedom. This problem was already known for quantum electrodynamics but here becomes more severe due to non-abelian properties of the gauge group. A way out has been given by
Ludvig Faddeev Ludvig Dmitrievich Faddeev (also ''Ludwig Dmitriyevich''; russian: Лю́двиг Дми́триевич Фадде́ев; 23 March 1934 – 26 February 2017) was a Soviet and Russian mathematical physicist. He is known for the discovery of the ...
and Victor Popov with the introduction of a ghost field (see Faddeev–Popov ghost) that has the property of being unphysical since, although it agrees with Fermi–Dirac statistics, it is a complex scalar field, which violates the
spin–statistics theorem In quantum mechanics, the spin–statistics theorem relates the intrinsic spin of a particle (angular momentum not due to the orbital motion) to the particle statistics it obeys. In units of the reduced Planck constant ''ħ'', all particles tha ...
. So, we can write the generating functional as :\begin Z ,\bar\varepsilon,\varepsilon& = \int A \bar c c\exp\left\ \\ &\exp\left\ \end being :S_F=- \frac \int \operatorname\!^4 x \operatorname(F^ F_) for the field, :S_=-\frac \int \operatorname\!^4 x (\partial\cdot A)^2 for the gauge fixing and :S_g=-\int \operatorname\!^4 x (\bar c^a\partial_\mu\partial^\mu c^a+g\bar c^a f^\partial_\mu A^c^c) for the ghost. This is the expression commonly used to derive Feynman's rules (see
Feynman diagram In theoretical physics, a Feynman diagram is a pictorial representation of the mathematical expressions describing the behavior and interaction of subatomic particles. The scheme is named after American physicist Richard Feynman, who introduc ...
). Here we have ''ca'' for the ghost field while ξ fixes the gauge's choice for the quantization. Feynman's rules obtained from this functional are the following These rules for Feynman diagrams can be obtained when the generating functional given above is rewritten as :\begin Z ,\bar\varepsilon,\varepsilon&= \exp\left(-ig\int d^4x \, \frac f^\partial_\mu\frac \frac\right)\\ & \qquad \times \exp\left(-ig\int d^4xf^\partial_\mu\frac\frac\frac\right)\\ & \qquad \qquad \times \exp\left(-i\frac\int d^4xf^f^\frac \frac \frac \frac\right) \\ & \qquad \qquad \qquad \times Z_0 ,\bar\varepsilon,\varepsilon\end with :Z_0 ,\bar\varepsilon,\varepsilon\exp\left(-\int d^4xd^4y\bar\varepsilon^a(x)C^(x-y)\varepsilon^b(y)\right)\exp\left(\tfrac\int d^4xd^4yj^a_\mu(x)D^(x-y)j^b_\nu(y)\right) being the generating functional of the free theory. Expanding in ''g'' and computing the functional derivatives, we are able to obtain all the ''n''-point functions with perturbation theory. Using LSZ reduction formula we get from the ''n''-point functions the corresponding process amplitudes, cross sections and decay rates. The theory is renormalizable and corrections are finite at any order of perturbation theory. For quantum electrodynamics the ghost field decouples because the gauge group is abelian. This can be seen from the coupling between the gauge field and the ghost field that is \bar c^a f^\partial_\mu A^c^c. For the abelian case, all the structure constants f^ are zero and so there is no coupling. In the non-abelian case, the ghost field appears as a useful way to rewrite the quantum field theory without physical consequences on the observables of the theory such as cross sections or decay rates. One of the most important results obtained for Yang–Mills theory is
asymptotic freedom In quantum field theory, asymptotic freedom is a property of some gauge theories that causes interactions between particles to become asymptotically weaker as the energy scale increases and the corresponding length scale decreases. Asymptotic fre ...
. This result can be obtained by assuming that the coupling constant ''g'' is small (so small nonlinearities), as for high energies, and applying
perturbation theory In mathematics and applied mathematics, perturbation theory comprises methods for finding an approximate solution to a problem, by starting from the exact solution of a related, simpler problem. A critical feature of the technique is a middl ...
. The relevance of this result is due to the fact that a Yang–Mills theory that describes strong interaction and asymptotic freedom permits proper treatment of experimental results coming from deep inelastic scattering. To obtain the behavior of the Yang–Mills theory at high energies, and so to prove asymptotic freedom, one applies perturbation theory assuming a small coupling. This is verified a posteriori in the ultraviolet limit. In the opposite limit, the infrared limit, the situation is the opposite, as the coupling is too large for perturbation theory to be reliable. Most of the difficulties that research meets is just managing the theory at low energies. That is the interesting case, being inherent to the description of hadronic matter and, more generally, to all the observed bound states of gluons and quarks and their confinement (see
hadrons In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
). The most used method to study the theory in this limit is to try to solve it on computers (see lattice gauge theory). In this case, large computational resources are needed to be sure the correct limit of infinite volume (smaller lattice spacing) is obtained. This is the limit the results must be compared with. Smaller spacing and larger coupling are not independent of each other, and larger computational resources are needed for each. As of today, the situation appears somewhat satisfactory for the hadronic spectrum and the computation of the gluon and ghost propagators, but the
glueball In particle physics, a glueball (also gluonium, gluon-ball) is a hypothetical composite particle. It consists solely of gluon particles, without valence quarks. Such a state is possible because gluons carry color charge and experience the strong ...
and hybrids spectra are yet a questioned matter in view of the experimental observation of such exotic states. Indeed, the σ resonance is not seen in any of such lattice computations and contrasting interpretations have been put forward. This is a hotly debated issue.


Open problems

Yang–Mills theories met with general acceptance in the physics community after Gerard 't Hooft, in 1972, worked out their renormalization, relying on a formulation of the problem worked out by his advisor
Martinus Veltman Martinus Justinus Godefriedus "Tini" Veltman (; 27 June 1931 – 4 January 2021) was a Dutch theoretical physicist. He shared the 1999 Nobel Prize in physics with his former PhD student Gerardus 't Hooft for their work on particle theory. Biogr ...
. Renormalizability is obtained even if the gauge bosons described by this theory are massive, as in the electroweak theory, provided the mass is only an "acquired" one, generated by the Higgs mechanism. The mathematics of the Yang–Mills theory is a very active field of research, yielding e.g. invariants of differentiable structures on four-dimensional manifolds via work of
Simon Donaldson Sir Simon Kirwan Donaldson (born 20 August 1957) is an English mathematician known for his work on the topology of smooth (differentiable) four-dimensional manifolds, Donaldson–Thomas theory, and his contributions to Kähler geometry. H ...
. Furthermore, the field of Yang–Mills theories was included in the Clay Mathematics Institute's list of "
Millennium Prize Problems The Millennium Prize Problems are seven well-known complex mathematical problems selected by the Clay Mathematics Institute in 2000. The Clay Institute has pledged a US$1 million prize for the first correct solution to each problem. According ...
". Here the prize-problem consists, especially, in a proof of the conjecture that the lowest excitations of a pure Yang–Mills theory (i.e. without matter fields) have a finite mass-gap with regard to the vacuum state. Another open problem, connected with this conjecture, is a proof of the confinement property in the presence of additional Fermion particles. In physics the survey of Yang–Mills theories does not usually start from perturbation analysis or analytical methods, but more recently from systematic application of numerical methods to lattice gauge theories.


See also

*
Aharonov–Bohm effect The Aharonov–Bohm effect, sometimes called the Ehrenberg–Siday–Aharonov–Bohm effect, is a quantum mechanical phenomenon in which an electrically charged particle is affected by an electromagnetic potential (φ, A), despite being confine ...
*
Coulomb gauge In the physics of gauge theories, gauge fixing (also called choosing a gauge) denotes a mathematical procedure for coping with redundant degrees of freedom in field variables. By definition, a gauge theory represents each physically distinct co ...
* Deformed Hermitian Yang–Mills equations * Gauge covariant derivative *
Gauge theory (mathematics) In mathematics, and especially differential geometry and mathematical physics, gauge theory is the general study of connections on vector bundles, principal bundles, and fibre bundles. Gauge theory in mathematics should not be confused with the ...
* Hermitian Yang–Mills equations * Kaluza–Klein theory * Lattice gauge theory * Lorenz gauge * ''N'' = 4 supersymmetric Yang–Mills theory * Propagator * Quantum gauge theory * Field theoretical formulation of the standard model *
Symmetry in physics In physics, a symmetry of a physical system is a physical or mathematical feature of the system (observed or intrinsic) that is preserved or remains unchanged under some transformation. A family of particular transformations may be ''continuo ...
* Two-dimensional Yang–Mills theory * Weyl gauge *
Yang–Mills equations In physics and mathematics, and especially differential geometry and gauge theory, the Yang–Mills equations are a system of partial differential equations for a connection on a vector bundle or principal bundle. They arise in physics as the E ...
*
Yang–Mills existence and mass gap The Yang–Mills existence and mass gap problem is an unsolved problem in mathematical physics and mathematics, and one of the seven Millennium Prize Problems defined by the Clay Mathematics Institute, which has offered a prize of US$1,000,000 f ...
* Yang–Mills–Higgs equations


References


Further reading

; Books * * * ; Articles * *


External links

*
Yang–Mills theory on DispersiveWiki

The Clay Mathematics Institute

The Millennium Prize Problems
{{DEFAULTSORT:Yang-Mills Theory Gauge theories Symmetry