Protocol on Pollutant Release and Transfer Registers
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The UNECE Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters, usually known as the Aarhus Convention, was signed on 25 June 1998 in the Danish city of
Aarhus Aarhus (, , ; officially spelled Århus from 1948 until 1 January 2011) is the second-largest city in Denmark and the seat of Aarhus Municipality. It is located on the eastern shore of Jutland in the Kattegat sea and approximately northwest ...
. It entered into force on 30 October 2001. As of March 2014, it had 47 parties—46 states and the
European Union The European Union (EU) is a supranational political and economic union of member states that are located primarily in Europe. The union has a total area of and an estimated total population of about 447million. The EU has often been des ...
. All of the ratifying states are in Europe and Central Asia. The EU has begun applying Aarhus-type principles in its legislation, notably the
Water Framework Directive The Water Framework Directive 2000/60/EC is an EU directive which commits European Union member states to achieve good qualitative and quantitative status of all water bodies (including marine waters up to one nautical mile from shore) by 2015. ...
(Directive 2000/60/EC). Liechtenstein and Monaco have signed the convention but have not ratified it. The Aarhus Convention grants the public rights regarding access to information,
public participation Public participation, also known as citizen participation or patient and public involvement, is the inclusion of the public in the activities of any organization or project. Public participation is similar to but more inclusive than stakeholder en ...
and access to justice, in governmental decision-making processes on matters concerning the local, national and transboundary environment. It focuses on interactions between the public and public authorities.


Content

The Aarhus Convention is a multilateral environmental agreement through which the opportunities for citizens to access environmental information are increased and transparent and reliable regulation procedure is secured. It is a way of enhancing the environmental governance network, introducing a reactive and trustworthy relationship between civil society and governments and adding the novelty of a mechanism created to empower the value of
public participation Public participation, also known as citizen participation or patient and public involvement, is the inclusion of the public in the activities of any organization or project. Public participation is similar to but more inclusive than stakeholder en ...
in the decision-making process and guarantee access to justice: a "governance-by-disclosure" that leads a shift toward an environmentally responsible society. The Aarhus Convention was drafted by governments, with the highly required participation of NGOs, and is legally binding for all the States who ratified it becoming Parties. Among the latter is included the EC, who therefore has the task to ensure compliance not only within the member States but also for its institutions, all those bodies who carry out public administrative duties. Each Party has the commitment to promote the principles contained in the convention and to fill out a national report, always embracing a consultative and transparent process


General features

The Aarhus Convention is a rights-based approach: the public, both in the present and in future generations, have the right to know and to live in a healthy environment. A distinction is made between "the public", all the civil society's actors, and the "public concerned" precisely, those persons or organisations affected or interested in environmental decision-making (e.g. environmental NGOs). " Public authorities" are the addressees of the convention, namely, governments, international institutions, and privatized bodies that have public responsibilities or act under the control of public bodies. The private sector, for which information disclosure depends on voluntary, non- mandatory practices, and bodies acting in a judicial or legislative capacity, are excluded. Other significant provisions are the "non-discrimination" principle (all the information has to be provided without taking account of the nationality or citizenship of the applicant), the international nature of the convention, and the importance attributed to the promotion of
environmental education Environmental education (EE) refers to organized efforts to teach how natural environments function, and particularly, how human beings can manage behavior and ecosystems to live sustainably. It is a multi-disciplinary field integrating discip ...
of the public.


The Three Pillars

# Access to information: any citizen should have the right to get a wide and easy access to environmental information. Public authorities must provide all the information required and collect and disseminate them and in a timely and transparent manner. They can refuse to do it only under particular situations (such as national defence); UNECE, 2006 # Public participation in decision making: the public must be informed over all the relevant projects and it has to have the chance to participate during the decision-making and legislative process. Decision makers can take advantage from people's knowledge and expertise; this contribution is a strong opportunity to improve the quality of the environmental decisions, outcomes and to guarantee procedural legitimacyUNECE, 2006 # Access to justice: the public has the right to judicial or administrative recourse procedures in case a Party violates or fails to adhere to
environmental law Environmental law is a collective term encompassing aspects of the law that provide protection to the environment. A related but distinct set of regulatory regimes, now strongly influenced by environmental legal principles, focus on the manage ...
and the convention's principles.


Further reflections

The Aarhus convention is a "proceduralisation of the environmental regulation", it focuses more on setting and listing procedures rather than establishing standards and specifying outcomes, permitting the parties involved to interpret and implement the convention on the systems and circumstances that characterize their nation. This model embodies a perfect example of a
multi-level governance Multi-level (or multilevel) governance is a term used to describe the way power is spread vertically between many levels of government and horizontally across multiple quasi-government and non-governmental organizations and actors. This situation ...
. The risk could lay in a loss of time and resources that could be otherwise invested in defining the outcomes, notwithstanding the fact that it renders the convention vague, weak and open to multiple interpretations. Other critiques note the fact that private bodies are excluded from the mandatory procedures (Mason, 2010), and that, moreover, it can also be debated whether the NGOs involved are faithfully representing environmental interests, ordinary citizens often do not have the financial means to participate effectively and are therefore have no choice but to be represented by these larger organisations. The relative differences between the participants and social groups' resource inequalities also suggests the possibility for irregular and imbalanced
environmental protection Environmental protection is the practice of protecting the natural environment by individuals, organizations and governments. Its objectives are to conserve natural resources and the existing natural environment and, where possible, to repair dam ...
.


Compliance Committee

The Aarhus Convention Compliance Committee was established to fulfill the requirement of Article 15 of the convention on review of compliance to establish arrangements for reviewing compliance with the convention. The convention has a unique Compliance Review Mechanism, which can be triggered in four ways: # a Party makes a submission concerning its own compliance, # a Party makes a submission concerning another Party's compliance, # the Convention Secretariat makes a referral to the committee, or # a member of the public makes a communication concerning the compliance of a Party. The Compliance mechanism is unique in international environmental law, as it allows members of the public to communicate concerns about a Party's compliance directly to a committee of international legal experts empowered to examine the merits of the case (the Aarhus Convention Compliance Committee). Nonetheless, the Compliance Committee cannot issue binding decisions, but rather makes recommendations to the full Meeting of the Parties (MoP). However, in practice, as MoPs occur infrequently, Parties attempt to comply with the recommendations of the Compliance Committee. As of August 2009, 41 communication from the public – many originating with non-governmental organizations – and one submission from a Party had been lodged with the convention's Compliance Committee.


Pollutant Release Protocol

The Kyiv Protocol on Pollutant Release and Transfer Registers to the Aarhus Convention was adopted at an extraordinary meeting of the Parties on 21 May 2003, in
Kyiv Kyiv, also spelled Kiev, is the capital and most populous city of Ukraine. It is in north-central Ukraine along the Dnieper, Dnieper River. As of 1 January 2021, its population was 2,962,180, making Kyiv the List of European cities by populat ...
, Ukraine. 36 States and the
European Community The European Economic Community (EEC) was a regional organization created by the Treaty of Rome of 1957,Today the largely rewritten treaty continues in force as the ''Treaty on the functioning of the European Union'', as renamed by the Lisbo ...
signed the Protocol. As of May 2016, 34 states plus the European Union have ratified the Protocol. The Kyiv Protocol is the first legally binding international instrument on Pollutant Release and Transfer Registers (PRTRs). PRTRs are inventories of pollution from industrial sites and other sources such as agriculture and transport. The objective of the Protocol is "to enhance public access to information through the establishment of coherent, nationwide pollutant release and transfer registers (PRTRs)." The Protocol places indirect obligations on private enterprises to report annually to their national governments on their releases and transfers of pollutants. Parties to the Protocol need not be Parties to the convention. The Protocol is in this sense a free-standing, international agreement. The Kiev Protocol on PRTRs will enter into force 90 days after the sixteenth State ratifies or accedes to the agreement. An amendment to the Aarhus Convention on "Public Participation in Decisions on Deliberate Release into the Environment and Placing on the Market of Genetically Modified Organisms" was adopted at the Second Meeting of the Parties on 27 May 2005, in
Almaty Almaty (; kk, Алматы; ), formerly known as Alma-Ata ( kk, Алма-Ата), is the List of most populous cities in Kazakhstan, largest city in Kazakhstan, with a population of about 2 million. It was the capital of Kazakhstan from 1929 to ...
, Kazakhstan. As of August 2009, it had been ratified by 21 countries. The GMO amendment will enter into force 90 days after at least three-quarters of the Parties to the Aarhus Convention ratify it. United Nations Secretary-General Kofi Annan (1997–2006) has said, "Although regional in scope, the significance of the Aarhus Convention is global. It is by far the most impressive elaboration of principle 10 of the Rio Declaration, which stresses the need for citizens' participation in environmental issues and for access to information on the environment held by public authorities. As such it is the most ambitious venture in the area of environmental democracy so far undertaken under the auspices of the United Nations." The influence of the Aarhus Convention also extends beyond the environmental field. At the 2nd Internet Governance Forum, held on 12–15 May 2007, in
Rio de Janeiro Rio de Janeiro ( , , ; literally 'River of January'), or simply Rio, is the capital of the state of the same name, Brazil's third-most populous state, and the second-most populous city in Brazil, after São Paulo. Listed by the GaWC as a b ...
, the convention was presented as a model of public participation and transparency in the operation of international forums.


See also

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Freedom of information legislation Freedom of information laws allow access by the general public to data held by national governments and, where applicable, by state and local governments. The emergence of freedom of information legislation was a response to increasing dissatisfa ...
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Participatory monitoring Participatory monitoring (also known as collaborative monitoring, community-based monitoring, locally based monitoring, or volunteer monitoring) is the regular collection of measurements or other kinds of data (monitoring), usually of natural reso ...
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Action for Climate Empowerment Action for Climate Empowerment (ACE) is a term adopted by the United Nations Framework Convention on Climate Change (UNFCCC). It refers to Article 6 of the Convention's original text (1992), focusing on six priority areas: education, training, publ ...


References


External links


UNECE Aarhus Convention website

UNECE Aarhus Convention Clearinghouse website

Case Law of the Aarhus Convention Compliance Committee (2004–2008)

2nd Edition of the Case Law of the Aarhus Convention Compliance Committee (2004–2011)

For the Second Meeting of the Parties to the Aarhus Convention. 2005

For the Third Meeting of the Parties to the Aarhus Convention. 2008

For the Fourth Meeting of the Parties to the Aarhus Convention. 2011

For the Fifth Meeting of the Parties to the Aarhus Convention. 2014

The Aarhus Convention: A Legal Guide
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