The Origins of Totalitarianism
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''The Origins of Totalitarianism'', published in 1951, was
Hannah Arendt Hannah Arendt (, , ; 14 October 1906 – 4 December 1975) was a political philosopher, author, and Holocaust survivor. She is widely considered to be one of the most influential political theorists of the 20th century. Arendt was born ...
's first major work, wherein she describes and analyzes
Nazism Nazism ( ; german: Nazismus), the common name in English for National Socialism (german: Nationalsozialismus, ), is the far-right totalitarian political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) i ...
and
Stalinism Stalinism is the means of governing and Marxist-Leninist policies implemented in the Soviet Union from 1927 to 1953 by Joseph Stalin. It included the creation of a one-party totalitarian police state, rapid industrialization, the the ...
as the major
totalitarian Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
political movements of the first half of the 20th century.


History

''The Origins of Totalitarianism'' was first published in English in 1951.Originally published in the United Kingdom as ''The Burden of Our Time''. A German translation was published in 1955 as ("Elements and Origins of Totalitarian Rule"). A second, enlarged edition was published in 1958, and contained two additional chapters, replacing her original "Concluding Remarks". Chapter Thirteen was titled "Ideology and Terror: A novel form of government", which she had published separately in 1953. Chapter Fourteen dealt with the
Hungarian Revolution of 1956 The Hungarian Revolution of 1956 (23 October – 10 November 1956; hu, 1956-os forradalom), also known as the Hungarian Uprising, was a countrywide revolution against the government of the Hungarian People's Republic (1949–1989) and the Hunga ...
, entitled "Epilogue: Reflections on the Hungarian Revolution". Subsequent editions omitted this chapter, which was published separately in English ("Totalitarian Imperialism: Reflections on the Hungarian Revolution") and German (''Die ungarische Revolution und der totalitäre Imperialismus'') in 1958.


Structure and content

Like many of Arendt's books, ''The Origins of Totalitarianism'' is structured as three essays: "Antisemitism", "Imperialism" and "Totalitarianism". The book describes the various preconditions and subsequent rise of
anti-Semitism Antisemitism (also spelled anti-semitism or anti-Semitism) is hostility to, prejudice towards, or discrimination against Jews. A person who holds such positions is called an antisemite. Antisemitism is considered to be a form of racism. Antis ...
in
central Central is an adjective usually referring to being in the center of some place or (mathematical) object. Central may also refer to: Directions and generalised locations * Central Africa, a region in the centre of Africa continent, also known a ...
, eastern, and
western Europe Western Europe is the western region of Europe. The region's countries and territories vary depending on context. The concept of "the West" appeared in Europe in juxtaposition to "the East" and originally applied to the ancient Mediterranean ...
in the early-to-mid 19th century; then examines the
New Imperialism In historical contexts, New Imperialism characterizes a period of colonial expansion by European powers, the United States, and Japan during the late 19th and early 20th centuries. Com The period featured an unprecedented pursuit of over ...
, from 1884 to the start of the
First World War World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
(1914–18); then traces the emergence of
racism Racism is the belief that groups of humans possess different behavioral traits corresponding to inherited attributes and can be divided based on the superiority of one race over another. It may also mean prejudice, discrimination, or antagoni ...
as an
ideology An ideology is a set of beliefs or philosophies attributed to a person or group of persons, especially those held for reasons that are not purely epistemic, in which "practical elements are as prominent as theoretical ones." Formerly applied pri ...
, and its modern application as an “ideological weapon for imperialism”, by the
Boers Boers ( ; af, Boere ()) are the descendants of the Dutch-speaking Free Burghers of the eastern Cape frontier in Southern Africa during the 17th, 18th, and 19th centuries. From 1652 to 1795, the Dutch East India Company controlled this a ...
during the
Great Trek The Great Trek ( af, Die Groot Trek; nl, De Grote Trek) was a Northward migration of Dutch-speaking settlers who travelled by wagon trains from the Cape Colony into the interior of modern South Africa from 1836 onwards, seeking to live beyo ...
in the early 19th century (1830s–40s). In this book, Arendt argues that totalitarianism was a "novel form of government," that "differs essentially from other forms of political oppression known to us such as
despotism Despotism ( el, Δεσποτισμός, ''despotismós'') is a form of government in which a single entity rules with absolute power. Normally, that entity is an individual, the despot; but (as in an autocracy) societies which limit respect an ...
,
tyranny A tyrant (), in the modern English usage of the word, is an absolute ruler who is unrestrained by law, or one who has usurped a legitimate ruler's sovereignty. Often portrayed as cruel, tyrants may defend their positions by resorting to ...
and
dictatorship A dictatorship is a form of government which is characterized by a leader, or a group of leaders, which holds governmental powers with few to no limitations on them. The leader of a dictatorship is called a dictator. Politics in a dictatorship a ...
" in that it applied terror to subjugate mass populations rather than just political adversaries. Further, Arendt states that, owing to its peculiar ideology and the role assigned to it in its apparatus of
coercion Coercion () is compelling a party to act in an involuntary manner by the use of threats, including threats to use force against a party. It involves a set of forceful actions which violate the free will of an individual in order to induce a des ...
, "totalitarianism has discovered a means of dominating and terrorizing human beings from within" She further contends that Jewry was not the operative factor in the Holocaust, but merely a convenient proxy. That totalitarianism in Germany was, in the end, about terror and
consistency In classical deductive logic, a consistent theory is one that does not lead to a logical contradiction. The lack of contradiction can be defined in either semantic or syntactic terms. The semantic definition states that a theory is consistent ...
, not eradicating Jews only. A key concept arising from this book was the application of
Kant Immanuel Kant (, , ; 22 April 1724 – 12 February 1804) was a German philosopher and one of the central Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works in epistemology, metaphysics, ethics, and aest ...
's phrase " Radical Evil", which she applied to the men who created and carried out such tyranny and their depiction of their victims as "Superfluous People".


Analysis of antisemitism and imperialism

Arendt begins the book with an analysis of the rise of
antisemitism Antisemitism (also spelled anti-semitism or anti-Semitism) is hostility to, prejudice towards, or discrimination against Jews. A person who holds such positions is called an antisemite. Antisemitism is considered to be a form of racism. Antis ...
in Europe, particularly focusing on the
Dreyfus affair The Dreyfus affair (french: affaire Dreyfus, ) was a political scandal that divided the French Third Republic from 1894 until its resolution in 1906. "L'Affaire", as it is known in French, has come to symbolise modern injustice in the Francop ...
. In particular, Arendt traces the social movement of the Jewry in Europe since their emancipation by the French edict of 1792, and their special role in supporting and maintaining the nation-state, while failing to assimilate into the European class society. The European Jewry's association with the nation-state meant that their destinies were to an extent tied. As Arendt observed, "modern anti semitism grew in proportion as traditional nationalism declined, and reached its climax at the exact moment when the European system of nation-states and its precarious balance of power crashed." Nazi Germany would later exploit this antisemitism, and targeted the Jewry which was construed, among other things, as a proxy for the nation-state. In so doing, Nazism sought, among other reasons, to organize the masses to bring about the disintegration of the nation-state system, and to advance the totalitarian project which was global in its orientation. She then discusses
scientific racism Scientific racism, sometimes termed biological racism, is the pseudoscience, pseudoscientific belief that empirical evidence exists to support or justify racism (racial discrimination), racial inferiority, or racial superiority.. "Few tragedies ...
, and its role in
colonialist Colonialism is a practice or policy of control by one people or power over other people or areas, often by establishing colonies and generally with the aim of economic dominance. In the process of colonisation, colonisers may impose their relig ...
imperialism Imperialism is the state policy, practice, or advocacy of extending power and dominion, especially by direct territorial acquisition or by gaining political and economic control of other areas, often through employing hard power (economic powe ...
, itself characterized by unlimited territorial and economic expansion. That unlimited expansion necessarily opposed itself and was hostile to the territorially delimited
nation-state A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group. A nation, in the sense of a common ethnicity, may in ...
. Arendt traces the roots of modern imperialism to the accumulation of excess capital in European nation-states during the 19th century. This capital required overseas investments outside of Europe to be productive and political control had to be expanded overseas to protect the investments. She then examines "continental imperialism" (
pan-Germanism Pan-Germanism (german: Pangermanismus or '), also occasionally known as Pan-Germanicism, is a pan-nationalist political idea. Pan-Germanists originally sought to unify all the German-speaking people – and possibly also Germanic-speaking ...
and
pan-Slavism Pan-Slavism, a movement which crystallized in the mid-19th century, is the political ideology concerned with the advancement of integrity and unity for the Slavic people. Its main impact occurred in the Balkans, where non-Slavic empires had rule ...
) and the emergence of "movements" substituting themselves to the
political parties A political party is an organization that coordinates candidates to compete in a particular country's elections. It is common for the members of a party to hold similar ideas about politics, and parties may promote specific political ideology ...
. These movements are hostile to the state and antiparliamentarist and gradually institutionalize anti-Semitism and other kinds of racism. Arendt concludes that while Italian Fascism was a
nationalist Nationalism is an idea and movement that holds that the nation should be congruent with the state. As a movement, nationalism tends to promote the interests of a particular nation (as in a group of people), Smith, Anthony. ''Nationalism: Th ...
authoritarian Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in the rule of law, separation of powers, and democratic vot ...
movement,
Nazism Nazism ( ; german: Nazismus), the common name in English for National Socialism (german: Nationalsozialismus, ), is the far-right totalitarian political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) i ...
and
Stalinism Stalinism is the means of governing and Marxist-Leninist policies implemented in the Soviet Union from 1927 to 1953 by Joseph Stalin. It included the creation of a one-party totalitarian police state, rapid industrialization, the the ...
were totalitarian movements that sought to eliminate all restraints upon the power of the movement. She attributes the difference, in part, to a minimum necessary population:
talitarian movements depend on the sheer force of numbers to such an extent that totalitarian regimes seem impossible, even under otherwise favorable circumstances, in countries with relatively small populations.... en Mussolini, who was so fond of the term "totalitarian state," did not attempt to establish a full-fledged totalitarian regime and contented himself with dictatorship and one-party rule.


Mechanics of totalitarian movements

The book's final section is devoted to describing the mechanics of
totalitarian Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
movements, focusing on
Nazi Germany Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
and the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
. Here, Arendt discusses the transformation of classes into masses, the role of
propaganda Propaganda is communication that is primarily used to influence or persuade an audience to further an agenda, which may not be objective and may be selectively presenting facts to encourage a particular synthesis or perception, or using loaded ...
in dealing with the non-totalitarian world, and the use of terror, essential to this form of
government A government is the system or group of people governing an organized community, generally a state. In the case of its broad associative definition, government normally consists of legislature, executive, and judiciary. Government i ...
. Totalitarian movements are fundamentally different from
autocratic Autocracy is a system of government in which absolute power over a state is concentrated in the hands of one person, whose decisions are subject neither to external legal restraints nor to regularized mechanisms of popular control (except per ...
regimes, says Arendt, insofar as autocratic regimes seek only to gain absolute political power and to outlaw opposition, while totalitarian regimes seek to dominate every aspect of everyone's life as a prelude to world domination. She states:
... Intellectual, spiritual, and artistic initiative is as dangerous to totalitarianism as the gangster initiative of the mob, and both are more dangerous than mere political opposition. The consistent persecution of every higher form of intellectual activity by the new mass leaders springs from more than their natural resentment against everything they cannot understand. Total domination does not allow for free initiative in any field of life, for any activity that is not entirely predictable. Totalitarianism in power invariably replaces all first-rate talents, regardless of their sympathies, with those crackpots and fools whose lack of intelligence and creativity is still the best guarantee of their loyalty.
Arendt discusses the use of front organizations, fake governmental agencies, and esoteric doctrines as a means of concealing the radical nature of totalitarian aims from the non-totalitarian world. Near the end of the book, Arendt writes that
loneliness Loneliness is an unpleasant emotional response to perceived isolation. Loneliness is also described as social paina psychological mechanism which motivates individuals to seek social connections. It is often associated with a perceived lack ...
is a precondition for totalitarian domination, with people who are socially isolated more likely to be attracted to totalitarian ideology and movements.


Reception

''
Le Monde ''Le Monde'' (; ) is a French daily afternoon newspaper. It is the main publication of Le Monde Group and reported an average circulation of 323,039 copies per issue in 2009, about 40,000 of which were sold abroad. It has had its own website si ...
'' placed the book among the 100 best books of any kind of the 20th century, while the ''
National Review ''National Review'' is an American conservative editorial magazine, focusing on news and commentary pieces on political, social, and cultural affairs. The magazine was founded by the author William F. Buckley Jr. in 1955. Its editor-in-chief ...
'' ranked it #15 on its list of the 100 best non-fiction books of the century. The
Intercollegiate Studies Institute The Intercollegiate Studies Institute (ISI) is a nonprofit educational organization that promotes conservative thought on college campuses. It was founded in 1953 by Frank Chodorov with William F. Buckley Jr. as its first president. It sponsor ...
listed it among the 50 best non-fiction books of the century. The book made a major impact on
Norman Podhoretz Norman Podhoretz (; born January 16, 1930) is an American magazine editor, writer, and conservative political commentator, who identifies his views as " paleo- neoconservative".
, who compared the pleasure of reading it to that of reading a great poem or novel. The book has also attracted criticism, among them a piece in the ''
Times Literary Supplement ''The Times Literary Supplement'' (''TLS'') is a weekly literary review published in London by News UK, a subsidiary of News Corp. History The ''TLS'' first appeared in 1902 as a supplement to '' The Times'' but became a separate publication ...
'' in 2009 by
University of Chicago The University of Chicago (UChicago, Chicago, U of C, or UChi) is a private research university in Chicago, Illinois. Its main campus is located in Chicago's Hyde Park neighborhood. The University of Chicago is consistently ranked among the b ...
professor Bernard Wasserstein. Wasserstein cited Arendt's systematic internalization of the various anti-Semitic and Nazi sources and books she was familiar with, which led to the use of many of these sources as authorities in the book. As a counterpoint to Wasserstein's argument here, we might look Gershom Scholem's most trenchant criticism of Arendt in context: Scholem, when criticizing ''
Eichmann in Jerusalem ''Eichmann in Jerusalem: A Report on the Banality of Evil'' is a 1963 book by political thinker Hannah Arendt. Arendt, a Jew who fled Germany during Adolf Hitler's rise to power, reported on the trial of Adolf Eichmann, one of the major organizers ...
'' still praises the ''Origins of Totalitarianism.'' In several other places, Scholem mentions that he learned from
Ernst Bloch Ernst Simon Bloch (; July 8, 1885 – August 4, 1977; pseudonyms: Karl Jahraus, Jakob Knerz) was a German Marxist philosopher. Bloch was influenced by Georg Wilhelm Friedrich Hegel and Karl Marx, as well as by apocalyptic and religious thinkers ...
that in historical periods where much of Jewish literature and testimony that would have been available or might have existed during periods of pogroms, antisemitic sources must be consulted since they contain the only surviving references in certain areas. Historian Emmanuelle Saada disputes Arendt's work and in general scholarly consensus, that the rise of scientific racism directly correlates with the rise of colonialist imperialism. Saada contests that there is little evidence to support that ideas like those of Arthur de Gobineau, whom Arendt explicitly mentions, hold an important place in the scientific justification of European colonialism. Saada asserts that Arendt overemphasizes the role of scientific racism in forming modern totalitarianism, when in reality, Arendt should attribute blame to the "bureaucratic racism" she discusses elsewhere in the text. Such scholars as
Jürgen Habermas Jürgen Habermas (, ; ; born 18 June 1929) is a German social theorist in the tradition of critical theory and pragmatism. His work addresses communicative rationality and the public sphere. Associated with the Frankfurt School, Habermas's wo ...
supported Arendt in her 20th century criticism of totalitarian readings of Marxism. This commentary on Marxism has indicated concerns with the limits of totalitarian perspectives often associated with Marx's apparent over-estimation of the emancipatory potential of the forces of production. Habermas extends this critique in his writings on functional reductionism in the life-world in his '' Lifeworld and System: A Critique of Functionalist Reason''.Habermas, Jurgen (1981), ''Kleine Politische Schrifen I-IV'', pp. 500f.


See also

*
John A. Hobson John Atkinson Hobson (6 July 1858 – 1 April 1940) was an English economist and social scientist. Hobson is best known for his writing on imperialism, which influenced Vladimir Lenin, and his theory of underconsumption. His principal and ea ...
's ''
Imperialism Imperialism is the state policy, practice, or advocacy of extending power and dominion, especially by direct territorial acquisition or by gaining political and economic control of other areas, often through employing hard power (economic powe ...
'' (1902) * ''Le Mondes 100 Books of the Century *
Theodor Adorno Theodor is a masculine given name. It is a German form of Theodore. It is also a variant of Teodor. List of people with the given name Theodor * Theodor Adorno, (1903–1969), German philosopher * Theodor Aman, Romanian painter * Theodor Blue ...
's ''
The Authoritarian Personality ''The Authoritarian Personality'' is a 1950 sociology book by Theodor W. Adorno, Else Frenkel-Brunswik, Daniel Levinson, and Nevitt Sanford, researchers working at the University of California, Berkeley, during and shortly after World War II ...
'' (1950)


Note


References


Bibliography

* * *
excerpt
' * * * * * *


Works by Arendt

* , (see also The Origins of Totalitarianism and
Comparison of Nazism and Stalinism Comparison or comparing is the act of evaluating two or more things by determining the relevant, comparable characteristics of each thing, and then determining which characteristics of each are similar to the other, which are different, and t ...

Full text (1979 edition)
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Internet Archive The Internet Archive is an American digital library with the stated mission of "universal access to all knowledge". It provides free public access to collections of digitized materials, including websites, software applications/games, music, ...
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here
* * *


External links


Early typescript of book
{{DEFAULTSORT:Origins of Totalitarianism, The 1951 non-fiction books Books by Hannah Arendt Books about antisemitism Books about fascism Books about Nazism Works about New Imperialism Works about Stalinism Books about totalitarianism Schocken Books books