Nikephoros III Botaneiates
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Nikephoros III Botaneiates, Latinized as Nicephorus III Botaniates ( el, Νικηφόρος Βοτανειάτης, 1002–1081), was
Byzantine The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
emperor An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereignty, sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife (empress consort), ...
from 7 January 1078 to 1 April 1081. He was born in 1002, and became a general during the reign of Byzantine Emperor Constantine IX Monomachos, serving in the Pecheneg revolt of 1048–1053. His actions in guiding his forces away from the
Pechenegs The Pechenegs () or Patzinaks tr, Peçenek(ler), Middle Turkic: , ro, Pecenegi, russian: Печенег(и), uk, Печеніг(и), hu, Besenyő(k), gr, Πατζινάκοι, Πετσενέγοι, Πατζινακίται, ka, პა ...
following the Battle of Zygos Pass, in which they suffered eleven days of harassment before finally reaching the Byzantine city of Adrianople, attracted the attention of fellow officers, and he received the title of '' magistros'' as a reward. Nikephoros served in the revolt of Isaac I Komnenos against the Byzantine Emperor Michael VI Bringas, leading forces at the decisive
Battle of Petroe A battle is an occurrence of combat in warfare between opposing military units of any number or size. A war usually consists of multiple battles. In general, a battle is a military engagement that is well defined in duration, area, and force ...
. Under the Emperor Constantine X Doukas he was made '' doux'' of
Thessalonica Thessaloniki (; el, Θεσσαλονίκη, , also known as Thessalonica (), Saloniki, or Salonica (), is the second-largest city in Greece, with over one million inhabitants in its metropolitan area, and the capital of the geographic region of ...
, where he remained until 1065, when he was reassigned as ''doux'' of
Antioch Antioch on the Orontes (; grc-gre, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου, ''Antiókheia hē epì Oróntou'', Learned ; also Syrian Antioch) grc-koi, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου; or Ἀντιόχεια ἡ ἐπ ...
. While ''doux'' of Antioch, he repelled numerous incursions from the
Emirate of Aleppo )), is an adjective which means "white-colored mixed with black". , motto = , image_map = , mapsize = , map_caption = , image_map1 = ...
. When Constantine X died in 1067, his wife, Empress
Eudokia Makrembolitissa Eudokia Makrembolitissa ( el, Εὐδοκία Μακρεμβολίτισσα, Eudocia Macrembolitissa) was a Byzantine empress by her successive marriages to Constantine X Doukas and Romanos IV Diogenes. She acted as regent of her minor son, Mich ...
, considered taking Nikephoros as husband and emperor but instead chose
Romanos IV Diogenes Romanos IV Diogenes (Greek: Ρωμανός Διογένης), Latinized as Romanus IV Diogenes, was a member of the Byzantine military aristocracy who, after his marriage to the widowed empress Eudokia Makrembolitissa, was crowned Byzantine Em ...
. The need for an immediate successor was made pressing by the constant Seljuk raids into Byzantine
Anatolia Anatolia, tr, Anadolu Yarımadası), and the Anatolian plateau, also known as Asia Minor, is a large peninsula in Western Asia and the westernmost protrusion of the Asian continent. It constitutes the major part of modern-day Turkey. The ...
, and Eudokia, Patriarch
John VIII of Constantinople John VIII Xiphilinos ( el, Ἰωάννης Ηʹ Ξιφιλῖνος; c. 1010 – 2 August 1075), a native of Trebizond, was a Byzantine intellectual, jurist, and patriarch of Constantinople from 1064 to 1075. He was the uncle of John Xiphilinus ...
, and the Byzantine Senate agreed that their top priority was the defense of the empire and that they needed an emperor to lead troops to repel the Turks. Nikephoros was the favorite candidate of the senate, but was in the field leading troops in Antioch and was still married. Romanos, once chosen to be emperor, exiled Nikephoros to his holdings in the Anatolic Theme, where he remained until he was brought out of retirement by the Emperor Michael VII and made ''
kouropalates ''Kouropalatēs'', Latinized as ''curopalates'' or ''curopalata'' ( el, κουροπαλάτης, from lat, cura palatii " he one incharge of the palace"). and Anglicized as curopalate, was a Byzantine court title, one of the highest from the ti ...
'' and governor of the Anatolic Theme. Nikephoros came into conflict with Michael in 1078 when he pleaded with the emperor to address the worsening situation in Byzantine Anatolia, insulting Michael with his frankness. In order to protect himself, Nikephoros gathered an army of native troops and Turkish mercenaries and declared himself emperor in July or October 1077. Nikephoros gathered a strong support base due to his military acumen and family renown and was later recognized by the Byzantine Senate on 7 January 1078, after which he seized the throne with the help of the citizens of Constantinople. As emperor, Nikephoros faced numerous revolts, including those of Nikephoros Bryennios,
Nikephoros Basilakes Nikephoros Balšić ( el, Νικηφόρος Βασιλάκης), frequently encountered simply as Balšić (Βασιλάκιος), Latinized as Nicephorus Basilacius, was a Byzantine general and aristocrat of the late 11th century, who in 1078/7 ...
, and Constantine Doukas, as well as an attempted assassination by the
Varangian Guard The Varangian Guard ( el, Τάγμα τῶν Βαράγγων, ''Tágma tōn Varángōn'') was an elite unit of the Byzantine Army from the tenth to the fourteenth century who served as personal bodyguards to the Byzantine emperors. The Varangi ...
. Nikephoros embraced the trappings of an emperor, performing many acts to increase his legitimacy and support, such as spending large amounts on donatives for the army and his supporters, forgiving all debt in arrears, and instituting minor legal reforms. Diplomatically, Nikephoros secured the submission of Theodore Gabras and
Philaretos Brachamios Philaretos Brachamios ( el, Φιλάρετος Βραχάμιος; Armenian: Փիլարտոս Վարաժնունի, Pilartos Varajnuni; la, Philaretus Brachamius) or Vahram Varajnuni was a distinguished Byzantine general and warlord of Armenia ...
, governors of Trebizond and Antioch, respectively, who had become de facto independent of the Byzantine Empire due to the constant incursions of the Seljuks into Byzantine Anatolia. In 1081, the Norman Duke Robert Guiscard of Apulia prepared to invade the Byzantine Empire under the pretext of defending the succession of Constantine Doukas, who had been engaged to Robert's daughter Helena.
Alexios I Komnenos Alexios I Komnenos ( grc-gre, Ἀλέξιος Κομνηνός, 1057 – 15 August 1118; Latinized Alexius I Comnenus) was Byzantine emperor from 1081 to 1118. Although he was not the first emperor of the Komnenian dynasty, it was during ...
was entrusted with an army and sent to defeat the Norman threat, but instead conspired with his relative John Doukas to seize the throne. Alexios raised a rebellion against Nikephoros and was able to quickly encircle Constantinople and besiege it, due to the lack of a defensive army. Nikephoros was unable to secure the support of either the Seljuk Turks or Nikephoros Melissenos, his traditional rivals, and therefore was forced to prepare for abdication. Nikephoros decided that his only choice was to abdicate in favor of Melissenos, who was nearby in Damalis in Anatolia, and sent messengers to him across the Bosphorus; however, these messengers were intercepted by
George Palaiologos George Palaiologos or Palaeologus ( el, Γεώργιος Παλαιολόγος) was a Byzantine general, one of the most prominent military commanders and supporters of Emperor Alexios I Komnenos (r. 1081–1118). He was the son of the first know ...
, a general of Alexios, who persuaded them to support Alexios. Alexios and his forces broke through the walls of Constantinople on 1 April 1081. Nikephoros fled and sought sanctuary inside of the
Hagia Sophia Hagia Sophia ( 'Holy Wisdom'; ; ; ), officially the Hagia Sophia Grand Mosque ( tr, Ayasofya-i Kebir Cami-i Şerifi), is a mosque and major cultural and historical site in Istanbul, Turkey. The cathedral was originally built as a Greek Ortho ...
, while Alexios' troops sacked the city for three days. Nikephoros was taken from there to the Monastery of Peribleptus, where he abdicated and became a monk.


Historiography and sources

The most comprehensive account of Nikephoros III's life and reign is '' The History'', written in the 1070s by the Byzantine historian
Michael Attaleiates Michael Attaleiates or Attaliates ( grc-gre, Μιχαήλ Ἀτταλειάτης, Michaḗl Attaleiátēs, ; – 1080) was a Byzantine Greek chronicler, public servant and historian active in Constantinople and around the empire's provinces in the ...
and dedicated to Nikephoros himself. Attaleiates is the primary contemporary source for Nikephoros's reign and counters the narrative of Byzantine historian Michael Psellos's '' Chronographia'', the only other contemporary source. Attaleiates highlights Nikephoross achievements, often containing records of his actions which no other source mentions, such as his eleven-day rearguard command after the Battle of Zygos Pass, to which Attaleiates dedicates several pages. Attaleiatess high opinion of Nikephoros was likely shaped by Nikephoros raising him to the rank of '' vestes'', and by his benefiting from Nikephoross patronage. Much of Attaleiatess work is shaped by his personal opinion of contemporary events, such as his bias against Nikephoross predecessor, Emperor
Michael VII Doukas Michael VII Doukas or Ducas ( gr, Μιχαήλ Δούκας), nicknamed Parapinakes ( gr, Παραπινάκης, lit. "minus a quarter", with reference to the devaluation of the Byzantine currency under his rule), was the senior Byzantine e ...
. The Battle of Manzikert in 1071 is mentioned only in a single paragraph by Psellos, who chiefly comments that Emperor
Romanos IV Diogenes Romanos IV Diogenes (Greek: Ρωμανός Διογένης), Latinized as Romanus IV Diogenes, was a member of the Byzantine military aristocracy who, after his marriage to the widowed empress Eudokia Makrembolitissa, was crowned Byzantine Em ...
should have studied strategy better; however, Attaleiates devotes an entire chapter to the details of the decisive battle, including the events before and after the battle, while also giving his own commentary and anecdotes of the actions and mistakes which were made. Attaleiates is invaluable in providing an understanding of what the populace of the
Byzantine Empire The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
, outside of the nobles of
Constantinople la, Constantinopolis ota, قسطنطينيه , alternate_name = Byzantion (earlier Greek name), Nova Roma ("New Rome"), Miklagard/Miklagarth (Old Norse), Tsargrad ( Slavic), Qustantiniya ( Arabic), Basileuousa ("Queen of Cities"), Megalopolis ( ...
, thought of the Turkish invasion of
Anatolia Anatolia, tr, Anadolu Yarımadası), and the Anatolian plateau, also known as Asia Minor, is a large peninsula in Western Asia and the westernmost protrusion of the Asian continent. It constitutes the major part of modern-day Turkey. The ...
. These opinions explain why Attaleiates condemns Michael VII and praises Nikephoros to such a degree: in the view of the average Byzantine, Michael was primarily at fault for the loss of Byzantine Anatolia, Attaleiatess homeland, whereas Nikephoros, a fellow Anatolian, actively worked to prevent the further collapse of the Byzantine Empire. Psellos's ''Chronographia'' is largely useless in understanding the life of Nikephoros; while he provides a contemporary source from the view of the Byzantine nobles, he is far from objective in his review of events, although his retelling of Michael's letter to Nikephoros is useful as it shares both Michael's and Pselloss opinion of the events. While Attaleiates generally provides a favorable account of Nikephoros, he does mention some of his failings, such as his defeat by the Oghuz Turks in 1063, whereas Psellos intentionally fails to mention several failings of Michael VII in his panegyrical chapter on him, including his loss of Anatolia to the Seljuk Turks and the debasement of currency which took place under him. The other main source for Nikephoross reign is
Anna Komnene Anna Komnene ( gr, Ἄννα Κομνηνή, Ánna Komnēnḗ; 1 December 1083 – 1153), commonly Latinized as Anna Comnena, was a Byzantine princess and author of the ''Alexiad'', an account of the reign of her father, the Byzantine emperor, ...
's '' Alexiad'', although she was born after the events, and the first sections of her account are generally derived from the writings of her husband Nikephoros Bryennios the Younger. She is also biased as a result of being the daughter of Byzantine Emperor
Alexios I Komnenos Alexios I Komnenos ( grc-gre, Ἀλέξιος Κομνηνός, 1057 – 15 August 1118; Latinized Alexius I Comnenus) was Byzantine emperor from 1081 to 1118. Although he was not the first emperor of the Komnenian dynasty, it was during ...
, who seized the throne from Nikephoros, causing the account to be from the view of Alexios's rise. While her narrative primarily focuses on the actions of Alexios, it does provide information on Nikephoross last years in power and his subsequent exile to a monastery. Nikephoros is briefly mentioned by
John Skylitzes John Skylitzes, commonly Latinized as Ioannes, la, Johannes, label=none, la, Iōannēs, label=none Scylitzes ( el, Ἰωάννης Σκυλίτζης, ''Iōánnēs Skylítzēs'', or el, Σκυλίτση, ''Skylítsē'', label=none ; la, ...
in his '' Synopsis of Histories'', which covers the events of 811–1057, but is referenced far more in Skylitzess '' Continuatus''. Although Skylitzes is a contemporary source, his ''Continuatus'' was written under Alexios, whom he is known to have favored; however, he generally follows the more objective account of Attaleiates, who was one of his main sources. Nikephoros Bryennius the Youngers '' Material for a History'' chiefly relies on the testimonies of his contemporaries, including his father,
Nikephoros Bryennios the Elder Nikephoros Bryennios the Elder ( el, Νικηφόρος Βρυέννιος ο πρεσβύτερος), Latinized as Nicephorus Bryennius, was a Byzantine Greek general who tried to establish himself as Emperor in the late eleventh century. His c ...
, and Alexios himself; however, it also relies on the works of Attaleiates, Psellos, and Skylitzes. Nikephoros Bryennioss bias in favor of Alexios and against Nikephoros III is an inevitable result of being married to Alexioss daughter, and of the fact that his father was blinded by Nikephoros. These authors mostly cover the career of Nikephoros from his role in the Battle of the Zygos Pass in 1053 to his death.
William of Apulia William of Apulia ( la, Guillelmus Apuliensis) was a chronicler of the Normans, writing in the 1090s. His Latin epic, ''Gesta Roberti Wiscardi'' ("The Deeds of Robert Guiscard"), written in hexameters, is one of the principal contemporary sou ...
, a Norman historian who wrote in the 1090s, mentions Nikephoros during his account of Robert Guiscard's invasion of the Byzantine Empire in 1081; as a foreigner, he was removed from the court politics of the Byzantine Empire, and thus provides a fair and objective view of Nikephoros. Nikephoros is also mentioned in the accounts of both
Matthew of Edessa Matthew of Edessa (, Matevos Uṛhayetsi; late 11th century – 1144) was an Armenian historian in the 12th century from the city of Edessa (, ''Uṛha''). Matthew was the superior abbot of Karmir Vank' (Red Convent), near the town of Kaysun ...
and Michael the Syrian, who wrote their chronicles several centuries after the events and are therefore quite objective in their treatment of Nikephoros, lacking political intrigue related to him. Michael is quite brief in his account of Nikephoros, but gives a balanced view – while he portrays Michael VII as incompetent and corrupt, he does praise Nikephoros as Attaleiates does. Michael's usefulness is limited by his brevity on the subject, although it is likely, based on the contents of his chronicle, that Attaleiates himself served as a source. Matthew's chronicle is longer, but clearly derived from the work of Psellos, as Matthew openly praises Michael VII while ridiculing Nikephoros, who he portrays as a hedonistic womanizer; ironically the exact accusation which Michael the Syrian makes against Michael VII.


Biography


Early life and family

Nikephoros was born in 1002 to Michael Botaneiates and his wife, members of the Botaneiates family, a prominent military family from the Anatolic Theme. According to Attaleiates, Nikephoross grandfather Nikephoros and father Michael both served as commanders under
Basil II Basil II Porphyrogenitus ( gr, Βασίλειος Πορφυρογέννητος ;) and, most often, the Purple-born ( gr, ὁ πορφυρογέννητος, translit=ho porphyrogennetos).. 958 – 15 December 1025), nicknamed the Bulgar S ...
() during his campaigns against the Georgians and his conquest of Bulgaria; Attaleiates is the only source which gives this information. Attaleiates also states that the Botaniati family was related to Byzantine Emperor
Nicephorus II Phocas Nikephoros II Phokas (; – 11 December 969), Latinized Nicephorus II Phocas, was Byzantine emperor from 963 to 969. His career, not uniformly successful in matters of statecraft or of war, nonetheless included brilliant military exploits whi ...
and the Phocas family. This was almost certainly used by Nikephoros to add legitimacy to his later rule, and this is corroborated by Psellos, who calls Nikephoros III "Phocas" in his reproduction of Byzantine Emperor Michael VII Doukas' letter to him. At an unknown date, Nikephoros married a woman named Vevdene, but he later married
Maria of Alania Maria of Alania (born Martha; ka, მართა; 1053–1118) was Byzantine empress by marriages to emperors Michael VII Doukas and Nikephoros III Botaneiates. Her status as empress was considered a significant success for a newly unified Ki ...
, the former wife of Michael VII. He seems to have had at least one child with Vevdene, as Anna Komnene mentions his grandson in the ''Alexiad''. Little else is known of Nikephoross life before 1053, other than that he served as a commander under Emperor Constantine IX Monomachos during the Pecheneg revolt of 1048–1053.


Early career

Nikephoros first attracts the attention of his Byzantine contemporaries and historians for his actions after the Battle of Zygos Pass in 1053. Attaleiates records that Nikephoros was able to wield effective command over his retreating mounted troops, preventing them from being overrun by
Pecheneg The Pechenegs () or Patzinaks tr, Peçenek(ler), Middle Turkic: , ro, Pecenegi, russian: Печенег(и), uk, Печеніг(и), hu, Besenyő(k), gr, Πατζινάκοι, Πετσενέγοι, Πατζινακίται, ka, პაჭ ...
forces during the Pecheneg revolt. Nikephoros ordered his cavalry to hold a tight formation, limiting the damage the horse-archers of the Pechenegs could inflict and deployed scouts to prevent his troops from being ambushed. During his maneuvering, the Pechenegs attempted to assault his troops and break their formation several times, but each time they were rebuffed. Nikephoros led his troops for eleven days in spite of constant harassment. According to Attaleiates, the Pechenegs attempted to convince the Byzantines to surrender and killed their horses with their bows when this failed. Nikephoros had them continue on foot and refused to flee when offered a horse, proclaiming he would prefer death to the dishonor of cowardice, which reinforced the morale of his troops. After eleven days of constant attacks, they reached the Byzantine city of Adrianople, where the Pechenegs finally gave up their pursuit. For his actions, Emperor Constantine IX awarded Nikephoros the high court rank of '' magistros''. While it is possible that his actions were exaggerated by Attaleiates, it fits comfortably with his reputation as a strong commander. Nikephoros is next mentioned for his role in the revolt of Isaac I Komnenos against the Byzantine Emperor Michael VI Bringas () in 1057. This revolt was a result of Michael's favoritism toward the civil officials of Constantinople, and his scorn toward the military elites. After the '' Dynatoi'' were humiliated by Michael by his refusal to grant them any gifts, Isaac attempted to reconcile with Michael, only to be personally insulted by him, sparking a civil war, which is mentioned by Skylitzes, Psellos, and Attaleiates; Psellos himself led the embassy from Michael to Isaac. Isaac then gathered the support of other military elites before marching for Constantinople. At Constantinople, the
Battle of Petroe A battle is an occurrence of combat in warfare between opposing military units of any number or size. A war usually consists of multiple battles. In general, a battle is a military engagement that is well defined in duration, area, and force ...
took place on 20 August 1057, a decisive victory for Isaac, and reportedly one of the bloodiest battles the Byzantines engaged in during a civil war. Isaac's victory placed the military aristocracy firmly back in control and marked the first time a general had held the throne since the death of Emperor Basil II in 1025. Nikephoros led a wing of Isaac's forces during the battle, suggesting he had been a part of Isaac's inner circle; Skylitzes mentions that during this battle Nikephoros fought a duel against one of Michael's mercenaries, Randolf the Frank. In 1059, Isaac placed Nikephoros in command of the Danube frontier, where he remained until 1064. During his time at this command, he saved the life of the future Emperor Romanos IV Diogenes during Isaac's campaign against the Hungarians. Nikephoross narrative picks up once more during the reign of Constantine X Doukas (); in 1061 he was made '' doux'' of
Thessalonica Thessaloniki (; el, Θεσσαλονίκη, , also known as Thessalonica (), Saloniki, or Salonica (), is the second-largest city in Greece, with over one million inhabitants in its metropolitan area, and the capital of the geographic region of ...
by Constantine, and ordered to settle complaints in the theme. The first complaint was a dispute centered on the Byzantine government's confiscation of some of the property and ''
Paroikoi ''Paroikoi'' (plural of Greek πάροικος, ''paroikos'', the etymological origin of parish and parochial) is the term that replaced " metic" in the Hellenistic and Roman period to designate foreign residents. In the Byzantine Empire, ''paroiko ...
'' ( serfs) of the Iveron Monastery of Mount Athos, which the monastery viewed as unlawful. Nikephoros sent Michael the ''
spatharokandidatos ( gr, σπαθαροκανδιδᾶτος), Latinized as , was a mid-ranking Byzantine court dignity used in the 7th–11th centuries. History The title was created as a portmanteau of the titles and , both of which were types of palace guard ...
'' to inquire into the case, before ruling that, based upon a chrysobull issued by Basil II which had declared that the monastery's property and ''Paroikoi'' were exempt from taxes, they could not be confiscated by the government. Nikephoros settled another dispute in February 1062, this time between the Monastery of Lavra and Theodoros of Aichmalotou, a local landowner, over monastic property; Nikephoros ruled in favor of the monastery. Nikephoros settled a boundary dispute between the Iveron Monastery and the Bishop of Ezoba, basing his ruling on the knowledge of the local populace. The last Thessalonian dispute which Nikephoros ruled on was between the Iveron Monastery and the ''
metochion A ''metochion'' or ''metochi'' ( gr, μετόχιον, metóchion or gr, μετόχι, metóchi; russian: подворье, podvorie) is an ecclesiastical embassy church within Eastern Orthodox tradition. It is usually from one autocephalous or ...
'' of Melissourgeion; the ''metochion'' appears to have ignored a ruling previously made by Empress Theodora Porphyrogenita, which Nikephoros reasserted. In the fall of 1064, the Oghuz Turks invaded the Byzantine Balkans and defeated both Nikephoros and
Basil Apokapes Basil Apokapes (or Apocapes) (b 924-977) ( el, ) was a Byzantine general of the 11th century. A descendant of the Apokapai family, an Armeno- Georgian noble clan, he was the son of the patrician Michael Apokapes or Abu K’ab, who had once ser ...
, '' archon'' of Paristrion, in battle, and took them captive, which Attaleiates suggests was greatly humiliating for Nikephoros; however, the two men were able to escape captivity after the Oghuz Turk forces were devastated by both Bulgarian raids and disease. The surviving Oghuz Turks were quickly recruited into the Byzantine army.


Later military career

Nikephoros was reassigned as ''doux'' of
Antioch Antioch on the Orontes (; grc-gre, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου, ''Antiókheia hē epì Oróntou'', Learned ; also Syrian Antioch) grc-koi, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου; or Ἀντιόχεια ἡ ἐπ ...
in 1065 by Constantine X due to the mismanagement of the province by its previous ''doux'',
Nikephoritzes Nikephoritzes ( el, Νικηφορίτζης) was an influential Byzantine eunuch official, who served as chief minister and virtual ruler of the Byzantine Empire during the reign of Emperor Michael VII Doukas (r. 1071–1078). His actual name was ...
, who would later serve as ''
logothetes Logothete ( el, λογοθέτης, ''logothétēs'', pl. λογοθέται, ''logothétai''; Med. la, logotheta, pl. ''logothetae''; bg, логотет; it, logoteta; ro, logofăt; sr, логотет, ''logotet'') was an administrative title ...
'' under Michael VII. Although his troops were inexperienced and under-equipped, Nikephoros was able to repel numerous raids against Antioch from the
Emirate of Aleppo )), is an adjective which means "white-colored mixed with black". , motto = , image_map = , mapsize = , map_caption = , image_map1 = ...
, largely due to his own military prowess, his well-trained retinue, and his use of local levies. Nikephoros was relieved of his command in 1067, likely due to the political efforts of the civil officials, who wished to eliminate the military aristocracy, of which Nikephoros was a member. The political machinations of the civil officials, and their willingness to undermine the military elites, had built up under previous emperors such as Romanos III () and Michael VI; during this period the civil officials had become increasingly powerful, until Isaac I's reforms definitively curbed their power. Constantine X had become emperor when Isaac abdicated in 1059 and was considerably weaker than Isaac had been, allowing the civil officials to manipulate him, thereby preventing him from gaining the level of control that Isaac had. This was largely accomplished by undermining the military aristocracy, even while the Turks had begun to invade Byzantine Armenia. Upon the death of Constantine X in 1067, his wife, Empress
Eudokia Makrembolitissa Eudokia Makrembolitissa ( el, Εὐδοκία Μακρεμβολίτισσα, Eudocia Macrembolitissa) was a Byzantine empress by her successive marriages to Constantine X Doukas and Romanos IV Diogenes. She acted as regent of her minor son, Mich ...
, considered taking Nikephoros as husband and emperor, but instead chose Romanos IV Diogenes (). The need for an emperor was made pressing by the constant raids of the Turks into the Byzantine territories of Antioch, Cilicia, and Armenia; Eudokia, Patriarch
John VIII of Constantinople John VIII Xiphilinos ( el, Ἰωάννης Ηʹ Ξιφιλῖνος; c. 1010 – 2 August 1075), a native of Trebizond, was a Byzantine intellectual, jurist, and patriarch of Constantinople from 1064 to 1075. He was the uncle of John Xiphilinus ...
, and the Byzantine Senate agreed that their top priority was the defense of the empire and that they needed an emperor to lead troops to repel the Turks. Nikephoros was the favorite candidate of the senate, but was in the field leading troops in Antioch, and was still married to Vevdene. Romanos was already in Constantinople and had no wife, making him a much more suitable candidate; Matthew of Edessa also suggests that Eudokia already desired Romanos over Nikephoros. Upon taking power, Romanos exiled Nikephoros to his holdings in the Anatolic Theme and excluded him from the Manzikert campaign due to questionable loyalty, likely because he had been Eudokia's other candidate for the throne, and thus posed a threat to Romanoss rule. After Romanos was captured by the Seljuks at the disastrous Battle of Manzikert, Nikephoros did not involve himself in the
coup d'état A coup d'état (; French for 'stroke of state'), also known as a coup or overthrow, is a seizure and removal of a government and its powers. Typically, it is an illegal seizure of power by a political faction, politician, cult, rebel group, m ...
of Michael VII against the still-captive Romanos, and would not again lead troops until the uprising of the mercenary leader
Roussel de Bailleul Roussel de Bailleul (died 1077), also known as ''Phrangopoulos'' ( gr, Φραγγόπουλος, , son-of-a-Frank) and ''Norman Chief Roussel'' (lit. tr, Norman Reisi Ursel), or in the anglicized form Russell Balliol was a Norman adventurer (or ex ...
. Emperor Michael VII () brought Nikephoros, who was now in his early seventies, out of retirement and declared him ''
kouropalates ''Kouropalatēs'', Latinized as ''curopalates'' or ''curopalata'' ( el, κουροπαλάτης, from lat, cura palatii " he one incharge of the palace"). and Anglicized as curopalate, was a Byzantine court title, one of the highest from the ti ...
'' and governor of the Anatolic Theme. The title of ''kouropalates'' was reserved for esteemed members of the imperial court who were not related to the ruling dynasty, and officially designated him as a high-ranking general; the title of ''kouropalates'' was below the rank of ''
nobilissimus ''Nobilissimus'' (Latin for "most noble"), in Byzantine Greek ''nōbelissimos'' (Greek: νωβελίσσιμος),. was one of the highest imperial titles in the late Roman and Byzantine empires. The feminine form of the title was ''nobilissima ...
'' and two ranks below the title of ''
Caesar Gaius Julius Caesar (; ; 12 July 100 BC – 15 March 44 BC), was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, an ...
''. None of the sources specifically mention why Nikephoros was recalled to lead forces, but it is likely due to a few reasons: Nikephoros was a renowned commander who had served under the Doukas emperors, he did not have any loyalty to Romanos IV, and the main theater of war was in the eastern portion of the Byzantine Empire, the terrain of which Nikephoros knew well; he likely gained the military governorship of the Anatolic Theme because it was his homeland. Michael VII then sent Nikephoros and the Caesar John Doukas to defeat the rebellion of Roussel de Bailleul. Nikephoros warned John not to cross the Zompos Bridge and engage the forces of Roussel, but John disregarded him and led his troops to defeat at the Battle of the Zompos Bridge in 1074. Nikephoros, who commanded the rearguard, held his troops back from fighting in the battle; modern historians have debated exactly why he chose to withhold his troops, and whether they could have turned the tide of the battle. After the defeat of the forces under John, Nikephoros gathered the survivors and led them with his troops back to his estates in the Anatolic Theme.


Revolt

Nikephoros, seeing how dire the situation of the Byzantine Empire was, sent a letter to Emperor Michael in 1077 pleading with him to address the rapidly worsening situation in Byzantine Anatolia. Michael was insulted by the directness of one of his subordinates, and turned against Nikephoros, forcing him to rebel against Michael to protect himself from imprisonment. Nikephoros declared himself emperor shortly after, on 2 July/October 1077, mobilizing an army of native troops and Turkish mercenaries. Michael sent Nikephoros a letter in which he reminded Nikephoros that he owed much to the emperor who had brought him out of exile. A month later, in November 1077, the general
Nikephoros Bryennios the Elder Nikephoros Bryennios the Elder ( el, Νικηφόρος Βρυέννιος ο πρεσβύτερος), Latinized as Nicephorus Bryennius, was a Byzantine Greek general who tried to establish himself as Emperor in the late eleventh century. His c ...
raised his own revolt against Michael. The military acumen and family renown of Nikephoros (III) helped him to solidify his support base, and the tyranny of Michael ensured that even some of the elites of Constantinople sided with Nikephoros—something Attaleiates notes as being very rare, since generally people defect from the usurper's side to the emperor's side. The defection of some of the capital elites was even more astonishing because the march from the Anatolic Theme to Constantinople was not safe due to Turkish raids, which had reached deep into Anatolia by 1078, meaning that Nikephoross rebellion might be destroyed before it even reached Constantinople. On 7 January 1078, the Byzantine Senate proclaimed Nikephoros III as emperor, although he was still far from the city. Michael's wife, Maria of Alania, seeing that Michael would soon be overthrown, defected to the side of Nikephoros. Michael VII abdicated after a popular uprising and was forced to become a monk on 31 March. Three days later, on 3 April, Nikephoros entered Constantinople and seized the throne. Upon taking power, Nikephoros married Maria of Alania, exiled Michael to a monastery, a common Byzantine practice for removing threats to the throne since the 7th century, and
castrated Castration is any action, surgical, chemical, or otherwise, by which an individual loses use of the testicles: the male gonad. Surgical castration is bilateral orchiectomy (excision of both testicles), while chemical castration uses pharmac ...
Michael's sons. The castration of the sons was viewed poorly by the Byzantine nobility, possibly due to the brutality of the act, although Michael the Syrian does not provide an in-depth explanation of exactly why the Byzantine elite opposed it.


Reign

During the reign of Nikephoros, he had to contend with four revolts and plots before the revolt of Alexios I Komnenos which ultimately ended his reign. The first revolt was that of Nikephoros Bryennios, who had contended for the throne of Michael VII at the same time as Nikephoros III; Nikephoros, now too old to command armies, sent Alexios Komnenos to defeat him. Once Bryennios was defeated, Nikephoros III had him blinded, but granted him and his partisans amnesty. The second revolt came from a supporter of Bryennios,
Nikephoros Basilakes Nikephoros Balšić ( el, Νικηφόρος Βασιλάκης), frequently encountered simply as Balšić (Βασιλάκιος), Latinized as Nicephorus Basilacius, was a Byzantine general and aristocrat of the late 11th century, who in 1078/7 ...
the ''
protoproedros ''Proedros'' ( el, πρόεδρος, "president") was a senior Byzantine court and ecclesiastic title in the 10th to mid-12th centuries. The female form of the title is ''proedrissa'' (προέδρισσα). Court dignity The title was created in ...
'', rebelled in Dyrrhachium (modern-day
Durrës Durrës ( , ; sq-definite, Durrësi) is the second most populous city of the Republic of Albania and seat of Durrës County and Durrës Municipality. It is located on a flat plain along the Albanian Adriatic Sea Coast between the mouths of ...
) in 1078, but he was quickly defeated by Alexios, and similarly blinded. In 1079 the
Varangian Guard The Varangian Guard ( el, Τάγμα τῶν Βαράγγων, ''Tágma tōn Varángōn'') was an elite unit of the Byzantine Army from the tenth to the fourteenth century who served as personal bodyguards to the Byzantine emperors. The Varangi ...
attempted to murder Nikephoros during an evening inspection, but they were unsuccessful as Nikephoros was able to command his retinue and defend himself until his imperial guards could arrive to defeat the Varangians. Nikephoros had the ringleaders of the plot sent to remote forts and granted amnesty to the rest. Around this time, Michael of Nicomedia, the '' hypertimos'' (head of the imperial administration), who may be the same person as Michael Psellos, died in Nicomedia; it is not known if his death was related to the assassination plot of the Varangians. Around the same time, Constantine Doukas plotted against Nikephoros, despite the emperor's favor towards him. Meanwhile, Nikephoros was planning to deal with Byzantine Anatolia, now practically overrun by the Seljuk Turks. Nikephoros hired mercenaries to strengthen his forces, as he viewed his native forces as being too little in number; however, the mercenaries were rowdy and disloyal. At one point Nikephoros had to personally address the mercenaries to attempt to make them cooperate. Constantine Doukas's rebellion put an end to Nikephoros's eastern campaign, but Nikephoros was popular enough that none outside of the immediate army under Constantine joined him, allowing Nikephoros to quickly assemble an army of levies and his imperial guard to challenge Constantine. Nikephoros quickly sent emissaries to Constantine to inquire why he had rebelled and was able to persuade the soldiers under Constantine to surrender their general through an offer of amnesty; after Constantine was handed over to Nikephoros by his own troops, he was sent into exile at a monastery. In 1078 the Paulician sect attempted to use the chaos of the rebellions of Bryennios and Basilakes and their growing popularity in the Balkans to rise up against Nikephoros; Leca the Paulician agitated against Nikephoros and attempted to convince the Pechenegs, with whom Basilakes had earlier attempted to ally, to invade Byzantine land. At the same time, Dobromir the Paulician stirred up a revolt in
Mesembria Mesembria ( grc, Μεσημβρία; grc-x-doric, Μεσαμβρία, Mesambria) was an important Greek city in ancient Thrace. It was situated on the coast of the Euxine and at the foot of Mount Haemus; consequently upon the confines of Moe ...
, in co-operation with Leca, and began to pillage the surrounding areas. Leca and Dobromir soon abandoned their rebellion after they were informed that Nikephoros was quickly assembling an army to defeat them. Knowing their few loyalists would not be able to confront the Byzantine army, they begged Nikephoros for forgiveness, fearing that they would share the same punishment as Bryennios and Basilakes; Nikephoros showed mercy and granted them amnesty, along with both gifts and titles. Nikephoros had originally considered Constantine Doukas as a candidate for his heir, as he had no children of his own, but he abandoned this after Constantine revolted against him. He then set his sights upon a distant relative, Synadenos Botaneiates, of whom almost nothing is known other than that he later married a niece of Alexios. Norman Duke Robert Guiscard of Apulia prepared to invade the Byzantine Empire in 1081 under the pretext of defending the succession of Constantine Doukas, who had been engaged to Robert's daughter Helena; at the same time, the Seljuks captured the town of
Cyzicus Cyzicus (; grc, Κύζικος ''Kúzikos''; ota, آیدینجق, ''Aydıncıḳ'') was an ancient Greek town in Mysia in Anatolia in the current Balıkesir Province of Turkey. It was located on the shoreward side of the present Kapıdağ Peni ...
. Alexios was entrusted with a substantial army to defeat the Norman threat but conspired with his relative John Doukas to instead take the throne for himself. Alexios raised a rebellion against Nikephoros and was able to quickly surround Constantinople and put it to siege due to the lack of a defensive army. Nikeophoros was unable to secure the support of either the Seljuk Turks or Nikephoros Melissenos, his traditional rivals, and thus was forced to prepare to abdicate. Nikephoros decided that his only choice was to abdicate in favor of Melissenos, who was nearby in Damalis in Anatolia, and sent messengers to him across the Bosphorus; however, these messengers were intercepted by
George Palaiologos George Palaiologos or Palaeologus ( el, Γεώργιος Παλαιολόγος) was a Byzantine general, one of the most prominent military commanders and supporters of Emperor Alexios I Komnenos (r. 1081–1118). He was the son of the first know ...
, a general of Alexios, who persuaded them to support Alexios. Alexios and his forces broke through the walls of Constantinople on 1 April 1081 and sacked the city; Patriarch Cosmas convinced Nikephoros to abdicate to Alexios rather than prolong the civil war. Nikephoros then fled to the
Hagia Sophia Hagia Sophia ( 'Holy Wisdom'; ; ; ), officially the Hagia Sophia Grand Mosque ( tr, Ayasofya-i Kebir Cami-i Şerifi), is a mosque and major cultural and historical site in Istanbul, Turkey. The cathedral was originally built as a Greek Ortho ...
and sought sanctuary inside of it. Michael, the ''logothete'' of Alexios, then escorted Nikephoros to the Monastery of Peribleptus, where he abdicated and became a monk. He died later that year. Daniel Maynard comments that both
Anthony Kaldellis Anthony Kaldellis ( gr, Αντώνιος Καλδέλλης; born 29 November 1971) is a Greek historian who is Professor and a faculty member of the Department of Classics at the University of Chicago. He is a specialist in Greek historiograph ...
and João Vicente de Medeiros Publio Dias tend to characterize Nikephoros' reign as part of the Doukas dynasty, with Kaldellis stating that "Botaniates' reign was basically an extension of the Ducas dynasty", and de Medeiros Publio Dias stating that "His government is normally only seen as a prelude to the important, but at the same time controversial rule of Alexios I Komnenos".


Reforms and domestic policy

Nikephoros performed many acts to secure the support of the Byzantine populace, as he lacked the legitimacy of imperial succession as a usurper. He spent large amounts of money on donatives for his army and supporters, which severely sapped the imperial treasury, and distributed many titles to them; he also donated generously to charities. He returned the gold and silver ornaments that Michael VII had confiscated from the churches to fund his civil war against him. Whether or not these acts managed to gain the support of the people cannot be ascertained, as Nikephoross reign was filled with revolts and political uncertainty; however, it can be assumed that he was determined to prevent the betrayal which many previous emperors had suffered, and as such freely handed out gifts and titles. Many of the reforms which Nikephoros enacted were more likely intended to solidify his tenuous hold on the throne, rather than for the security of the empire. Nikephoros issued a chrysobull that forgave all debt which was in arrears in order to gain support and to attempt to remedy the debt crisis which had occurred under the Doukas dynasty; he also forbade creditors from demanding debt repayment before the terms of the contract stated, likely to improve the financial stability of the empire by preventing sudden impoverishment, and forbade creditors from seizing the property of their debtors in payment of debt after their debts were canceled. Attaleiates says that these laws "put an end to the fear of debt", which he said had been a source of much suffering for the Byzantine citizens under the Doukas dynasty. Nikephoros may have revoked the edicts of Michael VII to secure more legitimacy and to reward the citizens of Constantinople who had supported him; one such measure involved the restoration of rights to owners of small jetties around Constantinople, allowing them to again use these ports, called ''skalai''. Attaleiates states that Nikephoros "diligently attended the festivals of the capital and frequently bestowed gifts to his subjects", suggesting that Nikephoros did not hesitate to embrace the trappings of an emperor to ensure that he was viewed as the legitimate emperor rather than a mere usurper. Nikephoros worked to not only gain the favor of the masses, but also the previous dynasty, which Romanos IV had failed to do, leading to his downfall. He brought Eudokia Makrembolitissa out of her monastic exile and allowed her to live among her family, and attempted to make Constantine Doukas his heir, likely in an attempt to appease the civil officials who he had just deposed. Additionally, succession was a strong concern, as Nikephoros was a widower, old, and childless in 1078. His marriage to Maria, the wife of Michael VII, and attempt to take Constantine as his heir, show Nikephoross determination to both secure his succession and restore stability to the empire. Attaleiates praised Nikephoros for his reforms to the legal code and his diligence in the performance of his imperial duties. Nikephoros presided over court cases and in his free time read books to improve his ability to judge cases. Nikephoros settled several pressing legal issues in 1079, first enacting a law regarding spousal insanity, the second increasing the time between sentencing and execution to thirty days to allow new evidence to be presented or the judge to review whether the crime merited capital punishment. Nikephoros also issued a law that extended the same legal rights and protections enjoyed by private servants to imperial servants. While the reforms of Nikephoros are quite minor, they provide insight into Nikephoross desire to relieve some of the issues plaguing the Byzantine Empire and correct the rampant corruption of the Byzantine courts; that his reforms were quite minor is unsurprising in light of the fact that Nikephoros was nearly eighty and had to suppress several revolts and defend against the Turks in Anatolia.


Diplomacy

The situation of Byzantine Anatolia worsened after the Battle of Manzikert in 1071, as the Seljuk Turks began to take the Byzantine lands for themselves, rather than simply raid them. Theodore Gabras and
Philaretos Brachamios Philaretos Brachamios ( el, Φιλάρετος Βραχάμιος; Armenian: Փիլարտոս Վարաժնունի, Pilartos Varajnuni; la, Philaretus Brachamius) or Vahram Varajnuni was a distinguished Byzantine general and warlord of Armenia ...
, the governors of Trebizond and Antioch, respectively, had become separated from the rest of the Byzantine Empire as the Turks invaded other regions of Anatolia which were almost undefended, and thus became ''
de facto ''De facto'' ( ; , "in fact") describes practices that exist in reality, whether or not they are officially recognized by laws or other formal norms. It is commonly used to refer to what happens in practice, in contrast with ''de jure'' ("by la ...
'' independent of the Byzantine Empire. Nikephoros negotiated with Philaretos for the submission of his fief in 1078 and granted him the title of ''doux'', leaving him the legitimate ruler of the newly returned Byzantine province. This reincorporation benefited the Byzantine Empire as Philaretos had been attacking some nearby Byzantine towns in order to incorporate them into his domain, dividing the Byzantines' focus upon the Seljuk Turks in the area. This successful negotiation may also have reflected the prestige of the Botaneiates family, as Michael Doukas had failed to negotiate a similar agreement with Philaretos because of Philaretos's dislike of the corrupt Nikephoritzes the Logothete. While a diplomatic victory, it did not effectively change the situation of either party, as Philaretos remained effectively independent, and Nikephoros had little to gain from reasserting control over the land. The only real success to come from it is that he may have gained legitimacy due to achieving something which his predecessor was never able to; that Attaleiates deigns to mention it as one of Nikephoros's successes lends credence to it largely benefiting only Nikephoros's legitimacy.


Notes


References


Citations


Bibliography

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Further reading

* * * * {{DEFAULTSORT:Nikephoros 03 Botaneiates 11th-century Byzantine emperors Doukid dynasty Byzantine governors of Antioch Eastern Orthodox monks Year of birth unknown 1081 deaths Monarchs who abdicated Eastern Orthodox monarchs 1070s in the Byzantine Empire 1080s in the Byzantine Empire Burials at the Church of St. Mary Peribleptos (Constantinople) Governors of the Anatolic Theme 1002 births