Gitlow v New York
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''Gitlow v. New York'', 268 U.S. 652 (1925), was a landmark decision of the
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
holding that the Fourteenth Amendment to the United States Constitution had extended the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
's provisions protecting freedom of speech and freedom of the press to apply to the governments of
U.S. state In the United States, a state is a constituent political entity, of which there are 50. Bound together in a political union, each state holds governmental jurisdiction over a separate and defined geographic territory where it shares its sove ...
s. Along with '' Chicago, Burlington & Quincy Railroad Co. v. City of Chicago'' (1897), it was one of the first major cases involving the
incorporation of the Bill of Rights In United States constitutional law, incorporation is the doctrine by which portions of the Bill of Rights have been made applicable to the states. When the Bill of Rights was ratified, the courts held that its protections extended only to the ...
. It was also one of a series of Supreme Court cases that defined the scope of the First Amendment's protection of free speech and established the standard to which a state or the federal government would be held when it criminalized speech or writing. The case arose from the conviction under New York state law of
Socialist Socialism is a left-wing economic philosophy and movement encompassing a range of economic systems characterized by the dominance of social ownership of the means of production as opposed to private ownership. As a term, it describes the ...
politician and journalist
Benjamin Gitlow Benjamin Gitlow (December 22, 1891 – July 19, 1965) was a prominent American socialist politician of the early 20th century and a founding member of the Communist Party USA. During the end of the 1930s, Gitlow turned to conservatism and wrote t ...
for the publication of a "left-wing manifesto" in 1919. In a majority opinion joined by six other justices, Associate Justice
Edward Terry Sanford Edward Terry Sanford (July 23, 1865 – March 8, 1930) was an American jurist who served as an Associate Justice of the United States Supreme Court from 1923 until his death in 1930. Prior to his nomination to the high court, Sanford served as a ...
upheld the conviction under the
bad tendency In U.S. law, the bad tendency principle was a test that permitted restriction of freedom of speech by government if it is believed that a form of speech has a sole tendency to incite or cause illegal activity. The principle, formulated in '' Patte ...
test, writing that government may suppress or punish speech that directly advocates the unlawful overthrow of the government. Associate Justice
Oliver Wendell Holmes Jr. Oliver Wendell Holmes Jr. (March 8, 1841 – March 6, 1935) was an American jurist and legal scholar who served as an associate justice of the Supreme Court of the United States from 1902 to 1932.Holmes was Acting Chief Justice of the Un ...
dissented, arguing that state and federal governments should only be permitted to limit free speech under the "
clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence in ...
" test that he had previously laid out in ''
Schenck v. United States ''Schenck v. United States'', 249 U.S. 47 (1919), was a landmark decision of the U.S. Supreme Court concerning enforcement of the Espionage Act of 1917 during World War I. A unanimous Supreme Court, in an opinion by Justice Oliver Wendell Holmes ...
'' (1919). In his majority opinion, Sanford laid out the grounds for incorporation of freedom of speech and freedom of the press, holding that they were among the rights protected by the Due Process Clause of the Fourteenth Amendment. Later Supreme Court cases such as '' De Jonge v. Oregon'' (1937) would incorporate other provisions of the Bill of Rights on the same basis as ''Gitlow''.


Background

New York's Criminal Anarchy Law was passed in 1902 following the assassination of President
William McKinley William McKinley (January 29, 1843September 14, 1901) was the 25th president of the United States, serving from 1897 until his assassination in 1901. As a politician he led a realignment that made his Republican Party largely dominant in ...
by an anarchist in Buffalo, New York, in September 1901. Under the Criminal Anarchy Law, people seen as activists supporting the destruction of American government through revolutionary means could be arrested in an attempt to prevent American Bolsheviks from gaining a national following. Following the Red Scare of 1919–20, a variety of leftists, either
anarchists Anarchism is a political philosophy and movement that is skeptical of all justifications for authority and seeks to abolish the institutions it claims maintain unnecessary coercion and hierarchy, typically including, though not necessari ...
, sympathizers with the
Bolshevik Revolution The October Revolution,. officially known as the Great October Socialist Revolution. in the Soviet Union, also known as the Bolshevik Revolution, was a revolution in Russia led by the Bolshevik Party of Vladimir Lenin that was a key moment ...
,
labor Labour or labor may refer to: * Childbirth, the delivery of a baby * Labour (human activity), or work ** Manual labour, physical work ** Wage labour, a socioeconomic relationship between a worker and an employer ** Organized labour and the la ...
activists, or members of a communist or
socialist Socialism is a left-wing economic philosophy and movement encompassing a range of economic systems characterized by the dominance of social ownership of the means of production as opposed to private ownership. As a term, it describes the ...
party, were convicted for violating the
Espionage Act of 1917 The Espionage Act of 1917 is a United States federal law enacted on June 15, 1917, shortly after the United States entered World War I. It has been amended numerous times over the years. It was originally found in Title 50 of the U.S. Code (War ...
and
Sedition Act of 1918 The Sedition Act of 1918 () was an Act of the United States Congress that extended the Espionage Act of 1917 to cover a broader range of offenses, notably speech and the expression of opinion that cast the government or the war effort in a ne ...
on the basis of their writings or statements.
Benjamin Gitlow Benjamin Gitlow (December 22, 1891 – July 19, 1965) was a prominent American socialist politician of the early 20th century and a founding member of the Communist Party USA. During the end of the 1930s, Gitlow turned to conservatism and wrote t ...
, a member of the Socialist Party of America, who had served in the New York State Assembly, was charged with
criminal anarchy In the United States, criminal anarchy is the crime of conspiracy to overthrow the government by force or violence, or by assassination of the executive head or of any of the executive officials of government, or by any unlawful means. The advocac ...
under New York's Criminal Anarchy Law of 1902 for publishing in July 1919 a document called " Left Wing Manifesto" in ''The Revolutionary Age'', a newspaper for which he served as business manager. Gitlow's trial counsel was renowned defense attorney
Clarence Darrow Clarence Seward Darrow (; April 18, 1857 – March 13, 1938) was an American lawyer who became famous in the early 20th century for his involvement in the Leopold and Loeb murder trial and the Scopes "Monkey" Trial. He was a leading member of t ...
. His trial lasted from January 22 to February 5, 1920. His defense contended that the Manifesto represented historical analysis rather than advocacy. Moreover, he claimed that he should not be arrested for his writing since the manifesto's distribution was not the inciting incident for any actions against the government. The prosecution refuted Gitlow's claim, stating, "Prosecutions have been for the use of words or printed arguments urging actions which if carried out by the reader or hearer would have resulted in the commission of a crime." The prosecution claimed that the Manifesto's intent was to convince American readers to commit crimes, and that in itself should be punishable by law. It took the jury three hours to convict Gitlow on February 11, 1920 and sentenced to 5 to 10 years in prison. He served more than two years at
Sing Sing Sing Sing Correctional Facility, formerly Ossining Correctional Facility, is a maximum-security prison operated by the New York State Department of Corrections and Community Supervision in the village of Ossining, New York. It is about north of ...
prison before his motion to appeal was granted and he was released on bail. State courts of appeal upheld his conviction.''New York Times''
"Gitlow Goes Back to Serve his Term," November 10, 1925
accessed June 17, 2012
''Gitlow'' was the first major First Amendment case that the
American Civil Liberties Union The American Civil Liberties Union (ACLU) is a nonprofit organization founded in 1920 "to defend and preserve the individual rights and liberties guaranteed to every person in this country by the Constitution and laws of the United States". T ...
argued before the Supreme Court. The Court had to consider whether it could review a challenge to a state law on the basis that it violated the federal constitution. If it determined that such a challenge lay within the scope of its authority, then it had to review the application of the law to the case at hand, the specific violation of the statute.


Decision


Free speech

The Supreme Court upheld Gitlow's conviction 7–2, with Louis Brandeis and Oliver W. Holmes dissenting on the grounds that even "indefinite" advocacy of overthrowing government should be protected speech. The Court upheld Gitlow's conviction on the basis that the government may suppress or punish speech that directly advocates the unlawful overthrow of the government and it upheld the constitutionality of the state statute at issue, which made it a crime to advocate the duty, need, or appropriateness of overthrowing government by force or violence. Justice
Edward Terry Sanford Edward Terry Sanford (July 23, 1865 – March 8, 1930) was an American jurist who served as an Associate Justice of the United States Supreme Court from 1923 until his death in 1930. Prior to his nomination to the high court, Sanford served as a ...
's majority opinion attempted to define more clearly the "
clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence in ...
" test developed a few years earlier in ''
Schenck v. United States ''Schenck v. United States'', 249 U.S. 47 (1919), was a landmark decision of the U.S. Supreme Court concerning enforcement of the Espionage Act of 1917 during World War I. A unanimous Supreme Court, in an opinion by Justice Oliver Wendell Holmes ...
''. He embraced "the
bad tendency In U.S. law, the bad tendency principle was a test that permitted restriction of freedom of speech by government if it is believed that a form of speech has a sole tendency to incite or cause illegal activity. The principle, formulated in '' Patte ...
test" found in '' Shaffer v. United States'', which held that a "State may punish utterances endangering the foundations of government and threatening its overthrow by unlawful means" because such speech clearly "present a sufficient danger to the public peace and to the security of the State." According to Sanford, a "single revolutionary spark may kindle a fire that, smoldering for a time, may burst into a sweeping and destructive conflagration." He said the Manifesto contained "the language of direct incitement" and was not "the expression of philosophical abstraction." In his dissent, Holmes, the author of ''Schencks clear and present danger test, wrote that he believed it was still the appropriate test to employ in judging the limits of freedom of expression. Joined by Brandeis, he argued that Gitlow presented no present danger because only a small minority of people shared the views presented in the manifesto and because it directed an uprising at some "indefinite time in the future." Moreover, he responded to Sanford's kindling metaphor by refuting the claim that the Manifesto is an example of "incitement." Holmes states, "It is said that this manifesto was more than a theory, that it was an incitement. Every idea is an incitement. It offers itself for belief and if believed it is acted on unless some other belief outweighs it or some failure of energy stifles the movement at its birth. The only difference between an expression of opinion and an incitement in the narrower sense is the speaker's enthusiasm for the result. Eloquence may set fire to reason, but, whatever may be thought of the redundant discourse before us, it had no chance of starting a present conflagration. If, in the long run, the beliefs expressed in proletarian dictatorship are destined to be accepted by the dominant forces of the community, the only meaning of free speech is that they should be given their chance and have their way."


Incorporation

The Supreme Court previously held, in '' Barron v. Baltimore'', that the Constitution's
Bill of Rights A bill of rights, sometimes called a declaration of rights or a charter of rights, is a list of the most important rights to the citizens of a country. The purpose is to protect those rights against infringement from public officials and pr ...
applied only to the federal government, that states were free to enforce statutes that restricted the rights enumerated in the Bill of Rights, and that the federal courts could not interfere with the enforcement of such statutes. ''Gitlow v. New York'' partly reversed that
precedent A precedent is a principle or rule established in a previous legal case that is either binding on or persuasive for a court or other tribunal when deciding subsequent cases with similar issues or facts. Common-law legal systems place great valu ...
and began a trend toward its near complete reversal. The Supreme Court now holds that almost every provision of the Bill of Rights applies to both the federal government and the states, with the exception of the
Third Third or 3rd may refer to: Numbers * 3rd, the ordinal form of the cardinal number 3 * , a fraction of one third * Second#Sexagesimal divisions of calendar time and day, 1⁄60 of a ''second'', or 1⁄3600 of a ''minute'' Places * 3rd Street (d ...
and Seventh Amendments, and the Fifth Amendment's grand jury provision. The Supreme Court relied on the " due process clause" of the Fourteenth Amendment, which prohibits a state from depriving "any person of life, liberty, or property, without due process of law." The Court stated that "For present purposes we may and do assume that" the rights of freedom of speech and freedom of the press were "among the fundamental personal rights and 'liberties' protected by the due process clause of the Fourteenth Amendment from impairment by the states".


Aftermath

On November 9, 1925, Gitlow surrendered to New York Authorities for transportation back to
Sing Sing Prison Sing Sing Correctional Facility, formerly Ossining Correctional Facility, is a maximum-security prison operated by the New York State Department of Corrections and Community Supervision in the village of Ossining, New York. It is about north of ...
to finish his sentence. On December 11, 1925, New York Gov. Al Smith pardoned him, saying that while Gitlow had been "properly and legally convicted", he needed to consider "whether or not he has been sufficiently punished for a political crime." He concluded that "no additional punishment would act as a deterrent to those who would preach an erroneous doctrine of Government." Gitlow was later briefly elected General Secretary of the
American Communist Party The Communist Party USA, officially the Communist Party of the United States of America (CPUSA), is a communist party in the United States which was established in 1919 after a split in the Socialist Party of America following the Russian Revo ...
in 1929. The Court used the doctrine first enunciated in ''Gitlow'' in other cases, such as '' De Jonge v. Oregon'', ''
Wolf v. Colorado ''Wolf v. Colorado'', 338 U.S. 25 (1949), was a United States Supreme Court case in which the Court held 6—3 that, while the Fourth Amendment was applicable to the states, the exclusionary rule was not a necessary ingredient of the Fourth Amend ...
'', and ''
Gideon v. Wainwright ''Gideon v. Wainwright'', 372 U.S. 335 (1963), was a landmark U.S. Supreme Court decision in which the Court ruled that the Sixth Amendment of the U.S. Constitution requires U.S. states to provide attorneys to criminal defendants who are unable ...
'', to extend the reach of the Bill of Rights. Constitutional scholars refer to this as the "
incorporation doctrine In United States constitutional law, incorporation is the doctrine by which portions of the Bill of Rights have been made applicable to the states. When the Bill of Rights was ratified, the courts held that its protections extended only to the ...
," meaning that the Supreme Court has identified rights specified in the Bill of Rights and ''incorporated'' them into the liberties covered by the due process clause of the Fourteenth Amendment. In 2010, the Supreme Court ruled in ''McDonald v. Chicago'' that the 2nd Amendment Right to "keep and bear arms," for lawful purposes such as self-defense is both a fundamental and individual right of all law-abiding Citizens over 21 years of age and of sound mind as self-defense is the "central component" of the 2nd Amendment, and these Rights are "fully applicable" in all of the 50 States..


Footnotes


Further reading

*


External links

*
First Amendment Library entry for ''Gitlow v. New York''


{{DEFAULTSORT:Gitlow V. New York 1925 in United States case law Incorporation case law United States Free Speech Clause case law United States Supreme Court cases United States Supreme Court cases of the Taft Court American Civil Liberties Union litigation Legal history of New York (state) History of the Socialist Party of America