Hernandez v. New York
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''Hernandez v. New York'', 500 U.S. 352 (1991), was a decision by the United States Supreme Court, which held that a prosecutor may dismiss jurors who are bilingual in Spanish and English from juries that will consider Spanish-language testimony. Peremptory challenges are used to remove jurors thought to be undesirable for virtually any reason by either side in a court case. However, in ''
Batson v. Kentucky ''Batson v. Kentucky'', 476 U.S. 79 (1986), was a landmark decision of the United States Supreme Court ruling that a prosecutor's use of a peremptory challenge in a criminal case—the dismissal of jurors without stating a valid cause for doin ...
'' (1986), the Supreme Court ruled that peremptory challenges may not be used to remove jurors because of their race. In ''Hernandez'', the Supreme Court had to decide whether the peremptory exclusion of two Hispanic jurors was tantamount to exclusion because of race—and therefore violated the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
of the
United States Constitution The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven ar ...
.The case is recognized as expanding a ''Batson'' challenge to a peremptory strike based on a juror's ethnicity.


Procedural history of the case

Dinosio Hernandez was convicted by a jury of attempted murder on January 30, 1987, in
New York Supreme Court The Supreme Court of the State of New York is the trial-level court of general jurisdiction in the New York State Unified Court System. (Its Appellate Division is also the highest intermediate appellate court.) It is vested with unlimited civ ...
.People v. Hernandez, 140 A.D.2d 543 (N.Y. App. Div. 1988). He appealed his conviction, claiming that under the U.S. Supreme Court's recent decision under ''Batson v. Kentucky'', the prosecutor unconstitutionally used peremptory strikes against jury panel members who had Hispanic last names. On appeal, the court found that because the prosecutor had only challenged the three potential jurors with Hispanic surnames. However, the appellate court found the prosecutor has a nondiscriminatory reason for the challenge because the stricken jurors either had a relative prosecuted by the district attorney's office or spoke Spanish and may not accept the translated testimony as final. Hernandez proceeded with his ''Batson'' claim and appealed to the
New York Court of Appeals The New York Court of Appeals is the highest court in the Unified Court System of the State of New York. The Court of Appeals consists of seven judges: the Chief Judge and six Associate Judges who are appointed by the Governor and confirmed by t ...
. New York's highest court of appeals agreed with the appellate court that Hernandez made a ''prima facie'' case of discrimination. The court did not find that striking a juror based on their language alone was reversible error as it was a "legitimate neutral ground" for the prosecutor to be concerned of the Spanish-speaking jurors fidelity to a translate court record.People v. Hernandez, 75 N.Y.2d 350, 356 (N.Y. 1990). The majority noted that the trial judge was present during the entirety of the questioning and was satisfied with the prosecutor's actions as the stricken jurors' body-language signaled doubt. Judge Kaye authored the dissent, criticizing the majority for the diminished protections of ''Batson'' for New York and for deciding the case on federal and not state law.People v. Hernandez, 75 N.Y.2d 350, 360 (N.Y. 1990) (Kaye, J., dissenting). Rather than allow ''Batson's'' contours be defined over decades of litigation, Kaye argued that deciding the matter on state law would allow clearer protections earlier for New York residents. On the merits, Kaye believed too much deference was provided to the trial court's decision and was concerned that while the prosecutor expressed an interest in removing Spanish-speakers because of the interpreter there was no indication that any non-Latino jurors were asked if they spoke Spanish as well. The Supreme Court granted a writ of certiorari to determine if a Latino juror struck from jury service because of their Spanish language in a court translated proceeding violated a defendant's ''Batson'' protections.


Arguments at the Supreme Court


Amicus curiae

The
Mexican American Legal Defense and Education Fund The Mexican American Legal Defense and Educational Fund (MALDEF) is a national non-profit civil rights organization formed in 1968 by Jack Greenberg to protect the rights of Latinos in the United States."MALDEF" entry in ''Los Angeles A to Z: An E ...
(MALDEF) filed an
amicus curiae An ''amicus curiae'' (; ) is an individual or organization who is not a party to a legal case, but who is permitted to assist a court by offering information, expertise, or insight that has a bearing on the issues in the case. The decision on ...
on behalf of Hernandez. MALDEF's argument focused on the wide usage of Spanish by Hispanics and the sociolinguistic evidence that supported Hispanics as living in a world where they are constantly required to switch between Spanish and English without the ability to turn off the ability to speak either. It forecast that Hispanic jurors would become an "endangered species" if they are presumed to be biased, based on a common attribute.


Oral argument

At oral argument, Hernandez argued that it is a ''per se'' ''Batson'' violation to discriminate on language. Hernandez believed that every bilingual juror would express the same hesitance that the striked jurors in his case would because of their language ability. The Court was concerned with line drawing issues of potential multiple dialects or languages for a given foreign country and if a prosecutor could ever use a peremptory strike against a bilingual juror. New York argued that Hernandez's position was against Supreme Court jurisprudence for three main reasons: it uses the juror's answer as proof of a prosecutor's intent to discriminate, it prevents individualized assessment of jurors in favor of group stereotypes, and it would create no ability for prosecutors to excuse certain jurors.


Plurality decision

Justice Kennedy wrote the plurality opinion. After outlining the facts of the case and procedural history of the case, the Court moved on to the Court's jurisprudence on ''Batson''. It reiterated ''Batson's'' three step process: first, a defendant must make a ''prima facie'' case of racial discrimination, second, if it is made the burden shifts to the prosecutor to make a race-neutral showing for the strike, and finally the trial judge make a determination if the defendant's claim stands. Even though Hernandez did not make a ''prima facie'' showing before the prosecutor presented a race-neutral reasoning, the Court found this did not impact the analysis because it rested with the trial judge's determination. The Court side-stepped Hernandez's argument on the correlation between Spanish-speaking ability and ethnicity because of the additional factors the prosecutor articulated in his reasoning for striking the two Latino jurors. Kennedy argued that even assuming all bilingual speakers would hesitate it did not fail a race-neutral analysis because it does not show an intent by the prosecutor to remove all bilingual Latinos and a negative impact does not violate race neutrality. The trial court's decision is afforded a high level of deference under ''Batson'', and the Court assumed that the trial judge took into account the case-specific factors in making the decision to accept the prosecutor's justification: the high concentration of Spanish speakers in the local population, Spanish as the predominant language for many in that region, the ethnic backgrounds of the parties and witnesses, and the prosecutor's swift justification. This level of deference was based on a trial judge's ability to decide credibility questions that cannot be reviewed solely through the record on the appeal. The plurality did not find any reason that the trial judge's decision presented a clear error and was a permissible view under the evidence. In a closing dicta discussion, the plurality cited linguistic studies noting the complexity of language and bilingual distinctions. It further counseled that excluding bilinguals is unwise and may be unconstitutional under a different set of facts. Specifically, Kennedy outlined that creating a blanket policy regardless of the case's specific facts or for particular ethnic groups in certain communities language could be treated similarly to skin color under ''Batson''. However, this was not that case.


Concurrence

Justices O'Connor and Scalia concurred in the plurality's judgement. O'Connor agreed with the plurality's deference to the trial court's decision, but believed it went too far in deciding the constitutional question. After outlining the Court's jurisprudence under ''Batson'' and ''
Washington v. Davis ''Washington v. Davis'', 426 U.S. 229 (1976), was a United States Supreme Court case that established that laws that have a racially discriminatory effect but were not adopted to advance a racially discriminatory purpose are valid under the U.S. Co ...
'', O'Connor limited the Equal Protection Clause analysis for racial discrimination to race only. "No matter how closely tied or significantly correlated to race . . . tdoes not implicate the Equal Protection Clause unless it is based on race."Hernandez v. New York, 500 U.S. 352, 375 (1991) (O'Connor, J., concurring). O'Connor reasoned that if a trial judge accepted a prosecutor's nonracial explanation, then there was nothing more for an appeals court to decide on a ''Batson'' claim.


Dissent

Justice Stevens dissented and Justice Marshall joined. Under ''Batson'', Stevens argued that a prosecutor who attempts to rebut a ''prima facie'' showing of discrimination must do so with "'legitimate reasons' that are 'related to the particular case to be tried.'" Stevens found the Court erred by allowing an illegitimate explanation for the prosecutor's actions that went to the heart of ''Batson's'' protections of the Fourteenth Amendment. Further, Stevens found that the prosecutor's justification would disproportionately affect Spanish-speaking jurors, alternatives were available to address the prosecutor's concerns, and his reasoning should be viewed skeptically because he did not use a for cause challenge. Justice
Blackmun Harry Andrew Blackmun (November 12, 1908 – March 4, 1999) was an American lawyer and jurist who served as an Associate Justice of the Supreme Court of the United States from 1970 to 1994. Appointed by Republican President Richard Nixon, Black ...
dissented in a separate statement agreeing with Justice Stevens' dissent on the prosecutor's insufficient explanation for dispelling an inference of racial animus.


Criticism of the decision

The decision received immediate attention with a New York Times article that broke down the arguments and the court's reasoning. Law professors were also skeptical of the decision and its implications. Professor Juan Perea argued that the interconnection between race and language is not properly addressed and that the Supreme Court should have found the prosecutor's peremptory strikes not race-neutral. Professor Deborah Ramirez highlighted that this decision could permit bilinguals to systematically be removed from juries and the pervasiveimpact that may have on Latinos. Professor
Alfredo Mirandé Alfredo Mirandé is a Mexican American sociologist and attorney with a focus on ethnic studies, gender, and law. He is noted for his theory on gringo justice. A Distinguished Professor of Sociology and Ethnic Studies at the University of Californ ...
furthered this research on "bilingualism as an immutable characteristic" under Fourteenth Amendment Equal Protection Doctrine and noted lower courts had expanded the Supreme Court's reasoning to allow peremptory challenges when a juror understands a foreign language when the translation is disputed at trial. The Supreme Court has not revisited the question of potential discrimination towards bilingual or multilingual jurors since which has created confusion for lower courts. An examination of twenty years after Hernandez v. New York in California courts found the case's reasoning to be "an arbitrary and flawed tool" but California courts were hesitant to rule contrary. This has left open the question of how the Court would rule if non-Latinos who spoke Spanish were allowed to remain in a jury while Spanish speaking Latinos were struck because of their language ability. Professor Mirandé notes that Latinos across the board are hurt, monolingual Spanish speakers are barred because they lack English while bilingual jurors are struck because they know too much Spanish. He continues that instead bilingual Spanish speakers should be wanted by the court to play an important check on court translations. Another commentator has argued the courts should embrace more bilingualism because of the benefits it provides to the legal system as the Hernandez dissent discussed.


Aftermath of the decision

Five years later, the Supreme Court cited to Hernandez v. New York as outlining the ''Batson'' steps and what met the "legitimate reason" standard for a prosecutor to strike a juror. With the Supreme Court limiting the protections of ''Batson'', states may be able to protect them on a state constitutional basis. Today, the case is understood to expand the Equal Protection Clause's protections of an unbiased jury to apply to ethnic origin alongside ''Batson's'' protections for race. In a habeas corpus case, the United States Court of Appeals for the Third Circuit acknowledged the close connection between language and race noting Kennedy remarked how language can lead to discrimination.Pemberthy v. Beyer, 19 F.3d 857, 869-70 (3d Cir. 1994). However, it found language did not meet the same "heightened" or "strict" scrutiny that race and gender under equal protection doctrine. The Third Circuit did outline that Latino jurors could not be struck because of the theoretical use of Spanish and placed a greater burden on trial judges to be "sensitive to the potential use of language-based peremptories for discriminatory purposes."Pemberthy v. Beyer, 19 F.3d 857, 872-73 (3d Cir. 1994).


See also

* List of United States Supreme Court cases, volume 500 * List of United States Supreme Court cases * Lists of United States Supreme Court cases by volume * List of United States Supreme Court cases by the Rehnquist Court *''
Hernandez v. Texas ''Hernandez v. Texas'', 347 U.S. 475 (1954), was a List of landmark court decisions in the United States, landmark case, "the first and only Mexican-American civil-rights case heard and decided by the United States Supreme Court during the post-Wo ...
'' (1954)


Further reading

* * * Montoya, M. (2000). Silence and Silencing: Their Centripetal and Centrifugal Forces in Legal Communication, Pedagogy and Discourse. ''Michigan Journal of Race & Law''. Vol 5:847-911.


References


External links

* * {{Equal protection and criminal procedure, jury, state=expanded United States Supreme Court cases United States Supreme Court cases of the Rehnquist Court Batson challenge case law 1991 in United States case law