Grothendieck–Riemann–Roch theorem
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In mathematics, specifically in algebraic geometry, the Grothendieck–Riemann–Roch theorem is a far-reaching result on coherent cohomology. It is a generalisation of the
Hirzebruch–Riemann–Roch theorem In mathematics, the Hirzebruch–Riemann–Roch theorem, named after Friedrich Hirzebruch, Bernhard Riemann, and Gustav Roch, is Hirzebruch's 1954 result generalizing the classical Riemann–Roch theorem on Riemann surfaces to all complex algebra ...
, about complex manifolds, which is itself a generalisation of the classical
Riemann–Roch theorem The Riemann–Roch theorem is an important theorem in mathematics, specifically in complex analysis and algebraic geometry, for the computation of the dimension of the space of meromorphic functions with prescribed zeros and allowed poles. It rel ...
for line bundles on
compact Riemann surface In mathematics, particularly in complex analysis, a Riemann surface is a connected one-dimensional complex manifold. These surfaces were first studied by and are named after Bernhard Riemann. Riemann surfaces can be thought of as deformed versio ...
s. Riemann–Roch type theorems relate Euler characteristics of the
cohomology In mathematics, specifically in homology theory and algebraic topology, cohomology is a general term for a sequence of abelian groups, usually one associated with a topological space, often defined from a cochain complex. Cohomology can be viewe ...
of a
vector bundle In mathematics, a vector bundle is a topological construction that makes precise the idea of a family of vector spaces parameterized by another space X (for example X could be a topological space, a manifold, or an algebraic variety): to every p ...
with their
topological degree In mathematics, topological degree theory is a generalization of the winding number of a curve in the complex plane. It can be used to estimate the number of solutions of an equation, and is closely connected to fixed-point theory. When one solution ...
s, or more generally their characteristic classes in (co)homology or algebraic analogues thereof. The classical Riemann–Roch theorem does this for curves and line bundles, whereas the Hirzebruch–Riemann–Roch theorem generalises this to vector bundles over manifolds. The Grothendieck–Riemann–Roch theorem sets both theorems in a relative situation of a morphism between two manifolds (or more general schemes) and changes the theorem from a statement about a single bundle, to one applying to
chain complex In mathematics, a chain complex is an algebraic structure that consists of a sequence of abelian groups (or modules) and a sequence of homomorphisms between consecutive groups such that the image of each homomorphism is included in the kernel of t ...
es of sheaves. The theorem has been very influential, not least for the development of the Atiyah–Singer index theorem. Conversely, complex analytic analogues of the Grothendieck–Riemann–Roch theorem can be proved using the index theorem for families. Alexander Grothendieck gave a first proof in a 1957 manuscript, later published. Armand Borel and
Jean-Pierre Serre Jean-Pierre Serre (; born 15 September 1926) is a French mathematician who has made contributions to algebraic topology, algebraic geometry, and algebraic number theory. He was awarded the Fields Medal in 1954, the Wolf Prize in 2000 and the ina ...
wrote up and published Grothendieck's proof in 1958. Later, Grothendieck and his collaborators simplified and generalized the proof.


Formulation

Let ''X'' be a
smooth Smooth may refer to: Mathematics * Smooth function, a function that is infinitely differentiable; used in calculus and topology * Smooth manifold, a differentiable manifold for which all the transition maps are smooth functions * Smooth algebrai ...
quasi-projective scheme over a field. Under these assumptions, the Grothendieck group K_0(X) of
bounded complex In mathematics, a chain complex is an algebraic structure that consists of a sequence of abelian groups (or modules) and a sequence of homomorphisms between consecutive groups such that the image of each homomorphism is included in the kernel of t ...
es of
coherent sheaves In mathematics, especially in algebraic geometry and the theory of complex manifolds, coherent sheaves are a class of sheaves closely linked to the geometric properties of the underlying space. The definition of coherent sheaves is made with refer ...
is canonically isomorphic to the Grothendieck group of bounded complexes of finite-rank vector bundles. Using this isomorphism, consider the Chern character (a rational combination of Chern classes) as a
functor In mathematics, specifically category theory, a functor is a mapping between categories. Functors were first considered in algebraic topology, where algebraic objects (such as the fundamental group) are associated to topological spaces, and m ...
ial transformation: :\mathrm \colon K_0(X) \to A(X, \Q), where A_d(X,\Q) is the
Chow group In algebraic geometry, the Chow groups (named after Wei-Liang Chow by ) of an algebraic variety over any field are algebro-geometric analogs of the homology of a topological space. The elements of the Chow group are formed out of subvarieties ( ...
of cycles on ''X'' of dimension ''d'' modulo
rational equivalence Rationality is the Quality (philosophy), quality of being guided by or based on reasons. In this regard, a person Action (philosophy), acts rationally if they have a good reason for what they do or a belief is rational if it is based on strong e ...
,
tensor In mathematics, a tensor is an algebraic object that describes a multilinear relationship between sets of algebraic objects related to a vector space. Tensors may map between different objects such as vectors, scalars, and even other tensor ...
ed with the
rational number In mathematics, a rational number is a number that can be expressed as the quotient or fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (e.g. ). The set of all rat ...
s. In case ''X'' is defined over the
complex number In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the fo ...
s, the latter group maps to the topological
cohomology group In mathematics, specifically in homology theory and algebraic topology, cohomology is a general term for a sequence of abelian groups, usually one associated with a topological space, often defined from a cochain complex. Cohomology can be viewed ...
: :H^(X, \Q). Now consider a
proper morphism In algebraic geometry, a proper morphism between schemes is an analog of a proper map between complex analytic spaces. Some authors call a proper variety over a field ''k'' a complete variety. For example, every projective variety over a field ...
f \colon X \to Y between smooth quasi-projective schemes and a bounded complex of sheaves on X. The Grothendieck–Riemann–Roch theorem relates the pushforward map :f_ = \sum (-1)^i R^i f_* \colon K_0(X) \to K_0(Y) (alternating sum of higher direct images) and the pushforward :f_* \colon A(X) \to A(Y), by the formula : \mathrm (f_^\bull) \mathrm(Y) = f_* (\mathrm(^\bull) \mathrm(X) ). Here \mathrm(X) is the
Todd genus In mathematics, the Todd class is a certain construction now considered a part of the theory in algebraic topology of characteristic classes. The Todd class of a vector bundle can be defined by means of the theory of Chern classes, and is encounter ...
of (the
tangent bundle In differential geometry, the tangent bundle of a differentiable manifold M is a manifold TM which assembles all the tangent vectors in M . As a set, it is given by the disjoint unionThe disjoint union ensures that for any two points and of ...
of) ''X''. Thus the theorem gives a precise measure for the lack of commutativity of taking the push forwards in the above senses and the Chern character and shows that the needed correction factors depend on ''X'' and ''Y'' only. In fact, since the Todd genus is functorial and multiplicative in
exact sequence An exact sequence is a sequence of morphisms between objects (for example, groups, rings, modules, and, more generally, objects of an abelian category) such that the image of one morphism equals the kernel of the next. Definition In the context ...
s, we can rewrite the Grothendieck–Riemann–Roch formula as : \mathrm(f_^\bull) = f_* (\mathrm(^\bull) \mathrm(T_f) ), where T_f is the relative tangent sheaf of ''f'', defined as the element TX - f^*(TY) in K_0(X). For example, when ''f'' is a
smooth morphism In algebraic geometry, a morphism f:X \to S between schemes is said to be smooth if *(i) it is locally of finite presentation *(ii) it is flat, and *(iii) for every geometric point \overline \to S the fiber X_ = X \times_S is regular. (iii) mea ...
, T_f is simply a vector bundle, known as the tangent bundle along the fibers of ''f''. Using ''A''1-homotopy theory, the Grothendieck–Riemann–Roch theorem has been extended by to the situation where ''f'' is a
proper map In mathematics, a function between topological spaces is called proper if inverse images of compact subsets are compact. In algebraic geometry, the analogous concept is called a proper morphism. Definition There are several competing definit ...
between two smooth schemes.


Generalising and specialising

Generalisations of the theorem can be made to the non-smooth case by considering an appropriate generalisation of the combination \mathrm(-)\mathrm(X) and to the non-proper case by considering cohomology with compact support. The arithmetic Riemann–Roch theorem extends the Grothendieck–Riemann–Roch theorem to arithmetic schemes. The
Hirzebruch–Riemann–Roch theorem In mathematics, the Hirzebruch–Riemann–Roch theorem, named after Friedrich Hirzebruch, Bernhard Riemann, and Gustav Roch, is Hirzebruch's 1954 result generalizing the classical Riemann–Roch theorem on Riemann surfaces to all complex algebra ...
is (essentially) the special case where ''Y'' is a point and the field is the field of complex numbers. A version of Riemann–Roch theorem for oriented cohomology theories was proven by Ivan Panin and Alexander Smirnov. It is concerned with multiplicative operations between algebraic oriented cohomology theories (such as algebraic cobordism). The Grothendieck-Riemann-Roch is a particular case of this result, and the Chern character comes up naturally in this setting.


Examples


Vector bundles on a curve

A vector bundle E \to C of rank n and degree d (defined as the degree of its determinant; or equivalently the degree of its first Chern class) on a smooth projective curve over a field k has a formula similar to Riemann–Roch for line bundles. If we take X = C and Y = \ a point, then the Grothendieck–Riemann–Roch formula can be read as : \begin \mathrm(f_^\bull) &= h^0(C,E) - h^1(C,E) \\ f_*(\mathrm(E)\mathrm(X))&= f_*((n + c_1(E))(1 + (1/2)c_1(T_C))) \\ &= f_*(n + c_1(E) + (n/2)c_1(T_C)) \\ &= f_*(c_1(E) + (n/2)c_1(T_C)) \\ &= d + n(1-g); \end hence, :\chi(C,E) = d + n(1-g). This formula also holds for coherent sheaves of rank n and degree d.


Smooth proper maps

One of the advantages of the Grothendieck–Riemann–Roch formula is it can be interpreted as a relative version of the Hirzebruch–Riemann–Roch formula. For example, a smooth morphism f\colon X \to Y has fibers which are all equi-dimensional (and isomorphic as topological spaces when base changing to \Complex). This fact is useful in moduli-theory when considering a moduli space \mathcal parameterizing smooth proper spaces. For example,
David Mumford David Bryant Mumford (born 11 June 1937) is an American mathematician known for his work in algebraic geometry and then for research into vision and pattern theory. He won the Fields Medal and was a MacArthur Fellow. In 2010 he was awarded t ...
used this formula to deduce relationships of the Chow ring on the moduli space of algebraic curves.


Moduli of curves

For the moduli stack of genus g curves (and no marked points) \overline_g there is a universal curve \pi\colon\overline_g \to \overline_g where \overline_g = \overline_ (is the moduli stack of curves of genus g and one marked point. Then, he defines the tautological classes :\begin K_ &= c_1(\omega_)\\ \kappa_l &= \pi_*(K^_) \\ \mathbb &= \pi_*(\omega_) \\ \lambda_l &= c_l(\mathbb) \end where 1 \leq l \leq g and \omega_ is the relative dualizing sheaf. Note the fiber of \omega_over a point \in \overline_g this is the dualizing sheaf \omega_C. He was able to find relations between the \lambda_i and \kappa_i describing the \lambda_i in terms of a sum of \kappa_i (corollary 6.2) on the chow ring A^*(\mathcal_g) of the smooth locus using Grothendieck–Riemann–Roch. Because \overline_g is a smooth
Deligne–Mumford stack In algebraic geometry, a Deligne–Mumford stack is a stack ''F'' such that Pierre Deligne and David Mumford introduced this notion in 1969 when they proved that moduli spaces of stable curves of fixed arithmetic genus are proper smooth Deligne ...
, he considered a covering by a scheme \tilde_g \to \overline_g which presents \overline_g = tilde_g/G/math> for some finite group G. He uses Grothendieck–Riemann–Roch on \omega_ to get :\mathrm(\pi_!(\omega_)) = \pi_*(\mathrm(\omega_) \mathrm^\vee(\Omega^1_)) Because :\mathbf^1\pi_!() \cong \mathcal_, this gives the formula :\mathrm(\mathbb) = 1 + \pi_*(\text(\omega_) \text^\vee (\Omega^1_)). The computation of \mathrm(\mathbb) can then be reduced even further. In even dimensions 2k, :\text(\mathbb)_ = 0. Also, on dimension 1, :\lambda_1 = c_1(\mathbb) = \frac(\kappa_1 + \delta), where \delta is a class on the boundary. In the case g=2 and on the smooth locus \mathcal_g there are the relations :\begin \lambda_1 &= \frac\kappa_1 \\ \lambda_2 &= \frac = \frac \end which can be deduced by analyzing the Chern character of \mathbb.


Closed embedding

Closed embeddings f\colon Y \to X have a description using the Grothendieck–Riemann–Roch formula as well, showing another non-trivial case where the formula holds. For a smooth variety X of dimension n and a subvariety Y of codimension k, there is the formula :c_k(\mathcal_Y) = (-1)^(k-1)! /math> Using the short exact sequence :0 \to \mathcal_Y \to \mathcal_X \to \mathcal_Y \to 0, there is the formula :c_k(\mathcal_Y) = (-1)^k(k-1)! /math> for the ideal sheaf since 1 = c(\mathcal_X) = c(\mathcal_Y)c(\mathcal_Y).


Applications


Quasi-projectivity of moduli spaces

Grothendieck–Riemann–Roch can be used in proving that a coarse moduli space M, such as the moduli space of pointed algebraic curves M_, admits an embedding into a projective space, hence is a
quasi-projective variety In mathematics, a quasi-projective variety in algebraic geometry is a locally closed subset of a projective variety, i.e., the intersection inside some projective space of a Zariski-open and a Zariski-closed subset. A similar definition is used in ...
. This can be accomplished by looking at canonically associated sheaves on M and studying the degree of associated line bundles. For instance, M_ has the family of curves :\pi\colon C_ \to M_ with sections :s_i\colon M_ \to C_ corresponding to the marked points. Since each fiber has the canonical bundle \omega_, there are the associated line bundles \Lambda_(\pi) = \det(\mathbf\pi_*(\omega_)) and \chi_^ = s_i^*(\omega_) . It turns out that :\Lambda_(\pi) \otimes \left(\bigotimes_^n \chi_^\right) is an
ample line bundle In mathematics, a distinctive feature of algebraic geometry is that some line bundles on a projective variety can be considered "positive", while others are "negative" (or a mixture of the two). The most important notion of positivity is that of an ...
pg 209, hence the coarse moduli space M_ is quasi-projective.


History

Alexander Grothendieck's version of the Riemann–Roch theorem was originally conveyed in a letter to
Jean-Pierre Serre Jean-Pierre Serre (; born 15 September 1926) is a French mathematician who has made contributions to algebraic topology, algebraic geometry, and algebraic number theory. He was awarded the Fields Medal in 1954, the Wolf Prize in 2000 and the ina ...
around 1956–1957. It was made public at the initial Bonn Arbeitstagung, in 1957. Serre and Armand Borel subsequently organized a seminar at
Princeton University Princeton University is a private research university in Princeton, New Jersey. Founded in 1746 in Elizabeth as the College of New Jersey, Princeton is the fourth-oldest institution of higher education in the United States and one of the ...
to understand it. The final published paper was in effect the Borel–Serre exposition. The significance of Grothendieck's approach rests on several points. First, Grothendieck changed the statement itself: the theorem was, at the time, understood to be a theorem about a
variety Variety may refer to: Arts and entertainment Entertainment formats * Variety (radio) * Variety show, in theater and television Films * ''Variety'' (1925 film), a German silent film directed by Ewald Andre Dupont * ''Variety'' (1935 film), ...
, whereas Grothendieck saw it as a theorem about a morphism between varieties. By finding the right generalization, the proof became simpler while the conclusion became more general. In short, Grothendieck applied a strong categorical approach to a hard piece of
analysis Analysis ( : analyses) is the process of breaking a complex topic or substance into smaller parts in order to gain a better understanding of it. The technique has been applied in the study of mathematics and logic since before Aristotle (3 ...
. Moreover, Grothendieck introduced K-groups, as discussed above, which paved the way for
algebraic K-theory Algebraic ''K''-theory is a subject area in mathematics with connections to geometry, topology, ring theory, and number theory. Geometric, algebraic, and arithmetic objects are assigned objects called ''K''-groups. These are groups in the sense ...
.


See also

* Kawasaki's Riemann–Roch formula


Notes


References

* * * * *


External links


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