R v Pearson; Ex parte Sipka
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OR:

''R v Pearson; Ex parte Sipka'',. was a landmark
Australia Australia, officially the Commonwealth of Australia, is a Sovereign state, sovereign country comprising the mainland of the Australia (continent), Australian continent, the island of Tasmania, and numerous List of islands of Australia, sma ...
n court case decided in the
High Court of Australia The High Court of Australia is Australia's apex court. It exercises Original jurisdiction, original and appellate jurisdiction on matters specified within Constitution of Australia, Australia's Constitution. The High Court was established fol ...
on 24 February 1983. It concerned
section 41 of the Australian Constitution Section 41 of the Australian Constitution is a provision of the Constitution of Australia which states: Right of electors of States No adult person who has or acquires a right to vote at elections for the more numerous House of the Parliament ...
, and the question of whether four people eligible to vote in
New South Wales ) , nickname = , image_map = New South Wales in Australia.svg , map_caption = Location of New South Wales in AustraliaCoordinates: , subdivision_type = Country , subdivision_name = Australia , established_title = Before federation , es ...
could be prevented from voting at the federal level by a federal law which closed registration to vote on the day that the
writs of election A writ of election is a writ issued ordering the holding of an election. In Commonwealth countries writs are the usual mechanism by which general elections are called and are issued by the head of state or their representative. In the United S ...
were issued. The court decided that they could, adopting a narrow interpretation of section 41, and therefore finding that there is no express constitutional right to vote in Australia.


Background to the case

In 1983, section 45 of the ''
Commonwealth Electoral Act 1918 The ''Commonwealth Electoral Act 1918'' is an Act of the Australian Parliament which continues to be the core legislation governing the conduct of elections in Australia, having been amended on numerous occasions since 1918. The Act was introdu ...
'' provided that:
45 (a) Claims for enrolment... which are received by the Registrar after six o'clock in the afternoon of the day of the issue of the writ for an election shall not be registered until after the close of polling at the election.
This had the effect of closing the electoral roll on the day when an election was called, so that anyone who had not registered before it was called would not be able to vote. Federal
elections in Australia Elections in Australia take place periodically to elect the legislature of the Commonwealth of Australia, as well as for each Australian state and territory and for local government councils. Elections in all jurisdictions follow similar princip ...
are held at irregular intervals, but are usually about three years apart. However, in 1983,
Liberal Liberal or liberalism may refer to: Politics * a supporter of liberalism ** Liberalism by country * an adherent of a Liberal Party * Liberalism (international relations) * Sexually liberal feminism * Social liberalism Arts, entertainment and m ...
Prime Minister A prime minister, premier or chief of cabinet is the head of the cabinet and the leader of the ministers in the executive branch of government, often in a parliamentary or semi-presidential system. Under those systems, a prime minister is not ...
Malcolm Fraser John Malcolm Fraser (; 21 May 1930 – 20 March 2015) was an Australian politician who served as the 22nd prime minister of Australia from 1975 to 1983, holding office as the leader of the Liberal Party of Australia. Fraser was raised on hi ...
was keen to call an early election. Popular union leader
Bob Hawke Robert James Lee Hawke (9 December 1929 – 16 May 2019) was an Australian politician and union organiser who served as the 23rd prime minister of Australia from 1983 to 1991, holding office as the leader of the Australian Labor Party (A ...
had been elected to the
Australian House of Representatives The House of Representatives is the lower house of the bicameral Parliament of Australia, the upper house being the Senate. Its composition and powers are established in Chapter I of the Constitution of Australia. The term of members of the ...
in the 1980 election, for the
Australian Labor Party The Australian Labor Party (ALP), also simply known as Labor, is the major centre-left political party in Australia, one of two major parties in Australian politics, along with the centre-right Liberal Party of Australia. The party forms the f ...
(ALP), and was moving to challenge the ALP leader
Bill Hayden William George Hayden (born 23 January 1933) is an Australian politician who served as the 21st governor-general of Australia from 1989 to 1996. He was Leader of the Labor Party and Leader of the Opposition from 1977 to 1983, and served as ...
. Fraser thought his chances were better against Hayden than against Hawke, and so he wanted to hold the election before Hawke could take over the leadership. Fraser requested a
double dissolution A double dissolution is a procedure permitted under the Australian Constitution to resolve deadlocks in the bicameral Parliament of Australia between the House of Representatives (lower house) and the Senate (upper house). A double dissolution ...
election (an election for the entire
Parliament of Australia The Parliament of Australia (officially the Federal Parliament, also called the Commonwealth Parliament) is the legislature, legislative branch of the government of Australia. It consists of three elements: the monarch (represented by the ...
, including both tranches of Senators), which was granted by
Governor-General of Australia The governor-general of Australia is the representative of the monarch, currently King Charles III, in Australia.Ninian Stephen Sir Ninian Martin Stephen (15 June 1923 – 29 October 2017) was an Australian judge who served as the 20th governor-general of Australia, in office from 1982 to 1989. He was previously a justice of the High Court of Australia from 1972 to 198 ...
on 3 February, with the election date set for 5 March. The
writs In common law, a writ (Anglo-Saxon ''gewrit'', Latin ''breve'') is a formal written order issued by a body with administrative or judicial jurisdiction; in modern usage, this body is generally a court. Warrants, prerogative writs, subpoenas, a ...
were issued on 4 February, which meant that the electoral roll was effectively closed at 6 o'clock on that day. Jarka Sipka, Rudolf Kleppich, Murray Chapman and Sarah Walters were four people from
New South Wales ) , nickname = , image_map = New South Wales in Australia.svg , map_caption = Location of New South Wales in AustraliaCoordinates: , subdivision_type = Country , subdivision_name = Australia , established_title = Before federation , es ...
who were entitled to vote in New South Wales elections, but had not enrolled to vote in federal elections. When they applied to be put on the electoral roll, the Registrar refused to put their names on the roll until after the election, because the roll was already closed. Sipka and Chapman could have enrolled before the writs were issued, had they so chosen, but Kleppich and Walters could only have enrolled on or after 15 February, because Kleppich was not
naturalised Naturalization (or naturalisation) is the legal act or process by which a non-citizen of a country may acquire citizenship or nationality of that country. It may be done automatically by a statute, i.e., without any effort on the part of the i ...
until that date, and Walters did not turn eighteen (the minimum
voting age A voting age is a minimum age established by law that a person must attain before they become eligible to vote in a public election. The most common voting age is 18 years; however, voting ages as low as 16 and as high as 25 currently exist (s ...
) until that date. The four applied to the
High Court of Australia The High Court of Australia is Australia's apex court. It exercises Original jurisdiction, original and appellate jurisdiction on matters specified within Constitution of Australia, Australia's Constitution. The High Court was established fol ...
for
writ In common law, a writ (Anglo-Saxon ''gewrit'', Latin ''breve'') is a formal written order issued by a body with administrative or judicial jurisdiction; in modern usage, this body is generally a court. Warrants, prerogative writs, subpoenas, a ...
s of
mandamus (; ) is a judicial remedy in the form of an order from a court to any government, subordinate court, corporation, or public authority, to do (or forbear from doing) some specific act which that body is obliged under law to do (or refrain from ...
compelling several people, including Pearson, the Australian Electoral Officer for New South Wales, to appear before the court to show cause why they should not be ordered to register the four people.A writ of mandamus is one of the
prerogative writ A prerogative writ is a historic term for a writ (official order) that directs the behavior of another arm of government, such as an agency, official, or other court. It was originally available only to the Crown under English law, and reflected ...
s, which are traditionally brought in the name of the
Monarch A monarch is a head of stateWebster's II New College DictionarMonarch Houghton Mifflin. Boston. 2001. p. 707. Life tenure, for life or until abdication, and therefore the head of state of a monarchy. A monarch may exercise the highest authority ...
and the person who must show cause is named as the defendant. Thus the case name means the Queen (R) v the defendants (Pearson & others); on the application of (
Ex parte In law, ''ex parte'' () is a Latin term meaning literally "from/out of the party/faction of" (name of party/faction, often omitted), thus signifying "on behalf of (name)". An ''ex parte'' decision is one decided by a judge without requiring all ...
) Sipka & others. The applicants are referred to in the decision as the
prosecutor A prosecutor is a legal representative of the prosecution in states with either the common law adversarial system or the Civil law (legal system), civil law inquisitorial system. The prosecution is the legal party responsible for presenting the ...
s.
The court granted the writs, and the hearings were held on 16 and 17 February.


Arguments

The main argument for the four people was based on
section 41 of the Constitution of Australia Section 41 of the Australian Constitution is a provision of the Constitution of Australia which states: Right of electors of States No adult person who has or acquires a right to vote at elections for the more numerous House of the Parliament ...
. That section provides that:
41. No adult person who has or acquires a right to vote at elections for the more numerous House of the Parliament of a State shall, while the right continues, be prevented by any law of the Commonwealth from voting at elections for either House of the Parliament of the Commonwealth. Right of electors of States.
The argument was that, because all four were adult persons who had a right to vote in elections for the
New South Wales Legislative Assembly The New South Wales Legislative Assembly is the lower of the two houses of the Parliament of New South Wales, an Australian state. The upper house is the New South Wales Legislative Council. Both the Assembly and Council sit at Parliament Ho ...
(the more numerous house of the
Parliament of New South Wales The Parliament of New South Wales is a bicameral legislature in the Australian state of New South Wales (NSW), consisting of the New South Wales Legislative Assembly (lower house) and the New South Wales Legislative Council (upper house). Eac ...
), they therefore could not be prevented from enrolling or voting in federal elections by any provisions of the ''Commonwealth Electoral Act 1918''. There were two other main potential interpretations of section 41, both of which suggested that the section was only ever intended to be a transitional provision, to preserve the status quo until the
Parliament of Australia The Parliament of Australia (officially the Federal Parliament, also called the Commonwealth Parliament) is the legislature, legislative branch of the government of Australia. It consists of three elements: the monarch (represented by the ...
could pass its own laws about elections and voting. The first interpretation was that section 41 only applied to people who were already entitled to vote when the
Constitution of Australia The Constitution of Australia (or Australian Constitution) is a written constitution, constitutional document that is Constitution, supreme law in Australia. It establishes Australia as a Federation of Australia, federation under a constitutio ...
came into effect, an argument first advanced by
William Harrison Moore Sir William Harrison Moore KBE CMG (30 April 1867 – 1 July 1935), usually known as Harrison Moore or W. Harrison Moore, was an Australian lawyer and academic who was a professor at the University of Melbourne and the third dean of the M ...
. The second argument was that it could apply to people who acquired a right after the Constitution came into effect, but only if they acquired that right on the basis of a state law which was in force before the Constitution came into effect, an argument put forward by John Quick and
Robert Garran Sir Robert Randolph Garran (10 February 1867 – 11 January 1957) was an Australian lawyer who became "Australia's first public servant" – the first federal government employee after the federation of the Australian colonies. He served as th ...
. The four people argued that neither of these interpretations should apply, because section 41 was not a transitional provision. They argued that if it were, it would have been worded like other transitional provisions, including the usual phrase "until Parliament otherwise provides". The issue of section 41 had been considered, but not resolved, by the High Court in the earlier case of ''
King v Jones ''King v Jones'' was an Australian court case decided in the High Court of Australia on 1 September 1972.. It concerned section 41 of the Australian Constitution, and whether that section gave a person who had the right to vote in elections in ...
'',. (that case was decided on a different basis, and it was unnecessary to reach a definite answer to this question). The four people argued that the
obiter dicta ''Obiter dictum'' (usually used in the plural, ''obiter dicta'') is a Latin phrase meaning "other things said",'' Black's Law Dictionary'', p. 967 (5th ed. 1979). that is, a remark in a legal opinion that is "said in passing" by any judge or arb ...
in that case supported their interpretation of section 41, that it was a guarantee rather than a transitional provision. The Commonwealth electoral officers, who were represented by the
Solicitor-General of Australia The Solicitor-General of Australia is the country's second highest-ranking law officer, after the Attorney-General for Australia. The position is often known as the Commonwealth Solicitor-General in order to distinguish it from the state solicit ...
Sir
Maurice Byers Sir Maurice Hearne Byers (10 November 191717 January 1999) was a noted Australian jurist and constitutional expert. He was the Commonwealth Solicitor-General from 1973 to 1983, in which capacity he played a role in the Gair Affair and the 197 ...
, and
William Gummow William Montague Charles Gummow (born 9 October 1942) is a former Justice of the High Court of Australia, the highest court in the Australian court hierarchy. He was appointed to the Court of Final Appeal (Hong Kong), Court of Final Appeal of H ...
(a future Justice of the High Court), argued that section 41 was indeed intended to be a transitional provision. They linked it with section 8, Application of Colonial Boundaries Act. and
section 30 of the Constitution of Australia Chapter I of the Constitution of Australia establishes the Parliament of Australia and its role as the legislative branch of the Government of Australia The Australian Government, also known as the Commonwealth Government, is the national ...
, Qualification of electors. which provide that until the federal parliament made laws on the matter, the qualification of electors for the
Senate A senate is a deliberative assembly, often the upper house or chamber of a bicameral legislature. The name comes from the ancient Roman Senate (Latin: ''Senatus''), so-called as an assembly of the senior (Latin: ''senex'' meaning "the el ...
(section 8) and the
House of Representatives House of Representatives is the name of legislative bodies in many countries and sub-national entitles. In many countries, the House of Representatives is the lower house of a bicameral legislature, with the corresponding upper house often c ...
(section 30) would be determined by state laws. Sir Maurice said:
"Section 41 refers to adult persons who had a right to vote in State elections at the establishment of the Commonwealth, and those who acquired such a right under State law before the establishment of the federal franchise. Pending that establishment, the right to vote was defined in ss 8 and 30 of the Constitution by reference to electors' qualifications from the more numerous State House. These sections speak of circumstances existing at the establishment of the Commonwealth and thereafter until the commencement of a federal law. They envisage the displacement of the Constitutional suffrage by a federal suffrage established by Parliament."
Thus, their argument was that only rights existing before the passing of the ''
Commonwealth Franchise Act 1902 The ''Commonwealth Franchise Act 1902'' was an Act of the Parliament of Australia which defined a uniform national criteria of who was entitled to vote in Australian federal elections. The Act established, in time for the 1903 Australian feder ...
'' (the first federal law to deal with the federal
franchise Franchise may refer to: Business and law * Franchising, a business method that involves licensing of trademarks and methods of doing business to franchisees * Franchise, a privilege to operate a type of business such as a cable television p ...
) would be protected by section 41.


Judgment

Only a week after the hearings, on 24 February, the High Court reached its decision. Three judgments were delivered, Chief Justice Gibbs and Justices
Mason Mason may refer to: Occupations * Mason, brick mason, or bricklayer, a craftsman who lays bricks to construct brickwork, or who lays any combination of stones, bricks, cinder blocks, or similar pieces * Stone mason, a craftsman in the stone-cut ...
and
Wilson Wilson may refer to: People * Wilson (name) ** List of people with given name Wilson ** List of people with surname Wilson * Wilson (footballer, 1927–1998), Brazilian manager and defender * Wilson (footballer, born 1984), full name Wilson Ro ...
delivered one judgment, Justices
Brennan Brennan may refer to: People * Brennan (surname) * Brennan (given name) * Bishop Brennan (disambiguation) Places * Brennan, Idlib, a village located in Sinjar Nahiyah in Maarrat al-Nu'man District, Idlib, Syria * Rabeeah Brennan, a village located ...
, Deane and Dawson delivering a second, concurring judgment. The six majority judges decided that section 41 was indeed a transitional provision, which only operated as a restraint on the first law that the
Parliament of Australia The Parliament of Australia (officially the Federal Parliament, also called the Commonwealth Parliament) is the legislature, legislative branch of the government of Australia. It consists of three elements: the monarch (represented by the ...
passed concerning the federal franchise, the ''
Commonwealth Franchise Act 1902 The ''Commonwealth Franchise Act 1902'' was an Act of the Parliament of Australia which defined a uniform national criteria of who was entitled to vote in Australian federal elections. The Act established, in time for the 1903 Australian feder ...
''. That is, section 41 only protected rights which were in existence before the ''Franchise Act'' was passed. No new rights protectable by section 41 could be acquired after that time. Because the four people in this case did not acquire their right to vote in state elections until well after 1902, section 41 did not give them a right to vote in federal elections. Justices Brennan, Deane and Dawson said:
"Though it is right to see s 41 as a constitutional guarantee of the right to vote, the means by which that guarantee is secured is itself definitive of the extent of the guarantee. Voting, that is, the exercise of an existing right to vote, at elections of the Commonwealth Parliament cannot 'be prevented by any law of the Commonwealth'. But s 41 does not in terms confer a right to vote."
They said that if the construction suggested by the applicants was correct, then:
"the power conferred upon the Parliament to legislate for a uniform franchise would be destroyed. A Parliament of a State would be empowered to give the federal franchise to those whom the Commonwealth Parliament has excluded or disqualified, for example, property owners who do not live in the State, aliens, prohibited immigrants or convicts under sentence for more serious offences."
Thus, for policy and historical reasons, the majority decided that the narrower interpretation of section 41 should be adopted.


Murphy's dissent

The lone dissenting judgment was delivered by Justice
Murphy Murphy () ( ga, Ua Murchadha) is an Irish surname and the most common surname in the Republic of Ireland. Origins and variants The surname is a variant of two Irish surnames: "Ó Murchadha"/"Ó Murchadh" (descendant of "Murchadh"), and "Mac ...
, who before his appointment to the High Court had represented the applicant who was denied enrolment in the previous case to consider section 41, ''
King v Jones ''King v Jones'' was an Australian court case decided in the High Court of Australia on 1 September 1972.. It concerned section 41 of the Australian Constitution, and whether that section gave a person who had the right to vote in elections in ...
''. Murphy took the view that section 41 was a constitutional guarantee of the right to vote, and that it should be interpreted on its plain meaning, that at any given time, all persons with a right to vote in state elections had a corresponding right to vote in federal elections. He said:
"Section 41 is one of the few guarantees of the rights of persons in the Australian Constitution. It should be given the purposive interpretation which accords with its plain words, with its context of other provisions of unlimited duration, and its contrast with transitional provisions. Constitutions are to read broadly and not pedantically. Guarantees of personal rights should not be read narrowly. A right to vote is so precious that it should not read out of the Constitution by implication."
Murphy also referred to the history of section 41 in the Convention Debates, in particular the records of 3 March 1898, where
Edmund Barton Sir Edmund "Toby" Barton, (18 January 18497 January 1920) was an Australian politician and judge who served as the first prime minister of Australia from 1901 to 1903, holding office as the leader of the Protectionist Party. He resigned to ...
proposed that the clause which would become section 41 should explicitly apply only to electors who had the right to vote at state level "at the establishment of the Commonwealth or afterwards cquiresunder the law in force in any state at the establishment of the Commonwealth." But Barton faced opposition.
Alexander Peacock Sir Alexander James Peacock (11 June 1861 – 7 October 1933) was an Australian politician who served as the 20th Premier of Victoria. Early Years Peacock was born of Scottish descent at Creswick, the first Victorian Premier born after ...
expressed concern that if
Victoria Victoria most commonly refers to: * Victoria (Australia), a state of the Commonwealth of Australia * Victoria, British Columbia, provincial capital of British Columbia, Canada * Victoria (mythology), Roman goddess of Victory * Victoria, Seychelle ...
followed
South Australia South Australia (commonly abbreviated as SA) is a state in the southern central part of Australia. It covers some of the most arid parts of the country. With a total land area of , it is the fourth-largest of Australia's states and territories ...
in granting
women's suffrage Women's suffrage is the right of women to vote in elections. Beginning in the start of the 18th century, some people sought to change voting laws to allow women to vote. Liberal political parties would go on to grant women the right to vot ...
, but did so after
Federation A federation (also known as a federal state) is a political entity characterized by a union of partially self-governing provinces, states, or other regions under a central federal government (federalism). In a federation, the self-governin ...
, then Barton's clause would not protect their rights federally. The President of the Convention,
Charles Kingston Charles Cameron Kingston (22 October 1850 – 11 May 1908) was an Australian politician. From 1893 to 1899 he was a radical liberal Premier of South Australia, occupying this office with the support of Labor, which in the House of Assembly wa ...
, was also sceptical.
Frederick Holder Sir Frederick William Holder (12 May 185023 July 1909) was an Australian politician. He was Premier of South Australia from June to October 1892 and again from 1899 to 1901. He was a prominent member of the inaugural Parliament of Australia fo ...
said that "If the clause is altered as our leader wishes it to be altered, the right of the state Parliaments to expand the franchise would cease on the establishment of the Commonwealth, and the federal action in reference to the franchise might not be taken for some years." Barton's proposal was defeated, and the broader wording remained, and so in Murphy's view, the history of section 41 demanded that it not be regarded as a transitional provision. Murphy reached the conclusion that section 41 did give the four people a right to vote at a federal level, since they had a right to vote in
New South Wales ) , nickname = , image_map = New South Wales in Australia.svg , map_caption = Location of New South Wales in AustraliaCoordinates: , subdivision_type = Country , subdivision_name = Australia , established_title = Before federation , es ...
. However, Murphy was the only judge to reach this conclusion.


Consequences

The four applicants were thus prevented from voting in the 1983 election. Unbeknownst to Malcolm Fraser in
Canberra Canberra ( ) is the capital city of Australia. Founded following the federation of the colonies of Australia as the seat of government for the new nation, it is Australia's largest inland city and the eighth-largest city overall. The ci ...
, on the day that the election was called Bill Hayden's supporters were moving against him in
Brisbane Brisbane ( ) is the capital and most populous city of the states and territories of Australia, Australian state of Queensland, and the list of cities in Australia by population, third-most populous city in Australia and Oceania, with a populati ...
. They encouraged Hayden to resign, and he did so, with Hawke elected leader of the ALP unopposed. Thus Fraser's attempt to preempt a leadership change had backfired, and at the election, Fraser was defeated by Hawke. In 1988, the Hawke government appointed a Constitutional Commission (chaired by the lawyer for the Commonwealth officers in this case, Maurice Byers) which was tasked with investigation options to reform the Constitution. Out of the resulting report, the Hawke government drew four main proposals, which were put to the people of Australia as
referendums A referendum (plural: referendums or less commonly referenda) is a direct vote by the electorate on a proposal, law, or political issue. This is in contrast to an issue being voted on by a representative. This may result in the adoption of a ...
later in the year. Of the four referendum questions proposed, one, titled Fair Elections, included a proposal to remove section 41, and replace it with a clear guarantee of the right to vote. However, the referendum failed, attracting only 37.59% support nationally.


References

{{DEFAULTSORT:R v Pearson Ex parte Sipka High Court of Australia cases Australian constitutional law Rights in the Australian Constitution cases 1983 in Australian law 1983 in case law