Hoffman Estates v. The Flipside, Hoffman Estates, Inc.
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''Hoffman Estates v. The Flipside, Hoffman Estates, Inc.'', 455 U.S. 489 (1982), is a
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
decision concerning the
vagueness In linguistics and philosophy, a vague predicate is one which gives rise to borderline cases. For example, the English adjective "tall" is vague since it is not clearly true or false for someone of middling height. By contrast, the word "prime" is ...
and
overbreadth doctrine In American jurisprudence, the overbreadth doctrine is primarily concerned with facial challenges to laws under the First Amendment. Description When federal or state laws are challenged in the United States court system for their constitutiona ...
s as they apply to restrictions on
commercial speech In law, commercial speech is speech or writing on behalf of a business with the intent of earning revenue or a profit. It is economic in nature and usually attempts to persuade consumers to purchase the business's product or service. The Supreme ...
. The justices unanimously upheld an
ordinance Ordinance may refer to: Law * Ordinance (Belgium), a law adopted by the Brussels Parliament or the Common Community Commission * Ordinance (India), a temporary law promulgated by the President of India on recommendation of the Union Cabinet * ...
passed by a Chicago suburb that imposed licensing requirements on the sale of
drug paraphernalia "Drug paraphernalia" is a term to denote any equipment, product or accessory that is intended or modified for making, using or concealing drugs, typically for recreational purposes. Drugs such as marijuana, cocaine, heroin, and methampheta ...
by a local record store. Their decision overturned the
Seventh Circuit Court of Appeals The United States Court of Appeals for the Seventh Circuit (in case citations, 7th Cir.) is the U.S. federal court with appellate jurisdiction over the courts in the following districts: * Central District of Illinois * Northern District of ...
. Concerned that the sale of items such as
bong A bong (also known as a water pipe) is a filtration device generally used for smoking cannabis, tobacco, or other herbal substances. In the bong shown in the photo, the gas flows from the lower port on the left to the upper port on the right. ...
s and
rolling paper Rolling paper is a specialty paper used for making cigarettes (commercially manufactured filter cigarettes and individually made roll-your-own cigarettes). Rolling papers are packs of several cigarette-size sheets, often folded inside a cardboa ...
s, along with books and magazines devoted to the era's
drug culture Drug cultures are examples of countercultures that are primarily defined by spiritual, medical, and recreational drug use. They may be focused on a single drug, or endorse polydrug use. They sometimes eagerly or reluctantly initiate newcomers ...
promoted and encouraged illegal
recreational drug use Recreational drug use indicates the use of one or more psychoactive drugs to induce an altered state of consciousness either for pleasure or for some other casual purpose or pastime by modifying the perceptions and emotions of the user. When a ...
, the board of trustees of the
village A village is a clustered human settlement or community, larger than a hamlet but smaller than a town (although the word is often used to describe both hamlets and smaller towns), with a population typically ranging from a few hundred ...
of Hoffman Estates, Illinois, passed an ordinance requiring that vendors of
drug paraphernalia "Drug paraphernalia" is a term to denote any equipment, product or accessory that is intended or modified for making, using or concealing drugs, typically for recreational purposes. Drugs such as marijuana, cocaine, heroin, and methampheta ...
obtain a license to do so, as they lacked the power to ban their sale outright. As a condition of that license, they were required to keep a record of the name and address of anyone buying such items for inspection by the police at any time. One of the two stores it applied to, The Flipside, filed suit in federal court for the
Northern District of Illinois The United States District Court for the Northern District of Illinois (in case citations, N.D. Ill.) is the federal trial-level court with jurisdiction over the northern counties of Illinois. Appeals from the Northern District of Illinois a ...
, seeking to have the ordinance invalidated, claiming its scope was so wide and overbroad as to possibly prevent the store from selling the books and magazines, thus infringing its
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
rights. Justice
Thurgood Marshall Thurgood Marshall (July 2, 1908 – January 24, 1993) was an American civil rights lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1967 until 1991. He was the Supreme Court's first African-A ...
wrote for the Supreme Court that the village's ordinance was neither vague nor overbroad since it clearly defined the items affected and only explicitly prohibited marketing that alluded to their use in consuming illegal controlled substances.
Byron White Byron "Whizzer" Raymond White (June 8, 1917 April 15, 2002) was an American professional football player and jurist who served as an associate justice of the U.S. Supreme Court from 1962 until his retirement in 1993. Born and raised in Colo ...
wrote a separate
concurrence In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liabilit ...
arguing that the Court need only have considered the vagueness issue since the Seventh Circuit had not considered the overbreadth claim.
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
took no part in the case. In the wake of the case many more communities began enacting and enforcing drug-paraphernalia laws, greatly curtailing their sale. It has not had much impact since then, or outside that narrow area of law, but it did establish two important
precedents A precedent is a principle or rule established in a previous legal case that is either binding on or persuasive for a court or other tribunal when deciding subsequent cases with similar issues or facts. Common-law legal systems place great valu ...
for later cases concerning the overbreadth and vagueness doctrines. In the former area, it clarified an earlier ruling and stated explicitly that the doctrine does not apply to commercial speech; in the latter, it established that a statute challenged for vagueness on its face, prior to enforcement, must be "impermissibly vague in all its applications" for the plaintiff to prevail. It also established that laws regulating economic activity, already held to a lower standard for vagueness since businesspeople can reasonably be expected to know their industry and its products, have an even lower standard to meet when they only call for
civil penalties A civil penalty or civil fine is a financial penalty imposed by a government agency as restitution for wrongdoing. The wrongdoing is typically defined by a codification of legislation, regulations, and decrees. The civil fine is not considered ...
.


Background

During the 1970s, the late 1960s counterculture spread from the college campuses and cities that had nurtured it into American culture as a whole, as those who had experienced it as college students graduated and entered society. One of its many effects was that the recreational use of illegal drugs became more widespread and socially accepted, even outside of the former students. Sociologists
Erich Goode Erich Goode is an American sociologist specializing in the sociology of deviance. He has written a number of books on the field in general, as well as on specific deviant topics. He was a professor at the State University of New York at Stony Bro ...
and
Nachman Ben-Yehuda Nachman Ben-Yehuda ( he, נחמן בן יהודה; born 8 March 1948) is a professor emeritus and former dean of the department of sociology and anthropology at the Hebrew University in Jerusalem, Israel. Masada myth One of his notable subjects o ...
later wrote that " e 1970s represented something of a high water mark in both the use and the public acceptance and tolerance of illegal drugs."
Marijuana Cannabis, also known as marijuana among other names, is a psychoactive drug from the cannabis plant. Native to Central or South Asia, the cannabis plant has been used as a drug for both recreational and entheogenic purposes and in various t ...
and
cocaine Cocaine (from , from , ultimately from Quechua: ''kúka'') is a central nervous system (CNS) stimulant mainly used recreationally for its euphoric effects. It is primarily obtained from the leaves of two Coca species native to South Am ...
''DEA 1973–2003'', 35. in particular were widely used and not considered to be terribly dangerous.
Popular culture Popular culture (also called mass culture or pop culture) is generally recognized by members of a society as a set of practices, beliefs, artistic output (also known as, popular art or mass art) and objects that are dominant or prevalent in a ...
of the time depicted
drug culture Drug cultures are examples of countercultures that are primarily defined by spiritual, medical, and recreational drug use. They may be focused on a single drug, or endorse polydrug use. They sometimes eagerly or reluctantly initiate newcomers ...
and illegal drug use as common and unexceptional. Comedians like Cheech and Chong built their acts around drug humor, songs like "
Cocaine Cocaine (from , from , ultimately from Quechua: ''kúka'') is a central nervous system (CNS) stimulant mainly used recreationally for its euphoric effects. It is primarily obtained from the leaves of two Coca species native to South Am ...
" became hits and movies like ''
Annie Hall ''Annie Hall'' is a 1977 American satirical romantic comedy-drama film directed by Woody Allen from a screenplay written by him and Marshall Brickman, and produced by Allen's manager, Charles H. Joffe. The film stars Allen as Alvy Singer, w ...
'' had scenes with drug use. Reflecting this trend, sales of
drug paraphernalia "Drug paraphernalia" is a term to denote any equipment, product or accessory that is intended or modified for making, using or concealing drugs, typically for recreational purposes. Drugs such as marijuana, cocaine, heroin, and methampheta ...
, products that facilitated the use of illegal drugs, proliferated, becoming a multibillion-dollar business. At first sold on the streets, eventually
head shop A head shop is a retail outlet specializing in paraphernalia used for consumption of cannabis and tobacco and items related to cannabis culture and related countercultures. They emerged from the hippie counterculture in the late 1960s, an ...
s dedicated to selling them opened up. Stores that sold other merchandise associated with the counterculture, such as rock records, also sold paraphernalia. Some did so quite blatantly, using slogans like "Everything You Need But The Weed," which led lawmakers to believe that these establishments were promoting illegal drug use among teenagers, and indeed even mocking the illegality of those drugs.Regnier, Thomas;
"Civilizing" Drug Paraphernalia Policy: Preserving Our Free Speech and Due Process Rights While Protecting Children
''; 14 N.Y.U. J. of Leg and Public Pol'y 115, 125 (2011). Retrieved June 29, 2012.
In response, many communities began passing
ordinance Ordinance may refer to: Law * Ordinance (Belgium), a law adopted by the Brussels Parliament or the Common Community Commission * Ordinance (India), a temporary law promulgated by the President of India on recommendation of the Union Cabinet * ...
s that either restricted or prohibited their sale outright. The head shops and other sellers of paraphernalia challenged them in court. While some surivived,
Record Head Inc. v. Olson
', 476 F.Supp. 366 ( D.N.D., 1979)
many early ones were overturned by courts as
vague In linguistics and philosophy, a vague predicate is one which gives rise to borderline cases. For example, the English adjective "tall" is vague since it is not clearly true or false for someone of middling height. By contrast, the word "prime" is ...
due to their drafters' lack of familiarity with the targeted items and the fact that most smoking equipment can also be used to smoke tobacco and other legal substances, therefore making it hard to say that it is intended and sold only with illegal use in mind.Regnier, 123. Compounding the ordinances' constitutional difficulties was the Supreme Court's recent decision in '' Virginia State Pharmacy Board v. Virginia Citizens Consumer Council'','' Virginia State Pharmacy Board v. Virginia Citizens Consumer Council'', which held that
commercial speech In law, commercial speech is speech or writing on behalf of a business with the intent of earning revenue or a profit. It is economic in nature and usually attempts to persuade consumers to purchase the business's product or service. The Supreme ...
was protected under the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
. A Lawrence Township, New Jersey, ordinance targeting five head shops in the Quaker Bridge Mall was thus found to be overbroad since it banned advertising paraphernalia to minors;
Record Museum v. Lawrence Township
', 481 F.Supp. 768 ( D.N.J., 1979)
similarly, a Newark ordinance banning the advertising of paraphernalia was struck down.
Bambu Sales, Inc. v. Gibson
', 474 F.Supp. 1297 (D.N.J., 1979)
In response, the
Drug Enforcement Administration The Drug Enforcement Administration (DEA; ) is a United States federal law enforcement agency under the U.S. Department of Justice tasked with combating drug trafficking and distribution within the U.S. It is the lead agency for domestic en ...
(DEA) drafted a model ordinance for communities in 1979.


Underlying dispute

In 1978, a year before the DEA promulgated its model ordinance, the board of trustees of the village of Hoffman Estates, Illinois, a suburb of Chicago, passed an ordinance of its own. It did not ban the sale of paraphernalia, but instead required those businesses selling "any item, effect, paraphernalia, accessory or thing which is designed or marketed for use with illegal
cannabis ''Cannabis'' () is a genus of flowering plants in the family Cannabaceae. The number of species within the genus is disputed. Three species may be recognized: '' Cannabis sativa'', '' C. indica'', and '' C. ruderalis''. Alternative ...
or drugs" to get a license. Applicants were required to file an
affidavit An ( ; Medieval Latin for "he has declared under oath") is a written statement voluntarily made by an ''affiant'' or '' deponent'' under an oath or affirmation which is administered by a person who is authorized to do so by law. Such a stateme ...
certifying that no one employed by the business had ever been convicted of a drug-related offense and to keep a record of the name and address of anyone purchasing items covered by the law, which the village police could inspect at any time. Sales to minors were also prohibited. The license fee was $150 (roughly $ in modern dollars), with any violation punishable by a fine of $10.
Flipside, Etc. v. Village of Hoffman Estates
' (hereafter ''Hoffman Estates I''), 485 F. Supp. 400, 402–404 ( N.D. Ill., 1980).
The village's attorney determined that two businesses in Hoffman Estates were affected by the ordinance. One of them, the Flipside, had been doing business on West Higgins Road in the village for three years, selling primarily recorded music and accessories for that, as well as jewelry and novelty devices. In one section of the store it sold paraphernalia, accompanied by books such as ''A Child's Garden of Grass'' and ''Marijuana Grower's Guide'' and magazines like ''
High Times ''High Times'' is an American monthly magazine (and cannabis brand) that advocates the legalization of cannabis as well as other counterculture ideas. The magazine was founded in 1974 by Tom Forcade.Danko, Danny"Norml Founder Retires – Exhal ...
'', ''
Rolling Stone ''Rolling Stone'' is an American monthly magazine that focuses on music, politics, and popular culture. It was founded in San Francisco, California, in 1967 by Jann Wenner, and the music critic Ralph J. Gleason. It was first known for its ...
'' and '' National Lampoon'', which often carried articles either discussing drug culture or casually depicting illegal drug use. After the ordinance passed, the Flipside was notified that it was likely affected. It requested from the village attorney further guidance on what sort of specific items it sold were likely to be affected. Items such as
roach clip A joint (), also commonly referred to as a "doobie" or "doob", is a rolled cannabis cigarette. Unlike commercial tobacco cigarettes, the user ordinarily hand-rolls joints with rolling papers, though in some cases they are machine-rolled ...
s were in the guidelines as covered by the ordinance. Other items were determined to be covered if they were displayed in the proximity of "literature encouraging illegal use of cannabis or illegal drugs." The Flipside decided not to apply for a license. Instead it removed 80 items from its shelves and filed suit in federal court, alleging the ordinance was "
vague In linguistics and philosophy, a vague predicate is one which gives rise to borderline cases. For example, the English adjective "tall" is vague since it is not clearly true or false for someone of middling height. By contrast, the word "prime" is ...
, overbroad, capable of being arbitrarily enforced, and not reasonably related to any legitimate governmental objective of the village in controlling
drug abuse Substance abuse, also known as drug abuse, is the use of a drug in amounts or by methods which are harmful to the individual or others. It is a form of substance-related disorder. Differing definitions of drug abuse are used in public health, ...
." These in turn deprived the Flipside of its rights under the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
and the
Commerce Clause The Commerce Clause describes an enumerated power listed in the United States Constitution ( Article I, Section 8, Clause 3). The clause states that the United States Congress shall have power "to regulate Commerce with foreign Nations, and amon ...
. Enforcement of the ordinance would similarly violate its right to
due process Due process of law is application by state of all legal rules and principles pertaining to the case so all legal rights that are owed to the person are respected. Due process balances the power of law of the land and protects the individual per ...
and
equal protection The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
under the Fourteenth Amendment.


Lower courts

The case was first heard by the federal court for the
Northern District of Illinois The United States District Court for the Northern District of Illinois (in case citations, N.D. Ill.) is the federal trial-level court with jurisdiction over the northern counties of Illinois. Appeals from the Northern District of Illinois a ...
. In 1980, Judge
George N. Leighton George Neves Leighton (born George Neves Leitão; October 22, 1912 – June 6, 2018) was an American judge who served as a United States federal judge, United States district judge of the United States District Court for the Northern District of ...
ruled for the village, holding the ordinance neither vague nor overbroad. His decision was then reversed by the
Seventh Circuit Court of Appeals The United States Court of Appeals for the Seventh Circuit (in case citations, 7th Cir.) is the U.S. federal court with appellate jurisdiction over the courts in the following districts: * Central District of Illinois * Northern District of ...
.


District court

After reviewing the existing law on the subject of vagueness, starting with the Supreme Court's decision in '' Grayned v. City of Rockford'''' Grayned v. City of Rockford'', eight years earlier, Leighton considered Hoffman Estates' ordinance. "It is obvious that tis not a model of legislative clarity," he began. "Its purpose, nonetheless, is evident." The words "item", "effect", "paraphernalia", "accessory" or even "thing" were not used in a technical sense; "they are, in fact, ordinary words." Since no
precedent A precedent is a principle or rule established in a previous legal case that is either binding on or persuasive for a court or other tribunal when deciding subsequent cases with similar issues or facts. Common-law legal systems place great v ...
had considered their definition, he resorted to a dictionary and found clear and specific definitions for all but one. To get a better handle on the remaining word, "paraphernalia", he looked to a 1954 decision in a
bookmaking A bookmaker, bookie, or turf accountant is an organization or a person that accepts and pays off bets on sporting and other events at agreed-upon odds. History The first bookmaker, Ogden, stood at Newmarket in 1795. Range of events Bookm ...
case by a California appellate court, which noted that it was "not a technical word in the law of crimes, although it may be in the law of property."
People v. Watkins
', 126 Cal.App.2d 199, 205 (1954), cited at ''Hoffman Estates I'', 406.
More recently, he noted, both law enforcement and drug users had begun referring to the items targeted by the ordinance collectively as paraphernalia, and the Eighth Circuit had taken notice of that usage in a case where it upheld the seizure of such items based on
search warrant A search warrant is a court order that a magistrate or judge issues to authorize law enforcement officers to conduct a search of a person, location, or vehicle for evidence of a crime and to confiscate any evidence they find. In most countries, ...
which had used the word.
United States v. Johnson
' 541 F. 2d 1311, 1315 ( 8th Cir., 1976), cited at ''Hoffman Estates I'', 407.
''Hoffman Estates I'', 406–07. At trial the village attorney had given testimony suggesting that he did not know the meaning of some of the terms in the guidelines, and the village president had testified that she did not know what, exactly, was being regulated. The Flipside had argued that these pointed to the statute's vagueness, but Leighton dismissed those concerns. Both passages had been taken out of context, he wrote. The attorney had been describing how he relied on a report from the police on how such items were displayed in a store, and the village president had similarly explained how she had relied on expertise from the police that she did not herself possess to inform her vote in favor of the ordinance. The judge also noted that the village had enacted an administrative review process to resolve questions over potentially vague terms in the ordinance at the time of any application for a license. "The guidelines adopted almost contemporaneously with the ordinance, together with the terms used, lead this court to conclude that the operative words of the ordinance under attack are not vague," Leighton wrote. "They are common, ordinary expressions, the meaning of which is known to everyone familiar with the English language. They are sufficiently clear that all persons that acted for and on behalf of the plaintiff could gain a reasonably clear idea of what the ordinance required ..." If they had not been, the Flipside would not have, prior to litigation, removed from its shelves enough items for the village to have conceded to the court that the ordinance no longer applied to it. Leighton next turned to the
overbreadth In American jurisprudence, the overbreadth doctrine is primarily concerned with facial challenges to laws under the First Amendment. Description When federal or state laws are challenged in the United States court system for their constitutiona ...
argument. The Flipside had claimed that since the guidelines had expressly referred to whether the affected items were placed next to literature advocating or promoting the use of illegal drugs as a factor in determining whether they were covered, their rights to offer such literature for sale would be subject to a
chilling effect In a legal context, a chilling effect is the inhibition or discouragement of the legitimate exercise of natural and legal rights by the threat of legal sanction. A chilling effect may be caused by legal actions such as the passing of a law, the ...
. While he agreed that their extensive
briefs Briefs (or a brief) are a type of short, form-fitting underwear and swimwear, as opposed to styles where material extends down the thighs. Briefs have various different styles, usually with a waistband attached to fabric that runs along the pe ...
on the issue were "highly sophisticated, indeed ingenious", he agreed with the village that there was no First Amendment issue.''Hoffman Estates I'', 408–09. The Flipside's briefs had properly relied on '' Virginia State Pharmacy Board v. Virginia Citizens Consumer Council''. But, Leighton reminded them, an earlier case, ''
Pittsburgh Press Co. v. Pittsburgh Commission on Human Relations ''Pittsburgh Press Co. v. Pittsburgh Commission on Human Relations'', 413 U.S. 376 (1973), is a 1973 decision of the United States Supreme Court which upheld an ordinance enacted in Pittsburgh that forbids sex-designated classified advertising for ...
'',''
Pittsburgh Press Co. v. Pittsburgh Commission on Human Relations ''Pittsburgh Press Co. v. Pittsburgh Commission on Human Relations'', 413 U.S. 376 (1973), is a 1973 decision of the United States Supreme Court which upheld an ordinance enacted in Pittsburgh that forbids sex-designated classified advertising for ...
'',
had also held that commercial speech proposing illegal activity (for example, offering illegal drugs for sale) could be constitutionally regulated. "Thus, even assuming that marketing is a form of advertising entitled to some degree of First Amendment protection, the restriction applied by this ordinance does not infringe on any protected First Amendment activity," Leighton concluded. And, since it only affected that, it could not be considered overbroad. "Plainly, by no construction of the Constitution has the plaintiff any right to sell, either in the village of Hoffman Estates or anywhere else, any 'items, effect, paraphernalia, accessory or thing which is designed or marketed for use with illegal cannabis or drugs ... '" Lastly, Leighton considered the Flipside's Fourteenth Amendment claims. The record store had conceded that while the village had a legitimate governmental interest in curbing the sale and use of illegal drugs in its jurisdiction, no compelling state interest existed to justify abridgement of its First Amendment rights by the ordinance. " e court is constrained to agree with defendants," wrote Leighton, since the Flipside have overcome the presumption that the ordinance was valid only if it had shown the absence of a
rational basis In U.S. constitutional law, rational basis review is the normal standard of review that courts apply when considering constitutional questions, including due process or equal protection questions under the Fifth Amendment or Fourteenth Amendmen ...
. Since it had already conceded the village's interest in enforcing state drug laws, and Leighton had already found the ordinance did not infringe the record store's First Amendment rights, there was no constitutional violation. " Furthermore, there is no conceivable colorable claim of a fundamental constitutional right to sell items which facilitate and encourage the use of illegal drugs," Leighton added. "The objectives of the defendants in enacting this ordinance," Leighton concluded, "to prevent convicted drug dealers and users from selling drug paraphernalia and gaining contacts with a ready market, to prevent a marketing approach which encourages and facilitates illegal drug use, and to require that these items be sold by responsible businesses which are reasonably licensed, are rationally related to the compelling interest in controlling drug abuse, well within the proper health and safety concerns of the village." He denied the Flipside both declaratory and
injunctive relief An injunction is a legal and equitable remedy in the form of a special court order that compels a party to do or refrain from specific acts. ("The court of appeals ... has exclusive jurisdiction to enjoin, set aside, suspend (in whole or i ...
.''Hoffman Estates I'', 410.


Appeals court

The Flipside appealed to the
Seventh Circuit Court of Appeals The United States Court of Appeals for the Seventh Circuit (in case citations, 7th Cir.) is the U.S. federal court with appellate jurisdiction over the courts in the following districts: * Central District of Illinois * Northern District of ...
. A pair of circuit judges, Robert Arthur Sprecher and Harlington Wood, Jr., were joined by Henry George Templar of the District of Kansas to form a panel. They heard
oral argument Oral arguments are spoken presentations to a judge or appellate court by a lawyer (or parties when representing themselves) of the legal reasons why they should prevail. Oral argument at the appellate level accompanies written briefs, which also a ...
s late in 1980 and announced their decision reversing the district court early the next year.
Flipside, Inc. v. Village of Hoffman Estates
', hereafter ''Hoffman Estates II'', 639 F.2d 373 ( 7th Cir., 1981)
After reviewing the facts of the case and the proceedings thus far, Sprecher noted that since the case was filed, there had been challenges to drug-paraphernalia ordinances all over the country, many to ordinances based on the DEA model that criminalized the sale, manufacture and possession of the affected items. Within circuits, and indeed even within districts, judges had reached different conclusions. Those that had found the ordinances unconstitutional had done so on vagueness grounds. Only one had reached an appeals court,
Geiger v. City of Eagan
', 618 F.2d 26 (8th Cir., 1980).
and none had reached the merits of the ordinances themselves.''Hoffman Estates II'', 375–76. Hoffman Estates' ordinance was different, Sprecher observed, in that imposed not a ban and criminal penalties but licensing and civil penalties. It recognized that paraphernalia was legal to sell, " t one of the purposes of the ordinance obviously must be to do indirectly what it claims it cannot do directly—to effectively ban the sale of a broad class of items, some of which may be used with illegal drugs." No business, he reasoned, would want the stigma of being so publicly identified as a paraphernalia dealer, nor would many patrons buy such items if they had to provide their identities, potentially to the police. It was possibly, Sprecher allowed, to draft an ordinance to accomplish that goal within constitutional limits.''Hoffman Estates II'', 377. "But the inherent vagueness of the English language," Sprecher concluded after reviewing the text of the ordinance and ''Grayned'' and the other relevant precedents, "coupled with the admirable intention of stemming drug abuse, cannot save an ordinance which fails to give fair notice of what it prohibits." He subjected the text to a closer reading than the district court had. Yes, he agreed with Leighton, the five words had clear meanings. "But the fact that
hey do Hey or Hey! may refer to: Music * Hey (band), a Polish rock band Albums * ''Hey'' (Andreas Bourani album) or the title song (see below), 2014 * ''Hey!'' (Julio Iglesias album) or the title song, 1980 * ''Hey!'' (Jullie album) or the title ...
does not sufficiently clarify the scope of the licensing requirement, which applies to any person who sells hem" He found the phrase after those words, "''which is designed or marketed for use with illegal cannabis or drugs''" to be most determinative of how the ordinance would be interpreted and enforced. "Unless the license guidelines give additional clarity to this phrase, we must agree with plaintiff that the ordinance is so vague that it does not give sufficient notice to merchants as to whether they are required to obtain a license, and for which items the name and address of the purchaser must be recorded and sale to minors prohibited."''Hoffman Estates II'', 380–81. In an unreported Indiana case, Sprecher wrote, a three-judge district court panel had found a more detailed ordinance too vague in the use of the similar phrase "designed for use with drugs" since many legal items could be used, or easily altered for use, as drug delivery devices. He read the guidelines written for Hoffman Estates ordinance by the village attorney as using "designed" to denote "those items which are inherently suited only for drug use, and are thus covered by the ordinance regardless of the manner of display or avowed intent of the retailer." However, even in one case where the guidelines left no room for interpretation based on the latter, the guidelines were insufficient. When it came to
rolling paper Rolling paper is a specialty paper used for making cigarettes (commercially manufactured filter cigarettes and individually made roll-your-own cigarettes). Rolling papers are packs of several cigarette-size sheets, often folded inside a cardboa ...
s, Sprecher found the guidelines not only vague but confusing: Ultimately, the problem with "designed for use", he said, was that the ''manufacturer'', not the seller, determined that. Were the ordinance to prescribe criminal penalties, that aspect alone would be enough to invalidate it, he added in a footnote.''Hoffman Estates II'', 381n18. Sprecher dismissed the village's argument that the marketing of the items met the test laid out by the Supreme Court in '' Leary v. United States'', that there be a rational connection between the fact proved and the fact presumed.'' Leary v. United States'', They had missed the point of that case, where the Court had struck down
Timothy Leary Timothy Francis Leary (October 22, 1920 – May 31, 1996) was an American psychologist and author known for his strong advocacy of psychedelic drugs. Evaluations of Leary are polarized, ranging from bold oracle to publicity hound. He was "a her ...
's conviction for smuggling marijuana because it could not be rationally presumed, as the
Marihuana Tax Act of 1937 The Marihuana Tax Act of 1937, , was a United States Act that placed a tax on the sale of cannabis. The H.R. 6385 act was drafted by Harry Anslinger and introduced by Rep. Robert L. Doughton of North Carolina, on April 14, 1937. The Seventy-fift ...
did, that someone possessing the drug knew it came from outside the United States. " e issue here is whether the 'fact proved,' (marketing scheme), is too vague a standard to give rise to the 'fact presumed,' (drug-relatedness)," he said.''Hoffman Estates II'', 382–83. The guidelines were also unsatisfactory on how to determine if the items were marketed for use with illegal drugs, Sprecher found. They depended heavily on the items being sold in "proximity" to other covered items, or "literature encouraging illegal use of cannabis or drugs." Since "paraphernalia" had such an expansive definition, he argued, ''anything'' sold near such literature could be covered. "This means that paper clips sold next to ''
Rolling Stone ''Rolling Stone'' is an American monthly magazine that focuses on music, politics, and popular culture. It was founded in San Francisco, California, in 1967 by Jann Wenner, and the music critic Ralph J. Gleason. It was first known for its ...
'' magazine conceivably could trigger the requirements of the ordinance." The village had argued that, even if the words were vague themselves, they adequately defined what had come to be known as drug paraphernalia. Further, they cited '' McGowan v. Maryland'','' McGowan v. Maryland'', where the Supreme Court had held that regulations aimed at business activities had a lower vagueness standard to meet since businesses knew their industry could reasonably be expected to research and prepare for the implementation of those regulations. Sprecher rejected that. "To apply that standard as defendants suggest would presuppose that the business the retailers are engaged in is the business of selling items 'designed or marketed for use with illegal cannabis or drugs,'" he wrote. "The plaintiff vigorously contests that characterization of its business." Because of the ordinance's vagueness there was a danger of "arbitrary and discriminatory enforcement", Sprecher claimed. He pointed to a Georgia case brought by two stores had had their business licenses revoked for selling alleged paraphernalia, where the judge had found, among other vague aspects of the law in question, that "conflicting lifestyles and political views suffuse the decision maker's perception of what buyers will do with the product."
Housworth v. Glisson
', 485 F.Supp. 29, 38 ( N.D.Ga., 1978), cited at ''Hoffman Estates II'', 384.
He saw the same possibility in the case before him. The village's brief had, Sprecher observed, suggested that no responsible business would sell paraphernalia. Sprecher also found that the requirement to keep names and addresses of paraphernalia buyers created the same issue, since it might well have been considered
probable cause In United States criminal law, probable cause is the standard by which police authorities have reason to obtain a warrant for the arrest of a suspected criminal or the issuing of a search warrant. There is no universally accepted definition o ...
sufficient for a
search warrant A search warrant is a court order that a magistrate or judge issues to authorize law enforcement officers to conduct a search of a person, location, or vehicle for evidence of a crime and to confiscate any evidence they find. In most countries, ...
. The village had likened it to similar records pharmacists were required to keep of Schedule V controlled substances. But he distinguished it by noting that the Schedule V drugs were themselves otherwise illegal to possess, whereas the paraphernalia was perfectly legal. " e record-keeping section implies that a customer who purchases an item 'designed or marketed for use with illegal cannabis or drugs' intends to ''use'' the item with illegal cannabis or drugs." The village's final argument was that the guidelines were only a beginning and could evolve over time into something more specific. But Sprecher did not see that as even possible. " is ordinance is impermissibly vague on its face," he wrote. "Therefore, it does not provide an administrative body with adequate standards to guide and limit the administrators' discretion in drawing guidelines." Since he had so thoroughly explained why the ordinance was void for vagueness, he found it unnecessary to consider the
overbreadth In American jurisprudence, the overbreadth doctrine is primarily concerned with facial challenges to laws under the First Amendment. Description When federal or state laws are challenged in the United States court system for their constitutiona ...
arguments.''Hoffman Estates II'', 385–86.


Before the Court

A petition for rehearing was denied. The village then petitioned the Supreme Court for ''
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
'', which was granted late in 1981. ''
Amicus curiae An ''amicus curiae'' (; ) is an individual or organization who is not a party to a legal case, but who is permitted to assist a court by offering information, expertise, or insight that has a bearing on the issues in the case. The decision o ...
'' briefs on its behalf, urging reversal, were filed by the
attorneys general In most common law jurisdictions, the attorney general or attorney-general (sometimes abbreviated AG or Atty.-Gen) is the main legal advisor to the government. The plural is attorneys general. In some jurisdictions, attorneys general also have exe ...
of 21 states, the village of
Wilmette, Illinois Wilmette is a village in New Trier Township, Cook County, Illinois, United States. Bordering Lake Michigan and Evanston, Illinois, it is located north of Chicago's downtown district. Wilmette had a population of 27,087 at the 2010 census. The ...
(another Chicago suburb), and Community Action Against Drug Abuse. American Businesses for Constitutional Rights filed a brief urging affirmance.''Hoffman Estates v. The Flipside, Hoffman Estates, Inc.'', hereafter ''Hoffman Estates III'', .
Oral argument Oral arguments are spoken presentations to a judge or appellate court by a lawyer (or parties when representing themselves) of the legal reasons why they should prevail. Oral argument at the appellate level accompanies written briefs, which also a ...
s were heard late in the year. Richard Williams, the village attorney and drafter of the ordinance, argued for it as he had throughout the proceedings; similarly, Michael Pritzker argued for the Flipside. Justice
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
, the Seventh Circuit's chief judge prior to his 1976 elevation to the Court, took no part in the consideration or decision of the case.


Hoffman Estates' oral argument

Williams focused on defending the village from the First Amendment claims, saying he and the board had been aware of that and tried to draft the ordinance narrowly. He noted that the appeals court had focused purely on the vagueness issue. " is is a civil licensing ordinance," he told the justices, "and, we believe, one that does not invade constitutionally protected areas." Nevertheless, the Court wanted to hear about the vagueness issue. " at if you can identify some article under this ordinance that any fool would know is covered by it?" Justice
Byron White Byron "Whizzer" Raymond White (June 8, 1917 April 15, 2002) was an American professional football player and jurist who served as an associate justice of the U.S. Supreme Court from 1962 until his retirement in 1993. Born and raised in Colo ...
asked. "Is that the end of the inquiry?" Williams eventually was able to tell him that, if there was a clearly identified object, that it would have been held that there was nothing to review until actual enforcement created a potential issue. When he had begun drafting the ordinance, prior to the DEA's model, " saw the difficulty right away with trying to make these items ''per se''." So, following ''McGowan'', they decided to put the burden on the retailer by focusing on the marketing of the paraphernalia. "We chose to place no criminal prohibition even on a minor that bought from a retailer that was selling illegally," which, he explained, addressed the issue of transferred intent. By avoiding any regulation of actual advertising, as had occurred in other cases, the board felt it had steered clear of all First Amendment issues, Williams continued. " en if their argument on display could be free expression, it fails because it is advocating use with illegal substances," he said in answer to a question about the distinction between advertising and marketing.
Sandra Day O'Connor Sandra Day O'Connor (born March 26, 1930) is an American retired attorney and politician who served as the first female associate justice of the Supreme Court of the United States from 1981 to 2006. She was both the first woman nominated and th ...
asked Williams if he had interpreted the ordinance to include a '' scienter'' requirement. No, he told her, whereupon she asked him to explain what intent element he saw. "Designed or marketed, we believe, are active words, as opposed to passive." Intent, he argued, could be inferred from the manner of sale or display. The Seventh Circuit, Williams continued, had "strained to find an interpretation other than designed for use ... A court should not strain to find unconstitutionality." He reiterated that the ordinance was not meant to target a hardware dealer selling alligator clips, but
head shop A head shop is a retail outlet specializing in paraphernalia used for consumption of cannabis and tobacco and items related to cannabis culture and related countercultures. They emerged from the hippie counterculture in the late 1960s, an ...
s in particular. "I think drug abuse is a serious cancer in our society, and we think that this will chill the retailing of these items to be used with illegal drugs." When bongs, rolling papers and the other covered items that had legal uses were displayed together, Williams asked, "What is the one common use that can be used with these items? And that, of course, as any child or parent would know, would be to be used with illegal substances. It is more likely than not that they will be used with illegal substances, not tobacco or any other item." "We are really asking the Court two things," he continued. The first was to take the presumption that illegal use was intended in that kind of marketing, or at least take judicial notice. The second was in regard to the appeals court's concern about targeting certain lifestyles. "I can't make the argument strong enough that I think under the rational interest of the community and the state we have a right to legislate against lifestyles, such as homicidal maniacs, burglars, and drug abusers ... We don't like his lifestyle in Hoffman Estates, and I don't think anywhere else in the country do they care for that lifestyle, and I believe we have a right to legislate."


The Flipside's oral argument

Pritzker said the village had "attempted to narrow the question so that the issue presented is any item, effect, thing which is designed or marketed for use with illegal drugs, unconstitutionally vague." That presentation of the issue, he went on, "is an attempt to overlook the dynamics and other problems inherent in the construction of the ordinance based on the trial record and as construed by the Seventh Circuit." He characterized their argument as "vacillating between an argument that this is drug paraphernalia; on the other hand, well, it is not really paraphernalia, it is paraphernalia because of the way it is marketed." One justice asked Pritzker about Oliver Wendell Holmes's observation in '' Nash v. United States'' that "the law is full of instances where a man's fate depends on his estimating rightly, that is, as the jury subsequently estimates it, some matter of degree."'' Nash v. United States'', , at 377,
Holmes Holmes may refer to: Name * Holmes (surname) * Holmes (given name) * Baron Holmes, noble title created twice in the Peerage of Ireland * Chris Holmes, Baron Holmes of Richmond (born 1971), British former swimmer and life peer Places In the Uni ...
, J.
He allowed that there was "some looseness" but said the ordinance was still vague, allowing too much room for personal taste to color judgement: "Is a blue pipe inherently criminal, and a brown pipe lawful because in the officer's experience brown is customary and usual? We are essentially talking about taste, and I think we have been unfairly characterized with regards to what lifestyle means. Lifestyle did not refer to
drug culture Drug cultures are examples of countercultures that are primarily defined by spiritual, medical, and recreational drug use. They may be focused on a single drug, or endorse polydrug use. They sometimes eagerly or reluctantly initiate newcomers ...
." White challenged Pritzker on what the situation would be if a customer explicitly referred to an intent to use illegally during the sale. He responded that a different standard would apply, and held to that position when asked how, if that was the case, the ordinance could still be vague on its face, since that would more clearly indicate such marketing. " a customer had gone into a grocery store and purchased a thousand Glad bags or
Ziploc Ziploc is a brand of reusable, re-sealable sliding channel storage bags and containers originally developed and test marketed by The Dow Chemical Company in 1968 and now produced by S. C. Johnson & Son. The plastic bags and containers come in ...
bags because that is the common way that marijuana is distributed in small amounts, and if he sold it, would that grocer be required to get a license?" He maintained that the ordinance strictly targeted just the marketing, and so its requirements wouldn't be triggered by any reference to illegal sale. Pritzker reminded the Court of the circumstances under which the ordinance had been originally enforced. "They walked into the Flipside store and said, this ordinance is coming into effect, and you are covered, so certainly they don't mean intent, because they just determined intent." At trial, he noted, some of the items the village claimed had been purchased at the Flipside turned out to have been, in fact, acquired at other shops. A village police officer testified that a bong he had once seized turned out to have tobacco residue in it. "I think the only issue is, if a brass water pipe is lawful, like
Pier 1 Pier 1 Imports, Inc. is an online retailer and former Fort Worth, Texas-based retail chain specializing in imported home furnishings and decor, particularly furniture, table-top items, decorative accessories, and seasonal decor. It was publicl ...
sells and like many tourists who come back from the east uy why is a blue one unlawful" Could the same ordinance cover
hypodermic needle A hypodermic needle (from Greek ὑπο- (''hypo-'' = under), and δέρμα (''derma'' = skin)), one of a category of medical tools which enter the skin, called sharps, is a very thin, hollow tube with one sharp tip. It is commonly used ...
s, Pritzker was asked. He replied that Illinois law already prohibited their possession or sale without a prescription, and limited their sale to pharmacies. Also, he noted, states like North Dakota had exempted them when they adopted the DEA model, since it was common for farmers to inject veterinary medicine into animals themselves. He denied that a needle ban would be vague because the law already clearly defined hyodermic needles and syringes. Pritzker asked the justices to consider other examples of situations where the ordinance's underlying theory would be problematic. The village, he recalled, had found support for part of its ordinance in the prohibition of alcohol sales to minors. One of the devices sold by the Flipside that it had complained about was a small mirror with "Cocaine" written on it.Prior to snorting, lumps of cocaine are often placed on mirrors and cut into lines with razor blades. " ould itbe so clear that if a child cannot possess liquor, would it be unlawful for him to possess a Schlitz glass, a beer mug with the word Schlitz on it? And since he can't drink, would it be unlawful for him to have a Johnny Walker Red mirror?" Many tobacconists' shops had sold books and magazines as well, often related to tobacco use. "Suppose we take Dunhill, and their pipe shop, and their pipe array, and we add to that the posters," he asked. "Does that change the marketing aspect? Do we have
NORML The National Organization for the Reform of Marijuana Laws (NORML ) is a social welfare organization based in Washington, D.C., that advocates for the reform of marijuana laws in the United States regarding both medical and non-medical use. Acc ...
posters, and Liberate Marijuana, and those kind of posters on the wall? Now we are displaying the same merchandise, but have we changed the manner of display?" Pritzker held to his argument even in cases posited of an ordinance that prohibited the public display, without a license to do so, of pistols with barrels shorter than five inches (), which are limited to police use. "The merchant would know what is expected of him," he answered. "There are standards for compliance," which, he went on to argue at length, were lacking in the village's ordinance, although he agreed that there were other statutes, such as the Robinson–Patman
antitrust Competition law is the field of law that promotes or seeks to maintain market competition by regulating anti-competitive conduct by companies. Competition law is implemented through public and private enforcement. It is also known as antitrust ...
statute, where "people cannot be absolutely certain whether they are complying or not." Lastly, Pritzker maintained that even a presumption of intent would not suffice to render the law constitutional. "Intent does not give a standard for adjudication or compliance," he said. " tent cannot add a standard, does not give somebody notice of what is expected of them."


Hoffman Estates' rebuttal

The village was granted five minutes to make a rebuttal argument. Williams focused on Pritzker's distinction that while the village required a license for all sellers of milk, it did not require one for all sellers of corncob pipes, just the Flipside and the other store. "We didn't say we do," he said. "We license only corncob pipes marketed for use with illegal drugs." "We are going right at the retailer," Williams maintained, citing some other recent appellate decisions that had upheld similar ordinances. Asked if it would help his case if the paraphernalia was displayed next to signs "reading generally, forget your troubles, escape from your anxieties, et cetera?" he said it all came to down to where it was displayed. If such a sign was next to the records, it would not factor into how the ordinance was enforced, he said.


Opinion of the Court

In March 1982 the Court handed down its decision. All eight participating justices had sided with the village, holding the ordinance valid and constitutional.
Thurgood Marshall Thurgood Marshall (July 2, 1908 – January 24, 1993) was an American civil rights lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1967 until 1991. He was the Supreme Court's first African-A ...
wrote the opinion, joined by all the other justices except
Byron White Byron "Whizzer" Raymond White (June 8, 1917 April 15, 2002) was an American professional football player and jurist who served as an associate justice of the U.S. Supreme Court from 1962 until his retirement in 1993. Born and raised in Colo ...
, who wrote a separate
concurrence In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liabilit ...
. After reviewing the case, Marshall set out the court's task. "In a facial challenge to the overbreadth and vagueness of a law, a court's first task is to determine whether the enactment reaches a substantial amount of constitutionally protected conduct." Laws that did not would not be invalidated as overbroad. Next, a court considering vagueness "should uphold the challenge only if the enactment is impermissibly vague in all of its applications. A plaintiff who engages in some conduct that is clearly proscribed cannot complain of the vagueness of the law as applied to the conduct of others".''Hoffman Estates III'', 494–95, Marshall, J. The appeals court had not done that in this case, Marshall wrote. It had found the ordinance vague based on a review of only some of its possible applications. "Under a proper analysis," Marshall began, "the ordinance is not facially invalid." He started with the
overbreadth In American jurisprudence, the overbreadth doctrine is primarily concerned with facial challenges to laws under the First Amendment. Description When federal or state laws are challenged in the United States court system for their constitutiona ...
claims, which the appeals court had declined to review. The Flipside's argument that the guidelines' focus on the books and magazines displayed with the paraphernalia constituted a form of
prior restraint Prior restraint (also referred to as prior censorship or pre-publication censorship) is censorship imposed, usually by a government or institution, on expression, that prohibits particular instances of expression. It is in contrast to censorship ...
were "exorbitant" for two reasons: the ordinance did not reach noncommercial speech to begin with, and the only commercial speech it did affect was the marketing of paraphernalia for illegal use.''Hoffman Estates III'', 495–97. "We doubt that the village's restriction on the manner of marketing appreciably limits Flipside's communication of information—with one obvious and telling exception," Marshall wrote. In a footnote, he pointed out that the record store had testified at trial that it placed many of those items near the cash register because they were either likely to be impulse purchases best placed at the
point of sale The point of sale (POS) or point of purchase (POP) is the time and place at which a retail transaction is completed. At the point of sale, the merchant calculates the amount owed by the customer, indicates that amount, may prepare an invoice f ...
or because they were small and likely to be
shoplifted Shoplifting is the theft of goods from an open retail establishment, typically by concealing a store item on one's person, in pockets, under clothes or in a bag, and leaving the store without paying. With clothing, shoplifters may put on ite ...
, not because it had wanted to communicate any particular information to customers.''Hoffman Estates III'', 496n8. "The ordinance is expressly directed at commercial activity promoting or encouraging illegal drug use," Marshall said. "If that activity is deemed 'speech,' then it is speech proposing an illegal transaction, which a government may regulate or ban entirely." The overbreadth doctrine not only did not apply, it could ''not'' apply since it did not cover
commercial speech In law, commercial speech is speech or writing on behalf of a business with the intent of earning revenue or a profit. It is economic in nature and usually attempts to persuade consumers to purchase the business's product or service. The Supreme ...
, something the Court had implied in another case two years earlier.'' Central Hudson Gas & Electric Corp. v. Public Service Commission'', , at 565n8, Powell, J. Marshall next considered the vagueness claim. "The ordinance nominally imposes only civil penalties. However, the village concedes that the ordinance is 'quasi-criminal,' and its prohibitory and stigmatizing effect may warrant a relatively strict test," he wrote. But even under a stricter test, the ordinance was "sufficiently clear." No one doubted the meaning of the terms for
cannabis ''Cannabis'' () is a genus of flowering plants in the family Cannabaceae. The number of species within the genus is disputed. Three species may be recognized: '' Cannabis sativa'', '' C. indica'', and '' C. ruderalis''. Alternative ...
or other illegal drugs; those were already and extensively defined in Illinois's state statutes. "The Court of Appeals' speculation about the meaning of 'design' is largely unfounded," he went on. Going with the dictionary definition of "design" as meaning "to fashion according to a plan," he observe that "a business person of ordinary intelligence would understand that this term refers to the design of the manufacturer, not the intent of the retailer or customer." While there were, he admitted, ambiguous terms in the guidelines and ordinances, he found the "designed for use" standard "sufficiently clear to cover at least some of the items that Flipside sold," in particular
roach clip A joint (), also commonly referred to as a "doobie" or "doob", is a rolled cannabis cigarette. Unlike commercial tobacco cigarettes, the user ordinarily hand-rolls joints with rolling papers, though in some cases they are machine-rolled ...
sIn a footnote (501n18), Marshall said the Seventh Circuit's criticism of the ordinance for not defining "roach clip" was "unfounded," since a dictionary definition of "roach" that included "the butt end of a marijuana cigarette" existed, and specialized drug slang dictionaries further defined roach clips. which have no legal use.''Hoffman Estates III'', 500–03. "Marketed for use" was, in contrast, a "transparently clear" standard. " describes a retailer's intentional display and marketing of merchandise," Marshall wrote. "The standard requires '' scienter'', since a retailer could scarcely 'market' items 'for' a particular use without intending that use." Finally, Marshall turned to the Seventh Circuit's concern that the ordinance could be selectively enforced and used to harass people who chose
alternative lifestyle An alternative lifestyle is a lifestyle perceived to be outside the norm for a given culture. The phrase "alternative lifestyle" is often used pejoratively. Description of a related set of activities as alternative is a defining aspect of certai ...
s. He called it misplaced and outside the scope of the review. "In reviewing a business regulation for facial vagueness ... the principal inquiry is whether the law affords fair warning of what is proscribed," he wrote. "Here, no evidence has been, or could be, introduced to indicate whether the ordinance has been enforced in a discriminatory manner or with the aim of inhibiting unpopular speech. The language of the ordinance is sufficiently clear that the speculative danger of arbitrary enforcement does not render the ordinance void for vagueness."''Hoffman Estates III'', 503–05. "We do not suggest that the risk of discriminatory enforcement is insignificant here," Marshall admitted, since the village had said that it had relied on the experience of its police officers and would do so in the future. But it was too soon to tell if that would lead to constitutional issues in practice. And furthermore, it was likely that "the village w uldtake no further steps to minimize the dangers of arbitrary enforcement" since it could adopt administrative regulations that could narrow or clarify the vague terms in the ordinance. In fact, Marshall wrote, the village's decision to base its enforcement on the marketing of products, rather than their design, was a better standard since it did not require analysis of each individual item, and thus was less likely to be enforced unfairly. In closing, Marshall acknowledged the many cases of similar laws on the federal docket: White's short concurrence agreed with Marshall's conception of the vagueness test. "I do not, however, believe it necessary to discuss the overbreadth problem in order to reach this result," he wrote. "There is, in my view, no need to go any further: If it is 'transparently clear' that some particular conduct is restricted by the ordinance, the ordinance survives a facial challenge on vagueness grounds." The Flipside's overbreadth claim was so "tenuous" that it was best left to the lower court as the appeals court had done.''Hoffman Estates III'', 507–08,
White White is the lightest color and is achromatic (having no hue). It is the color of objects such as snow, chalk, and milk, and is the opposite of black. White objects fully reflect and scatter all the visible wavelengths of light. White ...
, J., concurring.


Aftermath

With the ordinance upheld, many other communities across the country passed similar anti-paraphernalia ordinances. Court challenges continued, but eventually sales of drug paraphernalia became less widespread, as many record stores and small retailers felt they could no longer sell such merchandise profitably under the restrictions. The DEA would later claim that "thousands of paraphernalia shops were literally legislated out of business." Drug paraphernalia is still sold today, but in a legal gray area. Congress passed a federal ban in 1986; in all states save West Virginia (which just requires a license) paraphernalia is prohibited as well. Often they are accompanied by signs that remind purchasers they are meant for legal purposes only; retailers will also deny any sale where a customer mentions illegal use. Many sellers have moved to the Internet, where the industry has once reached, according to a 2003 estimate, a billion dollars in annual sales.


Subsequent jurisprudence

''Hoffman Estates'' guided many lower courts considering similar cases, but it did not guarantee the same result. Where no distinction between the challenged ordinance or statute and the one at issue in ''Hoffman Estates'' could be made, the governments prevailed, as in ''Stoianoff v. Montana'', a
Ninth Circuit The United States Court of Appeals for the Ninth Circuit (in case citations, 9th Cir.) is the U.S. federal court of appeals that has appellate jurisdiction over the U.S. district courts in the following federal judicial districts: * District ...
case early in 1983.
Stoianoff v. Montana
', 695 F.2d 1214 ( 9th Cir., 1983)
However, in late 1983, an Ohio district judge threw out a similar ordinance from West Carrollton because it had failed to include any guidelines.
Philman's, Inc. v. West Carrollton
', 577 F.Supp. 1380 ( S.D.Ohio, 1983).


In Seventh Circuit

Back on the Seventh Circuit, two more cases decided shortly after ''Hoffman Estates'' considered two different types of ordinances in light of that holding. One, ''Levas and Levas v. Village of Antioch'',
Levas and Levas v. Village of Antioch
', 684 F.2d 446 (7th Cir., 1982)
concerned the model DEA ordinance, passed by another Illinois community. The other, ''Record Head Corp. v. Sachen'', turned on a
West Allis, Wisconsin West Allis is a city in Milwaukee County, Wisconsin, United States. A suburb of Milwaukee, it is part of the Milwaukee metropolitan area. The population was 60,325 at the 2020 census. History The name West Allis derives from Edward P. Allis, ...
, ordinance that carried criminal penalties.
Record Head Corp. v. Sachen
', 682 F.2d 672 (7th Cir., 1982)
The same three-judge panel, consisting of circuit chief judge Walter J. Cummings, Jr., Circuit judge Wilbur Frank Pell, Jr. and William G. East, a senior judge of the
District of Oregon The United States District Court for the District of Oregon (in case citations, D. Ore. or D. Or.) is the federal district court whose jurisdiction comprises the state of Oregon. It was created in 1859 when the state was admitted to the Union. ...
sitting
by designation A visiting judge is a judge appointed to hear a case as a member of a court to which he or she does not ordinarily belong. In United States federal courts, this is referred to as an assignment "by designation" of the Chief Justice of the Unit ...
, heard both cases but deferred deciding them while ''Hoffman Estates'' was pending. Afterwards, it asked all parties for fresh
briefs Briefs (or a brief) are a type of short, form-fitting underwear and swimwear, as opposed to styles where material extends down the thighs. Briefs have various different styles, usually with a waistband attached to fabric that runs along the pe ...
on their positions taking the decision into account, and announced both decisions on the same day, four months after ''Hoffman Estates''. The panel upheld the Antioch ordinance in ''Levas'' but struck down the West Allis ordinance in ''Record Head''. The decisions were not unanimous. Pell issued a one-sentence
concurring opinion In law, a concurring opinion is in certain legal systems a written opinion by one or more judges of a court which agrees with the decision made by the majority of the court, but states different (or additional) reasons as the basis for their deci ...
in the former but dissented at length from the latter.


''Levas and Levas v. Village of Antioch''

In ''Levas'', two brothers who ran a T-shirt shop in
Antioch Antioch on the Orontes (; grc-gre, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου, ''Antiókheia hē epì Oróntou'', Learned ; also Syrian Antioch) grc-koi, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου; or Ἀντιόχεια ἡ ἐπ ...
challenged that village's ordinance. Writing for himself and East, Cummings admitted that due to the difference in the ordinances ''Hoffman Estates'' was not controlling precedent, as the village had argued. But, he reminded the Levases, " talso sets important limits on facial constitutional attacks in the drug paraphernalia area, and is therefore not so distinguishable as
hey Hey or Hey! may refer to: Music * Hey (band), a Polish rock band Albums * ''Hey'' (Andreas Bourani album) or the title song (see below), 2014 * ''Hey!'' (Julio Iglesias album) or the title song, 1980 * ''Hey!'' (Jullie album) or the title ...
would have us believe."''Levas and Levas'', 451–52. Following the Supreme Court, Cummings dispensed with the overbreadth argument, summarizing the Court's position as " itigantscannot assert the commercial speech rights of others." The vagueness claims required longer discussion for several reasons. First, the ordinance imposed criminal penalties, requiring a more thorough review; and second, Antioch's ordinance differed from Hoffman Estates' by setting out a list of specific factors that could be considered as determinative of intent to use illegally. The Levases further argued that, by defining coke spoons and marijuana pipes in great detail, the village had imposed
strict liability In criminal and civil law, strict liability is a standard of liability under which a person is legally responsible for the consequences flowing from an activity even in the absence of fault or criminal intent on the part of the defendant. ...
not present in the Hoffman Estates ordinance, making the objects illegal ''per se'' without regard to lawful uses. The Antioch ordinance had "a large, but not entirely amorphous class of items that can be paraphernalia, and an intent requirement that differentiates innocent transfers of multi-purpose items from illegal transfers of drug paraphernalia," Cummings noted. "That combination satisfies the fair notice aspect of the vagueness test, even in its strictest form." Despite all the precedent he cited, he felt that conclusion required further elucidation: The ordinance's passages on factors that could be considered indicators of intent to use illegally, Cummings found, went from highly probative (statements of intent to use illegally, illegal drug residue on object) to highly relevant (previous drug convictions of defendant, proximity in time and space to illegal use when found) to somewhat relevant (the scope and size of possible legal uses in the community) to two that were not (national and local advertising concerning use and expert testimony concerning use). "Most of these factors are specific and relevant. They constitute effective directions of enforcement activities, and they limit the possibilities of arbitrary enforcement," he wrote. "To the extent that all the factors are not equally relevant and specific, however, the chance that the weaker ones will be relied on is too remote to sustain a facial vagueness attack."''Levas'', 452–54 On the strict-liability question, Cummings distinguished the issue from other paraphernalia-ordinance cases. Where
plaintiff A plaintiff ( Π in legal shorthand) is the party who initiates a lawsuit (also known as an ''action'') before a court. By doing so, the plaintiff seeks a legal remedy. If this search is successful, the court will issue judgment in favor of t ...
s in those, like ''Hoffman'', had attacked the ordinances for lacking an exact definition of the various items, Antioch's went into great detail, defining coke spoons and pot pipes, for instance, as those having bowls below a certain size and thus optimal for illegal use. "We cannot see how the definitions could be more specific," he observed, "and the remote possibility that they could apply to an antique salt spoon or a woman's pipe does not require a finding of vagueness." Instead, the Levases had argued that the specificity had made those items illegal despite known lawful uses.''Levas'', 454–56 "As a matter of
statutory construction A statute is a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent. Typically, statutes command or prohibit something, or declare policy. Statutes are rules made by ...
, appellants are correct," Cummings wrote. But even so, that might not be a problem. "In the first place, making the sale of cocaine spoons or marijuana or hashish pipes ''per se'' illegal may well not offend the Constitution ... At most, there is an outside chance that the provisions might be found to violate the
Due Process Clause In United States constitutional law, a Due Process Clause is found in both the Fifth and Fourteenth Amendments to the United States Constitution, which prohibits arbitrary deprivation of "life, liberty, or property" by the government except a ...
." He could not find any successful cases where plaintiffs making a pre-enforcement vagueness challenge to a statute on strict-liability grounds had succeeded, and said it was better to wait and see if any such issues arose as an ordinance was challenged. In conclusion, Cummings held the Antioch ordinance constitutional provided three conditions were met: that it was construed to preclude convictions based on transferred intent, that it required the seller or possessor have knowledge of intended illegal use rather than "negligent ignorance", and that strict-liability enforcement be limited. "We intimate no views about constitutional issues that may arise in the context of particular attempts to enforce the ordinance."


''Record Head Corp. v. Sachen''

West Allis's ordinance focused on curbing drug paraphernalia sales to minors. Not only were such sales forbidden, all paraphernalia sales within a thousand feet (305 m) of a school. It also required that paraphernalia be displayed only in portions of stores not visible to minors and where they could only go if accompanied by a parent or guardian. Unlike Hoffman Estates, West Allis provided for criminal penalties, with fines and jail time.''Record Head'', 675–76. "It is clear that the opinion in ''Hoffman Estates'' establishes a method—though it does not necessarily dictate a result—for judging the facial constitutionality of all such ordinances," Cummings wrote. After reiterating the Court's holding that the overbreadth doctrine did not reach commercial speech, he moved on to the vagueness question. West Allis's ordinance demanded "a somewhat more searching examination," due to the criminal penalties involved, although he admitted the Supreme Court had treated Hoffman Estates' ordinance as "quasi-criminal." West Allis's also governed paraphernalia transactions between individuals, further heightening the standard of review. Cummings described the quandary faced by anyone creating these ordinances: Both Hoffman Estates and West Allis had sought to overcome that issue by a licensing scheme and a geographical limit to the prohibition, respectively. But " ese legislative strategies do not really solve the problem," Cummings observed, as it was the definition of paraphernalia that was still the fundamental issue in a vagueness review. West Allis used the language "designed for use or intended for use with illegal drugs" in its ordinance. It pointed to five factors that could be used to answer that question: whether the business had a license to sell tobacco products, expert testimony as to use, the proportion of such sales to the total sales of the business, national and local advertising for the product and local advertising for the store. "Far from curing vagueness, these factors seem to us to exacerbate it," Cummings wrote. Only three had any bearing on the seller's intent, the fourth would only if manufacturers deliberately advertised their product for illegal use, and the second seemed capable of overriding any inferences that might be drawn from the others. "These factors, which are both general and unweighted, invite inquiry into areas of doubtful relevance rather than make the prohibited conduct any clearer."''Record Head'', 677–79. Cummings believed that they would encourage arbitrary enforcement, which he defined in this case as "enforcement that leaves to the arresting or prosecuting authorities the job of determining, essentially without legislative guidance, what the prohibited offense is." Unlike Hoffman Estates' ordinance, West Allis's focused on the use of the items rather than its marketing. In addition to the criticisms he had already made, he said that some of the five factors "just shift the uncertainty from one area to another." West Allis did, however, win on one complaint. Cummings found that the ordinance did not violate the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
, reversing the district court. While the fave factors were impermissibly vague, they were not so imprecise as to fail the
rational basis test In U.S. constitutional law, rational basis review is the normal standard of review that courts apply when considering constitutional questions, including due process or equal protection questions under the Fifth Amendment or Fourteenth Amendme ...
. " deciding what means to employ," he wrote, " est Allis City Councilcan rely on actual or hypothetical facts, and can attack only certain aspects of a problem without having to justify its failure to fashion a comprehensive solution." He approvingly quoted the words of former Supreme Court justice William O. Douglas to similar effect: " e law need not be in every respect logically consistent with its aims to be constitutional. It is enough that there is an evil at hand for correction, and that it might be thought that the particular legislative measure was a rational way to correct it."'' Williamson v. Lee Optical Co.'', , at 487–88,
Douglas Douglas may refer to: People * Douglas (given name) * Douglas (surname) Animals *Douglas (parrot), macaw that starred as the parrot ''Rosalinda'' in Pippi Longstocking * Douglas the camel, a camel in the Confederate Army in the American Civil ...
, J. Quoted at ''Record Head'', 679.
After reversing that holding, Cummings disposed of the case by remanding it to district court and invoking the ordinance's
severability In law, severability (sometimes known as salvatorius, from Latin) refers to a provision in a contract or piece of legislation which states that if some of the terms are held to be illegal or otherwise unenforceable, the remainder should still app ...
provisions. The new proceedings should ask West Allis which direction it would prefer to go with a revised ordinance. " uld it rather retain the sound provisions of this statute and deal separately with the paraphernalia problems, or would it prefer to begin again with a more specifically drawn ordinance covering both paraphernalia and simulated drugs?" In ''Hoffman Estates'', Pell began his
dissent Dissent is an opinion, philosophy or sentiment of non-agreement or opposition to a prevailing idea or policy enforced under the authority of a government, political party or other entity or individual. A dissenting person may be referred to as ...
, "the Court seemed to put to rest the idea that municipalities could not, in an endeavor to retard the growing menace of drug abuse, legislate against the activities of the so-called head shops without running afoul of Constitutional prohibitions." He felt that the differences between the two ordinances were "matters of form rather than substance ... e majority opinion appears to be straining unduly to distinguish hem"''Record Head'', 682. Pell called the West Allis ordinance "a sensible and pragmatic approach, within constitutional limitations." While the majority had used a higher standard of review owing to the criminal nature of the ordinance, he reminded them that the Court had called the Hoffman Estates ordinance "quasi-criminal" and held it to the same higher standard. It had approved it, and " e same result, in my opinion, is necessary here." To him, the majority's distinction of the West Allis ordinance as reaching beyond economic or business activity missed the point: "I simply fail to comprehend," Pell continued, "the reasoning of the majority that the phrase 'intended for use' is broader than 'marketed for use' and therefore somehow becomes vague, although 'marketed for use' is 'transparently clear' with regard to intention," as the Supreme Court had written. In fact, he remarked, ''Hoffman Estates'' treated the two phrases as more or less identical, since marketing for a use implied an intention for that use.''Record Head'', 683. Pell did not find anything unconstitutional with the factors. "
hey Hey or Hey! may refer to: Music * Hey (band), a Polish rock band Albums * ''Hey'' (Andreas Bourani album) or the title song (see below), 2014 * ''Hey!'' (Julio Iglesias album) or the title song, 1980 * ''Hey!'' (Jullie album) or the title ...
do tend to make the prohibited conduct quite clear." He elaborated: Lastly, he dismissed the arbitrary-enforcement concern since he felt that West Allis could follow Hoffman Estates' example and administratively narrow or clarify the ordinance. "In candor, I am compelled to conclude that we are involved in a stream of words and an implication of meanings which distort the plain, simple, and easily comprehendible language of this ordinance."


In other cases

Outside the wave of drug-paraphernalia ordinances and statutes challenged in federal courts in its wake, ''Hoffman Estates'' has not been significantly revisited by courts at any level, though it has played a significant role in some later analyses outside that area. The
Colorado Supreme Court The Colorado Supreme Court is the highest court in the U.S. state of Colorado. Located in Denver, the Court consists of a Chief Justice and six Associate Justices. Powers and duties Appellate jurisdiction Discretionary appeals The Court ...
clarified what it called "the ''Flipside'' test" for determining the standard of a vagueness review in its 1988 case ''Parrish v. Lamm''. There, two chiropractors had challenged a new state law criminalizing as "abuse of health care" the practice by some health care providers of waiving a patient's health insurance
copayment A copayment or copay (called a gap in Australian English) is a fixed amount for a covered service, paid by a patient to the provider of service before receiving the service. It may be defined in an insurance policy and paid by an insured person e ...
and/or
deductible In an insurance policy, the deductible (in British English, the excess) is the amount paid out of pocket by the policy holder before an insurance provider will pay any expenses. In general usage, the term ''deductible'' may be used to describe ...
, or advertising that they did so.
Parrish v. Lamm
', 758 P.2d 1356,
Colorado Supreme Court The Colorado Supreme Court is the highest court in the U.S. state of Colorado. Located in Denver, the Court consists of a Chief Justice and six Associate Justices. Powers and duties Appellate jurisdiction Discretionary appeals The Court ...
, 1988.
Justice
Anthony Vollack Anthony Francis Vollack (August 7, 1929 – September 28, 2015) was a justice of the Colorado Supreme Court from 1986 to 2000, serving as chief justice from 1995 to 1998. Biography Vollack was born in Cheyenne, Wyoming, and his family moved to ...
wrote for a unanimous court that there were four components to the test: whether the statute was an economic regulation, whether it was civil or criminal, had a '' scienter'' component or was overbroad. The lower court had found all four were applicable and struck the law down; the chiropractors that if ''any'' of the factors were present the stricter standard of review should apply. " mere tally ... will not suffice," responded Vollack. He considered the overbreadth factor to be the most important and, finding for the state on that one and two of the other three, held the statute was not unconstitutionally vague.''Parrish'', 1367.


''Roark & Hardee L.P. v. City of Austin''

Changes in society since ''Hoffman Estates'' were reflected in, ''Roark & Hardee L.P. et al v. City of Austin'', the most recent case to rely on it as a significant precedent. In a 2005
referendum A referendum (plural: referendums or less commonly referenda) is a Direct democracy, direct vote by the Constituency, electorate on a proposal, law, or political issue. This is in contrast to an issue being voted on by a Representative democr ...
, the voters of
Austin, Texas Austin is the capital city of the U.S. state of Texas, as well as the seat and largest city of Travis County, with portions extending into Hays and Williamson counties. Incorporated on December 27, 1839, it is the 11th-most-populous city ...
, approved a
smoking ban Smoking bans, or smoke-free laws, are public policies, including criminal laws and occupational safety and health regulations, that prohibit tobacco smoking in certain spaces. The spaces most commonly affected by smoking bans are indoor workpl ...
in indoor public places within the city. The plaintiffs, owners of several city bars, filed suit in the
Western District of Texas The United States District Court for the Western District of Texas (in case citations, W.D. Tex.) is a federal district court. The court convenes in San Antonio with divisions in Austin, Del Rio, El Paso, Midland, Pecos, and Waco. It has ju ...
seeking to have the ordinance overturned on several grounds, including vagueness.
Roark & Hardee L.P. et al v. City of Austin
', 394 F.Supp.2d 911 ( W.D.Tex., 2005)
Judge
Sam Sparks Sam Sparks (born 1939) is a Senior Status, Senior United States federal judge, United States district judge of the Austin Division of the United States District Court for the Western District of Texas. Early life After graduating from Austin H ...
issued a
preliminary injunction An injunction is a legal and equitable remedy in the form of a special court order that compels a party to do or refrain from specific acts. ("The court of appeals ... has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in p ...
barring the city from enforcing the ordinance after finding it imposed a higher fine than state law allowed and lacking in a review procedure. Between that time and trial a year later, the city issued several sets of guidelines on the "necessary steps" a business must take to prevent smoking within its premises, a phrase which had been attacked by the plaintiffs as particularly vague. Further, the city had issued violation notices to two of the plaintiffs. Sparks believed these factors made the case more urgent and made his preliminary injunction permanent.
Roark & Hardee L.P. et al v. City of Austin
', 522 F.3d 533, 539–41 ( 5th Cir., 2008)
The city appealed to the
Fifth Circuit The United States Court of Appeals for the Fifth Circuit (in case citations, 5th Cir.) is a federal court with appellate jurisdiction over the district courts in the following federal judicial districts: * Eastern District of Louisiana * Mi ...
. In 2008 a panel ruled in its favor on all the issues.
Carolyn Dineen King Carolyn Dineen King (born January 30, 1938, in Syracuse, New York) is a Senior United States circuit judge of the United States Court of Appeals for the Fifth Circuit. Her chambers are in Houston, Texas. Education and career Born in Syracuse ...
, writing for the court, cited ''Hoffman Estates'' as laying the procedure for a facial vagueness challenge.''Roark & Hardee'', 546. Per it, King had to start with a
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
issue. The plaintiffs had argued that one of the "necessary steps", that they ask customers not to smoke, was compelled speech. She rejected that argument: " is speech is plainly incidental to the ordinance's regulation of conduct. After all, the guidelines were amended to include these verbal requirements only after Plaintiffs 'allegedly' experienced difficulty in implementing the ordinance."''Roark & Hardee'', 549–550. Next, King considered whether the ordinance was vague in all its possible applications. She held it significant that the guidelines had been drawn up by the city in response to business concerns, giving it a point of similarity with the Hoffman Estates ordinance and the Court's holding that the ability to clarify justified a less strict vagueness standard. But "to be safe", she wrote, the court was applying the stricter standards for criminal ordinances. The guidelines were of even more importance, wrote King, since unlike ''Hoffman Estates'', the ordinance had been passed by voters rather than city council and Austin's
city charter A city charter or town charter (generically, municipal charter) is a legal document ('' charter'') establishing a municipality such as a city or town. The concept developed in Europe during the Middle Ages. Traditionally the granting of a charte ...
forbade such
initiative In political science, an initiative (also known as a popular initiative or citizens' initiative) is a means by which a petition signed by a certain number of registered voters can force a government to choose either to enact a law or hold a ...
s from being amended or repealed for two years. The amended guidelines, she continued, "essentially provide plaintiff bar owners and operators a clear 'how to' guide for avoiding a violation under the 'necessary steps' provision." And some of those plaintiffs had not only received multiple notices of violation but seemed to be trying to find
loopholes A loophole is an ambiguity or inadequacy in a system, such as a law or security, which can be used to circumvent or otherwise avoid the purpose, implied or explicitly stated, of the system. Originally, the word meant an arrowslit, a narrow verti ...
in it, such as making patrons sign written forms confirming that they had been instructed not to smoke inside but otherwise not discouraging them from doing so, and putting empty candleholders on tables instead of ashtrays. Inspectors who cited the bars for violations also circled steps that were not taken when providing notice. " light of the evidence at trial, Plaintiffs fail to demonstrate that the 'necessary steps' provision is so indefinite as to provide them with no standard of conduct at all."


Analysis and commentary

A few months after the decision, James Atkins wrote a short article it in the '' Campbell Law Review''. Most of his text was descriptive, but at the end he offered some analysis, finding the Court's methods more important than its holding. "This method facilitates a decision that falls comfortably in line with those decisions since '' Nebbia v. New York'' in which the Court has deferred to the legitimate exercise of public policy formation by state and local legislatures, particularly with regard to issues concerning public welfare."Atkins, James;
Head Shops—Legitimate Governmental Interest in Regulating the Sale of Drug Paraphernalia Receives Judicial Recognition
'; 5 Campbell L. Rev. 231, 243 (1982). Retrieved June 29, 2012.
"With respect to the constitutional challenges raised by Flipside," Atkins wrote, "the Court has adopted a sliding-scale standard of permissibility which is measured against the conduct or activity addressed by the statute under challenge. Presumably, the Court is saying that varying degrees of overbreadth or vagueness are required to invalidate different enactments." Lastly, Atkins wrote, it was a reaffirmation of the
Burger Court The Burger Court was the period in the history of the Supreme Court of the United States from 1969 to 1986, when Warren Burger served as Chief Justice of the United States. Burger succeeded Earl Warren as Chief Justice after the latter's retir ...
's "basic policy of noninterference by the judiciary in the exercise of legislative judgment in this area of the law." He said it was clear that the Court had committed itself to an as-applied approach to any future cases arising from drug-paraphernalia laws. As a result of the holding and the Burger Court's policy, he predicted courts would be considering fewer such cases in the future.Atkins, 246. Many years later, in 2011, John Marshall Law School professor Thomas Regnier criticized ''Hoffman Estates'' as prematurely foreclosing constitutional challenges to still-problematic drug-parpahernalia laws in an article in
New York University New York University (NYU) is a private research university in New York City. Chartered in 1831 by the New York State Legislature, NYU was founded by a group of New Yorkers led by then- Secretary of the Treasury Albert Gallatin. In 1832, th ...
's ''Journal of Legislation and Public Policy''. The village's responses to questions at oral argument suggest they were using the DEA's model ordinance, which had by then been criticized as too vague, as a model, Regnier writes. One of Hoffman Estates' guidelines, that sales of white rolling paper were permitted but not its colored counterpart, came in for some heavy criticism. " tsent a clear message to consumers: roll your
joints A joint or articulation (or articular surface) is the connection made between bones, ossicles, or other hard structures in the body which link an animal's skeletal system into a functional whole.Saladin, Ken. Anatomy & Physiology. 7th ed. McGraw- ...
with white papers."Regnier, 136. In dismissing The Flipside's overbreadth claims, Regnier notes, the Court's analysis was particularly deficient due to an oversight on the record store's part: Regnier criticized the Court's vagueness analysis as, ultimately,
circular Circular may refer to: * The shape of a circle * ''Circular'' (album), a 2006 album by Spanish singer Vega * Circular letter (disambiguation) ** Flyer (pamphlet), a form of advertisement * Circular reasoning, a type of logical fallacy * Circular ...
. This, Regnier continued, makes ''Hoffman Estates'' part of a general pattern of cases where constitutional concerns the Court has used proactively in other situations are often dismissed by it when the case involves drug-law enforcement, a criticism made as well by Justice
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
, who called the Court "a loyal foot soldier in the Executive's fight against rugs in a 1991 dissent.'' California v. Acevedo'', , at 601–02, Stevens, J., dissenting. He contrasts the Court's willingness to let the village clarify its ordinance with ''
Papachristou v. Jacksonville ''Papachristou v. Jacksonville'', 405 U.S. 156 (1972), was a United States Supreme Court case resulting in a Jacksonville vagrancy ordinance being declared unconstitutionally vague. The case was argued on December 8, 1971, and decided on February ...
'',''
Papachristou v. Jacksonville ''Papachristou v. Jacksonville'', 405 U.S. 156 (1972), was a United States Supreme Court case resulting in a Jacksonville vagrancy ordinance being declared unconstitutionally vague. The case was argued on December 8, 1971, and decided on February ...
'',
where it struck down an anti-vagrancy ordinance that used a number of terms for those targeted that were nevertheless insufficiently defined. "In short, the Supreme Court in ''Flipside'' would have none of this hairsplitting about whether one could adequately define drug paraphernalia—not if it would prevent American communities from combating the scourge of drugs," he wrote. " We know it when we see it, the Court seemed to say," alluding to Justice
Potter Stewart Potter Stewart (January 23, 1915 – December 7, 1985) was an American lawyer and judge who served as an Associate Justice of the United States Supreme Court from 1958 to 1981. During his tenure, he made major contributions to, among other areas ...
's famous definition of hard-core pornography in '' Jacobellis v. Ohio''.'' Jacobellis v. Ohio'', , at 197, Stewart, J., concurring.Regnier, 141–42. After ''Hoffman Estates'', Regnier observes, no business challenged a drug-paraphernalia ordinance on constitutional grounds, despite what he believes were unresolved issues in many, particular those that followed the DEA model. "It is unfortunate that the Supreme Court saw fit to uphold such a poorly written piece of legislation as the Village ordinance," he writes. He points to subsequent prosecutions such as
Operation Pipe Dreams Operation Pipe Dreams was an American nationwide investigation in 2003 targeting businesses selling drug paraphernalia, mostly marijuana pipes and bongs, under a little-used statute. Due to the reluctance of state law-enforcement agencies to contri ...
in the early 20th century, in which comedian
Tommy Chong Thomas B. Kin Chong (born May 24, 1938) is a Canadian-American actor, comedian, musician, activist. He is known for his marijuana-themed Cheech & Chong comedy albums and movies with Cheech Marin, as well as playing the character Leo on Fox ...
wound up serving several months in prison for his supposedly promotional role in his son's bong-dealing business after his past drug humor was introduced at his sentencing, as demonstrating the chilling effect originally feared by Flipside and the other paraphernalia dealers. "For these reasons, drug paraphernalia is a more appropriate subject for civil regulation than criminal prosecution."Regnier, 143–44.


See also

*
List of United States Supreme Court cases by the Burger Court This is a partial chronological list of cases decided by the United States Supreme Court during the Burger Court The Burger Court was the period in the history of the Supreme Court of the United States from 1969 to 1986, when Warren Burger s ...
*
List of United States Supreme Court cases involving the First Amendment This is a list of cases that appeared before the Supreme Court of the United States involving the First Amendment to the United States Constitution. The establishment of religion Blue laws * ''McGowan v. Maryland'' (1961) * '' Braunfeld v. B ...
*
List of United States Supreme Court cases, volume 455 This is a list of all the United States Supreme Court cases from volume 455 of the ''United States Reports The ''United States Reports'' () are the official record ( law reports) of the Supreme Court of the United States. They include rulings, ...


Notes


References


External links

* {{US1stAmendment, speech, state=expanded United States Supreme Court cases 1982 in United States case law United States Court of Appeals for the Seventh Circuit cases United States statutory interpretation case law United States commercial speech case law United States controlled substances case law United States equal protection case law Overbreadth case law Void for vagueness case law Hoffman Estates, Illinois Drug paraphernalia United States Supreme Court cases of the Burger Court