Haydn and folk music
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This article discusses the influence of
folk music Folk music is a music genre that includes traditional folk music and the contemporary genre that evolved from the former during the 20th-century folk revival. Some types of folk music may be called world music. Traditional folk music has ...
on the work of the composer
Joseph Haydn Franz Joseph Haydn ( , ; 31 March 173231 May 1809) was an Austrian composer of the Classical period. He was instrumental in the development of chamber music such as the string quartet and piano trio. His contributions to musical form have le ...
(1732–1809).


Background

Haydn was of humble family, perhaps unusually so for a famous composer. His parents were working people (his mother Anna Maria was a former cook, his father Mathias a master wheelwright). They lived in an obscure rural village, and had no musical training. This is not to say they were unmusical, however. Mathias was evidently a folk musician; according to Haydn's own testimony, his father 'played the harp without reading a note of music', having taught himself the instrument while a journeyman. According to the oldest biographies of Haydn (written with the help of interviews with the composer), the Haydn family frequently sang together as well as with their neighbors. The early Haydn biographer
Georg August Griesinger Georg August von Griesinger (8 January 1769 – 9 April 1845) was a tutor and diplomat resident in Vienna during the late 18th and 19th centuries. He is remembered for his friendships with the composers Joseph Haydn and Ludwig van Beethoven, and fo ...
, based on interviews with the composer, wrote
Nature ... had endowed athiaswith a good tenor voice, and his wife, Anne-Marie nna Maria used to sing to the harp. The melodies of these songs were so deeply impressed in Joseph Haydn's memory that he could still recall them in advanced old age.
Before he reached the age of six, Haydn was sent away from his family to receive formal musical training. But since even at this tender age, the child was already showing musical talent (he recalled, "As a boy of five I sang all y father'ssimple easy pieces correctly"), it seems fair to say that Haydn began his musical career as a folk musician. Many scholars have argued that this early connection to folk music remained with him for the rest of his life: that throughout his career, Haydn took advantage of folk tunes, deploying them in strategic locations in his music. Haydn's early biographer
Giuseppe Carpani Giuseppe Carpani (28 December 1751 – 22 January 1825) was an Italian man of letters. He is remembered in large part for his role in the history of classical music: he knew Haydn, Mozart, Salieri, Beethoven, and Rossini, and served them in vari ...
claimed that the adult Haydn even did field work, collecting folk songs from the people as did Bartók and
Vaughan Williams Ralph Vaughan Williams, (; 12 October 1872– 26 August 1958) was an English composer. His works include operas, ballets, chamber music, secular and religious vocal pieces and orchestral compositions including nine symphonies, written over ...
over a century later.


Sources of tunes

Haydn is claimed to have borrowed folk tunes from several ethnic groups, including
Austria Austria, , bar, Östareich officially the Republic of Austria, is a country in the southern part of Central Europe, lying in the Eastern Alps. It is a federation of nine states, one of which is the capital, Vienna, the most populous ...
ns,
Gypsies The Romani (also spelled Romany or Rromani , ), colloquially known as the Roma, are an Indo-Aryan ethnic group, traditionally nomadic itinerants. They live in Europe and Anatolia, and have diaspora populations located worldwide, with sign ...
, and
Croatia , image_flag = Flag of Croatia.svg , image_coat = Coat of arms of Croatia.svg , anthem = " Lijepa naša domovino"("Our Beautiful Homeland") , image_map = , map_caption = , capi ...
ns. The attribution of a tune to a particular ethnicity is not at all straightforward, because (as David Schroeder notes) "folk tunes are frequently transmitted across national boundaries". Schroeder give the following cautionary tale: "The source for a tune in the opening movement of an early
cassation A court of cassation is a high-instance court that exists in some judicial systems. Courts of cassation do not re-examine the facts of a case, they only interpret the relevant law. In this they are appellate courts of the highest instance. In th ...
for string quintet ( Hob. II:2) is identified by ranjo Kuhač as a Croatian drinking song, 'Nikaj na svetu', and by rnst Fritz
Schmid Schmid is a German surname that is a cognate of "Smith", an occupational surname for a blacksmith. The spelling is more common in Switzerland than Schmidt or Schmitt. Notable people with the surname include: * Alex P. Schmid, Dutch scientist on ...
as a German folksong, 'Es trieb ein Schaefer den Berg hinan' ". With this precaution in mind, here are some of the folk sources that have been adduced for Haydn's music.


Austrian folk music

The "Capriccio in G major on the folksong 'Acht Sauschneider müssen sein'", Hob. XVII:1 (1765), is an example of an Austrian folk tune seen in Haydn's music. This work is a
theme and variations In music, variation is a formal technique where material is repeated in an altered form. The changes may involve melody, rhythm, harmony, counterpoint, timbre, orchestration or any combination of these. Variation techniques Mozart's Twelve ...
on a children's song; for lyrics and discussion se
this link
In addition, much of Haydn's dance music is claimed to be based on Austrian folk models.


Gypsy music

A more important influence on Haydn was the work of the gypsy musicians. These musicians were, in the strictest sense, not folk musicians, but professionals who had a strong folk background. They occasionally wrote down their compositions or had them written down for them. The gypsy musicians were employed by Haydn's patrons, the wealthy Eszterházy family, for two purposes. They traveled from inn to inn with military recruiters, playing the '' verbunkos'' or recruitment dance. They also were retained to play light entertainment music in the palace courtyard. On such occasions, Haydn was virtually certain to have heard their music; and some scholars have suggested that Haydn may have occasionally incorporated Gypsy musicians into his ensemble. Haydn paid tribute to the gypsy musicians in (at least) three of his compositions. * His most famous piano trio, Hob XV:25 in G major, concludes with a movement that Haydn called (in the published English version) "Rondo in the Gypsies' Stile". * The
minuet A minuet (; also spelled menuet) is a social dance of French origin for two people, usually in time. The English word was adapted from the Italian ''minuetto'' and the French ''menuet''. The term also describes the musical form that accomp ...
of his String Quartet Opus 20 no. 4 was marked by Haydn as "Alla zingarese", which is Italian for "in the Gypsy style". This minuet has the interesting property of being written in 3/4 time, but sounding to the ear like 2/4. * The finale of Keyboard Concerto in D is marked ''Rondo all'ungherese''. This is generally taken to refer to gypsy music and not Hungarian folk music—in fact, authentic Hungarian folk music was not widely known until much later, when fieldwork was carried out by
Béla Bartók Béla Viktor János Bartók (; ; 25 March 1881 – 26 September 1945) was a Hungarian composer, pianist, and ethnomusicologist. He is considered one of the most important composers of the 20th century; he and Franz Liszt are regarded as Hu ...
and others.


Croatian folk music

The researcher who first propounded the view that Haydn's music abounds in Croatian folk tunes was the Croatian ethnologist Franjo Kuhač, who gathered a great number of Croatian tunes in field work. Kuhač's views, published in Croatian in his ''Josip Haydn i hrvatske narodne popievke'' (Zagreb, 1880) were made better known in English speaking countries by the musicologist Henry Hadow in his book ''A Croatian Composer'' (1897) and in various editions of the '' Grove Dictionary''). Kuhač and Hadow published a number of cases of Croatian folk tunes gathered in field work judged to have been incorporated into Haydn's compositions. It is no barrier to this theory that Haydn never visited
Croatia , image_flag = Flag of Croatia.svg , image_coat = Coat of arms of Croatia.svg , anthem = " Lijepa naša domovino"("Our Beautiful Homeland") , image_map = , map_caption = , capi ...
. The Austro-Hungarian border region in which the composer spent his first years included a large number of people living in Croatian ethnic enclaves. Here are themes from Haydn's work held to have originated in Croatian folk music. * The opening theme of the finale of Haydn's Symphony No. 104 (the "London" Symphony) is said to be based on the Croatian traditional song "
Oj, Jelena, Jelena, jabuka zelena "Oj, Jelena, Jelena, jabuka zelena" is a well known Croatian folk song. In English the title means "Oh, Helen, Helen, green apple of mine". It has been claimed that the main theme of the finale of Joseph Haydn's "London" symphony ( No. 104 in D m ...
" ("Oh, Helen, Helen, green apple of mine"). * The finale of the "Drumroll" Symphony no. 103 begins with a theme claimed to be based on the Croatian folk song ''Divojčica potok gazi'' ("A little girl treads on a brook"). * The tune of what is now the
German national anthem The "" (; "Song of Germany"), officially titled "" (; "The Song of the Germans"), has been the national anthem of Germany either wholly or in part since 1922, except for a seven-year gap following World War II in West Germany. In East Germ ...
was written by Haydn—paradoxically, to serve as a patriotic song for Austria. The tune is held to have its roots in an old folk song known in Medjimurje and northern regions of Croatia under the name "Stal se jesem". For details, see "
Gott erhalte Franz den Kaiser "" (; ) was a personal anthem to Francis II, Emperor of the Holy Roman Empire and later of the Austrian Empire, with lyrics by Lorenz Leopold Haschka (1749–1827) and music by Joseph Haydn. It is sometimes called the "Kaiserhymne" (; Emperor's ...
". * A song widely known in
Croatia , image_flag = Flag of Croatia.svg , image_coat = Coat of arms of Croatia.svg , anthem = " Lijepa naša domovino"("Our Beautiful Homeland") , image_map = , map_caption = , capi ...
, ''Nikaj na svetu lepšega ni, nego gorica kad nam rodi...''(Nothing more beautiful in the world than a fruitful hill), has been detected in an early work by Haydn, the Cassation in G major (1765).


Differences between folk versions and Haydn's versions

Sometimes, a folk tune (as notated by field workers) and the version in Haydn's work are identical. Often, however, there is divergence, with Haydn's version being less symmetrical and musically more interesting and expressive. As Hadow pointed out, the versions typically are closely similar at the beginning, divergent at the end. Under one view, this would reflect Haydn's creativity as a composer; starting with the kernel of the tune occurring at the beginning, Haydn elaborated it in ways grounded in his own Classical musical language. Another possibility is given below.


The reverse-transmission theory

Whenever it is claimed that Haydn employed a folk tune in his works, caution must be exercised, because we cannot be guaranteed that the direction of transmission was necessarily ''to'', rather than ''from'', Haydn. The alternative hypothesis is that the folk tunes collected by fieldworkers represent folklorically altered versions of tunes originally by Haydn and disseminated in altered form among the people. The musicologist
Michel Brenet Marie Bobillier, real name Antoinette Christine Marie Bobillier (12 April 1858 – 4 November 1918) was a French musicologist, music critic, writing under her pseudonym Michel Brenet. Biography Born in Lunéville of a military father, captain a ...
states the hypothesis as follows.
Why should not the terms of the proposition be reversed? During the time Haydn lived at
Eisenstadt Eisenstadt (; hu, Kismarton; hr, Željezni grad; ; sl, Železno, Austro-Bavarian: ''Eisnstod'') is a city in Austria, the state capital of Burgenland. It had a recorded population on 29 April 2021 of 15,074. In the Habsburg Empire's Kingdom ...
or Esterháza, when his music resounded day and night in the castle and gardens of his Prince, why should not his own airs, or scraps at least of his own melodies, have stolen through the open windows and remained in the memories, first of the people whose duty it was to interpret them, and then of the scattered population of the surrounding country? quoted in
The reverse-transmission theory would offer a rather different explanation for why Haydn's versions of the tunes resemble the folk versions more at the beginning than elsewhere – it would be the beginning that would most likely be well remembered by folk singers, and the later passages that, diverging most from folk style, would be most likely to be altered. Concerning the possibility of reverse transmission, it is conceivable that we have some testimony from Haydn himself. In his
oratorio An oratorio () is a large musical composition for orchestra, choir, and soloists. Like most operas, an oratorio includes the use of a choir, soloists, an instrumental ensemble, various distinguishable characters, and arias. However, opera is ...
'' The Seasons'', the composer depicted a rural plowman whistling a tune from his own "Surprise" Symphony. We cannot know at this stage whether this was meant as a little joke, or whether Haydn had actually noticed that his catchiest tunes were somehow percolating from the concert hall to the countryside.


Haydn and Croatian ethnicity

Franjo Kuhac, who attributed many tunes in Haydn's music to Croatian folk music, went further than this and advanced the theory that Haydn knew so many Croatian folk tunes because he was himself Croatian; that is to say, a member of the Croatian ethnic minority residing in eastern Austria. The proposal led to extensive controversy and is no longer considered valid by mainstream musicologists. For discussion, see
Joseph Haydn's ethnicity The ethnicity of the composer Joseph Haydn was a controversial matter in Haydn scholarship during a period lasting from the late 19th to the mid-20th century. The principal contending ethnicities were Croat and German. Mainstream musical scholarshi ...
.


Learned borrowings from other nationalities

Like other composers who came from less humble backgrounds, Haydn sometimes would set folksongs from other countries. These fall into a different category from the cases given above, since Haydn obtained these songs through learned channels rather than through folkloric transmission. The second movement of the Symphony No. 85, "La Reine" is described by
H. C. Robbins Landon Howard Chandler Robbins Landon (March 6, 1926November 20, 2009) was an American musicologist, journalist, historian and broadcaster, best known for his work in rediscovering the huge body of neglected music by Haydn and in correcting misundersta ...
as "a set of variations on the old French folk-song 'La gentille et jeune Lisette' ". This was an appropriate choice since the 85th Symphony is one of the "Paris" symphonies, written on commission for a Parisian audience. Like Koželuch, Beethoven and Weber after him, Haydn made a great number of arrangements of Scottish and Welsh folksongs for British publishers (including Napier, George Thomson, and William Whyte); this activity began in 1791 and continued from time to time to the very end of Haydn's compositional career, ca. 1804. The arrangements are set for high voice and
piano trio A piano trio is a group of piano and two other instruments, usually a violin and a cello, or a piece of music written for such a group. It is one of the most common forms found in classical chamber music. The term can also refer to a group of m ...
, and include versions of " Barbara Allen" and " The Border Widow's Lament".


Notes


Sources

* * * * * * *


Further reading

* * Hadow, Henry (1897) ''Haydn: A Croatian Composer'', London, 1897. * Larsen, Jens Peter (1982) ''The New Grove Haydn''. New York and London: W. W. Norton. * The "reverse-transmission" theory noted above is mentioned by
Charles Rosen Charles Welles Rosen (May 5, 1927December 9, 2012) was an American pianist and writer on music. He is remembered for his career as a concert pianist, for his recordings, and for his many writings, notable among them the book ''The Classical Sty ...
in his book ''
The Classical Style ''The Classical Style: Haydn, Mozart, Beethoven'' is a book by the American pianist and author Charles Rosen. The book analyses the evolution of style during the Classical period of classical music as it was developed through the works of Joseph ...
'' (2nd ed., New York: Norton, 1997). * Schmid, Ernst Fritz (1934) ''Joseph Haydn: ein Buch von Vorfahren und Heimat des Meisters''. Kassel: Bärenreiter-Verlag.


External links


Excerpts
from the book ''A Croatian Composer: Notes toward the study of Joseph Haydn'', by
William Henry Hadow Sir William Henry Hadow (27 December 1859 – 8 April 1937) was a leading educational reformer in Great Britain, a musicologist and a composer. Life Born at Ebrington in Gloucestershire and baptised there on 29 January 1860 by his father, ...

Lyrics, translation, and commentary on the Austrian folk song "Acht Sauschneider"
{{DEFAULTSORT:Haydn And Folk Music Folk music Folk music, Haydn and