USS Caine
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''The Caine Mutiny'' is a 1951 Pulitzer Prize-winning novel by
Herman Wouk Herman Wouk ( ; May 27, 1915 – May 17, 2019) was an American author best known for historical fiction such as ''The Caine Mutiny'' (1951) for which he won the Pulitzer Prize in fiction. His other major works include ''The Winds of War'' and ...
. The novel grew out of Wouk's personal experiences aboard two destroyer-minesweepers in the Pacific Theater in
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
. Among its themes, it deals with the moral and ethical decisions made at
sea The sea, connected as the world ocean or simply the ocean, is the body of salty water that covers approximately 71% of the Earth's surface. The word sea is also used to denote second-order sections of the sea, such as the Mediterranean Sea, ...
by ship captains and other officers. The mutiny of the title is legalistic, not violent, and takes place during
Typhoon Cobra Typhoon Cobra, also known as the Typhoon of 1944 or Halsey's Typhoon (named after Admiral William 'Bull' Halsey), was the United States Navy designation for a powerful tropical cyclone that struck the United States Pacific Fleet in December 1944 ...
, in December 1944. The court-martial that results provides the dramatic climax to the plot.


Plot summary

The story is told through the eyes of Willis Seward "Willie" Keith, an affluent but callow young graduate of
Princeton University Princeton University is a private research university in Princeton, New Jersey. Founded in 1746 in Elizabeth as the College of New Jersey, Princeton is the fourth-oldest institution of higher education in the United States and one of the ...
. Following a mediocre living as a nightclub piano player, he signs up for midshipman school at
Columbia University Columbia University (also known as Columbia, and officially as Columbia University in the City of New York) is a private research university in New York City. Established in 1754 as King's College on the grounds of Trinity Church in Manhatt ...
with the
United States Navy The United States Navy (USN) is the maritime service branch of the United States Armed Forces and one of the eight uniformed services of the United States. It is the largest and most powerful navy in the world, with the estimated tonnage ...
to avoid being drafted into the
United States Army The United States Army (USA) is the land warfare, land military branch, service branch of the United States Armed Forces. It is one of the eight Uniformed services of the United States, U.S. uniformed services, and is designated as the Army o ...
during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
. He endures inner conflicts over his relationship with his domineering mother and with May Wynn, a beautiful red-haired
nightclub singer A nightclub act is a production, usually of nightclub music or comedy, designed for performance at a nightclub, a type of drinking establishment, by a nightclub performer such as a nightclub singer or nightclub dancer, whose performance may ...
, the daughter of Italian immigrants. After barely surviving a series of misadventures that earn him the highest number of demerits in his class, he is commissioned as an
ensign An ensign is the national flag flown on a vessel to indicate nationality. The ensign is the largest flag, generally flown at the stern (rear) of the ship while in port. The naval ensign (also known as war ensign), used on warships, may be diffe ...
in the Naval Reserve and assigned to the
destroyer minesweeper Destroyer minesweeper was a designation given by the United States Navy to a series of destroyers that were converted into high-speed ocean-going minesweepers for service during World War II. The hull classification symbol for this type of ship was ...
U.S.S. ''Caine,'' an obsolete warship converted from a post-
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
-era destroyer. Willie, with a low opinion of the Navy, misses his ship when it leaves on a combat assignment. Rather than catch up with it, he plays piano for an admiral who has taken a shine to him. He has second thoughts after reading a last letter from his father, who has died of melanoma. But he soon forgets his guilt in the round of parties at the admiral's house. Eventually, he reports aboard the ''Caine.'' The ensign immediately disapproves of the ship's decaying condition and slovenly crew. He attributes these conditions to a slackness of discipline by the ship's longtime captain,
Lieutenant Commander Lieutenant commander (also hyphenated lieutenant-commander and abbreviated Lt Cdr, LtCdr. or LCDR) is a commissioned officer rank in many navies. The rank is superior to a lieutenant and subordinate to a commander. The corresponding ran ...
William De Vriess. Willie's lackadaisical attitude toward what he considers menial duties brings about a humiliating clash with De Vriess when Willie forgets to decode a communique announcing that De Vriess will soon be relieved. De Vriess is relieved by Lieutenant Commander Philip Francis Queeg, a strong, by-the-book figure, whom Willie at first believes to be just what the rusty ''Caine'' and its rough-necked crew needs. But Queeg has never handled a ship like this before, and he soon makes errors that he is unwilling to admit. The ''Caine'' is sent to
San Francisco San Francisco (; Spanish for " Saint Francis"), officially the City and County of San Francisco, is the commercial, financial, and cultural center of Northern California. The city proper is the fourth most populous in California and 17th ...
for an overhaul, in an admiral's hope that the captain will make further mistakes elsewhere. Before the ship departs, Queeg browbeats his officers into selling their liquor rations to him. In a breach of regulations, Queeg smuggles the liquor off the ship, and when it is lost, he blackmails Willie into paying for it. Willie sees May on leave, and after unsuccessfully attempting to seduce her, decides he has no future with a woman of a lower social class. He resolves to let the relationship die by not replying to her letters. As the ''Caine'' begins its missions under his command, Queeg loses the respect of the crew and the loyalty of the wardroom through a series of incidents. Tensions aboard the ship cause Queeg to isolate himself from the other officers, who snub him as unworthy, believing him an oppressive coward. At one point, during the invasion of Kwajalein, Queeg is ordered to escort low-lying landing craft to their line of departure. But instead, Queeg orders the ''Caine'' to throw over a yellow dye marker to mark the spot, and the ''Caine'' hastily leaves the battle area. The officers nickname Queeg "Old Yellowstain", a nickname that implies cowardice. The dynamic, intellectual communications officer,
Lieutenant A lieutenant ( , ; abbreviated Lt., Lt, LT, Lieut and similar) is a commissioned officer rank in the armed forces of many nations. The meaning of lieutenant differs in different militaries (see comparative military ranks), but it is often ...
Thomas Keefer, who had initially coined the nickname of "Old Yellowstain" for Queeg, suggests to the ''Caine's'' executive officer, the dutiful Lieutenant Stephen Maryk, that Queeg might be mentally ill. Keefer directs Maryk to "Section 184" of the Navy Regulations, under which a subordinate can relieve a commanding officer in extraordinary circumstances.


Climax

Maryk keeps a secret log of Queeg's eccentric behavior and decides to bring it to the attention of Admiral Halsey, commanding the
Third Fleet The United States Third Fleet is one of the numbered fleets in the United States Navy. Third Fleet's area of responsibility includes approximately fifty million square miles of the eastern and northern Pacific Ocean areas including the Bering ...
. Keefer reluctantly supports Maryk, then gets cold feet and backs out, warning Maryk that his actions will be seen as mutiny. Soon afterward, the ''Caine'' is caught in a
typhoon A typhoon is a mature tropical cyclone that develops between 180° and 100°E in the Northern Hemisphere. This region is referred to as the Northwestern Pacific Basin, and is the most active tropical cyclone basin on Earth, accounting for a ...
, an ordeal that sinks three destroyers. At the height of the storm, Queeg's paralysis of action convinces Maryk that he must relieve the captain of command to prevent the loss of the ship. Willie, as Officer of the Deck, supports the decision. Maryk turns ''Caine'' into the wind and rides out the storm. This sequence of events and its resolution marks the climax and most thrilling portion of the novel, and it parallels Wouk's experiences as Executive Officer aboard the destroyer minesweeper ''USS Southard'' in Okinawa, during Typhoon Ida in September 1945.


The court-martial

Maryk is tried by court-martial for " conduct to the prejudice of good order and discipline" instead of "making a mutiny". Willie and John Stilwell, the enlisted
helmsman A helmsman or helm (sometimes driver) is a person who steers a ship, sailboat, submarine, other type of maritime vessel, or spacecraft. The rank and seniority of the helmsman may vary: on small vessels such as fishing vessels and yachts, the fu ...
(he is a gunner's mate second class) during the typhoon, are to be tried depending on the outcome of Maryk's trial. In the courtroom, Keefer distances himself from any responsibility for the relief. Lieutenant Barney Greenwald, a naval aviator who was an attorney in civilian life, represents Maryk. His opinion, after the captain was found sane by three Navy
psychiatrists A psychiatrist is a physician who specializes in psychiatry, the branch of medicine devoted to the diagnosis, prevention, study, and treatment of mental disorders. Psychiatrists are physicians and evaluate patients to determine whether their sy ...
, is that Maryk was legally unjustified in relieving Queeg. Despite his own disgust with Maryk's and Willie's actions, Greenwald decides to take the case after deducing Keefer's role. During the trial, Greenwald unrelentingly cross-examines Queeg until he is overcome by stress. Greenwald's attacks on Queeg result in Maryk's acquittal and the dropping of charges against Willie. Maryk, who had aspired to a career in the regular Navy, is later sent to command a
Landing Craft Infantry The Landing Craft Infantry (LCI) were several classes of landing craft used to land large numbers of infantry directly onto beaches during the Second World War. They were developed in response to a British request for seagoing amphibious assault ...
, a humiliation that ruins his Naval career ambitions. Queeg is transferred to a naval supply depot in Iowa. At a party celebrating both the acquittal and Keefer's success at selling his novel to a publisher, an intoxicated Greenwald calls Keefer a coward. He tells the gathering that he feels ashamed of having destroyed Queeg on the stand because Queeg and the other regular armed-forces officers all did the necessary duty of guarding America in the peacetime Navy, which people like Keefer saw as beneath them; and that their disdain for and subsequent mistreatment of Queeg is what led to his inability to take action during the typhoon. Greenwald asserts that men like Queeg kept Greenwald's Jewish mother from being " melted down into a bar of soap" by the Nazis. He calls Keefer, not Maryk, "the true author of 'The ''Caine'' Mutiny'". Greenwald throws a glass of champagne, "the yellow wine", in Keefer's face, thereby bringing the term "Old Yellowstain" full circle, first as a derogatory name for Queeg, and then back to the novelist. Willie returns to the ''Caine'' in the last days of the
Okinawa campaign The , codenamed Operation Iceberg, was a major battle of the Pacific War fought on the island of Okinawa by United States Army (USA) and United States Marine Corps (USMC) forces against the Imperial Japanese Army (IJA). The initial invasion of ...
as its executive officer. Keefer is now the captain, and his behavior as captain is similar to Queeg's. The ''Caine'' is struck by a
kamikaze , officially , were a part of the Japanese Special Attack Units of military aviators who flew suicide attacks for the Empire of Japan against Allied naval vessels in the closing stages of the Pacific campaign of World War II, intending t ...
, an event in which Willie discovers that he has matured into a naval officer. Keefer panics and orders the ship abandoned, but Willie remains aboard and rescues the situation by heroically dousing the fires. Keefer, discharged after the war ends, is ashamed of his cowardly behavior during the kamikaze attack, especially because his brother Roland had died saving his ship from kamikaze fire. Willie becomes the last captain of the ''Caine''. He receives a Bronze Star Medal for his actions following the kamikaze—and a letter of reprimand for his part in unlawfully relieving Queeg. The findings of the court-martial have been overturned after a review by higher authority. Willie agrees in retrospect that the relief was unjustified and probably unnecessary. Willie keeps the ''Caine'' afloat during another typhoon and brings it back to Bayonne, New Jersey, for decommissioning after the end of the war. On reflection, he decides to ask May (now a blonde and using her real name of Marie Minotti) to marry him. However, this will not be as easy as he once thought, as she is now the girlfriend of a popular bandleader, for whom she is the vocalist. The book ends with Willie's and May's situation unresolved, but Willie is still determined to convince May to become his wife.


Historical background

Wouk served during World War II aboard two destroyer-minesweepers (DMS) converted from World War I-era s, being the first and being the second. (Wouk uses the latter name for one of his characters in the novel, Captain Randolph Patterson Southard. Also, in an allusion to history professor
Jacques Barzun Jacques Martin Barzun (; November 30, 1907 – October 25, 2012) was a French-American historian known for his studies of the history of ideas and cultural history. He wrote about a wide range of subjects, including baseball, mystery novels, and ...
of his alma mater,
Columbia University Columbia University (also known as Columbia, and officially as Columbia University in the City of New York) is a private research university in New York City. Established in 1754 as King's College on the grounds of Trinity Church in Manhatt ...
, Wouk also has Queeg refer to a previous assignment he had on a ship named ''Barzun''.) USS ''Caine'' is a fictional Clemson-class DMS conversion. The ''Clemson'' class was named for Midshipman Henry A. Clemson, lost at sea on December 8, 1846, during the Mexican war, when the brig
capsize Capsizing or keeling over occurs when a boat or ship is rolled on its side or further by wave action, instability or wind force beyond the angle of positive static stability or it is upside down in the water. The act of recovering a vessel fro ...
d off
Veracruz Veracruz (), formally Veracruz de Ignacio de la Llave (), officially the Free and Sovereign State of Veracruz de Ignacio de la Llave ( es, Estado Libre y Soberano de Veracruz de Ignacio de la Llave), is one of the 31 states which, along with Me ...
in a sudden squall while chasing a blockade runner. In November 1842, the ''Somers'' was the scene of the only recorded conspiracy to mutiny in U.S. Naval history when three members of the crew—a midshipman, a boatswain's mate, and a seaman—were clapped in irons and subsequently hanged for planning a takeover of the vessel. Many of the incidents and plot details are autobiographical. Like both Keefer and Willie, Wouk rose through the ship's
wardroom The wardroom is the mess cabin or compartment on a warship or other military ship for commissioned naval officers above the rank of midshipman. Although the term typically applies to officers in a navy, it is also applicable to marine officer ...
of ''Zane'' from assistant communications officer to
first lieutenant First lieutenant is a commissioned officer military rank in many armed forces; in some forces, it is an appointment. The rank of lieutenant has different meanings in different military formations, but in most forces it is sub-divided into a ...
. As executive officer of the ''Southard'', Wouk was recommended to captain the ship home to the United States at the end of the war before it was beached at Okinawa in September 1945, during Typhoon Louise. Wouk was serving aboard the '' USS Zane'' in December 1944, and though his ship did not experience much or any of the effects of
Typhoon Cobra Typhoon Cobra, also known as the Typhoon of 1944 or Halsey's Typhoon (named after Admiral William 'Bull' Halsey), was the United States Navy designation for a powerful tropical cyclone that struck the United States Pacific Fleet in December 1944 ...
, as did the fictional ''Caine'' during this time, the American Third Fleet had many ships lost or damaged in the Philippine Sea during the storm. The ''Zane'', however, was grounded during a heavy rain squall while disembarking her troops in the Russell Islands around June 1943, and as mentioned earlier, while serving as Executive Officer, Wouk offered to captain the Clemson Class DMS ''
USS Southard USS ''Southard'' (DD-207/DMS-10) was a ''Clemson''-class destroyer in the United States Navy during World War II. She was the second Navy ship named for Secretary of the Navy Samuel L. Southard (1787–1842). Construction and commissioning ' ...
'' home in September 1945, before she was grounded off Okinawa by Typhoon Louise, a serious storm that damaged over 20 American ships. The novel also describes the fictional ''Caine'' as having been struck by a kamikaze, which caused relatively minor damage, while Keefer was in command during the Battle of Lingayen Gulf. This did in fact happen to the ''Southard'' on January 6, 1945, although Wouk was not aboard at the time, as he was still serving on the ''Zane''. The name for the ''USS Caine'' came from the bible verse involving Cain killing his brother Abel, and is a reference to the banishment and resulting isolation felt by Cain as a result of his murdering his brother. The biblical Cain felt a similar sense of isolation and hopelessness that Willie Keith feels during his time aboard the ''Caine''. Like Cain's exile, Willie Keith is nearly exiled from the Navy when he is given multiple demerits for infractions during his midshipman's training and is told another demerit of any kind will result in his expulsion. While supporting the efforts of the minesweepers and underwater demolition teams, another Clemson-class destroyer, the '' USS Kane'', served in the Marshall Islands and at Saipan in the Marianas at the same time as Wouk's ship ''Zane''. The destroyer ''Kane'' may have prompted Wouk to think of the biblical ''Caine'' as a fitting name for his fictional ship.


Reception

''The Caine Mutiny'' reached the top of the ''New York Times'' best seller list on August 12, 1951, after 17 weeks on the list, replacing ''
From Here to Eternity ''From Here to Eternity'' is a 1953 American drama romance war film directed by Fred Zinnemann, and written by Daniel Taradash, based on the 1951 novel of the same name by James Jones. The picture deals with the tribulations of three U.S. A ...
''. It remained atop the list for 33 weeks until March 30, 1952, when it was replaced by ''
My Cousin Rachel ''My Cousin Rachel'' is a Gothic novel written by English author Daphne du Maurier, published in 1951. Bearing thematic similarities to her earlier and more famous novel '' Rebecca'', it is a mystery-romance, set primarily on a large estate in ...
''. It moved back to first place on May 25, 1952, and remained another 15 weeks, before being supplanted by ''
The Silver Chalice ''The Silver Chalice'' is a 1952 English language historical novel by Thomas B. Costain. It is the fictional story of the making of a silver chalice to hold the Holy Grail (itself here conflated with the Holy Chalice) and includes 1st century b ...
'', and last appeared on August 23, 1953, after 122 weeks on the list.


Adaptations

In 1954,
Columbia Pictures Columbia Pictures Industries, Inc. is an American film production studio that is a member of the Sony Pictures Motion Picture Group, a division of Sony Pictures Entertainment, which is one of the Big Five studios and a subsidiary of the mu ...
released the film ''
The Caine Mutiny ''The Caine Mutiny'' is a 1951 Pulitzer Prize-winning novel by Herman Wouk. The novel grew out of Wouk's personal experiences aboard two destroyer-minesweepers in the Pacific Theater in World War II. Among its themes, it deals with the moral ...
'', starring Humphrey Bogart as Queeg in a widely acclaimed performance that earned him the third and final Academy Award nomination of his career. After the novel's success, Wouk adapted the court-martial sequence into a full-length, two-act
Broadway Broadway may refer to: Theatre * Broadway Theatre (disambiguation) * Broadway theatre, theatrical productions in professional theatres near Broadway, Manhattan, New York City, U.S. ** Broadway (Manhattan), the street **Broadway Theatre (53rd Stree ...
play, ''
The Caine Mutiny Court Martial ''The Caine Mutiny Court-Martial'' is a two-act play, of the courtroom drama type, that was dramatized for the stage by Herman Wouk, which he adapted from his own 1951 novel, ''The Caine Mutiny''. Wouk's novel covered a long stretch of time a ...
''. Directed by Charles Laughton, it was a success on the stage in 1954, opening five months before the release of the film and starring
Lloyd Nolan Lloyd Benedict Nolan (August 11, 1902 – September 27, 1985) was an American film and television actor. Among his many roles, Nolan is remembered for originating the role of private investigator Michael Shayne in a series of 1940s B movies. B ...
as Queeg,
John Hodiak John Hodiak ( ; April 16, 1914 – October 19, 1955) was an American actor who worked in radio, stage and film. Early life Hodiak was born in Pittsburgh, Pennsylvania, the son of Anna (Pogorzelec) and Walter Hodiak. He was of Ukrainian and ...
as Maryk, and
Henry Fonda Henry Jaynes Fonda (May 16, 1905 – August 12, 1982) was an American actor. He had a career that spanned five decades on Broadway and in Hollywood. He cultivated an everyman screen image in several films considered to be classics. Born and ra ...
as Greenwald. It has been revived twice on Broadway, and was presented on television live in 1955, under the direction of Franklyn J. Schaffner, and in 1988, as a
made-for-television A television film, alternatively known as a television movie, made-for-TV film/movie or TV film/movie, is a feature-length film that is produced and originally distributed by or to a television network, in contrast to theatrical films made fo ...
film, directed by Robert Altman. In 1988, the stage script was translated into Chinese by
Ying Ruocheng Ying Ruocheng (; June 21, 1929 - December 27, 2003) was a Chinese actor, director, playwright and vice minister of culture from 1986 to 1990. He first came to the attention of Western audiences for his portrayal of Kublai Khan in the 1982 miniser ...
, a famous Chinese actor, director, playwright and Vice Minister of Culture. At Ying's invitation, Charlton Heston directed the translated play in a successful run at the
Beijing People's Art Theatre Beijing People's Art Theatre (北京人民艺术剧院/北京人民藝術劇院) is a theatre company that was founded in June 1952 by drama master Cao Yu. Since its founding, the company has produced nearly 300 dramas of different styles, from ...
, opening on October 18, 1988. The play was revived in 2006, again under Heston, and has been revived there twice more (2009, 2012), since his death. In 2022, a new adaptation directed by
William Friedkin William "Billy" Friedkin (born August 29, 1935)Biskind, p. 200. is an American film and television director, producer and screenwriter closely identified with the " New Hollywood" movement of the 1970s. Beginning his career in documentaries in ...
was reported to be in the works. Kiefer Sutherland will portray Lt. Commander Queeg and the screenplay will be similar to Wouk's stage adaptation. Friedkin plans to modernize the film, involving the Strait of Hormuz leading to Iran, as opposed to the original's WWII-setting. Filming is planned for January 2023.


See also

* “
The Canine Mutiny "The Canine Mutiny" is the twentieth episode of the eighth season of the American animated television series ''The Simpsons''. It originally aired on the Fox network in the United States on April 13, 1997. It was written by Ron Hauge and directe ...
" – an episode of ''
The Simpsons ''The Simpsons'' is an American animated sitcom created by Matt Groening for the Fox Broadcasting Company. The series is a satirical depiction of American life, epitomized by the Simpson family, which consists of Homer Simpson, Homer, Marge ...
'' * "
The Novocaine Mutiny "The Novocaine Mutiny" is an episode from the TV series ''M*A*S*H'', the twentieth episode of its fourth season. It was aired on January 27, 1976, was written by Burt Prelutsky and directed by Harry Morgan. As Prelutsky had written a number of e ...
" - an episode of ''
M*A*S*H ''M*A*S*H'' (Mobile Army Surgical Hospital) is an American media franchise consisting of a series of novels, a film, several television series, plays, and other properties, and based on the semi-autobiographical fiction of Richard Hooker. Th ...
'' *
Sea in culture The role of the sea in culture has been important for centuries, as people experience the sea in contradictory ways: as powerful but serene, beautiful but dangerous.Stow, p. 10 Human responses to the sea can be found in artforms including liter ...
* “ Queeg” – an episode of the UK sitcom series '' Red Dwarf'' * Typhoon Cobra (1944), the typhoon described in the book *
Tootsie ''Tootsie'' is a 1982 American satirical romantic comedy-drama film directed by Sydney Pollack and starring Dustin Hoffman. Its supporting cast includes Pollack, Jessica Lange, Teri Garr, Dabney Coleman, Bill Murray, Charles Durning, Geo ...
, 1982 film starring
Dustin Hoffman Dustin Lee Hoffman (born August 8, 1937) is an American actor and filmmaker. As one of the key actors in the formation of New Hollywood, Hoffman is known for his versatile portrayals of antiheroes and emotionally vulnerable characters. He is ...
: in the beginning of the movie Hoffman’s character is on stage reciting Barney Greenwald’s monologue from the end of the book.


References


External links

*
Study Guide
of Herman Wouk's ''The Caine Mutiny'' from SparkNotes
United States Navy Regulations, 1990 (Article 184 is now Section 1088)
{{DEFAULTSORT:Caine Mutiny 1951 American novels American novels adapted into films Doubleday (publisher) books Fiction about mutinies Novels by Herman Wouk Pulitzer Prize for Fiction-winning works Novels set during World War II Novels set in Columbia University Military courtroom dramas Courtroom novels Works about ships Fiction about law Courts-martial in fiction