Um air interface
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The Um interface is the
air interface The air interface, or access mode, is the communication link between the two stations in mobile or wireless communication. The air interface involves both the physical and data link layers (layer 1 and 2) of the OSI model for a connection. Physi ...
for the
GSM The Global System for Mobile Communications (GSM) is a standard developed by the European Telecommunications Standards Institute (ETSI) to describe the protocols for second-generation ( 2G) digital cellular networks used by mobile devices such ...
mobile telephone standard. It is the interface between the
mobile station A mobile station (MS) comprises all user equipment and software needed for communication with a mobile network. The term refers to the global system connected to the mobile network, i.e. a mobile phone or mobile computer connected using a m ...
(MS) and the Base transceiver station (BTS). It is called Um because it is the mobile analog to the U interface of
ISDN Integrated Services Digital Network (ISDN) is a set of communication standards for simultaneous digital transmission of voice, video, data, and other network services over the digitalised circuits of the public switched telephone network. Work ...
. Um is defined in the GSM 04.xx and 05.xx series of specifications. Um can also support
GPRS General Packet Radio Service (GPRS) is a packet oriented mobile data standard on the 2G and 3G cellular communication network's global system for mobile communications (GSM). GPRS was established by European Telecommunications Standards Ins ...
packet-oriented communication.


Um layers

The layers of GSM are initially defined in GSM 04.01 Section 7 and roughly follow the
OSI model The Open Systems Interconnection model (OSI model) is a conceptual model that 'provides a common basis for the coordination of SOstandards development for the purpose of systems interconnection'. In the OSI reference model, the communications ...
. Um is defined in the lower three layers of the model.


Physical Layer (L1)

The Um
physical layer In the seven-layer OSI model of computer networking, the physical layer or layer 1 is the first and lowest layer; The layer most closely associated with the physical connection between devices. This layer may be implemented by a PHY chip. The ...
is defined in the GSM 05.xx series of specifications, with the introduction and overview in GSM 05.01. For most channels, Um L1 transmits and receives 184-bit control frames or 260-bit vocoder frames over the radio interface in 148-bit bursts with one burst per timeslot. There are three sublayers: # Radiomodem. This is the actual radio transceiver, defined largely in GSM 05.04 and 05.05. # Multiplexing and Timing. GSM uses TDMA to subdivide each radio channel into as many as 16 traffic channels or as many as 64 control channels. The multiplexing patterns are defined in GSM 05.02. # Coding. This sublayer is defined on GSM 05.03. Um on the physical channel has 26 TDMA frames each frame consisting of 114 info bits each. The length of 26 TDMA frame also called Multi-frame is 120 ms apart.


Radio modem

GSM uses GMSK or
8PSK Phase-shift keying (PSK) is a digital modulation process which conveys data by changing (modulating) the phase of a constant frequency reference signal (the carrier wave). The modulation is accomplished by varying the sine and cosine inputs at a ...
modulation with 1 bit per symbol which produces a 13/48 MHz (270.833 kHz or 270.833 K symbols/second) symbol rate and a channel spacing of 200 kHz. Since adjacent channels overlap, the standard does not allow adjacent channels to be used in the same cell. The standard defines several bands ranging from 400 MHz to 1990 MHz. Uplink and downlink bands are generally separated by 45 or 50 MHz (at the low-frequency end of the GSM spectrum) and 85 or 90 MHz (at the high-frequency end of the GSM spectrum). Uplink/downlink channel pairs are identified by an index called the
ARFCN In GSM cellular networks, an absolute radio-frequency channel number (ARFCN) is a code that specifies a pair of physical radio carriers used for transmission and reception in a land mobile radio system, one for the uplink signal and one for the down ...
. Within the BTS, these ARFCNs are given arbitrary carrier indexes C0..Cn-1, with C0 designated as a Beacon Channel and always operated at constant power. GSM has physical and logical channels. The logical channel is time-multiplexed into 8 timeslots, with each timeslot lasting for 0.577ms and having 156.25 symbol periods. These 8 timeslots form a frame of 1,250 symbol periods. Channels are defined by the number and position of their corresponding burst period. The capacity associated with a single timeslot on a single ARFCN is called a physical channel (PCH) and referred to as "CnTm" where n is a carrier index and m is a timeslot index (0-7). Each timeslot is occupied by a radio burst with a guard interval, two payload fields, tail bits, and a midamble (or training sequence). The lengths of these fields vary with the burst type but the total burst length is 156.25 symbol periods. The most commonly used burst is the Normal Burst (NB). The fields of the NB are: ; Midamble : A 26-bits training sequence that helps in multipath equalisation at the center of the burst ; "Stealing bits" : each side of the midamble, used to distinguish control and traffic payloads ; Payload : two 57-bit fields, symmetric about the burst ; Tail bits : 3-bit field, at each end of the burst ; Guard period : 8.25-symbols at the end of the burst There are several other burst formats, though. Bursts that require higher processing gain for signal acquisition have longer midambles. The random access burst (RACH) has an extended guard period to allow it to be transmitted with incomplete timing acquisition. Burst formats are described in GSM 05.02 Section 5.2.


Multiplexing and timing

Each physical channel is time-multiplexed into multiple logical channels according to the rules of GSM 05.02. One logical channel constitute of 8 burst periods (or physical channels) which is called a ''Frame''. Traffic channel multiplexing follows a 26-frame (0.12 second) cycle called a "multiframe". Control channels follow a 51-frame multiframe cycle. The C0T0 physical channel carries the SCH, which encodes the timing state of the BTS to facilitate synchronization to the TDMA pattern. GSM timing is driven by the serving BTS through the SCH and FCCH. All clocks in the handset, including the symbol clock and local oscillator, are slaved to signals received from the BTS, as described in GSM 05.10. BTSs in the GSM network can be asynchronous and all timing requirements in the GSM standard can be derived from a stratum-3
OCXO A crystal oven is a temperature-controlled chamber used to maintain the quartz crystal in electronic crystal oscillators at a constant temperature, in order to prevent changes in the frequency due to variations in ambient temperature. An oscillat ...
.


Coding

The coding sublayer provides
forward error correction In computing, telecommunication, information theory, and coding theory, an error correction code, sometimes error correcting code, (ECC) is used for controlling errors in data over unreliable or noisy communication channels. The central idea i ...
. As a general rule, each GSM channel uses a block parity code (usually a Fire code), a rate-1/2, 4th-order
convolutional code In telecommunication, a convolutional code is a type of error-correcting code that generates parity symbols via the sliding application of a boolean polynomial function to a data stream. The sliding application represents the 'convolution' of th ...
and a 4-burst or 8-burst
interleaver In computing, telecommunication, information theory, and coding theory, an error correction code, sometimes error correcting code, (ECC) is used for controlling errors in data over unreliable or noisy communication channels. The central idea is ...
. Notable exceptions are the synchronization channel (SCH) and random access channel (RACH) that use single-burst transmissions and thus have no interleavers. For speech channels, vocoder bits are sorted into importance classes with different degrees of encoding protection applied to each class (GSM 05.03). Both 260-bit vocoder frames and 184-bit L2 control frames are coded into 456 bit L1 frames. On channels with 4-burst interleaving (BCCH, CCCH, SDCCH, SACCH), these 456 bits are interleaved into 4 radio bursts with 114 payload bits per burst. On channels with 8-burst interleaving (TCH, FACCH), these 456 bits are interleaved over 8 radio bursts so that each radio burst carries 57 bits from the current L1 frame and 57 bits from the previous L1 frame. Interleaving algorithms for the most common traffic and control channels are described in GSM 05.03 Sections 3.1.3, 3.2.3 and 4.1.4.


Data Link Layer (L2)

The Um
data link layer The data link layer, or layer 2, is the second layer of the seven-layer OSI model of computer networking. This layer is the protocol layer that transfers data between nodes on a network segment across the physical layer. The data link layer p ...
, LAPDm, is defined in GSM 04.05 and 04.06. LAPDm is the mobile analog to ISDN's LAPD.


Network Layer (L3)

The Um
network layer In the seven-layer OSI model of computer networking, the network layer is layer 3. The network layer is responsible for packet forwarding including routing through intermediate routers. Functions The network layer provides the means of tran ...
is defined in GSM 04.07 and 04.08 and has three sublayers. A subscriber terminal must establish a connection in each sublayer before accessing the next higher sublayer. # Radio Resource (RR). This sublayer manages the assignment and release of logical channels on the radio link. It is normally terminated in the
base station controller The base station subsystem (BSS) is the section of a traditional cellular telephone network which is responsible for handling traffic and signaling between a mobile phone and the network switching subsystem. The BSS carries out transcoding of s ...
(BSC). # Mobility Management (MM). This sublayer authenticates users and tracks their movements from cell to cell. It is normally terminated in the Visitor Location Register (VLR) or
Home Location Register Network switching subsystem (NSS) (or GSM core network) is the component of a GSM system that carries out call out and mobility management functions for mobile phones roaming on the network of base stations. It is owned and deployed by mobi ...
(HLR). # Call Control (CC). This sublayer connects telephone calls and is taken directly from ITU-T Q.931. GSM 04.08 Annex E provides a table of corresponding paragraphs in GSM 04.08 and ITU-T Q.931 along with a summary of differences between the two. The CC sublayer is terminated in the MSC. The access order is RR, MM, CC. The release order is the reverse of that. Note that none of these sublayers terminate in the BTS itself. The standard GSM BTS operates only in layers 1 and 2.


Um logical channels

Um logical channel types are outlined in GSM 04.03. Broadly speaking, non-GPRS Um logical channels fall into three categories: traffic channels, dedicated control channels and non-dedicated control channels.


Traffic channels (TCH)

These point-to-point channels correspond to the ISDN
B channel {{for, Indonesian television network formerly known as B-Channel, RTV (Indonesian TV network) B channel (bearer) is a telecommunications term which refers to the ISDN channel in which the primary data or voice communication is carried. It ha ...
and are referred to as Bm channels. Traffic channels use 8-burst(Break) diagonal interleaving with a new block starting on every fourth burst and any given burst containing bits from two different traffic frames. This interleaving pattern makes the TCH robust against single-burst fades since the loss of a single burst destroys only 1/8 of the frame's channel bits. The coding of a traffic channel is dependent on the traffic or vocoder type employed, with most coders capable of overcoming single-burst losses. All traffic channels use a 26-multiframe TDMA structure.


Full-rate channels (TCH/F)

A GSM full rate channel uses 24 frames out of a 26-multiframe. The channel bit rate of a full-rate GSM channel is 22.7 kbit/s, although the actual payload data rate is 9.6-14 kbit/s, depending on the channel coding. This channel is normally used with the GSM 06.10
Full Rate Full Rate (FR or GSM-FR or GSM 06.10 or sometimes simply GSM) was the first digital speech coding standard used in the GSM digital mobile phone system. It uses linear predictive coding (LPC). The bit rate of the codec is 13 kbit/s, or 1.625 bits ...
, GSM 06.60 Enhanced Full Rate or GSM 06.90
Adaptive Multi-Rate The Adaptive Multi-Rate (AMR, AMR-NB or GSM-AMR) audio codec is an audio compression format optimized for speech coding. AMR speech codec consists of a multi-rate narrowband speech codec that encodes narrowband (200–3400 Hz) signals at var ...
speech codec Speech coding is an application of data compression of digital audio signals containing speech. Speech coding uses speech-specific parameter estimation using audio signal processing techniques to model the speech signal, combined with generic d ...
. It can also be used for
fax Fax (short for facsimile), sometimes called telecopying or telefax (the latter short for telefacsimile), is the telephonic transmission of scanned printed material (both text and images), normally to a telephone number connected to a printer o ...
and
Circuit Switched Data In communications, Circuit Switched Data (CSD) is the original form of data transmission developed for the time-division multiple access (TDMA)-based mobile phone systems like Global System for Mobile Communications (GSM). After 2010 many telec ...
.


Half-rate channels (TCH/H)

A GSM half rate channel uses 12 frames out of a 26-multiframe. The channel bit rate of a half-rate GSM channel is 11.4 kbit/s, although the actual data capacity is 4.8-7 kbit/s, depending on the channel coding. This channel is normally used with the GSM 06.20
Half Rate Half Rate (HR or GSM-HR or GSM 06.20) is a speech coding system for GSM, developed in the early 1990s. Since the codec, operating at 5.6 kbit/s, requires half the bandwidth of the Full Rate codec, network capacity for voice traffic is doubled, at ...
or GSM 06.90 Adaptive Multi-Rate speech codec.


Dedicated Control Channels (DCCHs)

These point-to-point channels correspond to the ISDN D channel and are referred to as Dm channels.


Standalone Dedicated Control Channel (SDCCH)

The SDCCH is used for most short transactions, including initial call setup step, registration and
SMS Short Message/Messaging Service, commonly abbreviated as SMS, is a text messaging service component of most telephone, Internet and mobile device systems. It uses standardized communication protocols that let mobile devices exchange short text ...
transfer. It has a payload data rate of 0.8 kbit/s. Up to eight SDCCHs can be time-multiplexed onto a single physical channel. The SDCCH uses 4-burst block interleaving in a 51-multiframe.


Fast Associated Control Channel (FACCH)

The FACCH is always paired with a traffic channel. The FACCH is a blank-and-burst channel that operates by stealing bursts from its associated traffic channel. Bursts that carry FACCH data are distinguished from traffic bursts by stealing bits at each end of the midamble. The FACCH is used for in-call signaling, including call disconnect, handover and the later stages of call setup. It has a payload data rate of 9.2 kbit/s when paired with a full-rate channel (FACCH/F) and 4.6 kbit/s when paired with a half-rate channel (FACCH/H). The FACCH uses the same interleaving and multiframe structure as its host TCH.


Slow Associated Control Channel (SACCH)

Every SDCCH or FACCH also has an associated SACCH. Its normal function is to carry system information messages 5 and 6 on the downlink, carry receiver measurement reports on the uplink and to perform closed-loop power and timing control. Closed loop timing and power control are performed with a physical header at the start of each L1 frame. This 16-bit physical header carries actual power and timing advance settings in the uplink and ordered power and timing values in the downlink. The SACCH can also be used for in-call delivery of SMS. It has a payload data rate of 0.2-0.4 kbit/s, depending on the channel with which it is associated. The SACCH uses 4-burst block interleaving and the same multiframe type as its host TCH or SDCCH.


Common Control Channels (CCCHs)

These are
unicast Unicast is data transmission from a single sender (red) to a single receiver (green). Other devices on the network (yellow) do not participate in the communication. In computer networking, unicast is a one-to-one transmission from one point in ...
and
broadcast Broadcasting is the distribution of audio or video content to a dispersed audience via any electronic mass communications medium, but typically one using the electromagnetic spectrum (radio waves), in a one-to-many model. Broadcasting began wi ...
channels that do not have analogs in ISDN. These channels are used almost exclusively for radio resource management. The AGCH and RACH together form the medium access mechanism for Um.


Broadcast Control Channel (BCCH)

The BCCH carries a repeating pattern of system information messages that describe the identity, configuration and available features of the BTS. BCCH brings the measurement reports it bring the information about LAI And CGI BCCH frequency are fixed in BTS


Synchronization Channel (SCH)

The SCH transmits a Base station identity code and the current value of the TDMA clock. SCH repeats on every 1st, 11th, 21st, 31st and 41st frames of the 51 frame multi frame. So there are 5 SCH frames in a 51 frame multiframe.


Frequency Correction Channel (FCCH)

The
FCCH FCCH stands for Frequency Correction Channel. It is a downlink-only control channel in the GSM Um air interface. The FCCH burst, defined in GSM 05.02 section 5.2.4, is an all-zero sequence that produces a fixed tone in the GMSK In digital modulat ...
generates a tone on the radio channel that is used by the mobile station to discipline its local oscillator. FCCH will repeat on every 0th, 10th, 20th, 30th and 40th frames of the 51 frame multiframe. So there are 5 FCCH frames in a 51 frame multiframe.


Paging Channel (PCH)

The PCH carries service notifications (pages) to specific mobiles sent by the network. A mobile station that is camped to a BTS monitors the PCH for these notifications sent by the network.


Access Grant Channel (AGCH)

The AGCH carries BTS responses to channel requests sent by mobile stations via the Random Access Channel.


Random Access Channel (RACH)

The RACH is the uplink counterpart to the AGCH. The RACH is a shared channel on which the mobile stations transmit random access bursts to request channel assignments from the BTS.


Allowed channel combinations

The multiplexing rules of GSM 05.02 allow only certain combinations of logical channels to share a physical channel. The allowed combinations for single-slot systems are listed in GSM 05.02 Section 6.4.1. Additionally, only certain of these combinations are allowed on certain timeslots or carriers and only certain sets of combinations can coexist in a given BTS. These restrictions are intended to exclude non-sensical BTS configurations and are described in GSM 05.02 Section 6.5. The most common combinations are: * Combination I: TCH/F + FACCH/F + SACCH. This combination is used for full rate traffic. It can be used anywhere but C0T0. * Combination II: TCH/H + FACCH/H + SACCH. This combination is used for half rate traffic when only one channel is needed. It can be used anywhere but C0T0. * Combination III: 2 TCH/H + 2 FACCH/H + 2 SACCH. This combination is used for half rate traffic. It can be used anywhere but C0T0. * Combination IV: FCCH + SCH + BCCH + CCCH. This is the standard C0T0 combination for medium and large cells. It can be used only on C0T0. * Combination V: FCCH + SCH + BCCH + CCCH + 4 SDCCH + 2 SACCH. 5x1)+(5x1)+(1x4)+(3x4)+(4x4)+(2x4)+1idle=51frame multiframeThis is the typical C0T0 combination for small cells, which allows the BTS to trade unnecessary CCCH capacity for a pool of 4 SDCCHs. It can be used only on C0T0. * Combination VI: BCCH + CCCH. This combination is used to provide additional CCCH capacity in large cells. It can be used on C0T2, C0T4 or C0T6. * Combination VII: 8 SDCCH + 4 SACCH. 8x4)+(4x4)+3idle=51frame multiframe This combination is used to provide additional SDCCH capacity in medium and large cells. It can be used anywhere but C0T0.


Fundamental Um transactions

Basic speech service in GSM requires five transactions: radio channel establishment, location update, mobile-originating call establishment, mobile-terminating call establishment and call clearing. All of these transactions are described in GSM 04.08 Sections 3-7.


Radio channel establishment

Unlike ISDN's U channel, Um channels are not hard-wired, so the Um interface requires a mechanism for establishing and assigning a dedicated channel prior to any other transaction. The Um radio resource establishment procedure is defined in GSM 04.08 Section 3.3 and this is the basic medium access procedure for Um. This procedure uses the CCCH (PCH and AGCH) as a unicast downlink and the RACH as a shared uplink. In the simplest form, the steps of the transaction are: # Paging. The network sends a RR Paging Request message (GSM 04.08 Sections 9.1.22-9.1.23) over the PCH, using the subscriber's IMSI or TMSI as an address. GSM does not allow paging by
IMEI The International Mobile Equipment Identity (IMEI) is a numeric identifier, usually unique, for 3GPP and iDEN mobile phones, as well as some satellite phones. It is usually found printed inside the battery compartment of the phone but can als ...
(GSM 04.08 Section 9.1.22.3 as exception to the definition in 10.5.1.4). This paging step occurs only for a transaction initiated by the network. # Random Access. The mobile station sends a burst on the RACH. This burst encodes an 8-bit transaction tag and the BSIC of the serving BTS. A variable number of most-significant bits in the tag encode the reason for the access request, with the remaining bits chosen randomly. In L3, this tag is presented as the RR Channel Request message (GSM 04.08 9.1.8). The mobile also records the TDMA clock state at the time the RACH burst is transmitted. In cases where the transaction is initiated by the MS, this is first step. # Assignment. On the AGCH, the network sends the RR Immediate Assignment message (GSM 04.08 Section 9.1.18) for a dedicated channel, usually an SDCCH. This message is addressed to the MS by inclusion of the 8-bit tag from the corresponding RACH burst and a time-stamp indicating the TDMA clock state when the RACH burst was received. If no dedicated channel is available for assignment, the BTS can instead respond with the RR Immediate Assignment Reject message, which is similarly addressed and contains a hold-off time for the next access attempt. Emergency callers receiving the reject message are not subject to the hold-off and may retry immediately. # Retry. If the RACH burst of step 2 is not answered with an assignment or assignment reject in step 3 within a given timeout period (usually on the order of 0.5 second), the handset will repeat step 2 after a small random delay. This cycle may be repeated 6-8 times before the MS aborts the access attempt. Note that there is a small but non-zero probability that two MSs send identical RACH bursts at the same time in step 2. If these RACH bursts arrive at the BTS with comparable power, the resulting sum of radio signals will not be demodulable and both MSs will move to step 4. However, if there is a sufficient difference in power, the BTS will see and answer the more powerful RACH burst. Both MSs will receive and respond to the resulting channel assignment in step 3. To ensure recovery from this condition, Um uses a "contention resolution procedure" in L2, described in GSM 04.06 5.4.1.4 in which the first L3 message frame from the MS, which always contains some form of mobile ID, is echoed back to the MS for verification.


Location updating

The location updating procedure is defined in GSM 04.08 Sections 4.4.1 and 7.3.1. This procedure normally is performed when the MS powers up or enters a new Location area but may also be performed at other times as described in the specifications. In its minimal form, the steps of the transaction are: # The MS and BTS perform the radio channel establishment procedure. # On the newly established dedicated channel, the MS sends the MM Location Updating Request message containing either an IMSI or TMSI. The message also implies connection establishment in the MM sublayer. # The network verifies the mobile identity in the HLR or VLR and responds with the MM Location Updating Accept message. # The network closes the Dm channel by sending the RR Channel Release message. There are many possible elaborations on this transaction, including: * authentication * ciphering * TMSI assignment * queries for other identity types * location updating reject


Mobile-Originating Call (MOC) establishment

This is the transaction for an outgoing call from the MS, defined in GSM 04.08 Sections 5.2.1 and 7.3.2 but taken largely from ISDN Q.931. In its simplest form, the steps of the transaction are: # The MS initiates the radio channel establishment procedure and is assigned to a Dm channel, usually an SDCCH. This establishes the connection in the L3 RR sublayer. # The first message sent on the new Dm is the MM Connection Mode service Request, sent by the MS. This message contains a subscriber ID (IMSI or TMSI) and a description of the requested service, in this case MOC. # The network verifies the subscriber's provisioning in the HLR and responds with the MM Connection Mode Service Accept message. This establishes the connection in the L3 MM sublayer. (This is a simplification. In most networks MM establishment is performed with authentication and ciphering transactions at this point.) # The MS sends the CC Setup message, which contains the called party number. # Assuming the called party number is valid, network response with the CC Call Proceeding message. # The network sends an RR Assignment message to move the transaction off of the SDCCH and onto a TCH+FACCH. # Once the MS has acquired the timing on the TCH+FACCH, it responds on the new FACCH with the RR Assignment Complete message. From this point on, all control transactions are on the FACCH. # When alerting is verified at the called destination, the network sends the CC Alerting message. # When the called party answers, the network sends the CC Connect message. # The MS response with the CC Connect Acknowledge message. At this point, the call is active. The TCH+FACCH assignment can occur at any time during the transaction, depending on the configuration of the network. There are three common approaches: * Early Assignment. The network assigns the TCH+FACCH after sending CC Call Proceeding and completes call setup on the FACCH. This allows the use of in-band patterns (like the ringing or busy patterns) generated by the network. This is the example shown. * Late Assignment. The network does not assign the TCH+FACCH until after alerting has started. This forces the MS itself to generate the patterns locally since the TCH does not yet exist to carry the sound. * Very Early Assignment. The network makes an immediate assignment to the TCH+FACCH in the initial RR establishment and performs the entire transaction on the FACCH. The SDCCH is not used. Because immediate assignment starts the FACCH in a signaling-only mode, the network must send the RR Channel Mode Modify message at some point to enable the TCH part of the channel.


Mobile-Terminating Call (MTC) establishment

This is the transaction for an incoming call to the MS, defined in GSM 04.08 Sections 5.2.2 and 7.3.3, but taken largely from ISDN Q.931. # The network initiates the radio channel establishment procedure and assigns the MS to a Dm channel, usually an SDCCH. This establishes the connection in the L3 RR sublayer. # The MS sends the first message on the new Dm, which is the RR Paging Response message. This message contains a mobile identity (IMSI or TMSI) and also implies a connection attempt in the MM sublayer. # The network verifies the subscriber in the HLR and verifies that the MS was indeed paged for service. The network can initiate authentication and ciphering at this point, but in the simplest case the network can just send the CC Setup message to initiate Q.931-style call control. # The MS responds with CC Call Confirmed. # The network sends an RR Assignment message to move the transaction off of the SDCCH and onto a TCH+FACCH. # Once the MS has acquired the timing on the TCH+FACCH, it responds on the new FACCH with the RR Assignment Complete message. From this point on, all control transactions are on the FACCH. # The MS starts alerting (ringing, etc.) and sends the CC Alerting message to the network. # When the subscriber answers, the MS sends the CC Connect message to the network. # The network response with the CC Connect Acknowledge message. At this point, the call is active. As in the MOC, the TCH+FACCH assignment can happen at any time, with the three common techniques being early, late and very early assignment.


Call clearing

The transaction for clearing a call is defined in GSM 04.08 Sections 5.4 and 7.3.4. This transaction is the same whether initiated by the MS or the network, the only difference being a reversal of roles. This transaction is taken from Q.931. # Party A sends the CC Disconnect message. # Party B responds with the CC Release message. # Party A responds with the CC Release Complete message. # The network releases the RR connection with the RR Channel Release message. This always comes from the network, regardless of which party initiated the clearing procedure.


SMS transfer on Um

GSM 04.11 and 03.40 define SMS in five layers: # L1 is taken from the Dm channel type used, either SDCCH or SACCH. This layer terminates in the BSC. # L2 is normally LAPDm, although GPRS-attached devices may use
Logical link control In the IEEE 802 reference model of computer networking, the logical link control (LLC) data communication protocol layer is the upper sublayer of the data link layer (layer 2) of the seven-layer OSI model. The LLC sublayer acts as an interface ...
(LLC, GSM 04.64). In LAPDm SMS uses SAP3. This layer terminates in the BTS. # L3, the connection layer, defined in GSM 04.11 Section 5. This layer terminates in the MSC. # L4, the relay layer, defined in GSM 04.11 Section 6. This layer terminates in the MSC. # L5, the transfer layer, defined in
GSM 03.40 GSM 03.40 or 3GPP TS 23.040 is a mobile telephony standard describing the format of the Transfer Protocol Data Units (TPDU) of the Short Message Transfer Protocol (SM-TP) used in the GSM networks to carry Short Messages. This format is used throug ...
. This layer terminates in the SMSC. As a general rule, every message transferred in L(n) requires both a transfer and an acknowledgment on L(n-1). Only L1-L4 are visible on Um.


Mobile-Originated SMS (MO-SMS)

The transaction steps for MO-SMS are defined in GSM 04.11 Sections 5, 6 and Annex B. In the simplest case, error-free delivery outside of an established call, the transaction sequence is: # The MS establishes an SDCCH using the standard RR establishment procedure. # The MS sends a CM Service Request, # The MS initiates multiframe mode in SAP3 with the normal LAPDm SABM procedure. # The MS sends a CP-DATA message (L3, GSM 04.11 Section 7.2.1), which carries an RP-DATA message (L4, GSM 04.11 Section 7.3.1) in its RPDU. # The network responds with a CP-ACK message (L3, GSM 04.11 Section 7.2.2). # The network delivers the RPDU to the MSC. # The MSC responds with an RP-ACK message (L4, GSM 04.11 Section 7.3.3). # The network sends a CP-DATA message to the MS, carrying the RP-ACK payload in its RPDU. # The MS responds with a CP-ACK message. # The network releases the SDCCH with the RR Channel Release message. This implies a closure of the MM sublayer and triggers the release of L2 and L1.


Mobile-Terminated SMS (MT-SMS)

The transaction steps for MT-SMS are defined in GSM 04.11 Sections 5, 6 and Annex B. In the simplest case, error-free delivery outside of an established call, the transaction sequence is: # The network pages the MS with the standard paging procedure. # The MS establishes an SDCCH using the standard RR paging response procedure, which implies a CC sublayer connection. # The network initiates multiframe mode in SAP3. # The network sends the RP-DATA message as the RPDU in a CP-DATA message. # The MS responds with the CP-ACK message. # The MS processes the RPDU. # The MS sends a CP-DATA message to the network containing an RP-ACK message in the RPDU. # The network responds with a CP-ACK message. # The network releases the SDCCH with the RR Channel Release message. This implies a closure of the MM sublayer and triggers the release of L2 and L1.


Um security features

GSM 02.09 defines the following security features on Um: * authentication of subscribers by the network, * encryption on the channel, * anonymization of transactions (at least partially) Um also supports frequency hopping (GSM 05.01 Section 6), which is not specifically intended as a security feature but has the practical effect of adding significant complexity to passive interception of the Um link. Authentication and encryption both rely on a secret key, Ki, that is unique to the subscriber. Copies of Ki are held in the SIM and in the
Authentication Center Network switching subsystem (NSS) (or GSM core network) is the component of a GSM system that carries out call out and mobility management functions for mobile phones roaming on the network of base stations. It is owned and deployed by mobil ...
(AuC), a component of the HLR. Ki is never transmitted across Um. An important and well-known shortcoming of GSM security is that it does not provide a means for subscribers to authenticate the network. This oversight allows for false basestation attacks, such as those implemented in an IMSI catcher.


Authentication of subscribers

The Um authentication procedure is detailed in GSM 04.08 Section 4.3.2 and GSM 03.20 Section 3.3.1 and summarized here: # The network generates a 128 bit random value, RAND. # The network sends RAND to the MS in the MM Authentication Request message. # The MS forms a 32-bit hash value called SRES by encrypting RAND with an algorithm called A3, using Ki as a key. . The network performs an identical SRES calculation. # The MS sends back its SRES value in the RR Authentication Response message. # The network compares its calculated SRES value to the value returned by the MS. If they match, the MS is authenticated. # Both the MS and the network also compute a 64-bit ciphering key, Kc, from RAND and Ki using the A8 algorithm. . Both parties save this value for later use when ciphering is enabled. Note that this transaction always occurs in the clear, since the ciphering key is not established until after the transaction is started.


Um encryption

GSM encryption, called "ciphering" in the specifications, is implemented on the channel bits of the radio bursts, at a very low level in L1, after forward error correction coding is applied. This is another significant security shortcoming in GSM because: * the intentional redundancy of the convolutional coder reduces the
Unicity distance In cryptography, unicity distance is the length of an original ciphertext needed to break the cipher by reducing the number of possible spurious keys to zero in a brute force attack. That is, after trying every possible key, there should be jus ...
of the encoded data and * the parity word can be used for verifying correct decryption. A typical GSM transaction also includes LAPDm idle frames and SACCH system information messages at predictable times, affording a
Known plaintext attack The known-plaintext attack (KPA) is an attack model for cryptanalysis where the attacker has access to both the plaintext (called a crib), and its encrypted version (ciphertext). These can be used to reveal further secret information such as secre ...
. The GSM ciphering algorithm is called A5. There are four variants of A5 in GSM, only first three of which are widely deployed: * A5/0—no ciphering at all *
A5/1 A5/1 is a stream cipher used to provide over-the-air communication privacy in the GSM cellular telephone standard. It is one of several implementations of the A5 security protocol. It was initially kept secret, but became public knowledge through l ...
: strong(er) ciphering, intended for use in North America and Europe *
A5/2 A5/2 is a stream cipher used to provide voice privacy in the GSM cellular telephone protocol. It was designed in 1992-1993 (finished March 1993) as a replacement for the relatively stronger (but still weak) A5/1, to allow the GSM standard to be e ...
: weak ciphering, intended for use in other parts of the world, but now deprecated by the GSMA * A5/3: even stronger ciphering with open design Ciphering is a radio resource function and managed with messages in the radio resource sublayer of L3, but ciphering is tied to authentication because the ciphering key Kc is generated in that process. Ciphering is initiated with the RR Ciphering Mode Command message, which indicates the A5 variant to be used. The MS starts ciphering and responds with the RR Ciphering Mode Complete message in ciphertext. The network is expected to deny service to any MS that does not support either A5/1 or A5/2 (GSM 02.09 Section 3.3.3). Support of both A5/1 and A5/2 in the MS was mandatory in GSM Phase 2 ( GSM 02.07 Section 2) until A5/2 was depreciated by the GSMA in 2006.


Anonymization of subscribers

The TMSI is a 32-bit temporary mobile subscriber identity that can be used to avoid sending the IMSI in the clear on Um. The TMSI is assigned by the BSC and is only meaningful within specific network. The TMSI is assigned by the network with the MM TMSI Reallocation Command, a message that is normally not sent until after ciphering is started, so as to hide the TMSI/IMSI relationship. Once the TMSI is established, it can be used to anonymize future transactions. Note that the subscriber identity must be established before authentication or encryption, so the first transaction in a new network must be initiated by transmitting the IMSI in the clear.


See also

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OpenBTS OpenBTS (Open Base Transceiver Station) is a software-based GSM access point, allowing standard GSM-compatible mobile phones to be used as SIP endpoints in Voice over IP (VoIP) networks. OpenBTS is open-source software developed and maintained by ...
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GSM 03.40 GSM 03.40 or 3GPP TS 23.040 is a mobile telephony standard describing the format of the Transfer Protocol Data Units (TPDU) of the Short Message Transfer Protocol (SM-TP) used in the GSM networks to carry Short Messages. This format is used throug ...


Further reading

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External links


3GPP - The current standardization body for GSM with free standards available


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