NSC 5412/2 Special Group
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Executive oversight of
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
covert operations A covert operation is a military operation intended to conceal the identity of (or allow plausible deniability by) the party that instigated the operation. Covert operations should not be confused with clandestine operations, which are performe ...
has been carried out by a series of sub-committees of the National Security Council (NSC).


Birth of covert operations in the Cold War

At the beginning of the Cold War, it was not inevitable that covert operations would become the dominion of the
Central Intelligence Agency The Central Intelligence Agency (CIA ), known informally as the Agency and historically as the Company, is a civilian foreign intelligence service of the federal government of the United States, officially tasked with gathering, processing, ...
(CIA). The National Security Act of 1947 did not explicitly authorize the CIA to conduct covert operations, although Section 102(d)(5) was sufficiently vague to permit abuse. At the very first meetings of the NSC in late 1947, the perceived necessity to "stem the flow of communism" in
Western Europe Western Europe is the western region of Europe. The region's countries and territories vary depending on context. The concept of "the West" appeared in Europe in juxtaposition to "the East" and originally applied to the ancient Mediterranean ...
—particularly
Italy Italy ( it, Italia ), officially the Italian Republic, ) or the Republic of Italy, is a country in Southern Europe. It is located in the middle of the Mediterranean Sea, and its territory largely coincides with the homonymous geographical ...
—by overt and covert "psychological warfare" forced the issue. The actual responsibility for these operations was a hot potato, and when it was decided that the State Department would be in charge, Secretary of State
George Marshall George Catlett Marshall Jr. (December 31, 1880 – October 16, 1959) was an American army officer and statesman. He rose through the United States Army to become Chief of Staff of the United States Army, Chief of Staff of the US Army under Pre ...
sharply opposed it, fearing it would tarnish the international credibility of his department. The upshot was that responsibility for covert operations was passed on to the CIA; this was codified in a NSC policy paper called NSC4-A, approved in December 1947. NSC4-A provided the authorization for the intervention of the CIA in the Italian elections of April 1948.


Proposed NSC 4-A Panel

A draft of NSC4-A envisioned the creation of a NSC-designated "panel" to approve operations. The executive secretary of the NSC,
Sidney Souers Sidney William Souers (March 30, 1892 – January 14, 1973) was an American admiral and intelligence expert. Rear Admiral Souers was appointed as the first Director of Central Intelligence on January 23, 1946 by President Harry S. Truman, where ...
, recommended that the panel be composed of representatives from the departments of State,
Army An army (from Old French ''armee'', itself derived from the Latin verb ''armāre'', meaning "to arm", and related to the Latin noun ''arma'', meaning "arms" or "weapons"), ground force or land force is a fighting force that fights primarily on ...
,
Navy A navy, naval force, or maritime force is the branch of a nation's armed forces principally designated for naval and amphibious warfare; namely, lake-borne, riverine, littoral, or ocean-borne combat operations and related functions. It in ...
and
Air Force An air force – in the broadest sense – is the national military branch that primarily conducts aerial warfare. More specifically, it is the branch of a nation's armed services that is responsible for aerial warfare as distinct from an ...
, as well an "observer" representative from the
Joint Chiefs of Staff The Joint Chiefs of Staff (JCS) is the body of the most senior uniformed leaders within the United States Department of Defense, that advises the president of the United States, the secretary of defense, the Homeland Security Council and the ...
. This provision was dropped in the final version, which simply stated that the Director of Central Intelligence (DCI) "is charged with ensuring that overtpsychological operations are consistent with U.S. foreign policy and overt foreign information activities, and that appropriate agencies of the U.S. Government, ..., are kept informed of such operations which will directly affect them."


From NSC 10/2 to NSC 5412 (June 1948–March 1955)

According to the Church Committee, throughout the period June 1948 to March 1955, "NSC directives provided for consultation with representatives of State and Defense". But "these representatives had no approval function. There was no formal procedure or committee to consider and approve projects."


NSC 10/2 Panel

The arrangement in NSC4-A did not please the influential
director Director may refer to: Literature * ''Director'' (magazine), a British magazine * ''The Director'' (novel), a 1971 novel by Henry Denker * ''The Director'' (play), a 2000 play by Nancy Hasty Music * Director (band), an Irish rock band * ''D ...
of the State Department's Policy Planning Staff (S/P),
George F. Kennan George Frost Kennan (February 16, 1904 – March 17, 2005) was an American diplomat and historian. He was best known as an advocate of a policy of containment of Soviet expansion during the Cold War. He lectured widely and wrote scholarly hist ...
. Under his leadership, a S/P paper titled "The inauguration of organized political warfare" was circulated in the NSC in early May 1948, which said that "there are two major types of political warfare—one overt and the other covert. Both, from their basic nature, should be directed and coordinated by the Department of State." Yet Kennan wanted to have his cake and eat it too: the paper made it clear that the State Department should not be formally associated with the conduct of covert operations. Then the
Joint Chiefs of Staff The Joint Chiefs of Staff (JCS) is the body of the most senior uniformed leaders within the United States Department of Defense, that advises the president of the United States, the secretary of defense, the Homeland Security Council and the ...
entered the fray by guarding its prerogatives, particularly in wartime, especially in theatres of war. As a result of the controversy spurred by Kennan, NSC4-A was replaced by NSC10/2, approved by President
Harry Truman Harry S. Truman (May 8, 1884December 26, 1972) was the 33rd president of the United States, serving from 1945 to 1953. A leader of the Democratic Party, he previously served as the 34th vice president from January to April 1945 under Franklin ...
on 18 June 1948, creating the
Office of Policy Coordination The Office of Policy Coordination (OPC) was the covert operation wing of the United States Central Intelligence Agency (CIA). Created as a department of the CIA in 1948, it actually operated independently until October 1950. OPC existed until 1 A ...
(OPC). Kennan was still not satisfied and continued to press for State control, hoping that his choice for OPC director,
Frank Wisner Frank Gardiner Wisner (June 23, 1909 – October 29, 1965) was one of the founding officers of the Central Intelligence Agency (CIA) and played a major role in CIA operations throughout the 1950s. Wisner began his intelligence career in the Of ...
, would be loyal to the State Department—he was not. NSC10/2 was the first presidential document which specified a mechanism to approve and manage covert operations, and also the first in which the term "covert operations" was defined. NSC10/2 charged the DCI with "Ensuring, through designated representatives of the Secretary of State and of the Secretary of Defense, that covert operations are planned and conducted in a manner consistent with US foreign and military policies and with overt activities." The representatives to this "10/2 Panel", also known as the "OPC Consultants", were Kennan for State (1948–1950) and Joseph McNarney for Defense (1948–1949). The panel, which met about once a week, was supplanted from January 1950 on by the regular attendance of a representative from the Joint Chiefs of Staff. According to Anne Karalekas, a Church Committee staffer, it did not constrain the OPC: In the first half of its existence, OPC was not really under CIA's control. In the words of Edward P. Lilly, DCI Roscoe H. Hillenkoetter, "although authorized by NSC-10/2 to supervise OPC, had allowed OPC to go its own way." OPC was brought under CIA control in October 1950, when
Walter Bedell Smith General Walter Bedell "Beetle" Smith (5 October 1895 – 9 August 1961) was a senior officer of the United States Army who served as General Dwight D. Eisenhower's chief of staff at Allied Forces Headquarters (AFHQ) during the Tunisia Campai ...
became DCI. OPC was merged on 1 August 1952 with the CIA branch responsible for
espionage Espionage, spying, or intelligence gathering is the act of obtaining secret or confidential information (intelligence) from non-disclosed sources or divulging of the same without the permission of the holder of the information for a tangib ...
, the Office of Special Operations (OSO), to form the Directorate of Plans (DDP).


NSC 10/5 Panel

Truman swelled the bureaucracy on 4 April 1951 when he established the
Psychological Strategy Board The Psychological Strategy Board (PSB) was a committee of the United States executive formed to coordinate and plan for psychological operations. It was formed on April 4, 1951, during the Truman administration. The board was composed of the Un ...
(PSB). DCI Smith, seeking more high-level policy guidance, wanted the PSB "to replace the 10/2 Panel as approval body"; this proposal was adopted by the NSC. NSC10/5 tried to specify the purpose of the PSB. The 10/2Panel, which continued to function, was replaced in February 1952 by an enlarged 10/5Panel, which also included PSB staff. According to an internal CIA review from 1967, the 10/5Panel "functioned much as the 10/2 Panel had, but the resulting procedures proved cumbersome and potentially insecure." According to John Prados, the CIA cut the PSB out of the loop, establishing instead an internal mechanism for approval of operations. In 1953, DCI Smith said that the PSB was "incompetent and its work irrelevant". "As the Truman administration ended", writes the
Office of the Historian The Office of the Historian is an office of the United States Department of State within the Foreign Service Institute. It is legally responsible for the preparation and publication of the official historical documentary record of U.S. foreign p ...
,


Enter Eisenhower

The
Eisenhower administration Dwight D. Eisenhower's tenure as the 34th president of the United States began with his first inauguration on January 20, 1953, and ended on January 20, 1961. Eisenhower, a Republican from Kansas, took office following a landslide victory ...
took office on 20 January 1953. When Eisenhower replaced the PSB with the
Operations Coordinating Board The Operations Coordinating Board (OCB) was a committee of the United States Executive created in 1953 by President Eisenhower's Executive Order 10483 and tasked with oversight of United States covert operations. Eisenhower simultaneously gave sec ...
(OCB) on 2 September 1953, he also did away with the 10/5Panel, reverting to "a smaller group identical to the former 10/2Panel, without OCB staff participation." On 15 March 1954, Eisenhower approved NSC5412, which required CIA to consult with OCB. Although Eisenhower would later congratulate the CIA with its success in deposing Guatemala's democratically elected President,
Jacobo Árbenz Juan Jacobo Árbenz Guzmán (; 14 September 191327 January 1971) was a Guatemalan military officer and politician who served as the 25th President of Guatemala. He was Minister of National Defense from 1944 to 1950, and the second democratical ...
, he was privately irked by CIA's unauthorized bombing of SS ''Springfjord''. According to Prados, that incident "convinced Eisenhower of the need for more rigorous control over covert action".


Planning Coordination Group (March 1955–December 1955)

The arrangement in NSC5412 suffered the same problem as the 10/5Panel; OCB "included more officials than ought to be concerned with secret war." So on 12 March 1955, Eisenhower approved NSC5412/1, creating a more senior Planning Coordination Group (PCG) within OCB. Significantly, the directive explicitly charged PCG with ''approving'' covert operations. The PCG proved to be a failure; its chairman, Nelson Rockefeller, recommended the abolishment of PCG before year's end. According to Prados, the problem was that CIA had not been forthcoming with details, latching on to a mention of "need-to-know" in NSC5412/1. The next directive would solve this by creating a committee "so high-powered there could be no question" of its need to know.


Special Group/303 Committee (December 1955–February 1970)

NSC5412/2 was approved by Eisenhower on 28 December 1955, a directive which remained in force for 15 years. Paragraph 7 specified the new oversight mechanism: The resulting body became known as the 5412 Committee or, from 1957, the Special Group. It was the first time a "designated representative" of the President was included in the process; Eisenhower used his National Security Advisors for this purpose. The DCI was an ''ex officio'' member. In 1957, Eisenhower made the Chairman of the
Joint Chiefs of Staff The Joint Chiefs of Staff (JCS) is the body of the most senior uniformed leaders within the United States Department of Defense, that advises the president of the United States, the secretary of defense, the Homeland Security Council and the ...
a member as well. In practice the membership of the Special Group varied on an ''ad hoc'' basis. In late 1956, the newly formed PBCFIA, which had turned a candid eye towards covert operations, took issue with the "very informal" procedures of the Special Group. Consequently, an annex to NSC5412/2 was approved by Eisenhower on 26 March 1957, clarifying project approvals, and for the first time requiring the CIA to circulate "proposal papers" in advance of approval. The board continued to press for more prominence to the Special Group to keep the CIA from freewheeling. Eisenhower himself saw the proper functioning of the Special Group as crucial to fend off initiatives for meaningful congressional oversight of covert operations. On 26 December 1958 Eisenhower asked the Special Group to institute weekly meetings, with the result that "criteria for submission of projects to the Group were, in practice, considerably broadened."


Kennedy administration

The Special Group fell by the wayside when new administration of
John F. Kennedy John Fitzgerald Kennedy (May 29, 1917 – November 22, 1963), often referred to by his initials JFK and the nickname Jack, was an American politician who served as the 35th president of the United States from 1961 until his assassination ...
took office on 20 January 1961; although it remained "in theory intact", in practice it "took a backseat to meetings at which JFK personally presided". After the failed
Bay of Pigs Invasion The Bay of Pigs Invasion (, sometimes called ''Invasión de Playa Girón'' or ''Batalla de Playa Girón'' after the Playa Girón) was a failed military landing operation on the southwestern coast of Cuba in 1961 by Cuban exiles, covertly fin ...
, the Special Group returned to prominence, and new procedures were set out in July 1961. In the wake of the scandal, DDP Richard M. Bissell Jr. suggested the name and workings of the Special Group be made public to demonstrate to the American people that the CIA was under effective executive oversight; that did not happen. A second Special Group (Augmented) existed from November 1961 to the Cuban Missile Crisis of October 1962. The only difference was that it was specifically dedicated to managing the Cuban Project which sought to overthrow Fidel Castro's regime, and was headed by Attorney General
Robert F. Kennedy Robert Francis Kennedy (November 20, 1925June 6, 1968), also known by his initials RFK and by the nickname Bobby, was an American lawyer and politician who served as the 64th United States Attorney General from January 1961 to September 1964, ...
. After the Missile Crisis brought the world to the brink of destruction, management of the war against Castro was transferred to discussions in the EXCOMM and NSC proper, before being handed over to an "obscure NSC appendage" known as the Standing Group chaired by National Security Advisor McGeorge Bundy.


Johnson administration

The Special Group was renamed to the 303 Committee on 2 June 1964, in response to the publication of the book ''The Invisible Government'' by David Wise and Thomas B. Ross, which made the old name public. A NSC staffer had recommended the new name be "something utterly drab and innocuous" to deflect away attention. The number refers to the
national security directive National security directives are presidential directives issued for the National Security Council (NSC). Starting with Harry Truman, every president since the founding of the National Security Council in 1947 has issued national security directiv ...
which effected the change, NSAM303. Alternatively, the '' Encyclopedia of the Central Intelligence Agency'' by W. Thomas Smith Jr. claims the name derives from “a room number in the executive office complex in Washington D.C.”


40 Committee

On 17 February 1970, President
Richard Nixon Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A member of the Republican Party, he previously served as a representative and senator from California and was ...
approved NSDM40, superseding and revoking NSC5412/2, and replacing the 303 Committee with the 40 Committee. Among the few substantive changes introduced by Nixon was the inclusion of Attorney General John N. Mitchell and a requirement to review covert programs annually. Like earlier, public exposure was the motive for changing the name; National Security Adviser
Henry Kissinger Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
explained to Nixon that "In view of recent mention of the 303 Committee in the public media, the directive changes the committee name to coincide with the number assigned to the NSDM itself, which is 40." Nixon and Kissinger, who was charged with overseeing all covert operations on Nixon's behalf, Smith, Jr., W. Thomas
"40 Committee"
'' Encyclopedia of the Central Intelligence Agency''. New York: Facts on File, Inc., 2003. (p. 104) .
kept the 40 Committee out of the loop on almost all the major and sensitive decisions, and the 40 Committee stopped having meetings; in 1972 it only met once.


Operations Advisory Group

On February 18, 1976, 40 committee was replaced by the Operations Advisory Group, in accordance with Executive Order 11905 issued by Gerald Ford. The new group was composed of the President's Assistant for National Security Affairs, the Secretaries of
State State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
and Defense, the Chairman of the Joint Chiefs of Staff, and the Director of Central Intelligence.


NSC Special Coordination Committee

The following year, on May 13, 1977, President
Jimmy Carter James Earl Carter Jr. (born October 1, 1924) is an American politician who served as the 39th president of the United States from 1977 to 1981. A member of the Democratic Party, he previously served as the 76th governor of Georgia from 1 ...
issued Executive Order 11985 which updated the previous order, and renamed the Operations Advisory Group to the NSC Special Coordination Committee (SCC).


National Security Planning Group

Under the Reagan administration, the Special Coordination Committee was replaced by the National Security Planning Group (NSPG) which included the Vice-President, the Secretary of Defense, the Secretary of State, the Assistant for National Security Affairs, and the Director of the CIA. One level below the NSPG was the Policy Coordination Group (PCG), first known as the Crisis Pre-Planning Group (CPPG); one source describes the PCG as the actual successor to the Special Coordination Committee.


Special Intelligence Office

In 2002–2003, during the Bush Administration,
Under Secretary of Defense for Policy The United States under secretary of defense for policy (USDP) is a high level civilian official in the United States Department of Defense. The under secretary of defense for policy is the principal staff assistant and adviser to both the secr ...
Douglas Feith Douglas Jay Feith (born July 16, 1953) served as the under secretary of Defense for Policy for United States president George W. Bush, from July 2001 until August 2005. He is a senior fellow at the Hudson Institute, a conservative think tank. ...
created a special-purpose group encompassing and focusing on all military and intelligence efforts involving
Iraq Iraq,; ku, عێراق, translit=Êraq officially the Republic of Iraq, '; ku, کۆماری عێراق, translit=Komarî Êraq is a country in Western Asia. It is bordered by Turkey to the north, Iran to the east, the Persian Gulf and K ...
,
Afghanistan Afghanistan, officially the Islamic Emirate of Afghanistan,; prs, امارت اسلامی افغانستان is a landlocked country located at the crossroads of Central Asia and South Asia. Referred to as the Heart of Asia, it is bordere ...
, and other Near East countries, as well as all activities falling under the rubric of the Global War on Terror. This group has been said to have been responsible for stovepiping selective raw intelligence data, bypassing analysis processes as well as bypassing customary cooperation and coordination with
NSA The National Security Agency (NSA) is a national-level intelligence agency of the United States Department of Defense, under the authority of the Director of National Intelligence (DNI). The NSA is responsible for global monitoring, collecti ...
, Mossad, and other intelligence entities in order to shape decisions as to the war with Iraq. Its functions were morphed in the
Office of Special Plans An office is a space where an organization's employees perform administrative work in order to support and realize objects and goals of the organization. The word "office" may also denote a position within an organization with specific du ...
, which was subsequently investigated for manipulations of intelligence, unlawful activities, and
espionage Espionage, spying, or intelligence gathering is the act of obtaining secret or confidential information (intelligence) from non-disclosed sources or divulging of the same without the permission of the holder of the information for a tangib ...
.


Notes


References


Sources

* * * * * *


External links


Eisenhower Administration National Security Documents
at Federation of American Scientists Intelligence Resource Program Articles * Kibbe, Jennifer D

''Fort Worth Star-Telegram'', August 8, 2004. * Prouty, L. Fletcher
“The Forty Committee”
''Genesis'', February 1975. {{DEFAULTSORT:Oversight Of United States Covert Operations Political history of the United States Classified documents United States intelligence operations