Listing and approval use and compliance
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Listing and approval use and compliance is the practice of installing and operating safety-related products and materials in accordance with to minimum performance
conformance testing Conformance testing — an element of conformity assessment, and also known as compliance testing, or type testing — is testing or other activities that determine whether a process, product, or service complies with the requirements of a specifi ...
requirements. The conformance could be for a
certification listing A certification listing is a document used to guide installations of certified products, against which a field installation is compared to make sure that it complies with a regulation (e.g., a building code). Typically, products or items are requ ...
or for an approval that has been issued by an organization that is accredited both for testing and
product certification Product certification or product qualification is the process of certifying that a certain product has passed performance tests and quality assurance tests, and meets qualification criteria stipulated in contracts, regulations, or specifications ...
. Such organizations include
Underwriters Laboratories The UL enterprise is a global safety science company headquartered in Northbrook, Illinois, composed of three organizations, UL Research Institutes, UL Standards & Engagement and UL Solutions. Established in 1894, the UL enterprise was founded as ...
,
FM Global FM Global is an American mutual insurance company based in Johnston, Rhode Island, United States, with offices worldwide, that specializes in loss prevention services primarily to large corporations throughout the world in the ''Highly Protecte ...
, or the
Deutsches Institut für Bautechnik Deutsches Institut für Bautechnik (DIBt) is a technical authority in the construction sector. The Institute carries out its activities on the basis of an agreement concluded between the Federation and the German federal states (Länder). Its mos ...
(DIBt). Required listings or tests is often cited by a regulation such as a
building code A building code (also building control or building regulations) is a set of rules that specify the standards for constructed objects such as buildings and non-building structures. Buildings must conform to the code to obtain planning permissi ...
or a fire code and is enforced through adopted codes or regulations. In the absence of a standard test method, local building officials can review and approve results from qualified testing agencies on an ad-hoc basis if the evidence shows compliance for a material, product or construction method that provides equivalent strength, quality, fire resistance, durability and safety as compared to the building code objectives.


Governmental accreditation of laboratories

National, governmental accreditors, such as
Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwee ...
's
Deutsches Institut für Bautechnik Deutsches Institut für Bautechnik (DIBt) is a technical authority in the construction sector. The Institute carries out its activities on the basis of an agreement concluded between the Federation and the German federal states (Länder). Its mos ...
or
Canada Canada is a country in North America. Its ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, covering over , making it the world's second-largest country by to ...
'
SCC (Standards Council of Canada)
can "accredit" laboratories. Such laboratories must conform to national or engineering standards. Compliance is periodically tested by the accreditor through inspections in which random client files are audited to see that the laboratory followed all appropriate procedures. Accreditors can accredit laboratories for testing, as well as for
product certification Product certification or product qualification is the process of certifying that a certain product has passed performance tests and quality assurance tests, and meets qualification criteria stipulated in contracts, regulations, or specifications ...
. For product certification, the laboratory or the accreditor (as in the case of Germany) witnesses the production of test materials and obtains copies of process standards. Test products are shipped to the laboratory for incorporation in the test. Certification listings or approvals that follow a successful test are subject to the maintenance of continuous factory auditing to verify the tested product is identical as is currently manufactured, or documented proof that the products made continue to meet quality control standards set out as a function of the approvals process.


Testing by laboratories without national accreditation

Testing by organizations or laboratories who hold no national accreditation for testing purposes are not subject to mandatory governmental audits of compliance with applicable requirements. Even an organisation that is nationally accredited for testing purposes may not necessarily issue test reports that provide assurance that commercial products tested by it are the same as what is being sold or used by the public.


Testing for the purpose of achieving product certification

Product certification involves testing a product to a test standard that is accepted in the region in which the product will be sold. For instance, in the case of a
firestop A firestop or fire-stopping is a form of passive fire protection that is used to seal around openings and between joints in a fire-resistance-rated wall or floor assembly. Firestops are designed to maintain the fire-resistance rating of a wall ...

Underwriters' Laboratories of Canada
ULC-S115 is the test method that must be used by a laboratory whose tests are to be accepted in
Canada Canada is a country in North America. Its ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, covering over , making it the world's second-largest country by to ...
. ULC is nationally accredited in Canada to write standards, test products and to certify products. Because Canada uses the accreditation model of a national accrediting authority, if an organisation tests a firestop in or for use in Canada, in accordance with the correct standard (ULC-S115), but is not accredited by th
SCC
the test results cannot be used to in any approvals of field installations on Canadian construction sites.


Documentation

After testing, the testing laboratory issues a confidential test report to the manufacturer. If the product passes the testing required for certification, the items in the test that passed are given a certification listing, which describes the product(s) that were tested, the application, and maximum and minimum tolerances for all components. Certification listings are short versions and interpretations of the test results. A certification listing indicates that the test has been properly conducted, the tested systems passed, and that a follow-up agreement is in effect between the manufacturer or submitter and the certifier. In the event that irregularities are discovered on the part of the manufacturer - substitutions of cheaper ingredients or components, deliberate or inadvertent irregularities, or an ingredient or component of a tested system which is no longer be available has been substituted - the listing can be de-activated and the manufacturer asked to remove all logos of the certifier from product literature, promotional materials, packaging, etc.


Confidentiality

Confidentiality is of importance to product manufacturers regarding their proprietary process standards. In Germany's system, formulas and process standards are shared with the governmental accreditor: DIB

DIBt uses the laboratories to audit the factories, but the audits are restricted to quality control tests of the finished products - not their chemical compositions or exact process standards. In North America, manufacturers are obliged to share their process standards with the laboratories, as there is no national accreditor that issues "approvals". This has resulted in the use of "fingerprinting" procedures, where manufacturers will permit their laboratory inspectors to conduct
infrared spectroanalysis Infrared (IR), sometimes called infrared light, is electromagnetic radiation (EMR) with wavelengths longer than those of Light, visible light. It is therefore invisible to the human eye. IR is generally understood to encompass wavelengths from ...
and other QC tests, in place of the process standards.


Structural fire protection

Fire protection products used in the construction of buildings, ships and offshore facilities are required to conform with the certification listings or approvals. The field installation will comply with code requirements if it is configured within the maximum and minimum tolerances in the listings and approvals. For example, if a
drywall Drywall (also called plasterboard, dry lining, wallboard, sheet rock, gypsum board, buster board, custard board, and gypsum panel) is a panel made of calcium sulfate dihydrate (gypsum), with or without additives, typically extruded between thic ...
assembly has a listing of a 2 hour
fire-resistance rating A fire-resistance rating typically means the duration for which a passive fire protection system can withstand a standard fire resistance test. This can be quantified simply as a measure of time, or it may entail other criteria, involving eviden ...
, and all the provisions of the listing were kept in the field, including materials, spacing, workmanship, etc., the 2 hour wall required by the building's designer is likely to withstand a 2 hour fire.


See also

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Certification listing A certification listing is a document used to guide installations of certified products, against which a field installation is compared to make sure that it complies with a regulation (e.g., a building code). Typically, products or items are requ ...
*
Certification mark A certification mark (or conformity mark) on a commercial product indicates the existence of an accepted product standard or regulation and a claim that the manufacturer has verified compliance with those standards or regulations. The specifi ...
*
Passive fire protection Passive fire protection (PFP) is components or systems of a building or structure that slows or impedes the spread of the effects of fire or smoke without system activation, and usually without movement. Examples of passive systems include floo ...
*
Active fire protection Active fire protection (AFP) is an integral part of fire protection. AFP is characterized by items and/or systems, which require a certain amount of motion and response in order to work, contrary to passive fire protection. Categories of active fi ...
*
Intumescent An intumescent is a substance that swells as a result of heat exposure, leading to an increase in volume and decrease in density. Intumescent materials are typically used in passive fire protection and require listing, approval, and compliance in ...
* Firestop pillow *
Fire door A fire door is a door with a fire-resistance rating (sometimes referred to as a ''fire protection rating'' for closures) used as part of a passive fire protection system to reduce the spread of fire and smoke between separate compartments ...
*
Fire extinguisher A fire extinguisher is a handheld active fire protection device usually filled with a dry or wet chemical used to extinguish or control small fires, often in emergencies. It is not intended for use on an out-of-control fire, such as one which ha ...


External links


UL and IFC video on what happens when field installations don't follow certification listings

Standards Council of Canada

USNRC Inspection Report @ Shearon Harris Plant - Rating of installed configurations


Accredited testing and certification organisations

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Canada Canada is a country in North America. Its ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, covering over , making it the world's second-largest country by to ...
: **Accreditation
Standards Council of Canada
**Certification and Testing:
Underwriters' Laboratories of Canada

Canadian Standards Association (CSA)
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Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwee ...
: **Accreditation and Approvals
Deutsches Institut für Bautechnik (DIBt)
*
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country Continental United States, primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., ...
**Testing and Certification:
Underwriters Laboratories The UL enterprise is a global safety science company headquartered in Northbrook, Illinois, composed of three organizations, UL Research Institutes, UL Standards & Engagement and UL Solutions. Established in 1894, the UL enterprise was founded as ...
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**Testing and Certification:
Intertek Intertek Group plc is a British multinational assurance, inspection, product testing and certification company headquartered in London, England. It is listed on the London Stock Exchange and is a constituent of the FTSE 100 Index. History Int ...
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{{Authority control Product certification Fire protection