Military diploma
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A Roman military diploma was a document inscribed in bronze certifying that the holder was honourably discharged from the Roman armed forces and/or had received the grant of
Roman citizenship Citizenship in ancient Rome (Latin: ''civitas'') was a privileged political and legal status afforded to free individuals with respect to laws, property, and governance. Citizenship in Ancient Rome was complex and based upon many different laws, t ...
from the emperor as reward for service. The diploma was a notarised copy of an original ''constitutio'' (decree) issued by the
emperor An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife ( empress consort), mother ( ...
in Rome, listing by regiment (or unit) the eligible veterans. The ''constitutio'', recorded on a large bronze plate, was lodged in the military archive at Rome (none such has been found; presumably they were melted down in later times).


History

Diplomas were issued during the
Principate The Principate is the name sometimes given to the first period of the Roman Empire from the beginning of the reign of Augustus in 27 BC to the end of the Crisis of the Third Century in AD 284, after which it evolved into the so-called Dominate. ...
period (52-284 AD) to retiring veterans who had served in those corps of the Roman armed forces which enlisted ''
peregrini In the early Roman Empire, from 30 BC to AD 212, a ''peregrinus'' (Latin: ) was a free provincial subject of the Empire who was not a Roman citizen. ''Peregrini'' constituted the vast majority of the Empire's inhabitants in the 1st and 2nd centur ...
'', that is, inhabitants of the Roman empire who were not Roman citizens (the vast majority of the empire's population in the 1st and 2nd centuries). Such corps were: the
auxilia The (, lit. "auxiliaries") were introduced as non-citizen troops attached to the citizen legions by Augustus after his reorganisation of the Imperial Roman army from 30 BC. By the 2nd century, the Auxilia contained the same number of inf ...
;
Roman navy The naval forces of the ancient Roman state ( la, Classis, lit=fleet) were instrumental in the Roman conquest of the Mediterranean Basin, but it never enjoyed the prestige of the Roman legions. Throughout their history, the Romans remained a prim ...
, the
Praetorian Guard The Praetorian Guard (Latin: ''cohortēs praetōriae'') was a unit of the Imperial Roman army that served as personal bodyguards and intelligence agents for the Roman emperors. During the Roman Republic, the Praetorian Guard were an escort fo ...
's cavalry ('' equites singulares Augusti''); and the '' cohortes urbanae'' (the
City of Rome , established_title = Founded , established_date = 753 BC , founder = King Romulus ( legendary) , image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg , map_caption ...
's public-order battalions). The first known diploma dates from AD 52, under emperor
Claudius Tiberius Claudius Caesar Augustus Germanicus (; 1 August 10 BC – 13 October AD 54) was the fourth Roman emperor, ruling from AD 41 to 54. A member of the Julio-Claudian dynasty, Claudius was born to Drusus and Antonia Minor ...
(r. 41–54), who appears to have regularised the practice of granting Roman citizenship to non-citizen auxiliaries after 25 years' service (26 in the navy). Diplomas were not normally issued to discharged legionaries, as the legions recruited Roman citizens only. However, legionary diplomas were exceptionally issued after the Civil War of 68/69 AD. As an emergency measure, 2 new legions, the ''I'' and ''II Classica'' (later reconstituted and renamed as I and II Adiutrix, respectively) were formed mainly from naval marines, many of whom did not hold citizenship. At the end of the crisis, these were all awarded Roman citizenship. In 212, the ''
Constitutio Antoniniana The ''Constitutio Antoniniana'' ( Latin for: "Constitution r Edictof Antoninus") (also called the Edict of Caracalla or the Antonine Constitution) was an edict issued in AD 212, by the Roman Emperor Caracalla. It declared that all free men in t ...
'', issued by the emperor
Caracalla Marcus Aurelius Antoninus (born Lucius Septimius Bassianus, 4 April 188 – 8 April 217), better known by his nickname "Caracalla" () was Roman emperor from 198 to 217. He was a member of the Severan dynasty, the elder son of Emperor ...
, granted Roman citizenship to all the inhabitants of the empire, thus ending the second-class ''peregrini'' status. This made military diplomas largely redundant, and indeed the last known auxiliary diplomas date from AD 203. But diplomas for service in the navy,
Praetorian Guard The Praetorian Guard (Latin: ''cohortēs praetōriae'') was a unit of the Imperial Roman army that served as personal bodyguards and intelligence agents for the Roman emperors. During the Roman Republic, the Praetorian Guard were an escort fo ...
cavalry and the ''cohortes urbanae'' continued to be issued until the late 3rd century. This might be explained by the fact that ''barbari'' (foreigners from outside the Roman empire) were still recruited for those units.


Rights granted

The veteran was granted Roman citizenship, which carried important legal and fiscal advantages, including exemption from the
poll tax A poll tax, also known as head tax or capitation, is a tax levied as a fixed sum on every liable individual (typically every adult), without reference to income or resources. Head taxes were important sources of revenue for many governments f ...
(''tributum capitis'') payable by all non-citizen subjects of the empire. Citizenship was also granted to the veteran's natural children, but not to his female partner. Until ca. 140, all children born to the veteran during his term of service were eligible. After that date, it appears that the grant was restricted to children born after the veteran's discharge (unless the veteran had registered children born before his enlistment). This seemingly retrogressive step has been doubted by some historians, and it is possible that the available evidence is garbled. Until the time of emperor
Septimius Severus Lucius Septimius Severus (; 11 April 145 – 4 February 211) was Roman emperor from 193 to 211. He was born in Leptis Magna (present-day Al-Khums, Libya) in the Roman province of Africa. As a young man he advanced through the customary suc ...
(r. 197–211), serving soldiers were legally prohibited to marry. In practice, many formed stable relationships with local women and brought up families. Diplomas retrospectively regularised such unions by granting the discharged veteran, in addition to citizenship, the right of ''
conubium Marriage in ancient Rome () was strictly a monogamous institution: a Roman citizen by law could have only one spouse at a time. The practice of monogamy distinguished the Greeks and Romans from other ancient civilizations, in which elite males typ ...
'' ("inter-marriage"), which was necessary as Roman citizens were not legally permitted to marry non-citizens (unless the latter possessed " Latin Rights"). An exceptional ''constitutio'' of emperor Hadrian (r. 117–38) is known from 3 diplomas, which granted citizenship to the beneficiaries' parents and siblings, in addition to their children.


Description

The diploma consisted of two bronze tablets hinged together. Inscriptions would be engraved on each side of both plates. The full text of a diploma was engraved on the outer side of the so-called tabula 1, while the outer side of tabula 2 displayed the names of 7 witnesses, their seals covered and protected by metal strips (such seals have rarely survived, being of organic material). The text of tabula 1 was reproduced exactly on the two inner sides. The plates would then be folded shut and sealed together, so that the external inscription would be legible without breaking the seals. The internal inscription was the official notarised copy of the text on the ''constitutio'' published in Rome. The double-inscription and seals were presumably to prevent forgery or alteration.''Military Diplomas Online: Introduction''
/ref> In a likely scenario, the holder would take the sealed diploma to the province or ''civitas'' (city/county) where he intended to live in retirement. He would then present the diploma to the keeper of archives either at the provincial governor's headquarters (or perhaps at his local ''civitas'' offices). The archivist could break the seals and check that the data on the internal inscription matched the external one. If all was in order, he would then enter the diploma-holder's name onto the register of resident Roman citizens.


Research significance

Over 800 diplomas from the Principate have been found and over 650 published (although the majority have survived in only fragmentary form). This constitutes a rare corpus of Roman documentary material, whose survival is due to their being made of metal, rather than degradable material such as papyrus, wood or wax. A particular advantage of diplomas for historians is that they are dated. The date of the constitution was entered as the year of the emperor's ''tribunicia potestas''; while the date of issue of the notarised copy (diploma) was given as the day of the month and the names of the
Consuls A consul is an official representative of the government of one state in the territory of another, normally acting to assist and protect the citizens of the consul's own country, as well as to facilitate trade and friendship between the people ...
currently in office (resulting in diplomas being an important source for the names of suffect consuls). As these documents also list the name of the provincial governor, they provide valuable data on senators' career-paths. In addition, diplomas usually record the names of several auxiliary units which served in the same province at the same time, as they were normally issued in batches. Thus a single diploma may yield the names of as many as 25 units included in the same constitution, critical data on the deployment of auxiliary units in the various provinces of the empire at different times. Constitutions are also known just for individual units, even individual veterans. The following information on the beneficiary was usually recorded in the diploma: beneficiary's regiment, regimental commander's name, beneficiary's military rank, name of beneficiary, name of beneficiary's father and origin (nation, tribe or city); name of beneficiary's wife and name of her father and origin; and names of children granted citizenship.


Notes


References


Primary sources

* ''
Corpus Inscriptionum Latinarum The ''Corpus Inscriptionum Latinarum'' (''CIL'') is a comprehensive collection of ancient Latin inscriptions. It forms an authoritative source for documenting the surviving epigraphy of classical antiquity. Public and personal inscriptions throw ...
'' (CIL) Band XVI and Supplement * ''Roman Military Diplomas'' (RMD,
Margaret Roxan Margaret Roxan (1924–2003) was a British archaeologist and expert on Roman military diplomas. Her major contribution to the discipline was three edited collections of newly-found diplomas that acquired a scholarly authority and place as the di ...
, Paul Holder) Vols. I-V


Secondary sources

* Werner Eck, Hartmut Wolff (Hrsg.): ''Heer und Integrationspolitik. Die römischen Militärdiplome als historische Quelle''. Böhlau, Köln .a.1986. (Passauer historische Forschungen, 2) * "Die Rolle des Militärs für den sozialen Aufstieg in der römischen Kaiserzeit" (Barbara Pferdehirt) Mainz, RGZM (2002) 2) * "Römische Militärdiplome und Entlassungsurkunden in der Sammlung des Römisch-Germanischen Zentralmuseums" (Barbara Pferdehirt) Mainz, RGZM (2004) 2)


See also

* Military discharge#Military discharge certificate *
Margaret Roxan Margaret Roxan (1924–2003) was a British archaeologist and expert on Roman military diplomas. Her major contribution to the discipline was three edited collections of newly-found diplomas that acquired a scholarly authority and place as the di ...


External links


Roman Military Diplomas On-Line

Roman Diploma at BYU Library

Roman Diploma from Slavonski Brod, a.d.76

Livius.org: Diploma

Military diplomas in the British Museum's collection
{{Authority control Military awards and decorations of ancient Rome Government documents Bronze objects